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HomeMy WebLinkAboutFY 2017 - 2018 - Annual Comprehensive Financial Reports (ACFRs) THE TOWN OF VINTON, VIRGINIA COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR FISCAL YEAR ENDING JUNE 30, 2018 TOWN OF VINTON, VIRGINIA COMPREHENSIVE ANNUAL FINANCIAL REPORT YEAR ENDED JUNE 30, 2018 Prepared by the Town of Vinton Finance Department/Treasurer’s Office TOWN OF VINTON, VIRGINIA TABLE OF CONTENTS Page INTRODUCTORY SECTION Letter of Transmittal ..........................................................................................................................................i Certificate of Achievement for Excellence in Financial Reporting ...............................................................vi Directory of Principal Officials......................................................................................................................vii Organizational Chart .....................................................................................................................................viii FINANCIAL SECTION Independent Auditor’s Report ..........................................................................................................................1 Management’s Discussion and Analysis .........................................................................................................4 Basic Financial Statements Government-wide Financial Statements Exhibit 1 Statement of Net Position .....................................................................................................6 Exhibit 2 Statement of Activities ..........................................................................................................7 Fund Financial Statements Exhibit 3 Balance Sheet –Governmental Fund ...................................................................................8 Exhibit 4 Reconciliation of the Governmental Fund Balance Sheet to the Statement of Net Position........................................................................................9 Exhibit 5 Statement of Revenues, Expenditures, and Changes in Fund Balance –Governmental Fund ..............................................................................10 Exhibit 6 Reconciliation of the Statement of Revenues, Expenditures, and Changes in Fund Balance of the Governmental Fund to the Statement of Activities ..................11 Exhibit 7 Statement of Revenues, Expenditures, and Changes in Fund Balance – Budget and Actual –General Fund .................................................................................12 Exhibit 8 Statement of Net Position –Proprietary Funds ..................................................................13 Exhibit 9 Statement of Revenues, Expenses, and Changes in Fund Net Position –Proprietary Funds ....................................................................................14 Exhibit 10 Statement of Cash Flows –Proprietary Funds ...................................................................15 Notes to Financial Statements ....................................................................................................................16 Required Supplementary Information Exhibit 11 Schedule of Changes in the Net Pension Liability and Related Ratios .............................64 Exhibit 12 Schedule of Pension Contributions.....................................................................................65 Exhibit 13 Schedule of Changes in Net OPEB Liability and Related Ratios –Local Plan ................66 Exhibit 14 Schedule of Employer’s Share of Net OPEB Liability –VRS GLI ..................................67 Exhibit 15 Schedule of OPEB Contributions –VRS GLI ...................................................................68 Notes to Required Supplementary Information .........................................................................................69 TOWN OF VINTON, VIRGINIA TABLE OF CONTENTS (Continued) Page STATISTICAL SECTION Table 1 Net Position by Component .......................................................................................................72 Table 2 Change in Net Position by Component .....................................................................................73 Table 3 Fund Balances –Governmental Fund .......................................................................................75 Table 4 Changes in Fund Balances –Governmental Fund ....................................................................76 Table 5 Assessed Value and Actual Value of Taxable Property ...........................................................77 Table 6 Principal Water and Sewer Customers ......................................................................................78 Table 7 Property Tax Levies and Collections ........................................................................................79 Table 8 Water and Sewer Rates ..............................................................................................................80 Table 9 Legal Debt Margin Information ................................................................................................81 Table 10 Ratios of Outstanding Debt by Type .........................................................................................82 Table 11 Pledged Revenue Coverage .......................................................................................................83 Table 12 Demographic Statistics ..............................................................................................................84 Table 13 Principal Employers ...................................................................................................................85 Table 14 Full-Time Equivalent Town Government Employees by Function/Program ..........................86 Table 15 Operating Indicators by Function/Program ...............................................................................87 Table 16 Capital Asset and Infrastructure Statistics by Function/Program .............................................88 COMPLIANCE SECTION Independent Auditor’s Report on Internal Control over Financial Reporting and on Compliance and Other Matters Based on an Audit of Financial Statements Performed in Accordance with Government Auditing Standards.....................................................................................................90 Summary of Compliance Matters ..................................................................................................................92 Schedule of Finding and Response ................................................................................................................93 Schedule of Prior Audit Finding ....................................................................................................................94 INTRODUCTORY SECTION i ii iii iv v vi vii TOWN OF VINTON, VIRGINIA DIRECTORY OF PRINCIPAL OFFICIALS June 30, 2018 TOWN COUNCIL Bradley Grose, Mayor Matt Hare, Vice Mayor Keith Liles Sabrina McCarty Janet Schneid APPOINTED OFFICIALS Barry W. Thompson ...............................................................Town Manager Anne W. Cantrell.................................................Finance Director/Treasurer Susan Johnson ..............................................................................Town Clerk Thomas Foster .........................................................................Chief of Police INDEPENDENT AUDITORS Brown, Edwards & Company, L.L.P. viii FINANCIAL SECTION 1 Your Success is Our Focus 319 McClanahan Street, S.W. • Roanoke, VA 24014-7705 • 540-345-0936 • Fax: 540-342-6181 • www.BEcpas.com INDEPENDENT AUDITOR’S REPORT To the Honorable Members of Town Council Town of Vinton, Virginia Report on the Financial Statements We have audited the accompanying financial statements of the governmental activities, the business-type activities, and each major fund of the Town of Vinton, Virginia (the “Town”), as of and for the year ended June 30, 2018, and the related notes to the financial statements, which collectively comprise the Town’s basic financial statements as listed in the table of contents. Management’s Responsibility for the Financial Statements Management is responsible for the preparation and fair presentation of these financial statements in accordance with accounting principles generally accepted in the United States of America; this includes the design, implementation, and maintenance of internal control relevant to the preparation and fair presentation of financial statements that are free from material misstatement, whether due to fraud or error. Auditor’s Responsibility Our responsibility is to express opinions on these financial statements based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America, the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States, and Specifications for Audits of Counties, Cities, and Towns issued by the Auditor of Public Accounts of the Commonwealth of Virginia.Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free from material misstatement. An audit involves performing procedures to obtain audit evidence about the amounts and disclosures in the financial statements. The procedures selected depend on the auditor’s judgment, including the assessment of the risks of material misstatement of the financial statements, whether due to fraud or error. In making those risk assessments, the auditor considers internal control relevant to the entity’s preparation and fair presentation of the financial statements in order to design audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the entity’s internal control. Accordingly, we express no such opinion. An audit also includes evaluating the appropriateness of accounting policies used and the reasonableness of significant accounting estimates made by management, as well as evaluating the overall presentation of the financial statements. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our audit opinions. Opinions In our opinion, the financial statements referred to above present fairly, in all material respects, the respective financial position of the governmental activities, the business-type activities, and each major fund of the Town, as of June 30, 2018, and the respective changes in financial position and, where applicable, cash flows thereof and the respective budgetary comparison for the general fund for the year then ended in accordance with accounting principles generally accepted in the United States of America. 2 Report on the Financial Statements (Continued) Change in Accounting Principle As described in Note 17 to the financial statements, in 2018 the Town adopted new accounting guidance, GASB Statement No. 75, Accounting and Financial Reporting for Postemployment Benefits Other Than Pension. Our opinion is not modified with respect to this matter. Report on Summarized Comparative Information We have previously audited the Town’s 2017 financial statements, and in our report dated November 15, 2017, we expressed unmodified opinions on those financial statements. The 2017 financial information is provided for comparative purposes only. In our opinion, the summarized comparative information presented herein as of and for the year ended June 30, 2017, is consistent, in all material respects, with the audited financial statements from which it has been derived. Because information to restate prior years in relation to GASB 75, discussed above, is not readily available, the comparative information has not been restated. Other Matters Required Supplementary Information Accounting principles generally accepted in the United States of America require that the management’s discussion and analysis and other required supplementary information, as listed in the table of contents, be presented to supplement the basic financial statements. Such information, although not a part of the basic financial statements, is required by the Governmental Accounting Standards Board, who considers it to be an essential part of financial reporting for placing the basic financial statements in an appropriate operational, economic, or historical context. We have applied certain limited procedures to the required supplementary information in accordance with auditing standards generally accepted in the United States of America, which consisted of inquiries of management about the methods of preparing the information and comparing the information for consistency with management’s responses to our inquiries, the basic financial statements, and other knowledge we obtained during our audit of the basic financial statements. We do not express an opinion or provide any assurance on the information because the limited procedures do not provide us with sufficient evidence to express an opinion or provide any assurance. Other Information Our audit was conducted for the purpose of forming opinions on the financial statements that collectively comprise the Town’s basic financial statements. The introductory section and the statistical section are presented for purposes of additional analysis and are not a required part of the basic financial statements. The introductory and statistical sections have not been subjected to the auditing procedures applied in the audit of the basic financial statements and, accordingly, we do not express an opinion or provide any assurance on them. 3 Other Reporting Required by Government Auditing Standards In accordance with Government Auditing Standards, we have also issued our report dated November 15, 2018 on our consideration of the Town’s internal control over financial reporting and on our tests of its compliance with certain provisions of laws, regulations, contracts, and grant agreements and other matters.The purpose of that report is to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing, and not to provide an opinion on internal control over financial reporting or on compliance. That report is an integral part of an audit performed in accordance with Government Auditing Standards in considering the Town’s internal control over financial reporting and compliance. CERTIFIED PUBLIC ACCOUNTANTS Roanoke, Virginia November 15, 2018 4a MANAGEMENT’S DISCUSSION AND ANALYSIS As management of the Town of Vinton, Virginia (the “Town”), we offer readers of the Town’s financial statements this narrative overview and analysis of the financial activities of the Town for the fiscal year ended June 30, 2018. We encourage readers to consider the information presented here in conjunction with additional information that we have furnished in our letter of transmittal, which can be found on pages i through v of this report. Financial Highlights The total assets and deferred outflows of resources of the Town exceeded its liabilities and deferred inflows of resources at the close of the most recent fiscal year by $14,012,544 (net position). Of this amount, $2,290,645 (unrestricted net position) may be used to meet the Town’s ongoing obligations to citizens and creditors. The Town’s total net position increased by $620,575. This increase is largely due to total expenses of $11,104,561 being less than total revenues of $11,725,136. However, a decrease of $1,450,832 (21.64%) in current and other assets occurred. Capital assets decreased by $1,087,347 with the final result being a decrease of 5.25%in total assets. On the other hand, long-term liabilities decreased by $812,515 (6.32%), mostly due to decrease in net pension liability.Other liabilities increased by $188,863 (19.75%)which was an increase in accounts payable and related liabilities and in accrued payroll and related liabilities due to end of year timing. Deferred Outflows decreased $408,826 (37.46%) and Deferred Inflows increased $474,198 (60.38%) due to the net difference between projected and actual earnings on plan investments. The final result of all these effects is a 0.75% increase in net position. As of the close of the current fiscal year, the Town’s governmental fund reported an ending fund balance of $3,222,506, an increase of $422,544 in comparison with the prior year. This is mostly due to an increase of $117,917 (54.5%) in accounts payable. In addition, deferred inflows increased by $24,814 (2.38%). Approximately 83.03% of the ending governmental fund balance, $2,675,654 is available for spending at the Town’s discretion (unassigned fund balance), and represents 34.52% of the governmental fund’s expenditures. Overview of the Financial Statements This discussion and analysis is intended to serve as an introduction to the Town’s basic financial statements. The Town’s basic financial statements comprise three components: (1) government-wide financial statements,(2)fund financial statements, and (3) notes to the financial statements. This report also contains other supplementary information in addition to the basic financial statements themselves. Government-wide Financial Statements –The government-wide financial statements are designed to provide readers with a broad overview of the Town’s finances, in a manner similar to a private-sector business. The statement of net position presents information on all of the Town’s assets, deferred outflows of resources, liabilities, and deferred inflows of resources, with the difference between the four reported as net position. Over time, increases or decreases in net position may serve as a useful indicator of whether the financial position of the Town is improving or deteriorating. 4b Overview of the Financial Statements (Continued) Government-wide Financial Statements (Continued) The statement of activities presents information showing how the government’s net position changed during the most recent fiscal year. All changes in net position are reported as soon as the underlying event giving rise to the change occurs, regardless of the timing of related cash flows. Thus, revenues and expenses are reported in this statement for some items that will result only in cash flows in future fiscal periods (e.g., uncollected taxes and earned but unused vacation leave). Both of the government-wide financial statements distinguish functions of the Town that are principally supported by taxes and intergovernmental revenues (governmental activities) from other functions that are intended to recover all or a significant portion of their costs through user fees and charges (business-type activities). The governmental activities of the Town include general government, public safety, public works, community development, and parks, recreation, and cultural. The business-type activity of the Town is the water and sewer department. Fund Financial Statements –A fund is a grouping of related accounts that is used to maintain control over resources that have been segregated for specific activities or objectives. The Town, like other state and local governments, uses fund accounting to ensure and demonstrate compliance with finance-related legal requirements. All of the funds of the Town can be divided into two categories: governmental funds and proprietary funds. Governmental Funds –Governmental funds are used to account for essentially the same functions reported as governmental activities in the government-wide financial statements. However, unlike the government-wide financial statements, governmental fund financial statements focus on near- term inflows and outflows of spendable resources,as well as on balances of spendable resources available at the end of the fiscal year. Such information may be useful in evaluating a government’s near-term financing requirements. Because the focus of governmental funds is narrower than that of the government-wide financial statements, it is useful to compare the information presented for governmental funds with similar information presented for governmental activities in the government-wide financial statements. By doing so, readers may better understand the long-term impact of the government’s near-term financing decisions. Both the governmental fund balance sheet and the governmental fund statement of revenues, expenditures, and changes in fund balance provide a reconciliation to facilitate this comparison between governmental funds and governmental activities. The Town adopts an annual appropriated budget for its general fund. A budgetary comparison statement has been provided for the general fund to demonstrate compliance with this budget. Proprietary Funds –The Town maintains one type of proprietary fund. Enterprise funds are used to report the same functions presented as business-type activities in the government-wide financial statements. The Town uses an enterprise fund to account for its Water and Sewer Department. Proprietary funds provide the same type of information as the government-wide financial statements, only in more detail. The proprietary fund financial statements provide separate information for the Water and Sewer Department. Notes to the Financial Statements –The notes provide additional information that is essential to a full understanding of the data provided in the government-wide and fund financial statement. Other Information –In addition to the basic financial statements and accompanying notes, this report also presents certain required supplementary information concerning the Town’s funding progress for the defined benefit pension plan. 4c Government-wide Financial Analysis As noted earlier, net position may serve over time as a useful indicator of a government’s financial position. In the case of the Town, the net position was $14,012,544 at the close of the most recent fiscal year. By far the largest portion of the Town’s net position (80.71%) reflects its net investment in capital assets (e.g., land, buildings, infrastructure, machinery, and equipment less any related debt used to acquire those assets that are still outstanding). The Town uses these capital assets to provide services to citizens; consequently, these assets are not available for future spending. Although the Town’s net investment in its capital assets is reported net of related debt, it should be noted that the resources needed to repay this debt must be provided from other sources, since the capital assets themselves cannot be used to liquidate these liabilities. The Town’s Net Position Governmental Business-Type Activities Activities Total Current and other assets $4,893,387 $4,306,230 $3,263,231 $2,399,556 $8,156,618 $6,705,786 Capital assets 9,058,492 9,507,841 10,553,850 11,191,848 19,612,342 20,699,689 Total assets 13,951,879 13,814,071 13,817,081 13,591,404 27,768,960 27,405,475 Deferred outflows of resources 477,791 799,612 204,761 291,766 682,552 1,091,378 Current and other liabilities 621,099 483,828 523,898 472,306 1,144,997 956,134 Long-term liabilities 5,241,976 5,830,980 6,792,430 7,015,941 12,034,406 12,846,921 Total liabilities 5,863,075 6,314,808 7,316,328 7,488,247 13,179,403 13,803,055 Deferred inflows of resources 1,137,883 757,328 121,682 28,039 1,259,565 785,367 Net investment in capital assets 6,548,322 6,638,792 4,760,652 4,862,273 11,308,974 11,501,065 Restricted 412,925 132,387 -- 412,925 132,387 Unrestricted 467,465 770,368 1,823,180 1,504,611 2,290,645 2,274,979 Total net position $7,428,712 $7,541,547 $6,583,832 $6,366,884 $14,012,544 $13,908,431 Unrestricted net position of $2,290,645 may be used to meet the Town’s ongoing obligations to citizens and creditors. At the end of the current fiscal year, the Town is able to report positive balances in all three categories of net position, both for the government as a whole, and for its separate governmental and business-type activities. The same situation held true for the prior fiscal year. Governmental activities –Governmental activities increased the Town’s net position by $351,981, when including the restated net position in Note 17. For the most part, revenues closely paralleled inflation and conditions represented in the economy and growth in the demand for services. Revenues from operating grants and contributions, capital grants and contributions, and various taxes showed an increase over the prior year. Investment earnings also showed an increase because of the Town’s investments and bond proceeds being invested in higher yields. 4d Government-wide Financial Analysis (Continued) The Town’s Changes in Net Position Governmental Business-Type Activities Activities Total Revenues Program revenues Charges for services $709,926 $769,199 $3,354,057 $3,398,582 $4,063,983 $4,167,781 Operating grants and contributions 1,539,975 1,666,789 - - 1,539,975 1,666,789 Capital grants and contributions 84,184 408,362 - - 84,184 408,362 General revenues Property taxes 684,319 697,622 - - 684,319 697,622 Other taxes 4,191,215 4,232,122 - - 4,191,215 4,232,122 Intergovernmental revenue unrestricted 770,645 773,690 - - 770,645 773,690 Investment earnings 25,780 19,406 8,152 2,266 33,932 21,672 Other 57,781 66,305 299,102 338,118 356,883 404,423 Gain (Loss) on Sale - - - - - - Total revenues 8,063,825 8,633,495 3,661,311 3,738,966 11,725,136 12,372,461 Expenses General government 962,685 992,699 - - 962,685 992,699 Public safety 3,686,891 3,926,763 - - 3,686,891 3,926,763 Public works 1,893,248 2,011,469 - - 1,893,248 2,011,469 Parks, recreation, and cultural 517,122 591,208 - - 517,122 591,208 Community development 416,637 479,973 - - 416,637 479,973 Interest on long-term debt 94,963 106,756 - - 94,963 106,756 Water and sewer - - 3,279,827 3,088,256 3,279,827 3,088,256 Stormwater management - - 253,188 419,957 253,188 419,957 Total expenses 7,571,546 8,108,868 3,533,015 3,508,213 11,104,561 11,617,081 Excess of revenues Other Financing Sources (Uses) Transfers in (out)(140,298)(219,978)140,298 219,978 - - Total Other Financing Sources (Uses)(140,298)(219,978)140,298 219,978 - - Change in net position 351,981 304,649 268,594 450,731 620,575 755,380 –July 1 (Restated)7,076,731 7,236,898 6,315,238 5,916,153 13,391,969 13,153,051 –June 30 $7,428,712 $7,541,547 $6,583,832 $6,366,884 $14,012,544 $13,908,431 4e Government-wide Financial Analysis (Continued) Expenses and Program Revenues –Governmental Activities Revenues by Source –Governmental Activities 0 500,000 1,000,000 1,500,000 2,000,000 2,500,000 3,000,000 3,500,000 4,000,000 General Government Public safety Public works Parks, recreation, and Cultural Community development Interest on long- term debt Expenses Program Revenues Charges for services 9%Operating grants and contributions 19% Capital grants and contributions 1% Property taxes 8% Other taxes 52% Intergovernmental revenue unrestricted 10% Investment earnings 0% Other 1% 4f Government-wide Financial Analysis (Continued) Business-type activities –Business-type activities increased the Town’s net position by $268,594, when including the restated net position in Note 17. The last increase by the Town was effective July 1, 2015 with a rate of 8.9%. There was no increase in the last three fiscal years. Financial Analysis of the Government’s Funds As noted earlier, the Town uses fund accounting to ensure and demonstrate compliance with finance-related legal requirements. Governmental funds –The focus of the Town’s governmental funds is to provide information on near-term inflows, outflows, and balances of spendable resources. Such information is useful in assessing the Town’s financing requirements. In particular, unassigned fund balance may serve as a useful measure of a government’s net resources available for spending at the end of the fiscal year. As of the end of the current fiscal year, the Town’s governmental fund reported an ending fund balance of $3,222,506, an increase of $422,544 in comparison with the prior year. This is partly due to an increase in deferred inflows of $24,814 (2.38%) and largely due to an increase in accounts payable and accrued liabilities of $117,917 (51.12%) and an increase in accrued payroll and related liabilities of $26,560 (12.54%).Accounts payable and accrued liabilities, accrued payroll and related liabilities, and unearned revenue increased by $139,799 (30.04%); this increase was due to a large accounts payable carried into the next year for fiscal year 2018 street paving. Proprietary funds –The Town’s proprietary fund provides the same type of information found in the government-wide financial statements, but in more detail. Unrestricted net position of the Water and Sewer Department at the end of the year amounted to $1,893,051. Unrestricted net position of the Stormwater Management Department at the end of the year was deficit $69,871. Factors concerning the finances of this fund have already been addressed in the discussion of the Town’s business-type activities. General Fund Budgetary Highlights Differences between the original budget and the final amended budget for revenues were $616,912 primarily due to carryover grants included in Categorical Aid amounting to $533,565. Another component of the variance from budget includes $34,531 in charges for services and $42,417 in other local taxes. There was a decrease in revenue in Fee for Transport, and less revenue than anticipated from the War Memorial and Senior Center Rentals.The Town of Vinton experienced less than anticipated collections in consumer’s utility tax, which resulted in a shortfall in the other local taxes category. Differences between the original budget and the final amended budget for expenditures were $715,189 with the majority being primarily due to decreased spending in the public works department than anticipated expenditures. Multiple variances between the final budget and the actual final results for the year can be briefly summarized as follows: There was only a minor variance in real property taxes, and 96.79% of the budgeted amount was collected. The real property tax rate did not change from $0.07 per $100 of assessed value. There was a variance of other local taxes of $42,417 or 1.00%. This was primarily due to a decrease in Consumer’s Utility Tax from anticipated budget, a shortfall of $16,668 or 2.25%. The Consumer’s Utility Tax is generated by fees relating to cable, phone, and other utility services. 4g General Fund Budgetary Highlights (Continued) Cigarette tax collection historically has decreased within Town limits as a result of $0.20 increase in tax rate effective July 2013. The tax rate was reduced by $0.15 in March 2014 to encourage buyers, but the market has not fully recovered. The Town reduced the budget to match the trend in fiscal year 2018, and Cigarette tax collection generated $10,020 or 6.07% above budgeted estimate. However, one retailer in Town limits removed cigarettes from retail during fiscal year 2019, and future revenues are anticipated to decrease as a result of the change of the business. For the most part, economic indicators such as sales tax, meals tax, and business license tax reflect very favorable collection. All expenditures by budget functions have favorable variances due to concerted efforts of all departments to control and minimize expenditures.The transfer to the Stormwater Fund was reduced $73,000 from anticipated budget, and was a major component of the favorable balance in the General Fund. The Stormwater Management Fund was created last fiscal year to allow for better tracking of expenses. Prior to creation of this fund, the costs were being paid for by the General Fund and Utility Fund where applicable. Costs that were previously budgeted for in the General Fund and Utility Fund were treated as a fund transfer to the stormwater fund to cover expenditures. In 2018, the Town of Vinton adopted GASB Statement No. 75, Accounting and Financial Reporting for Postemployment Benefits Other Than Pensions. The overall effect of this new standard is to reflect the Town’s long-term other postretirement benefit (“OPEB”) obligations directly in the financial statements. Under previous accounting guidance, these amounts were recorded incrementally over time, but were not recognized in their entirety. Instead, the total liability which has now been recorded, was only disclosed. The new standard not only changes certain measurement methodologies, but also requires certain new disclosures and that the Town record a net OPEB liability directly on the statement of net position. Beginning net position has been restated as discussed in Note 17, and this has had a significant impact on the Town’s net position. However, because similar information has been disclosed in prior years, both in the notes to the financial statements and in required supplementary information, the effect of this new standard is not expected to negatively affect how most governmental entities are viewed by sophisticated readers of their financial statements. Because information to restate prior years is not readily available, the prior year comparative information included in this discussion and analysis has not been restated. Capital Asset and Debt Administration Capital assets –The Town’s investment in capital assets for its governmental and business-type activities as of June 30, 2018, amounts to $19,612,342 (net of accumulated depreciation). This investment in capital assets includes land, buildings and systems, improvements, infrastructure, machinery, and equipment. The total decrease in the Town’s investment in capital assets for the current fiscal year was 5.259% (a 4.73% decrease for governmental activities and a 5.70% decrease for business-type activities). Additional information on the Town’s capital assets can be found in Note 5 of this report. 4h Capital Asset and Debt Administration (Continued) The Town’s Capital Assets (Net of Depreciation) Land $1,832,033 $1,832,033 $80,752 $80,752 $1,912,785 $1,912,785 Buildings and systems 4,747,664 5,019,401 7,711,634 8,183,663 12,459,298 13,203,064 Infrastructure 1,934,831 1,880,757 - - 1,934,831 1,880,757 Improvements other than buildings - - 2,285,350 2,429,311 2,285,350 2,429,311 Machinery and equipment 336,827 435,380 463,268 485,599 800,095 920,979 Construction in progress 207,137 340,270 12,846 12,523 219,983 352,793 Total $9,058,492 $9,507,841 $10,553,850 $11,191,848 $19,612,342 $20,699,689 Long-term debt –At the end of the current fiscal year, the Town had total debt outstanding of $9,453,756. Of this amount, $6,862,946 comprises debt backed by the full faith and credit of the government, $1,852,000 is related to revenue bond obligations, and $738,810 is related to capital leases. The Town’s Outstanding Debt General Obligation and Capital Leases General obligation bonds $2,617,814 $2,919,146 $3,789,564 $4,175,676 $6,407,378 $7,094,822 Revenue bonds - - 1,852,000 2,011,000 1,852,000 2,011,000 Other obligations 203,036 266,576 252,532 266,363 455,568 532,939 Capital leases 240,612 54,837 498,198 - 738,810 54,837 $3,061,462 $3,240,559 $6,392,294 $6,453,039 $9,453,756 $9,693,598 The Town’s total debt decreased by $239,842, or 2.47%, during the fiscal year. This decrease is due to the payment of principal payment on outstanding debt. Additional information on the Town’s long-term debt can be found in Note 6 of this report. Economic Factors and Next Year’s Budgets and Rates During the current year, the Town took measures to mitigate the impact of the economic downturn. Departments were also asked to delay small capital expenditures and to monitor operating expenditures for the remainder of the fiscal year.The Town experienced an unexpected increase in sales tax at the end of year, as well as reduced costs in stormwater management that resulted in a favorable variance for the budget year. 4i Economic Factors and Next Year’s Budgets and Rates (Continued) The unemployment rate for Roanoke County (no statistics are available for the Town individually) as of June 30, 2018 is 3.40%, which is a decrease from last year’s rate of 3.70%. This is comparable to the state’s average unemployment rate as of June 30, 2018 of 3.20% and to the national average rate of 4.0%. The occupancy rate of the Town’s central business district has remained at 90% for the past five years. Inflationary trends in the region compare favorably to national indices. No real property tax increase for calendar year 2018, but a reassessment increase in real estate values slightly increased the tax levy. During the current fiscal year, the unassigned fund balance in the general fund increased by $97,461. The general fund remains strong with an ending unassigned fund balance of $2,675,654. It is intended that this available fund balance will be used for future needs of the Town. Requests for Information This financial report is designed to provide a general overview of the Town’s finances for all those with an interest in the government’s finances. Questions concerning any of the information provided in this report or requests for additional financial information should be addressed to the Finance Department/Treasurer’s Office, Town of Vinton, 311 S. Pollard Street, Vinton, Virginia 24179. 5 BASIC FINANCIAL STATEMENTS EXHIBIT 1 Governmental Business- Type (For Comparison Only) Activities Activities 2018 2017 ASSETS Cash and cash equivalents (Note 2)3,610,785$ 2,036,547$ 5,647,332$ 4,617,321$ Receivables, net (Note 3)400,797 628,839 1,029,636 1,023,151 Due from other governmental units (Note 4)449,644 - 449,644 776,207 Inventories 2,331 47,560 49,891 51,394 Prepaids 63,666 17,094 80,760 80,541 Loans receivable 69,126 - 69,126 84,134 297,038 533,191 830,229 73,038 Capital assets: (Note 5) Nondepreciable 2,039,170 93,598 2,132,768 2,265,578 Depreciable, net 7,019,322 10,460,252 17,479,574 18,434,111 Total assets 13,951,879 13,817,081 27,768,960 27,405,475 DEFERRED OUTFLOWS OF RESOURCES Deferred charge on refunding 110,013 111,074 221,087 249,762 329,429 89,426 418,855 841,616 Deferred outflows related to other postemployment benefits (Note 8 and 9)38,349 4,261 42,610 - Total deferred outflows of resources 477,791 204,761 682,552 1,091,378 LIABILITIES Accounts payable and accrued liabilities 348,592 379,051 727,643 556,455 Accrued payroll and related liabilities 238,361 50,789 289,150 259,508 Accrued interest payable 15,927 49,958 65,885 74,274 Customer security deposits - 44,100 44,100 43,000 Unearned revenue 18,219 - 18,219 22,897 Long-term liabilities: Net pension liability (Note 7)1,109,980 301,310 1,411,290 2,497,573 Net other post employment benefit liability (Note 8 and 9)667,012 73,989 741,001 190,964 Due within one year (Note 6)531,135 622,915 1,154,050 1,110,687 Due in more than one year (Note 6)2,933,849 5,794,216 8,728,065 9,047,697 Total liabilities 5,863,075 7,316,328 13,179,403 13,803,055 DEFERRED INFLOWS OF RESOURCES Property taxes 663,409 - 663,409 645,383 Deferred inflows related to pensions (Note 7)430,607 116,891 547,498 139,984 Deferred inflow related to other postemployment benefits (Note 8 and 9)43,867 4,791 48,658 - Total deferred inflows of resources 1,137,883 121,682 1,259,565 785,367 NET POSITION 6,548,322 4,760,652 11,308,974 11,501,065 Public safety 155,323 - 155,323 132,387 Public works 257,602 - 257,602 - Unrestricted 467,465 1,823,180 2,290,645 2,274,979 Restricted for: Net investment in capital assets Totals TOWN OF VINTON, VIRGINIA STATEMENT OF NET POSITION June 30, 2018 Cash and cash equivalents, restricted (Note 2) Deferred outflows related to pensions (Note 7) The Notes to Financial Statements are an integral part of this statement. 6 EXHIBIT 2 Charges for Capital Grants Governmental Comparison Functions/Programs Expenses Services Contributions Contributions Activities Activities 2018 2017 Governmental activities 962,685$ 125,928$ 3,928$ -$ (832,829)$ (832,829)$ (871,045)$ Public safety 3,686,891 93,599 337,641 13,341 (3,242,310) (3,242,310) (3,316,605) Public works 1,893,248 110,167 1,198,306 19,609 (565,166) (565,166) (642,739) Parks, recreation, and cultural 517,122 373,927 - 1,234 (141,961) (141,961) (177,676) Community development 416,637 6,305 100 50,000 (360,232) (360,232) (149,697) Interest on long-term debt 94,963 - - - (94,963) (94,963) (106,756) Total governmental activities 7,571,546 709,926 1,539,975 84,184 (5,237,461) (5,237,461) (5,264,518) Business-type activities Water and sewer 3,279,827 3,354,057 - - 74,230$ 74,230 310,326 Stormwater management 253,188 - - - (253,188) (253,188) (419,957) Total business-type activities 3,533,015 3,354,057 - - (178,958) (178,958) (109,631) Total 11,104,561$4,063,983$ 1,539,975$ 84,184$ (5,237,461) (178,958) (5,416,419) (5,374,149) General revenues Property taxes (Note 11)684,319 - 684,319 697,622 Sales tax 1,370,590 - 1,370,590 1,436,325 Meals tax 966,053 - 966,053 953,721 Utilities tax 756,225 - 756,225 755,985 Business license tax 482,003 - 482,003 500,713 Cigarette tax 175,020 - 175,020 178,125 Other local taxes 441,324 - 441,324 407,253 Unrestricted intergovernmental revenue 770,645 - 770,645 773,690 Unrestricted investment earnings 25,780 7,627 33,407 21,578 Restricted investment earnings - 525 525 94 Other 57,781 299,102 356,883 404,423 Transfers (Note 16)(140,298) 140,298 - - Total general revenues 5,589,442 447,552 6,036,994 6,129,529 Change in net position 351,981 268,594 620,575 755,380 NET POSITION AT JULY 1, AS RESTATED (NOTE 17)7,076,731 6,315,238 13,391,969 13,153,051 NET POSITION AT JUNE 30 7,428,712$ 6,583,832$ 14,012,544$ 13,908,431$ General government administration Totals TOWN OF VINTON, VIRGINIA STATEMENT OF ACTIVITIES Year Ended June 30, 2018 Program Revenues Net (Expense) Revenue and Changes in Net Position The Notes to Financial Statements are an integral part of this statement. 7 EXHIBIT 3 Comparison 2018 2017 ASSETS Cash and cash equivalents 3,610,785$ 2,952,161$ Receivables, net 400,797 398,338 Due from other governmental units 449,644 776,207 Inventories 2,331 3,351 Prepaids 63,666 66,152 Loans receivable 69,126 84,134 Cash and cash equivalents, restricted 297,038 25,887 Total assets 4,893,387$ 4,306,230$ LIABILITIES Accounts payable and accrued liabilities 348,592$ 230,675$ Accrued payroll and related liabilities 238,361 211,801 18,219 22,897 Total liabilities 605,172 465,373 DEFERRED INFLOWS OF RESOURCES Deferred revenue 1,065,709 1,040,895 FUND BALANCES Nonspendable 103,927 89,382 Restricted 412,925 132,387 Committed 30,000 - Unassigned 2,675,654 2,578,193 Total fund balances 3,222,506 2,799,962 Total liabilities, deferred inflows of resources, and fund balances 4,893,387$ 4,306,230$ Unearned revenue General Fund TOWN OF VINTON, VIRGINIA BALANCE SHEET GOVERNMENTAL FUND June 30, 2018 The Notes to Financial Statements are an integral part of this statement. 8 EXHIBIT 4 (For Comparison Only) 2018 2017 Total Fund Balances – Governmental Fund 3,222,506$ 2,799,962$ are different because: Capital assets used in governmental activities are not financial resources, and, therefore, are not reported in the funds. Governmental capital assets 19,222,618$ Less: accumulated depreciation (10,164,126) 9,058,492 9,507,841 Bond premiums are reported as revenues in the governmental funds, Bond premiums total $(65,279) and accumulated amortization is $45,920.(19,359) (21,637) Other long-term assets are not available to pay for current-period expenditures and, therefore, are deferred in the funds.402,300 395,512 Financial statement elements related to other postemployment benefits and pensions are applicable to future periods and, therefore, are not reported in the funds. Deferred outflows related to: Pensions 329,429 Other postemployment benefits 38,349 Deferred inflows related to: Pensions (430,607) Other postemployment benefits (43,867) (1,109,980) Net other postemployment benefits liability (667,012) (1,883,688) (1,436,213) Long-term liabilities are not due and payable in the current period and, therefore, are not reported in the funds. General obligation bonds, including unamortized deferred amounts (2,507,801) (203,036) (240,612) Accrued interest payable (15,927) Compensated absences (384,163) (3,351,539) (3,703,918) Total Net Position – Governmental Activities 7,428,712$ 7,541,547$ Net pension liability Capital lease obligations Obligations payable – Roanoke County and RCACP but are amortized over the life of the debt obligation in the statement of net position: TOWN OF VINTON, VIRGINIA TO THE STATEMENT OF NET POSITION June 30, 2018 Amounts reported for governmental activities in the statement of net position General Fund The Notes to Financial Statements are an integral part of this statement. 9 EXHIBIT 5 Comparison Only) 2018 2017 REVENUES General property taxes 685,924$ 677,609$ Other local taxes 4,182,822 4,227,337 Permits, privilege fees, and regulatory licenses 8,955 8,712 Fines and forfeitures 71,210 75,085 Revenues from use of money and property 148,433 136,695 Charges for services 377,369 418,042 Other 137,547 150,967 Gain sharing 567,201 552,764 Recovered costs 52,732 36,498 Non-categorical aid 402,537 416,105 Categorical aid 1,422,307 1,960,410 Total revenues 8,057,037 8,660,224 EXPENDITURES Current: General government administration 695,683 650,824 Public safety 3,703,343 3,649,236 Public works 1,775,465 1,749,305 Parks, recreation, and cultural 533,892 570,065 Community development 485,624 889,397 Capital projects 37,880 463,945 Debt service: Principal retirement 436,699 535,374 Interest and fiscal charges 83,211 91,789 Bond issuance costs - - Total expenditures 7,751,797 8,599,935 Excess of revenues over expenditures 305,240 60,289 OTHER FINANCING SOURCES (USES) Proceeds from capital lease 257,602 - Proceeds from sale of capital assets - 80,430 Transfers out (140,298) (219,978) Total other financing sources (uses)117,304 (139,548) Net change in fund balance 422,544 (79,259) FUND BALANCE AT JULY 1 2,799,962 2,879,221 FUND BALANCE AT JUNE 30 3,222,506$ 2,799,962$ General Fund TOWN OF VINTON, VIRGINIA STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCE GOVERNMENTAL FUND Year Ended June 30, 2018 The Notes to Financial Statements are an integral part of this statement. 10 EXHIBIT 6 (For Comparison Only) 2018 2017 Net change in fund balance governmental fund 422,544$ (79,259)$ 2,528 (1,261) (449,349) (47,631) 6,788 (56,900) 225,055 31,526 Employer other postemployment benefit contributions $17,649 Other postemployment benefits expense (53,559) (35,910) - 164,817 521,668 15,508 (63,494) Change in net position of governmental activities TOWN OF VINTON, VIRGINIA RECONCILIATION OF THE STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCE OF THE GOVERNMENTAL FUND TO THE STATEMENT OF ACTIVITIES Year Ended June 30, 2018 General Fund Revenues in the statement of activities that do not provide current financial resources are not reported as revenues in the funds. Amounts reported for governmental activities in the statement of activities are different because: Governmental funds report employer pension contributions as expenditures.However,in the statement of activities the cost of pension benefits earned net of employee contributions is reported as pension expense.This is the amount by which employer pension contributions $323,479 exceed pension expense $98,424 in the current period. The issuance of long-term debt provides current financial resources to governmental funds,while the repayment of the principal of long-term debt consumes the current financial resources of governmental funds.Neither transaction has any effect on net position.Also,governmental funds report premiums, discounts,and similar items when debt is issued,whereas these amounts are deferred and amortized in the statement of activities. This amount is the net effect of those differences. Some items reported in the statement of activities do not require the use of current financial resources and therefore are not reported as expenditures in governmental funds.These activities consist of a decrease in compensated absences $15,508. The net effect of the change in accrued interest expense is not reflected in the fund statements. Governmental funds report capital outlays as expenditures;however,in the statement of activities,the cost of those assets are allocated over their estimated useful lives as depreciation expense.This is the amount by which depreciation $(580,410)exceeded capital outlays $131,061 and the value of capital assets disposed in the current period. Governmental funds report employer other postemployment benefit contributions as expenditures. However,in the statement of activities the cost of these benefits earned,net of employee contributions, is reported as other postemployment benefit expense. The Notes to Financial Statements are an integral part of this statement. 11 EXHIBIT 7 Variance with Final Budget Positive Original Final Actual (Negative) REVENUES General property taxes 708,679$ 708,679$ 685,924$ (22,755)$ Other local taxes 4,225,239 4,225,239 4,182,822 (42,417) Permits, privilege fees, and regulatory licenses 10,750 10,750 8,955 (1,795) Fines and forfeitures 78,700 78,700 71,210 (7,490) Revenues from use of money and property 152,000 152,000 148,433 (3,567) Charges for services 411,900 411,900 377,369 (34,531) Other 126,750 128,250 137,547 9,297 Gain sharing 552,000 552,000 567,201 15,201 Recovered costs 24,000 38,096 52,732 14,636 Non-categorical aid 408,535 412,463 402,537 (9,926) Categorical aid 1,861,599 1,955,872 1,422,307 (533,565) Total revenues 8,560,152 8,673,949 8,057,037 (616,912) EXPENDITURES Total expenditures 8,349,131 8,466,986 7,751,797 715,189 OTHER FINANCING SOURCES (USES) Proceeds from capital lease - - 257,602 257,602 Proceeds from sale of capital assets 3,000 3,000 - (3,000) Transfers out (214,021) (214,021) (140,298) 73,723 Net change in fund balance -$ (4,058)$ 422,544$ 426,602$ Budgeted Amounts TOWN OF VINTON, VIRGINIA STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCE – BUDGET AND ACTUAL – GENERAL FUND Year Ended June 30, 2018 The Notes to Financial Statements are an integral part of this statement. 12 EXHIBIT 8 2017 Total Enterprise Water and Sewer Stormwater Management Total Enterprise (For Comparison Only) Current assets: Cash and cash equivalents 2,027,154$ 9,393$ 2,036,547$ 1,665,160$ Receivables, net 628,839 - 628,839 624,813 Inventories 47,560 - 47,560 48,043 Prepaids 15,235 1,859 17,094 14,389 Cash and cash equivalents, restricted 533,191 - 533,191 47,151 Total current assets 3,251,979 11,252 3,263,231 2,399,556 Noncurrent assets: Capital assets: Nondepreciable 93,598 - 93,598 93,275 Depreciable, net 10,460,252 - 10,460,252 11,098,573 Total noncurrent assets 10,553,850 - 10,553,850 11,191,848 Total assets 13,805,829 11,252 13,817,081 13,591,404 DEFERRED OUTFLOWS OF RESOURCES Deferred charge on refunding 111,074 - 111,074 123,191 Deferred outflows related to pensions (Note 7)73,509 15,917 89,426 168,575 Deferred outflows related to other postemployment benefits (Note 8 and 9)3,314 947 4,261 - LIABILITIES DEFERRED INFLOWS OF RESOURCES 96,086 20,805 116,891 28,039 NET POSITION Business-Type Activities – Enterprise Funds TOWN OF VINTON, VIRGINIA STATEMENT OF NET POSITION PROPRIETARY FUNDS June 30, 2018 2018 The Notes to Financial Statements are an integral part of this statement. 13 EXHIBIT 9 2017 Total Enterprise Water and Sewer Stormwater Management Total Enterprise Only) OPERATING REVENUES Water service charges and fees 1,552,545$ -$ 1,552,545$ 1,567,715$ Sewer service charges and fees 1,749,192 - 1,749,192 1,774,446 Water/sewer penalties 52,320 - 52,320 56,421 Other revenue 299,102 - 299,102 338,118 Total operating revenues 3,653,159 - 3,653,159 3,736,700 OPERATING EXPENSES Total operating expenses 3,110,964 253,188 3,364,152 3,324,056 Operating income (loss)542,195 (253,188) 289,007 412,644 NON-OPERATING REVENUE (EXPENSE) Net non-operating expense (160,711) - (160,711) (181,891) Income (loss) before transfers 381,484 (253,188) 128,296 230,753 TRANSFERS IN (OUT) Change in net position 241,186 27,408 268,594 450,731 NET POSITION AT JULY 1, AS RESTATED (NOTE 17) NET POSITION AT JUNE 30 6,653,703$ (69,871)$ 6,583,832$ 6,366,884$ 2018 TOWN OF VINTON, VIRGINIA Business-Type Activities – Enterprise Fund The Notes to Financial Statements are an integral part of this statement. 14 EXHIBIT 10 2017 Water and Sewer Stormwater Management Total Enterprise Total Enterprise (For Comparison Only) OPERATING ACTIVITIES Receipts from customers 3,351,131$ -$ 3,351,131$ 3,406,061$ Receipts from other sources 299,102 - 299,102 338,118 Payments to suppliers (1,262,191) (51,758) (1,313,949) (1,341,153) Payments to employees (1,040,676) (240,399) (1,281,075) (1,152,101) Net cash provided by (used in) operating activities 1,347,366 (292,157) 1,055,209 1,250,925 NONCAPITAL FINANCING ACTIVITIES Transfers from (to) other funds (140,298) 280,596 140,298 219,978 CAPITAL AND RELATED FINANCING ACTIVITIES Purchases of capital assets (118,846) - (118,846) (272,663) Principal paid on long-term liabilities (595,555) - (595,555) (543,289) Proceeds from long-term liabilities 534,810 - 534,810 - Interest paid (166,641) - (166,641) (181,582) Net cash used in capital and related financing activities (346,232) - (346,232) (997,534) INVESTING ACTIVITIES Interest received on investments 8,152 - 8,152 2,266 Net increase (decrease) in cash and cash equivalents CASH AND CASH EQUIVALENTS Beginning at July 1 1,691,357 20,954 1,712,311 1,236,676 Ending at June 30 2,560,345$ 9,393$ 2,569,738$ 1,712,311$ RECONCILIATION TO EXHIBIT 8 Cash and cash equivalents 2,027,154$ 9,393$ 2,036,547$ 1,665,160$ Cash and cash equivalents, restricted 533,191 - 533,191 47,151 2,560,345$ 9,393$ 2,569,738$ 1,712,311$ Reconciliation of operating income to net cash provided by (used in) operating activities Operating income (loss)542,195$ (253,188)$ 289,007$ 412,644$ Adjustments to reconcile operating income (loss) to net cash provided by (used in) operating activities: Depreciation 766,804 - 766,804 721,776 Pension expense net of employer contributions (3,624) (27,329) (30,953) 7,126 Other postemployment benefit expense net of employer contributions 3,372 341 3,713 4,591 Change in certain assets and liabilities: (Increase) decrease in: Receivables, net (4,026) - (4,026) 2,879 Inventories 483 - 483 23,212 Prepaids (3,497) 792 (2,705) 39,339 Increase (decrease) in: Accounts payable and accrued liabilities 46,231 (2,596) 43,635 28,616 Accrued payroll and related liabilities 6,969 (3,887) 3,082 19,230 Customer security deposits 1,100 - 1,100 4,600 Compensated absences (8,641) (6,290) (14,931) (13,088) Net cash provided by (used in) operating activities 1,347,366$ (292,157)$ 1,055,209$ 1,250,925$ NONCASH CAPITAL AND RELATED FINANCING Capital asset purchases included in accounts payable 37,865$ -$ 37,865$ 28,229$ Capitalized interest 323$ -$ 323$ 13,289$ 2018 TOWN OF VINTON, VIRGINIA STATEMENT OF CASH FLOWS PROPRIETARY FUNDS Year Ended June 30, 2018 Business-Type Activities – Enterprise Fund The Notes to Financial Statements are an integral part of this statement. 15 TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2018 (Continued) 16 Note 1.Summary of Significant Accounting Policies A.The Financial Reporting Entity The Town of Vinton was established in 1884. It is a political subdivision of the Commonwealth of Virginia operating under the Council-Manager form of government. The Town Council consists of a mayor and four other council members. The Town is part of Roanoke County and has taxing powers subject to state-wide restrictions and tax limits. Vinton provides a full range of municipal services including police, refuse collection, recycling, public improvements, planning and zoning, general administrative services, fire, first aid, recreation, and water and sewer services. Fire and first-aid services are supplemented by volunteer departments. Jointly Governed Organizations Roanoke Valley Resource Authority The Town of Vinton, Roanoke County, and the City of Roanoke jointly participate in the Roanoke Valley Resource Authority, which operates a regional solid waste disposal system that includes a sanitary landfill, waste collection, and transfer station. The Authority is governed by a board composed of seven members appointed by the governing bodies of participating jurisdictions. Town Council appoints one member. The Town has control over the budget and financing of the Authority only to the extent of representation by the board member appointed. The participating localities are each responsible for their pro-rata share, based on population, of any year-end operating deficit. For the current year, the Town remitted $173,173 to the Authority for services. A separate financial statement can be obtained from the Roanoke Valley Resource Authority, 110 Hollins Road, NE, Roanoke, Virginia 24012. Roanoke Valley Regional Pound Facility The Counties of Roanoke and Botetourt, the City of Roanoke, the Town of Vinton, and the Roanoke Valley Society for the Prevention of Cruelty to Animals, Inc. formed the Advisory Board of the Roanoke Valley Regional Pound Facility to construct and operate a regional pound facility. The Board is composed of nine members. Each locality’s financial obligation is based on the number of animals caged per day at the facility. The Town’s proportionate share totaled $55,964 for the current year. Separate financial statements are not available. Roanoke County Emergency Communications Center The Town participates in an intergovernmental agreement with the County of Roanoke for the operation of a E-911 dispatch center. All personnel of the Center are employees of Roanoke County. The Director of Communications & Information Technology in coordination with the Emergency Communications Center Advisory Board is responsible for oversight of the Center. The Assistant Director for Communications and Information Technology is responsible for the day-to-day operational management of the Center.The Town and County contribute to the operational cost of the Center based on the pro rata share of call volume. The Town’s share of the operating cost was approximately $434,390 in the current year. Separate financial statements are not available. TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2018 (Continued) 17 Note 1.Summary of Significant Accounting Policies (Continued) A.The Financial Reporting Entity (Continued) Jointly Governed Organizations (Continued) Western Virginia Regional Industrial Facility Authority The Town of Vinton, County of Botetourt, County of Franklin, County of Roanoke, City of Salem, and the City of Roanoke jointly participate in the Western Virginia Regional Industrial Facility Authority, which functions to enhance the economic base for members by developing, owning, and operating facilities on a cooperative basis. The Authority is governed by a board composed of twelve members appointed by the governing bodies of participating jurisdictions. Town Council appoints two members. There were no associated costs to members for participation in the Authority in the current year. A separate financial statement can be obtained from the Western Virginia Regional Industrial Facility Authority care of Roanoke Regional Partnership, 111 Franklin Road, SE, Roanoke, Virginia 24011. Joint Venture Regional Fire Training Facility The Town participates in an intergovernmental agreement with the County of Roanoke and the Cities of Roanoke and Salem for the operation of a regional fire training facility. The Roanoke Valley Regional Fire Training Academy Board is responsible for overseeing the management, operation, and administration of the Academy. Each participating jurisdiction maintains a leasehold interest in the project and shares costs of operation and maintenance equal to the jurisdiction’s payment percentage as defined in the agreement. The Town’s participating interest is 4%. The Town’s share of the operating cost was approximately $3,545 in the current year. Separate financial statements are not available. B.Individual Component Unit Disclosures As required by generally accepted accounting principles, these financial statements present the Town as the primary government. A component unit is an entity for which the primary government is considered to be financially accountable. There are no component units within this reporting entity. TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2018 (Continued) 18 Note 1.Summary of Significant Accounting Policies (Continued) C.Government-Wide and Fund Financial Statements The government-wide financial statements (i.e., the statement of net position and the statement of changes in net position) report information on all of the activities of the Town. For the most part, the effect of interfund activity has been removed from these statements. Interfund services provided and used are not eliminated in the process of consolidation. Governmental activities, which normally are supported by taxes and intergovernmental revenues, are reported separately from business-type activities, which rely to a significant extent on fees and charges for support. The statement of activities demonstrates the degree to which the direct expenses of a given function or segment is offset by program revenues. Direct expenses are those that are clearly identifiable with a specific function or segment. Program revenues include (1) charges to customers or applicants who purchase, use, or directly benefit from goods, services, or privileges provided by a given function or segment and (2) grants and contributions that are restricted to meeting the operational or capital requirements of a particular function or segment. Taxes and other items not properly included among program revenues are reported instead as general revenues. Separate financial statements are provided for the governmental fund and proprietary funds. D.Measurement Focus, Basis of Accounting, and Financial Statement Presentation The government-wide financial statements are reported using the economic resources measurement focus and the accrual basis of accounting, as are the proprietary fund financial statements. Revenues are recorded when earned, and expenses are recorded when a liability is incurred, regardless of the timing of related cash flows. Property taxes are recognized as revenues in the year for which they are levied. Grants and similar items are recognized as revenue as soon as all eligibility requirements imposed by the provider have been met. Governmental fund financial statements are reported using the current financial resources measurement focus and the modified accrual basis of accounting. Revenues are recognized as soon as they are both measurable and available. Revenues are considered to be available when they are collectible within the current period or soon enough thereafter to pay liabilities of the current period. For this purpose, the Town considers revenue as available if it is collected within 45 days of the end of the current fiscal period. Expenditures generally are recorded when a liability is incurred,as under accrual accounting. However, debt service expenditures, as well as expenditures related to compensated absences and claims and judgments, are recorded only when payment is due. Property taxes, franchise taxes, licenses, and interest associated with the current fiscal period are all considered to be susceptible to accrual and have been recognized as revenues of the current fiscal period. All other revenue items are considered to be measurable and available only when cash is received by the Town. TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2018 (Continued) 19 Note 1.Summary of Significant Accounting Policies (Continued) D.Measurement Focus, Basis of Accounting, and Financial Statement Presentation (Continued) The Town reports the following major governmental fund: The general fund is the Town’s primary operating fund. It accounts for all financial resources of the Town, except those required to be accounted for in another fund. The Town reports the following major proprietary funds: The enterprise funds account for the financing of services to the general public where all or most of the operating expenses involved are intended to be recovered in the form of user charges, or where management has decided that periodic determination of revenues earned, expenses incurred, and/or net income is appropriate for management control, accountability, or other purposes. The enterprise funds consist of the activities relating to water and sewer services and stormwater management. Amounts reported as program revenues include (1) charges to customers or applicants for goods, services, or privileges provided, (2) operating grants and contributions, and (3) capital grants and contributions, including special assessments. Internally dedicated resources are reported as general revenues rather than as program revenues. Likewise, general revenues include all taxes. Proprietary funds distinguish operating revenues and expenses from non-operating items. Operating revenues and expenses generally result from providing services and producing and delivering goods in connection with a proprietary fund’s principal ongoing operations. The principal operating revenues of the water and sewer enterprise fund are charges to customers for sales and services. The stormwater management fund has not begun to collect dedicated utility fees. Operating expenses for enterprise funds include the cost of sales and services, administrative expenses, and depreciation on capital assets. All revenues and expenses not meeting this definition are reported as non-operating revenues and expenses. E.Budgets and Budgetary Accounting The following procedures are used in establishing the budgetary data reflected in the financial statements: 1)Prior to June 30, the Town Manager submits to Council a proposed operating and capital budget for the fiscal year commencing the following July 1. This budget includes proposed expenditures and the means of financing them. 2)Public hearings are conducted to obtain citizen comments. TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2018 (Continued) 20 Note 1.Summary of Significant Accounting Policies (Continued) E.Budgets and Budgetary Accounting (Continued) 3)Prior to June 30, the budgets for the general and enterprise funds are legally enacted through passage of an appropriations ordinance. Town Council may, from time to time, amend the budget providing for additional expenditures and the means for financing them. Town Council approved additional general fund appropriations of approximately $117,855 during the fiscal year ended June 30, primarily for capital projects deferred from the prior year and additional operating expenditures. 4)The appropriations ordinance places legal restrictions on expenditures at the department or function level. Management can over-expend at the line item level without approval of Town Council. The appropriation for each department or function can be revised only by Town Council. The Town Manager is authorized to transfer budget amounts within departments. All budget data presented in Exhibit 7 is at the legal level of budgetary control. 5)Formal budgetary integration is employed as a management control device during the year for the general and enterprise funds. 6)Budgets are adopted on a basis consistent with generally accepted accounting principles (GAAP). 7)Appropriations lapse on June 30. 8)All budget data presented in the accompanying financial statements are revised as of June 30. F.Cash and Cash Equivalents Cash and cash equivalents are defined as short-term, highly liquid investments (including restricted assets) with an original maturity of three months or less when purchased. G.Allowance for Uncollectible Accounts The Town calculates its allowance for uncollectible accounts using historical collection data and specific account analysis. H.Inventories Inventories are valued at cost.Inventories are accounted for under the consumption method, where inventories are recorded as expenditures when consumed, rather than when purchased. I.Prepaid Items Governmental fund prepaid items consist primarily of health insurance premiums payments incurred for periods in a subsequent fiscal year. Prepaid items are accounted for using the consumption method. The payments are recorded as expenditures in the fiscal year related to the coverage period. TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2018 (Continued) 21 Note 1.Summary of Significant Accounting Policies (Continued) I.Prepaid Items (Continued) Proprietary fund prepaid items consist primarily of inventory purchased before year end but not received and on hand until after year end. Prepaid items are accounted for using the consumption method. The costs of these items are expensed in the subsequent fiscal year when they are actually consumed or used. J.Capital Assets Capital assets, which include property, plant, and equipment, and infrastructure assets acquired subsequent to July 1, 2001, are reported in the applicable governmental or business-type activities columns in the government-wide financial statements. Capital assets are defined by the Town as assets with an initial, individual cost of more than $5,000 and an estimated useful life in excess of one year. Such assets are recorded at historical cost or estimated historical cost if purchased or constructed. Donated capital assets, donated works of art and similar items, and capital assets received in a service concession arrangement are recorded at acquisition value. The costs of normal maintenance and repairs that do not add to the value of the asset or materially extend assets lives are not capitalized. Capital assets are depreciated using the straight-line method over the following estimated useful lives: Buildings and improvements 10-40 years Machinery and equipment 3-10 years Utility plant 20-40 years Public domain infrastructure 25-40 years Sewage treatment contract 30 years K.Deferred Outflows/Inflows of Resources In addition to assets, the statements that present net position report a separate section for deferred outflows of resources. These items represent a consumption of net position that applies to future periods and so will not be recognized as an outflow of resources (expense) until then. In addition to liabilities, the statements that present financial position report a separate section for deferred inflows or resources. These items represent an acquisition of net position that applies to future periods and so will not be recognized as an inflow of resources (revenue) until that time. TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2018 (Continued) 22 Note 1.Summary of Significant Accounting Policies (Continued) L.Capitalization of Interest The Town capitalizes net interest costs on funds borrowed to finance the construction of proprietary capital assets. Interest is not capitalized on the construction of assets used in governmental activities. There was $323 of interest capitalized in the current year. M.Compensated Absences The Town has policies which allow for the accumulation and vesting of limited amounts of vacation and sick leave until termination or retirement. Amounts of such absences are accrued when incurred in the government-wide and proprietary fund financial statements. A liability for these amounts is reported in governmental funds only when the leave is due and payable. N.Pensions and Other Postemployment Benefits (OPEB) For purposes of measuring all financial statement elements relating to pension and OPEB plans, information about the fiduciary net position of the Town’s Plans and the additions to/deductions from the Town’s Plan’s net fiduciary net position have been determined on the same basis as they were reported by the Virginia Retirement System (VRS). For this purpose, benefit payments (including refunds of employee contributions) are recognized when due and payable in accordance with the benefit terms. Investments are reported at fair value. O.Long-Term Obligations In the government-wide financial statements and proprietary fund types in the fund financial statements, long-term debt and other long-term obligations are reported as liabilities in the applicable governmental activities, business-type activities, or proprietary fund type statement of net position. Bond premiums and discounts are deferred and amortized over the life of the bonds using the straight-line method. Bonds payable are reported net of the applicable bond premium or discount. Issuance costs, whether or not withheld from the actual debt proceeds received, are reported as expenses. In the fund financial statements, governmental fund types recognize bond premiums and discounts, as well as bond issuance costs, during the current period. The face amount of debt issued is reported as other financing sources. Premiums received on debt issuances are reported as other financing sources, while discounts on debt issuances are reported as other financing uses. Issuance costs, whether or not withheld from the actual debt proceeds received, are reported as debt service expenditures. TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2018 (Continued) 23 Note 1.Summary of Significant Accounting Policies (Continued) P.Fund Balances Fund balance is divided into five classifications based primarily on the extent to which the Town is bound to observe constraints imposed upon the use of the resources. The classifications are as follows: Nonspendable –Amounts that cannot be spent because they are not in spendable form, or legally or contractually required to be maintained intact. The “not in spendable form” criterion includes items that are not expected to be converted to cash. Restricted –Amounts constrained to specific purposes by their providers (such as grantors, bondholders, and higher levels of government), through constitutional provisions, or by enabling legislation. Committed –Amounts constrained to specific purposes by the Town, using its highest level of decision making authority; to be reported as committed, amounts cannot be used for any other purposes unless the same highest level of action is taken to remove or change the constraint. Assigned –Amounts the Town intends to use for a specified purpose; intent can be expressed by the governing body. Unassigned –Amounts that are available for any purpose; positive amounts are reported only in the general fund. Council establishes (and modifies or rescinds) fund balance commitments by passage of an ordinance or resolution. This is typically done through adoption and amendment of the budget. The degree of difficulty to remove an ordinance is greater than a resolution; therefore an ordinance is the most binding. Assigned fund balance is established by Council, the Town Manager, or the Director of Finance through adoption or amendment of the budget as intended for specific purpose (such as the purchase of capital assets, debt service, or for other purposes). The Town applies restricted resources first when expenditures are incurred for purposes for which either restricted or unrestricted (committed, assigned, and unassigned) amounts are available. Similarly, within unrestricted fund balance, committed amounts are reduced first followed by assigned, and then unassigned amounts when expenditures are incurred for purposes for which amounts in any of the unrestricted fund balance classifications could be used. Minimum Fund Balance Policy In November 2017, Council amended the General Fund Reserve Policy and kept a General Fund Reserve target equal to 2 months of discretionary General Fund revenues. Q.Estimates Management uses estimates and assumptions in preparing its financial statements. Those estimates and assumptions affect the reported amounts of assets and liabilities, the disclosure of contingent liabilities, and reported revenues and expenses. Actual results could differ from those estimates. TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2018 (Continued) 24 Note 1.Summary of Significant Accounting Policies (Continued) R.Comparative Information The basic financial statements include certain prior year summarized comparative information in total but not at the level of detail required for a presentation in conformity with generally accepted accounting principles. Accordingly, such information should be read in conjunction with the government’s financial statements for the prior year from which the summarized information was derived. S.Reclassifications Certain amounts in the prior-year comparison information have been reclassified for comparative purposes to conform with the presentation in the current-year financial statements. Note 2.Deposits and Investments Deposits Deposits with banks are covered by the Federal Deposit Insurance Corporation (FDIC) and collateralized in accordance with the Virginia Security for Public Deposits Act (the “Act”) Section 2.2-4400 et. seq. of the Code of Virginia. Under the Act, banks and savings institutions holding public deposits in excess of the amount insured by the FDIC must pledge collateral to the Commonwealth of Virginia Treasury Board. Financial institutions may choose between two collateralization methodologies and depending upon that choice, will pledge collateral that ranges in the amounts from 50% to 130% of excess deposits. Accordingly, all deposits are considered fully collateralized. Investments Investment Policy Statutes authorize the Town to invest in obligations of the United States or agencies thereof, obligations of the Commonwealth of Virginia or political subdivisions thereof, obligations of the International Bank for Reconstruction and Development (World Bank), the Asian Development Bank, the African Development Bank, “prime quality” commercial paper and certain corporate notes, and bankers’ acceptances, repurchase agreements, and the State Treasurer’s Local Government Investment Pool (LGIP). Pursuant to Section 2.1-234.7 Code of Virginia, the Treasury Board of the Commonwealth sponsors the LGIP and has delegated certain functions to the State Treasurer. The LGIP reports to the Treasury Board at their regulatory scheduled monthly meetings and the fair value of the position in LGIP is the same as the value of the pool shares (i.e., the LGIP maintains a stable net asset value of $1 per share). The investment policy (the “Policy”) specifies that no investment may have a maturity greater than five years from the date of purchase, with different requirements placed on different investment types. TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2018 (Continued) 25 Note 2.Deposits and Investments (Continued) Investments (Continued) Credit Risk As required by state statute, the Policy requires that commercial paper have a short-term debt rating of no less than “A-1” (or its equivalent) from at least two of the following: Moody’s Investors Service, Standard & Poor’s, and Fitch Investors Service, provided that the issuing corporation has a net worth of at least $50 million and its long-term debt is rated “A” or better by Moody’s and Standard & Poor’s. Bankers’ acceptances and Certificates of Deposit maturing in less than one year must have a short-term debt rating of at least “A-1” by Standard & Poor’s and “P-1” by Moody’s Investors Service. Although the intent of the Policy is for the Town to diversify its investment portfolio to avoid incurring unreasonable risks regarding (i) security type, (ii) individual financial institution or issuing entity, and (iii) maturity, the Policy places no limit on the amount the Town may invest in any one issuer. Interest Rate Risk As a means of limiting its exposure to fair value losses arising from rising interest rates, the Town’s investment policy specifies that no investment may have a maturity greater than two years from the date of purchase, and the average maturity of the portfolio must not exceed 1 year. Custodial Credit Risk The Policy requires that all investment securities shall be held in safekeeping by a third-party and evidenced by safekeeping receipts. As required by the Code of Virginia, all security holdings with maturities over 30 days may not be held in safekeeping with the “counterparty” to the investment transaction. As of June 30, the Town did not have any investments. Deposits Reconciliation of deposits to Exhibit 1: Total deposits Restricted cash and cash equivalents consists of $746,241 of unspent lease proceeds, $44,500 of utility deposits, $36,749 of evidence found, and $2,739 of flex benefit spending that can only be used for specific purposes. TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2018 (Continued) 26 Note 3.Receivables Receivables consist of the following: Governmental Business-type Activities Activities Total Note 4.Due from Other Governmental Units Governmental Activities A summary of funds due from other governmental units was as follows: TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2018 (Continued) 27 Note 5.Capital Assets Capital asset activity for the year was as follows: Governmental Activities Beginning Balance Increases Decreases Transfers Ending Balance Capital assets, not depreciated Land $1,832,033 $- $- $- $1,832,033 Construction in progress 340,270 89,399 (222,532)- 207,137 Total capital assets, not depreciated 2,172,303 89,399 (222,532)- 2,039,170 Capital assets, depreciated Buildings and improvements 9,487,764 - (2,677)- 9,485,087 Machinery and equipment 4,462,070 41,662 (224,409)- 4,279,323 Infrastructure 3,196,506 222,532 - - 3,419,038 Total capital assets, depreciated 17,146,340 264,194 (227,086)- 17,183,448 Less accumulated depreciation for: Buildings and improvements 4,468,363 271,737 (2,677)- 4,737,423 Machinery and equipment 4,026,690 140,215 (224,409)- 3,942,496 Infrastructure 1,315,749 168,458 - - 1,484,207 Total accumulated depreciation 9,810,802 580,410 (227,086)- 10,164,126 Total capital assets, depreciated, net 7,335,538 (316,216)- - 7,019,322 Governmental activities capital assets, net $9,507,841 $(226,817)$(222,532)$- $9,058,492 TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2018 (Continued) 28 Note 5.Capital Assets (Continued) Beginning Ending Capital assets, not depreciated Land $80,752 $- - $80,752 Construction in progress 12,523 323 - 12,846 Total capital assets, not depreciated 93,275 323 - 93,598 Capital assets, depreciated Utility plant 20,653,509 65,217 (1,300,739)19,417,987 Sewage treatment contract 4,111,373 - - 4,111,373 Machinery and equipment 1,631,269 63,266 (27,438)1,667,097 Total capital assets, depreciated 26,396,151 128,483 (1,328,177)25,196,457 Less accumulated depreciation for: Utility plant 12,469,846 537,246 (1,300,739)11,706,353 Sewage treatment contract 1,682,062 143,961 - 1,826,023 Machinery and equipment 1,145,670 85,597 (27,438)1,203,829 Total accumulated depreciation 15,297,578 766,804 (1,328,177)14,736,205 Total capital assets, depreciated, net 11,098,573 (638,321 - 10,460,252 Business-type activities capital assets, net $11,191,848 $(637,998 - $10,553,850 Depreciation expense was charged to functions/programs of the primary government as follows: Construction Commitments The Town has no active construction projects as of June 30. TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2018 (Continued) 29 Note 5.Capital Assets (Continued) Sewage Treatment Contract Through its participation in an agreement with four other localities for the expansion of the regional sewage treatment plant and interceptors, the Town has contractual rights to predetermined capacity in both the plant and interceptors through 2034. The plant upgraded its facilities in 2017 to improve compliance with DEQ peak flow requirements. Modifications costing approximately $17 million were completed. The Town’s share was $1,039,443, which was funded with general obligation bonds issued through the Virginia Resources Authority. The plant upgraded its Tinker Creek Interceptor in 2015 to reduce inflow and infiltration as well as mitigate overflow. Modifications costing approximately $5 million were completed. The Town’s share was approximately 5.5% or $294,000, which was funded with an obligation payable to the Western Virginia Water Authority. The Town is required to contribute $66,000 annually to a capital reserve fund for ongoing maintenance of the system. The Town has made the annual required contribution since the formation of the Authority in 2005. Note 6.Long-Term Liabilities The following is a summary of changes in long-term liabilities for the year: Governmental Beginning Ending Due Within General obligation bonds $2,919,146 $- $(301,332)$2,617,814 $306,059 Obligation payable – Roanoke County 222,000 - (55,500)166,500 55,500 Obligation payable – 44,576 - (8,040)36,536 8,240 Capital leases 54,837 257,602 (71,827)240,612 34,603 Compensated absences 399,671 109,064 (124,572)384,163 126,733 Business-type General obligation bonds $4,175,676 $- $(386,112) $3,789,564 $362,139 Revenue bonds 2,011,000 - (159,000) 1,852,000 165,000 Obligation payable – 266,363 - (13,831)252,532 14,922 Bond Premiums 4,327 - (3,710)617 - Capital leases - 534,810 (36,612)498,198 74,557 Compensated absences 39,151 - (14,931)24,220 6,297 TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2018 (Continued) 30 Note 6.Long-Term Liabilities (Continued) The general fund has been used to liquidate the liability for compensated absences, net pension obligation, and net other postemployment benefits. The annual requirements to amortize long-term debt and related interest are as follows: Governmental Activities General Obligation Bonds Capital Leases Obligations Payable Roanoke County and RCACP Fiscal Year Principal Interest Principal Interest Principal Interest 2019 306,059 $63,083 $34,603 $5,640 $63,740 $823 2020 326,522 55,643 35,449 4,794 63,944 619 2021 330,638 47,801 36,316 3,927 64,152 409 2022 339,387 39,635 37,204 3,039 8,868 194 2023 343,733 31,407 38,114 2,129 2,332 14 2024-2027 971,475 47,907 58,926 1,408 -- 2,617,814 $285,476 $240,612 $20,937 $203,036 $2,059 Business-type Activities General Obligation Bonds Revenue Bonds Obligation Payable WVWA Fiscal Year Principal Interest Principal Interest Principal Interest 2019 362,139 $112,013 $165,000 $37,591 $14,922 $5,789 2020 358,028 101,202 174,000 32,800 15,275 5,437 2021 369,176 90,055 175,000 29,223 15,636 5,075 2022 380,671 78,561 181,000 25,574 16,006 4,706 2023 392,524 66,708 186,000 21,863 16,383 4,328 2024-2028 1,400,843 165,837 971,000 50,901 87,915 15,642 2029-2033 526,183 40,145 - - 86,395 4,801 $3,789,564 $654,521 $1,852,000 $197,952 $252,532 $45,778 TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2018 (Continued) 31 Note 6.Long-Term Liabilities (Continued) Capital Leases Fiscal Year Principal Interest 2019 74,557 $11,604 2020 76,367 9,794 2021 78,222 7,939 2022 80,121 6,039 2023 77,155 4,094 2024-2025 111,776 2,728 $498,198 $42,198 The revenue bond has been issued in accordance with the terms of an indenture agreement with the Virginia Municipal League/Virginia Association of Counties. The indenture agreement requires the Town to pledge its Water and Sewer Fund Revenues as collateral for the revenue bond and to maintain revenues in the Water and Sewer Fund equal to at least 1.20 of all debt service payments which exclude any refunded principal payments. The pledged revenue coverage ratio for the year ended June 30, 2018 was 1.73. Statistical Section Table 11 presents the pledged revenue coverage ratio. TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2018 (Continued) 32 Note 6.Long-Term Liabilities (Continued) Details of long-term indebtedness are as follows: Interest Rates Date Issued Final Maturity Date Amount of Original Issue Activities Business- Type Activities General Obligation Bonds Virginia Resource Authority: G.O. Public Improvement Bonds 3.64-4.96%06/01/06 10/01/26 $755,000 $425,000 $- Virginia Revolving Loan Fund: G.O. Water and Sewer Bonds 3.30%07/24/03 07/01/24 1,250,704 - 508,044 G.O. Water and Sewer Bonds 3.10%10/01/04 10/01/26 2,479,000 - 1,278,261 G.O. Water and Sewer Bonds 3.10%01/12/06 03/01/26 1,210,000 - 585,145 Virginia Association of Counties: G.O. Refunding Bonds 2.05%05/25/16 02/01/27 702,000 626,000 - Capital One Public Funding: G.O. Public Improvement Bonds 2.85%06/27/13 11/01/32 1,993,152 - 1,414,114 Carter Bank and Trust: G.O. Refunding Bonds 2.05%06/27/13 11/01/24 2,228,409 1,566,814 - 2,617,814 3,789,564 Plus bond premium, net of amortization 19,359 - $2,637,173 $3,789,564 Revenue Bonds Virginia Association of Counties: Revenue Water and Sewer Bonds 2.05%05/25/16 08/01/27 $1,786,000 $ - $1,717,000 Revenue Water and Sewer Bonds 3.50-5.00%12/19/07 08/01/18 2,750,000 - 135,000 1,852,000 Plus bond premium, net of amortization - 617 $- $1,852,617 Capital Lease U.S. Bancorp 2.29%12/29/17 12/29/22 $46,171 $- $41,788 U.S. Bancorp 2.43%12/29/17 12/29/24 746,241 240,612 456,410 $240,612 $498,198 Obligations Payable Roanoke County 0.00%07/01/11 07/01/20 $625,000 $166,500 $- RCACP 2.46%12/31/13 09/30/22 73,180 36,536 - WVWA 2.35%03/01/15 09/01/32 294,516 - 252,532 $203,036 $252,532 TOWN OF VINTON NOTES TO FINANCIAL STATEMENTS June 30, 2018 (Continued) 33 Note 6.Long-Term Liabilities (Continued) Prior Year Defeasances of Debt In 2016, the Town defeased certain bonds by placing the proceeds in an irrevocable trust to provide for all future debt service on the refunded bonds through their maturity date. The deferred costs are being amortized over the life of the new bonds as a component of interest expense. As a result, the liability for those bonds has been removed from the financial statements. At June 30,$1,595,000 of the bonds remains outstanding. Note 7.Defined Benefit Pension Plan Plan Description All full-time, salaried permanent employees of the Town of Vinton, (the “Political Subdivision”) are automatically covered by the VRS Retirement Plan upon employment. This multi-employer agent plan is administered by the Virginia Retirement System (the “VRS”) along with plans for other employer groups in the Commonwealth of Virginia. Members earn one month of service credit for each month they are employed and for which they and their employer pay contributions to VRS. Members are eligible to purchase prior service, based on specific criteria as defined in the Code of Virginia, as amended. Eligible prior service that may be purchased includes prior public service, active military service, certain periods of leave, and previously refunded service. The VRS administers three different benefit structures for covered employees –Plan 1, Plan 2, and Hybrid. Each of these benefit structures has a different eligibility criteria. The specific information for each plan and the eligibility for covered groups within each plan are as follows: Plan 1 –Plan 1 is a defined benefit plan. The retirement benefit is based on a member’s age, creditable service, and average final compensation at retirement using a formula. Employees are eligible for Plan 1 if their membership date is before July 1, 2010, and they were vested as of January 1, 2013 and have not taken a refund. Hybrid Opt-In Election –VRS non-hazardous duty covered Plan 1 members were allowed to make an irrevocable decision to opt into the Hybrid Retirement Plan during a special election window held January 1 through April 30, 2014. The Hybrid Retirement Plan’s effective date for eligible Plan 1 members who opted in was July 1, 2014. If eligible deferred members returned to work during the election window, they were also eligible to opt into the Hybrid Retirement Plan. Members who were eligible for an optional retirement plan (ORP) and had prior service under Plan 1 were not eligible to elect the Hybrid Retirement Plan and remain as Plan 1 or ORP. Retirement Contributions –Employees contribute 5.00% of their compensation each month to their member contribution account through a pre-tax salary reduction. Member contributions are tax-deferred until they are withdrawn as part of a retirement benefit or as a refund. The employer makes a separate actuarially determined contribution to VRS for all covered employees. VRS invests both member and employer contributions to provide funding for the future benefit payment. TOWN OF VINTON NOTES TO FINANCIAL STATEMENTS June 30, 2018 (Continued) 34 Note 7.Defined Benefit Pension Plan (Continued) Plan Description (Continued) Plan 1 (Continued) Creditable Service –Creditable service includes active service. Members earn creditable service for each month they are employed in a covered position. It also may include credit for prior service the member has purchased or additional creditable service the member was granted. A member’s total creditable service is one of the factors used to determine their eligibility for retirement and to calculate their retirement benefit. It also may count toward eligibility for the health insurance credit in retirement, if the employer offers the health insurance credit. Vesting –Vesting is the minimum length of service a member needs to qualify for a future retirement benefit. Members become vested when they have at least five years (60 months) of creditable service. Vesting means members are eligible to qualify for retirement if they meet the age and service requirements for their plan. Members also must be vested to receive a full refund of their member contribution account balance if they leave employment and request a refund. Members are always 100% vested in the contributions that they make. Calculating the Benefit –The Basic Benefit is calculated based on a formula using the member’s average final compensation, a retirement multiplier, and total service credit at retirement. It is one of the benefit payout options available to a member at retirement. An early retirement reduction factor is applied to the Basic Benefit if the member retires with a reduced retirement benefit or selects a benefit payout option other than the Basic Benefit. Average Final Compensation –A member’s average final compensation is the average of the 36 consecutive months of highest compensation as a covered employee. Service Retirement Multiplier –The retirement multiplier is a factor used in the formula to determine a final retirement benefit. The retirement multiplier for non-hazardous duty members is 1.70%. The retirement multiplier of eligible political subdivision hazardous duty employees is 1.70% or 1.85%as elected by the employer. Normal Retirement Age –Age 65 or age 60 for hazardous duty employees. Earliest Unreduced Retirement Eligibility –Age 65 with at least five years (60 months) of creditable service or at age 50 with at least 30 years of creditable service. Age 60 with at least five years of creditable service or age 50 with at least 25 years of creditable service for hazardous duty employees. Earliest Reduced Retirement Eligibility –Age 55 with at least five years (60 months) of creditable service or age 50 with at least 10 years of creditable service.Age 50 with at least five years of creditable service for hazardous duty employees. Cost-of-Living Adjustment (COLA) in Retirement –The Cost-of-Living Adjustment (COLA) matches the first 3.00% increase in the Consumer Price Index for all Urban Consumers (CPI-U) and half of any additional increase (up to 4.00%) up to a maximum COLA of 5.00%. TOWN OF VINTON NOTES TO FINANCIAL STATEMENTS June 30, 2018 (Continued) 35 Note 7.Defined Benefit Pension Plan (Continued) Plan Description (Continued) Plan 1 (Continued) Cost-of-Living Adjustment (COLA) in Retirement (Continued) o Eligibility –For members who retire with an unreduced benefit or with a reduced benefit with at least 20 years of creditable service, the COLA will go into effect on July 1 after one full calendar year from the retirement date. For members who retire with a reduced benefit and who have less than 20 years of creditable service, the COLA will go into effect on July 1 after one calendar year following the unreduced retirement eligibility date. o Exceptions to COLA Effective Dates –The COLA is effective July 1 following one full calendar year (January 1 to December 31) under any of the following circumstances: The member is within five years of qualifying for an unreduced retirement benefit as of January 1, 2013. The member retires on disability. The member retires directly from short-term or long-term disability under the Virginia Sickness and Disability Program (VSDP). The member is involuntarily separated from employment for causes other than job performance or misconduct and is eligible to retire under the Workforce Transition Act or the Transitional Benefits Program. The member dies in service and the member’s survivor or beneficiary is eligible for a monthly death-in-service benefit. The COLA will go into effect on July 1 following one full calendar year (January 1 to December 31) from the date the monthly benefit begins. Disability Coverage –Members who are eligible to be considered for disability retirement and retire on disability, the retirement multiplier is 1.70% on all service, regardless of when it was earned, purchased, or granted. Purchase of Prior Service –Members may be eligible to purchase service from previous public employment, active duty military service, an eligible period of leave or VRS refunded service as creditable service in their plan. Prior creditable service counts toward vesting, eligibility for retirement and the health insurance credit. Only active members are eligible to purchase prior service. Members also may be eligible to purchase periods of leave without pay. TOWN OF VINTON NOTES TO FINANCIAL STATEMENTS June 30, 2018 (Continued) 36 Note 7.Defined Benefit Pension Plan (Continued) Plan Description (Continued) Plan 2 –Plan 2 is a defined benefit plan. The retirement benefit is based on a member’s age, creditable service, and average final compensation at retirement using a formula. Employees are eligible for Plan 2 if their membership date is on or after July 1, 2010, or their membership date is before July 1, 2010, and they were not vested as of January 1, 2013. Hybrid Opt-In Election –Eligible Plan 2 members were allowed to make an irrevocable decision to opt into the Hybrid Retirement Plan during a special election window held January 1 through April 30, 2014. The Hybrid Retirement Plan’s effective date for eligible Plan 2 members who opted in was July 1, 2014. If eligible deferred members returned to work during the election window, they were also eligible to opt into the Hybrid Retirement Plan. Members who were eligible for an optional retirement plan (ORP) and have prior service under Plan 2 were not eligible to elect the Hybrid Retirement Plan and remain as Plan 2 or ORP. Retirement Contributions –Employees contribute 5.00% of their compensation each month to their member contribution account through a pre-tax salary reduction. Creditable Service –Same as Plan 1. Vesting –Same as Plan 1. Calculating the Benefit –See definition under Plan 1. Average Final Compensation –A member’s average final compensation is the average of their 60 consecutive months of highest compensation as a covered employee. Service Retirement Multiplier –Same as Plan 1 for service earned, purchased, or granted prior to January 1, 2013. For non-hazardous duty members the retirement multiplier is 1.65% for creditable service earned, purchased, or granted on or after January 1, 2013. Hazardous duty employees are the same as Plan 1. Normal Retirement Age –Normal Social Security retirement age. Hazardous duty employees are the same as Plan 1. Earliest Unreduced Retirement Eligibility –Normal Social Security retirement age with at least five years (60 months) of creditable service or when their age and service equal 90. Hazardous duty employees are the same as Plan 1. Earliest Reduced Retirement Eligibility –Age 60 with at least five years (60 months) of creditable service. Hazardous duty employees are the same as Plan 1. Cost-of-Living Adjustment (COLA) in Retirement –The Cost-of-Living Adjustment (COLA) matches the first 2.00% increase in the CPI-U and half of any additional increase (up to 2.00%), for a maximum COLA of 3.00%. o Eligibility –Same as Plan 1. TOWN OF VINTON NOTES TO FINANCIAL STATEMENTS June 30, 2018 (Continued) 37 Note 7.Defined Benefit Pension Plan (Continued) Plan Description (Continued) Plan 2 (Continued) Cost-of-Living Adjustment (COLA) in Retirement (Continued) o Exceptions to COLA Effective Dates –Same as Plan 1. Disability Coverage –Same as Plan 1 except that the retirement multiplier is 1.65%. Purchase of Prior Service –Same as Plan 1. Hybrid Retirement Plan –The Hybrid Retirement Plan combines the features of a defined benefit plan and a defined contribution plan. Most members hired on or after January 1, 2014 are in this plan, as well as Plan 1 and Plan 2 members who were eligible and opted into the plan during a special election window. The defined benefit is based on a member’s age, creditable service, and average final compensation at retirement using a formula. The benefit from the defined contribution component of the plan depends on the member and employer contributions made to the plan and the investment performance of those contributions. In addition to the monthly benefit payment payable from the defined benefit plan at retirement, a member may start receiving distributions from the balance in the defined contribution account, reflecting the contributions, investment gains or losses, and any required fees. Eligible Members –Employees are in the Hybrid Retirement Plan if their membership date is on or after January 1, 2014. This includes political subdivision employees; members in Plan 1 or Plan 2 who elected to opt into the plan during the election window held January 1 through April 30, 2014; the plan’s effective date for opt-in members was July 1, 2014. Non-Eligible Members –Some employees are not eligible to participate in the Hybrid Retirement Plan. They include political subdivision employees who are covered by enhanced benefits for hazardous duty employees. Those employees eligible for an optional retirement plan (ORP) must elect the ORP plan or the Hybrid Retirement Plan. If these members have prior service under Plan 1 or Plan 2, they are not eligible to elect the Hybrid Retirement Plan and must select Plan 1 or Plan 2 (as applicable) or ORP. Retirement Contributions –A member’s retirement benefit is funded through mandatory and voluntary contributions made by the member and the employer to both the defined benefit and the defined contribution components of the plan. Mandatory contributions are based on a percentage of the employee’s creditable compensation and are required from both the member and the employer. Additionally, members may choose to make voluntary contributions to the defined contribution component of the plan, and the employer is required to match those voluntary contributions according to specified percentages. TOWN OF VINTON NOTES TO FINANCIAL STATEMENTS June 30, 2018 (Continued) 38 Note 7.Defined Benefit Pension Plan (Continued) Plan Description (Continued) Hybrid Retirement Plan (Continued) Creditable Service – o Defined Benefit Component –Under the defined benefit component of the plan, creditable service includes active service. Members earn credible service for each month they are employed in a covered position. It also may include credit for prior service the member has purchased or additional credible service the member was granted. A member’s total creditable service is one of the factors used to determine their eligibility for retirement and to calculate their retirement benefit. It also may count toward eligibility for the health insurance credit in retirement, if the employer offers the health insurance credit. o Defined Contributions Component –Under the defined contribution component, creditable service is used to determine vesting for the employer contribution portion of the plan. Vesting – o Defined Benefit Component –Defined benefit vesting is the minimum length of service a member needs to qualify for a future retirement benefit. Members are vested under the defined benefit component of the Hybrid Retirement Plan when they reach five years (60 months) of creditable service. Plan 1 or Plan 2 members with at least five years (60 months) of creditable service who opted into the Hybrid Retirement Plan remain vested in the defined benefit component. o Defined Contributions Component –Defined contribution vesting refers to the minimum length of service a member needs to be eligible to withdraw the employer contributions from the defined contribution component of the plan. Members are always 100% vested in the contributions that they make. Upon retirement or leaving covered employment, a member is eligible to withdraw a percentage of employer contributions to the defined contribution component of the plan, based on service. After two years, a member is 50% vested and may withdraw 50%of employer contributions. After three years, a member is 75% vested and may withdraw 75% of employer contributions. After four or more years, a member is 100% vested and may withdraw 100% of employer contributions. Distribution is not required by law until age 70½. Calculating the Benefit – o Defined Benefit Component –See definition under Plan 1. o Defined Contribution Component –The benefit is based on contributions made by the member and any matching contributions made by the employer, plus net investment earnings on those contributions. Average Final Compensation –Same as Plan 2 for the defined benefit component of the plan. TOWN OF VINTON NOTES TO FINANCIAL STATEMENTS June 30, 2018 (Continued) 39 Note 7.Defined Benefit Pension Plan (Continued) Plan Description (Continued) Hybrid Retirement Plan (Continued) Service Retirement Multiplier –The retirement multiplier for the defined benefit component is 1.00%. For members who opted into the Hybrid Retirement Plan from Plan 1 or Plan 2, the applicable multipliers for those plans will be used to calculate the retirement benefit for service credited in those plans.This is not applicable to hazardous duty employees. Normal Retirement Age – o Defined Benefit Component –Same as Plan 2, however, not applicable for hazardous duty employees. o Defined Contribution Component –Members are eligible to receive distributions upon leaving employment, subject to restrictions. Earliest Unreduced Retirement Eligibility – o Defined Benefit Component –Normal Social Security retirement age and have at least five years (60 months) of creditable service or when their age and service equal 90. This is not applicable to hazardous duty employees. o Defined Contribution Component –Members are eligible to receive distributions upon leaving employment, subject to restrictions. Earliest Reduced Retirement Eligibility – o Defined Benefit Component –Members may retire with a reduced benefit as early as age 60 with at least five years (60 months) of creditable service. This is not applicable to hazardous duty employees. o Defined Contribution Component –Members are eligible to receive distributions upon leaving employment, subject to restrictions. Cost-of-Living Adjustment (COLA) in Retirement – o Defined Benefit Component –Same as Plan 2. o Defined Contribution Component –Not Applicable. o Eligibility –Same as Plan 1 and 2. o Exceptions to COLA Effective Dates –Same as Plan 1 and 2. TOWN OF VINTON NOTES TO FINANCIAL STATEMENTS June 30, 2018 (Continued) 40 Note 7.Defined Benefit Pension Plan (Continued) Plan Description (Continued) Hybrid Retirement Plan (Continued) Disability Coverage –Employees of political subdivisions (including Plan 1 and Plan 2 opt-ins) participate in the Virginia Local Disability Program (VLDP) unless their local governing body provides an employer-paid comparable program for its members. Hybrid members (including Plan 1 and Plan 2 opt-ins) covered under VLDP are subject to a one-year waiting period before becoming eligible for non-work-related disability benefits. Purchase of Prior Service – o Defined Benefit Component –Same as Plan 1, with the following exceptions: Hybrid Retirement Plan members are ineligible for ported service. o Defined Contribution Component –Not Applicable. Employees Covered by Benefit Terms As of the June 30, 2016 actuarial valuation, the following employees were covered by the benefit terms of the pension plan: Number Inactive members or their beneficiaries currently receiving benefits 64 Inactive members: Vested inactive members 21 Non-vested inactive members 20 Inactive members active elsewhere in VRS 58 Total inactive members 99 Active members 82 Total covered employees 245 TOWN OF VINTON NOTES TO FINANCIAL STATEMENTS June 30, 2018 (Continued) 41 Note 7.Defined Benefit Pension Plan (Continued) Contributions The contribution requirement for active employees is governed by §51.1-145 of the Code of Virginia, as amended, but may be impacted as a result of funding options provided to political subdivisions by the Virginia General Assembly. Employees are required to contribute 5.00% of their compensation toward their retirement. Prior to July 1, 2012, all or part of the 5.00% member contribution may have been assumed by the employer. Beginning July 1, 2012 new employees were required to pay the 5.00% member contribution. In addition, for existing employees, employers were required to begin making the employee pay the 5.00% member contribution. This could be phased in over a period of up to 5 years and the employer is required to provide a salary increase equal to the amount of the increase in the employee-paid member contribution. The political subdivision’s contractually required contribution rate for the year ended June 30, 2018 was 10.93% of covered employee compensation. This rate was based on an actuarially determined rate from an actuarial valuation as of June 30, 2015. This rate, when combined with employee contributions, was expected to finance the costs of benefits earned by employees during the year, with an additional amount to finance any unfunded accrued liability. Contributions to the pension plan from the political subdivision were $411,289 and $393,323 for the years ended June 30, 2018 and June 30, 2017, respectively. Net Pension Liability The political subdivision’s net pension liability was measured as of June 30, 2017. The total pension liability used to calculate the net pension liability was determined by an actuarial valuation performed as of June 30, 2016, using updated actuarial assumptions, applied to all periods included in the measurement and rolled forward to the measurement date of June 30, 2017. TOWN OF VINTON NOTES TO FINANCIAL STATEMENTS June 30, 2018 (Continued) 42 Note 7.Defined Benefit Pension Plan (Continued) Actuarial Assumptions The total pension liability for General Employees in the Political Subdivision’s Retirement Plan was based on an actuarial valuation as of June 30, 2016, using the Entry Age Normal actuarial cost method and the following assumptions, applied to all periods included in the measurement and rolled forward to the measurement date of June 30, 2017. Inflation 2.50% General Employees –Salary increases, including inflation 3.50 –5.35% Public Safety Employees with hazardous duty benefits –Salary increases, including inflation 3.50 –4.75% Investment rate of return 7.00%,net of pension plan investment expense, including inflation* *Administrative expenses as a percent of the market value of assets for the last experience study were found to be approximately 0.06% of the market assets for all of the VRS plans. This would provide an assumed investment rate for GASB purposes of slightly more than the assumed 7.0%. However, since the difference was minimal, and a more conservative 7.0% investment return assumption provided a projected plan net position that exceeded the projected benefit payments, the long-term expected rate of return on investments was assumed to be 7.0% to simplify preparation of pension liabilities. Mortality rates: General employees –15 to 20% of deaths are assumed to be service related. Public Safety Employees –70% of deaths are assumed to be service related. Mortality is projected using the applicable RP-2014 Mortality Table Projected to 2020 with various set backs or set forwards for both males and females. The actuarial assumptions used in the June 30, 2016 valuation were based on the results of an actuarial experience study for the period from July 1, 2012 through June 30, 2016. Changes to the actuarial assumptions as a result of the experience study are as follows: General Employees –Largest 10 –Non-Hazardous Duty and All Others (Non 10 Largest): Update mortality table; lowered retirement rates at older ages, changed final retirement from 70 to 75; lowered disability rates, no change to salary scale, increased rate of line of duty disability from 14% to 20%. Public Safety Employees –Largest 10 –Hazardous Duty and All Others (Non 10 Largest): Update mortality table; adjustment to rates of retirement by increasing rate at 50 and lowering rate at older ages; adjusted rates of withdrawal and disability to better fit experience; changes to line of duty rates, and no changes to salary scale. TOWN OF VINTON NOTES TO FINANCIAL STATEMENTS June 30, 2018 (Continued) 43 Note 7.Defined Benefit Pension Plan (Continued) Long-Term Expected Rate of Return The long-term expected rate of return on pension System investments was determined using a log-normal distribution analysis in which best-estimate ranges of expected future real rates of return (expected returns, net of pension System investment expense and inflation) are developed for each major asset class. These ranges are combined to produce the long-term expected rate of return by weighting the expected future real rates of return by the target asset allocation percentage and by adding expected inflation. The target asset allocation and best estimate of arithmetic real rates of return for each major asset class are summarized in the following table: Weighted Arithmetic Average Long-Term Long-Term Expected Expected Target Rate of Rate of Asset Class (Strategy)Allocation Return Return Public Equity 40.00 %4.54 %1.82 % Fixed Income 15.00 0.69 0.10 Credit Strategies 15.00 3.96 0.59 Real Assets 15.00 5.76 0.86 Private Equity 15.00 9.53 1.43 Total 100.00 %4.80 % Inflation 2.50 % *Expected arithmetic nominal return 7.30 % *The above allocation provides for a one-year return of 7.30%. However, one-year returns do not take into account the volatility present in each of the asset classes. In setting the long-term expected rate of return for the system, stochastic projections are employed to model future returns under various economic conditions. The results provide a range of returns over various time periods that ultimately provide a median return of 6.83%, including expected inflation of 2.5%. TOWN OF VINTON NOTES TO FINANCIAL STATEMENTS June 30, 2018 (Continued) 44 Note 7.Defined Benefit Pension Plan (Continued) Discount Rate The discount rate used to measure the total pension liability was 7.00%. The projection of cash flows used to determine the discount rate assumed that System member contributions will be made per the VRS Statutes and the employer contributions will be made in accordance with the VRS funding policy at rates equal to the difference between actuarially determined contribution rates adopted by the VRS Board of Trustees and the member rate. Through the fiscal year ending June 30, 2016, the rate contributed by the employer for the Political Subdivision Retirement Plan will be subject to the portion of the VRS Board-certified rates that are funded by the Virginia General Assembly. From July 1, 2019 on, participating employers are assumed to contribute 100% of the actuarially determined contribution rates. Based on those assumptions, the pension plan’s fiduciary net position was projected to be available to make all projected future benefit payments of current active and inactive employees. Therefore the long-term expected rate of return was applied to all periods of projected benefit payments to determine the total pension liability. Changes in Net Pension Liability Increase (Decrease) Total Plan Net Pension Fiduciary Pension Liability Net Position Liability (a)(b)(a) –(b) Balances at June 30, 2016 $17,588,951 $15,091,378 $2,497,573 Changes for the year: Service cost 443,567 - 443,567 Interest 1,197,526 - 1,197,526 Changes of assumptions 8,604 - 8,604 Differences between expected and actual experience - (356,343) Contributions –employer - 393,323 (393,323) Contributions –employee - 177,392 (177,392) Net investment income - 1,821,216 (1,821,216) Benefit payments, including refunds of employee contributions (962,861)(962,861)- Administrative expenses - (10,681)10,681 Other changes - (1,613)1,613 Net changes 330,493 1,416,776 (1,086,283) Balances at June 30, 2017 $17,919,444 $16,508,154 $1,411,290 TOWN OF VINTON NOTES TO FINANCIAL STATEMENTS June 30, 2018 (Continued) 45 Note 7.Defined Benefit Pension Plan (Continued) Sensitivity of the Net Pension Liability to Changes in the Discount Rate The following presents the net pension liability of the political subdivision using the discount rate of 7.00%, as well as what the political subdivision’s net pension liability would be if it were calculated using a discount rate that is one percentage point lower (6.00%) or one percentage point higher (8.00%) than the current rate: 1.00%Current 1.00% Decrease Discount Increase (6.00%)Rate (7.00%)(8.00%) Political subdivision’s net pension liability $3,674,739 $1,411,290 $(469,322) Pension Expense and Deferred Outflows of Resources and Deferred Inflows of Resources Related to Pensions For the year ended June 30, 2018, the political subdivision recognized pension expense of $148,064. At June 30, 2018, the political subdivision reported deferred outflows of resources and deferred inflows of resources related to pensions from the following sources: Deferred Deferred Outflows of Inflows of Resources Resources Differences between expected and actual experience $1,830 $315,606 Change in assumptions 5,736 - on pension plan investments - 231,892 Employer contributions subsequent to the measurement date 411,289 - Total $418,855 $547,498 TOWN OF VINTON NOTES TO FINANCIAL STATEMENTS June 30, 2018 (Continued) 46 Note 7.Defined Benefit Pension Plan (Continued) Pension Expense and Deferred Outflows of Resources and Deferred Inflows of Resources Related to Pensions (Continued) The $411,289 reported as deferred outflows of resources related to pensions resulting from the Political Subdivision’s contributions subsequent to the measurement date will be recognized as a reduction of the Net Pension Liability in the year ended June 30, 2019. Other amounts reported as deferred outflows of resources and deferred inflows of resources related to pensions will be recognized in pension expense as follows: Reduction Year Ending to Pension June 30,Expense 2019 $(329,632) 2020 (57,712) 2021 3,207 2022 (155,795) 2023 - Thereafter - Pension Plan Data Information about the VRS Political Subdivision Retirement Plans is also available in the separately issued VRS 2017 Comprehensive Annual Financial Report (CAFR). A copy of the 2017 VRS CAFR may be downloaded from the VRS website at http://www.varetire.org/Pdf/Publications/2017-annual- report.pdf, or by writing to the System’s Chief Financial Officer at P.O. Box 2500, Richmond, VA, 23218-2500. Payables to the Pension Plan At June 30, 2018, approximately $51,627 was payable to the Virginia Retirement System for the legally required contributions related to June 2018 payroll. TOWN OF VINTON NOTES TO FINANCIAL STATEMENTS June 30, 2018 (Continued) 47 Note 8.Other Postemployment Benefits Liability –Local Plan Plan Description and Benefits Provided The Town provides postemployment medical and dental benefits to its eligible retirees and their dependents who elect to stay in the plans. At retirement, retirees under the age of 65 may participate in one of the Town’s health and dental plans and may continue coverage under these plans until age 65 or becoming eligible for Medicare, whichever comes first. The Town contributes $200 per month towards this coverage with the retiree paying the remainder of the premium. Medicare-eligible retirees may participate in the Medicare supplement only and pay 100% of the Medicare supplement premium. The retirees receive an implicit benefit from participating in the Town’s health and dental plans through lower insurance rates created by the blending of the retirees with active employee’s rates. The Town Council may change, add, or delete benefits (including contributions required of retired employees) as deemed appropriate. Participants are eligible for the plan at age 55 if they have completed 25 years of service. Retiring employees must have been active employees when they retire. The plan does not provide audited financial statements. Funding Policy The Town currently funds postemployment benefits on a pay-as-you-go basis. The Town does not intend to establish a trust to pre-fund this liability. Employees Covered by Benefit Terms As of the January 1, 2018 actuarial valuation, the following employees were covered by the benefit terms of the plan: Number Inactive employees or beneficiaries 1 Active plan members 87 88 TOWN OF VINTON NOTES TO FINANCIAL STATEMENTS June 30, 2018 (Continued) 48 Note 8.Other Postemployment Benefits Liability –Local Plan (Continued) Total OPEB Liability The Town’s total OPEB liability of $442,003 was measured as of June 30, 2018 and was determined based on an actuarial valuation performed as of January 1, 2018. Actuarial Assumptions and other inputs The total OPEB liability was determined using the following assumptions, applied to all periods included in the measurement, unless otherwise specified: Inflation 2.50% Salary increases, including inflation 3.50% dependent on years of service Healthcare cost trend rates 3.70%initially, grading up to 4.20% ultimately Retirees’ share of benefit-related costs $8,800 Mortality rates: Ranges from 0.00016 to 0.07979 The actuarial assumptions used in the January 1, 2018 valuation were based on the results of an actuarial VRS experience over the four-year period ending June 30, 2016. Changes in assumptions and other inputs reflect plan changes, effect of economic/demographic gains or losses, and effect of assumptions changes or inputs. Changes in the Total OPEB Liability Balance at June 30, 2017 $405,504 Changes for the year: Service cost 49,307 Interest 15,730 Assumption or other input changes (17,718) Benefit payments (10,820) Net changes 36,499 Balance at June 30, 2018 $442,003 TOWN OF VINTON NOTES TO FINANCIAL STATEMENTS June 30, 2018 (Continued) 49 Note 8.Other Postemployment Benefits Liability –Local Plan (Continued) Sensitivity of the Total OPEB Liability to Changes in the Discount Rate The following presents the total OPEB liability of the Town, as well as what the Town’s total OPEB liability would be if it were calculated using a discount rate that is one percentage point lower (2.87%) or one percentage point higher (4.87%) than the current discount rate: Current 1.00%Discount 1.00% Decrease (2.87%) Rate (3.87%) Increase (4.87%) Total OPEB liability $490,797 $442,003 $396,550 Sensitivity of the Total OPEB Liability to Changes in the Healthcare Cost Trend Rates The following presents the total OPEB liability of the Town, as well as what the Town’s total OPEB liability would be if it were calculated using healthcare cost trend rates that are one percentage point lower (2.70%) or one percentage point higher (4.70%)than the current healthcare cost trend rates: Current 1.00% Healthcare Cost Trend 1.00% Decrease (2.70%) Rates (3.70%) Increase (4.70%) Total OPEB liability $367,606 $442,003 $534,402 TOWN OF VINTON NOTES TO FINANCIAL STATEMENTS June 30, 2018 (Continued) 50 Note 8.Other Postemployment Benefits Liability –Local Plan (Continued) OPEB Expense and Deferred Outflows of Resources and Deferred Inflows of Resources Related to OPEB For the year ended June 30, 2018, the Town recognized OPEB expense of $62,977. At June 30, 2018, the political subdivision reported deferred outflows of resources and deferred inflows of resources related to OPEB from the following sources: Deferred Deferred Outflows of Inflows of Resources Resources Change in assumptions $- $15,658 Total $- $15,658 The $-0-reported as deferred outflows of resources related to OPEB resulting from the Town’s contributions subsequent to the measurement date will be recognized as a reduction of the OPEB Liability in the year ended June 30, 2019. Other amounts reported as deferred outflows of resources and deferred inflows of resources related to OPEB will be recognized in OPEB expense as follows: Increase (Reduction) Year Ending to OPEB June 30,Expense 2019 $(2,060) 2020 (2,060) 2021 (2,060) 2022 (2,060) 2023 (2,060) Thereafter (5,358) TOWN OF VINTON NOTES TO FINANCIAL STATEMENTS June 30, 2018 (Continued) 51 Note 9.Other Postemployment Benefits Liability –Virginia Retirement System Plans In addition to their participation in the pension plans offered through the Virginia Retirement System (VRS), the Town also participates in a cost-sharing and agent multi-employer other postemployment benefit plan, described as follows. Plan Description Group Life Insurance Program All full-time employees of political subdivisions are automatically covered by the VRS Group Life Insurance (GLI) Program upon employment. In addition to the Basic Group Life Insurance Benefit, members are also eligible to elect additional coverage for themselves as well as a spouse or dependent children through the Optional Group Life Insurance Program. For members who elect the optional group life insurance coverage, the insurer bills employers directly for the premiums. Employers deduct these premiums from members’ paychecks and pay the premiums to the insurer. Since this is a separate and fully insured program, it is not included as part of the GLI Program OPEB. Specific information for the GLI is available at https://www.varetire.org/members/benefits/life- insurance/basic-group-life-insurance.asp The GLI is administered by the VRS along with pensions and other OPEB plans, for public employer groups in the Commonwealth of Virginia. This plan is considered a multiple employer, cost sharing plan. Contributions Contributions to the VRS OPEB program were based on actuarially determined rates from an actuarial valuation as of June 30, 2015. The actuarially determined rates were expected to finance the cost of benefits earned by employees during the year, with an additional amount to fund any unfunded accrued liability. Specific details related to the contributions for the VRS OPEB program is as follows: Group Life Insurance Program Governed by:Code of Virginia 51.1-506 and 51.1-508 and may be impacted as a result of funding provided to school divisions and governmental agencies by the Virginia General Assembly. Total rate:1.31% of covered employee compensation. Rate allocated 60/40; 0.79% employee and 0.52% employer. Employers may elect to pay all or part of the employee contribution. June 30, 2018 Contribution $19,610 June 30, 2017 Contribution $19,078 TOWN OF VINTON NOTES TO FINANCIAL STATEMENTS June 30, 2018 (Continued) 52 Note 9.Other Postemployment Benefits Liability –Virginia Retirement System Plans (Continued) OPEB Liability, OPEB Expense and Deferred Inflows and Outflows of Resources Related to OPEB The net OPEB liability was measured as of June 30, 2017 and the total OPEB liability used to calculate the net OPEB liability was determined by an actuarial valuation as of that date. The covered employer’s proportion of the net OPEB liability was based on the covered employer’s actuarially determined employer contributions for the year ended June 30, 2017 relative to the total of the actuarially determined employer contributions for all participating employers. Group Life Insurance Program June 30, 2018 proportionate share of liability $299,000 June 30, 2017 proportion 0.01989% June 30, 2016 proportion 0.01834% June 30, 2018 expense $7,000 Since there was a change in proportionate share between measurement dates, a portion of the OPEB expense above was related to deferred amount from changes in proportion. At June 30, 2018, the Town reported deferred outflows of resources and deferred inflows of resources related to OPEB from the following sources. Group Life Insurance Program Deferred Deferred Outflows of Inflows of Resources Resources Differences between expected and actual experience $- $7,000 Change in assumptions - 15,000 OPEB plan investments - 11,000 Changes in proportion 23,000 - Employer contributions subsequent to the measurement date - Total $42,610 $33,000 TOWN OF VINTON NOTES TO FINANCIAL STATEMENTS June 30, 2018 (Continued) 53 Note 9.Other Postemployment Benefits Liability –Virginia Retirement System Plans (Continued) The deferred outflows of resources related to OPEB resulting from the Town’s contributions subsequent to the measurement date will be recognized as a reduction of the net OPEB liability in the year ended June 30, 2019. Other amounts reported as deferred outflows of resources and deferred inflows of resources related to OPEB will be recognized in OPEB expense as follows: Group Life Insurance Program Increase (Reduction) Year Ending to OPEB June 30,Expense 2019 $(3,000) 2020 (3,000) 2021 (3,000) 2022 (1,000) 2023 - Thereafter - Actuarial Assumptions and Other Inputs The total OPEB liability was determined using the following assumptions based on an actuarial valuation date of June 30, 2016, applied to all periods included in the measurement and rolled forward to the measurement date of June 30, 2017: Inflation 2.5% Salary increases, including inflation: Locality-general employees Locality –hazardous duty employees 3.5 –5.35% 3.5 –4.75% Healthcare cost trend rates: Under age 65 Ages 65 and older 7.75 –5.00% 5.75 –5.00% Investment rate of return, net of expenses, including inflation* GLI: 7.0% TOWN OF VINTON NOTES TO FINANCIAL STATEMENTS June 30, 2018 (Continued) 54 Note 9.Other Postemployment Benefits Liability –Virginia Retirement System Plans (Continued) Actuarial Assumptions and Other Inputs (Continued) *Administrative expenses as a percent of the market value of assets for the last experience study were found to be approximately 0.06% of the market assets for all of the VRS plans. This would provide an assumed investment rate for GASB purposes of slightly more than the assumed percent above. However, since the difference was minimal, and a more conservative investment return assumption provided a projected plan net position that exceeded the projected benefit payments, the long-term expected rate of return on investments was assumed to be the percent noted above to simplify preparation of OPEB liabilities. Mortality rates used for the various VRS OPEB plans are the same as those used for the actuarial valuations of the VRS pension plans. The mortality rates are discussed in detail at Note 7. Net OPEB Liability The net OPEB liabilities represent each program’s total OPEB liability determined in accordance with GASB Statement No. 74, less the associated fiduciary net position. As of June 30, 2017, net OPEB liability amounts for the various VRS OPEB programs are as follows (amounts expressed in thousands): Group Life Insurance Program Total OPEB Liability $ 2,942,426 Plan fiduciary net position 1,437,586 Employers’ net OPEB liability (asset)$ 1,504,840 Plan fiduciary net position as a percentage of total OPEB liability 48.86% The total liability is calculated by the VRS actuary and each plan’s fiduciary net position is reported in the VRS financial statements. The net OPEB liability is disclosed in accordance with the requirements of GASB Statement No. 74 in the VRS notes to the financial statements and required supplementary information. TOWN OF VINTON NOTES TO FINANCIAL STATEMENTS June 30, 2018 (Continued) 55 Note 9.Other Postemployment Benefits Liability –Virginia Retirement System Plans (Continued) Long-Term Expected Rate of Return Group Life Insurance The long-term expected rate of return on VRS investments was determined using a log-normal distribution analysis in which best-estimate ranges of expected future real rates of return (expected returns, net of OPEB investment expense and inflation) are developed for each major asset class. These ranges are combined to produce the long-term expected rate of return by weighting the expected future real rates of return by the target asset allocation percentage and by adding expected inflation. The target asset allocation and best estimate of arithmetic real rates of return for each major asset class are summarized in the following table: Weighted Arithmetic Average Long-Term Long-Term Expected Expected Target Rate of Rate of Asset Class (Strategy)Allocation Return Return Public Equity 40.00 %4.54 %1.82 % Fixed Income 15.00 0.69 0.10 Credit Strategies 15.00 3.96 0.59 Real Assets 15.00 5.76 0.86 Private Equity 15.00 9.53 1.43 Total 100.00 %4.80 % Inflation 2.50 % *Expected arithmetic nominal return 7.30 % *The above allocation provides for a one-year return of 7.30%. However, one-year returns do not take into account the volatility present in each of the asset classes. In setting the long-term expected rate of return for the system, stochastic projections are employed to model future returns under various economic conditions. The results provide a range of returns over various time periods that ultimately provide a median return of 6.83%, including expected inflation of 2.5%. TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2018 (Continued) 56 Note 9.Other Postemployment Benefits Liability –Virginia Retirement System Plans (Continued) Discount Rate The discount rate used to measure the GLI OPEB liability was 7.00%. The projection of cash flows used to determine the discount rate assumed that System member contributions will be made per the VRS Guidance and the employer contributions will be made in accordance with the VRS funding policy at rates equal to the difference between actuarially determined contribution rates adopted by the VRS Board of Trustees and the member rate. Through the fiscal year ending June 30, 2019, the rate contributed by the employer for the OPEB liability will be subject to the portion of the VRS Board-certified rates that are funded by the Virginia General Assembly. From July 1, 2019 on, participating employers are assumed to contribute 100% of the actuarially determined contribution rates. Based on those assumptions, the OPEB plans’ fiduciary net position was projected to be available to make all projected future benefit payments of current active and inactive employees. Therefore the long-term expected rate of return was applied to all periods of projected benefit payments to determine the total OPEB liability. Sensitivity of the Net OPEB Liability to Changes in the Discount Rate The following presents the net OPEB liability of the Town, as well as what the Town’s net OPEB liability would be if it were calculated using a discount rate that is one percentage point lower (6.00% GLI) or one percentage point higher (8.00% GLI) than the current discount rate: 1.00%Current 1.00% Decrease Discount Increase (6.00%) Rate (7.00%)(8.00%) GLI Net OPEB liability $387,000 $299,000 $228,000 OPEB Plan Fiduciary Net Position Information about the various VRS OPEB plan fiduciary net position is available in the separately issued VRS 2017 Comprehensive Annual Financial Report (CAFR). A copy of the 2017 VRS CAFR may be downloaded from the VRS website at http://www.varetire.org/Pdf/Publications/2017-annual- report.pdf, or by writing to the System’s Chief Financial Officer at P.O. Box 2500, Richmond, VA, 23218-2500. Payables to the OPEB Plan At June 30, 2018, the following amounts were payable to the Virginia Retirement System for the legally required contributions related to June 2018 payroll. Group Life Insurance $1,596 TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2018 (Continued) 57 Note 10.Service Contracts Sewage Treatment The Town is party to an agreement, dated November 1, 2003, with the Western Virginia Water Authority for the Authority to provide the transportation and treatment of waste at a specified rate to be adjusted annually on July 1, based on the actual operating and maintenance costs for the previous year. The 30-year agreement provides for a surcharge in the event waste content or volume exceeds certain limits or the cost is less than the amount paid by users. Water Purchases/Sales Effective, June 1, 2005, the Town agreed to purchase water from the Western Virginia Water Authority at a bulk rate which is determined by a mutually agreed-upon formula. The water is designated for an industrial user who pays the Town an agreed upon rate. This is a 30-year agreement and will expire in 2035. Note 11.Property Taxes The major sources of property taxes are real estate and personal property taxes. The assessments are the responsibility of the County of Roanoke, while billing and collection functions are the Town’s responsibilities. Property taxes are levied annually in April on assessed values as of January 1. Personal property transactions during the year are taxed on a prorated basis. Real estate tax is payable in two equal installments on or before June 5 and December 5, and personal property tax is due on or before May 31, or within 30 days subsequent to assessment. Personal property taxes do not create a lien on property. The annual assessment for real estate is based on 100% of the assessed fair market value. A penalty of 10% of the unpaid tax is due for late payment. Interest is accrued at 10% for the initial year of delinquency, and thereafter at the maximum annual rate authorized by the Internal Revenue Code Section 6621(b). The effective tax rates per $100 of assessed value for the year ended June 30 were as follows: Note 12.Leases The Town leases a portion of a building to the Virginia State Department of Health for $1,602 per month on a month to month basis until terminated by either party. TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2018 (Continued) 58 Note 13.Risk Management The Town is insured for workers’ compensation, general liability, health, and other risks. The risk management programs are as follows: Workers’ Compensation Workers’ compensation insurance is provided through the Virginia Municipal League. During 2017-2018, total premiums paid were approximately $120,000. Benefits are those afforded through Commonwealth of Virginia as outlined in the Code of Virginia Section 65.2-100; premiums are based upon covered payroll, job rates, and claims experience. General Liability The Town provides general liability and other insurance through policies with Virginia Municipal Self-Insurance Association. During 2017-2018, total premiums paid were approximately $95,000. General liability and business automobile have a $1,000,000 limit per occurrence. Boiler and machinery coverage and property insurance are covered per statement of values. The Town maintains an additional $4,000,000 umbrella policy over all forms of liability insurance. Police professional liability and public officials’ liability insurance with a $1,000,000 limit are covered through a policy with the Commonwealth of Virginia. There were no significant reductions in insurance coverage from the prior year and no settlements that exceeded the amount of insurance coverage during the last three fiscal years. Healthcare The Town provides healthcare coverage for employees through a policy with Anthem Blue Cross Blue Shield. The Town contributes the required premium amount for single coverage for each employee. Dependents of employees are also covered by the policy provided they pay the additional premium to the Town. During 2017-2018, total premiums paid were approximately $739,000. Note 14.Commitments and Contingencies Special Purpose Grants Special purpose grants are subject to audit to determine compliance with their requirements. Town management believes that required refunds, if any, will be immaterial. Landfill Closure and Post-Closure Costs As discussed in Note 1, the Town participates in the Roanoke Valley Resource Authority. The Authority currently has responsibility for closure and post-closure care related to the new Smith Gap landfill, the transfer station, and an old landfill site. Closure and post-closure care requirements are mandated under the United States Environmental Protection Agency (EPA) rule, Solid Waste Disposal Facility Criteria, and are subject to periodic revisions by the EPA. The current estimate of remaining closure and post-closure care costs, assuming full utilization of the sites, is approximately $13.9 million. The participating localities have contributed their pro-rata shares to fund the closure and post-closure care costs. TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2018 (Continued) 59 Note 14.Commitments and Contingencies (Continued) Gain Sharing Agreement –Vinton Business Center On March 2, 1999, the Town and Roanoke County reached an agreement to provide for the sharing of certain local tax revenues and sharing of the costs of certain public services. That agreement states that the Town and County may negotiate an agreement to fund jointly the costs of development of the Vinton Business Center and to share equally in the local tax revenues generated by this project. During 2007, the County paid the Town one-half of the costs of development. As part of the agreement, the Town agreed to convey a one-half undivided interest in the remaining real estate of the project. The agreement states that the Town and County plan on making additional improvements to this project and will share in the costs of that and annual maintenance equally. The Town and County must jointly agree before any future improvements are made to the property or before portions of the property are sold. No major improvements were commenced during the current year. Roanoke County/Vinton Branch Library On September 6, 2011, the Town and Roanoke County reached an agreement to purchase property for a Roanoke County/Vinton Branch Library to be built by Roanoke County. The property cost $1.25 million, and the Town is responsible for half of that amount, or $625,000. Roanoke County is responsible for the remainder of the costs. The Town made an additional $100,000 good faith advance payment in fiscal year 2012 with the remaining costs for the project to be spread out over the next 10 years. The Town will pay $50,000 each year for year’s one through five, and $55,500 per year in years six through ten. Roanoke County will own the property and add it to its capital assets. The $55,500 current year contribution is included in principal retirement expenditures on the fund statement. Note 15.Major Customer/Taxpayer During fiscal year 2018, approximately 4.1% of the Town’s business-type revenues were generated by one industrial customer. Note 16.Interfund Activity The primary purpose of the $140,298 from the general fund and $140,298 from the water and sewer fund to the stormwater management fund was to cover obligations of stormwater fund. TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2018 (Continued) 60 Note 17.Adoption of New Standard and Prior Period Restatement In the current year,the Town adopted GASB Statement No. 75, Accounting and Financial Reporting for Postemployment Benefits Other Than Pensions. This standard replaces the requirements of GASB Statements No. 45 as it relates to governments that provide postemployment benefits other than pensions. The new Statement requires governments providing defined benefit postemployment benefits to recognize the long-term obligation for those benefits as a liability for the first time, and to more comprehensively and comparably measure the annual costs of other postemployment benefits. The Statement also enhances accountability and transparency through revised and new note disclosures and required supplementary information, including disclosing descriptive information about the types of benefits provided, how contributions to the plan are determined, and assumptions and methods used to calculate the liability. Comparative prior year information, to the extent presented, has not been restated because the necessary information is not available. The following is a summary of the restatements to net position, resulting from the adoption of GASB Statement No. 75: Governmental Water and Stormwater Activities Sewer Fund Fund Net position, July 1, 2017, per above $7,541,547 $6,452,686 (85,802) Recognition of other postemployment benefits related liabilities and deferred outflows/inflows in accordance with GASB No. 75 (464,816)(40,169)(11,477) , as restated $7,076,731 $6,412,517 $(97,279) TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2018 (Continued) 61 Note 18.Fund Balances Fund balance is classified as nonspendable, restricted, committed, assigned,and/or unassigned based primarily on the extent to which the Town is bound to observe constraints imposed upon the use of the resources in the general fund. The constraints placed on the general fund balance are presented below: General Fund Nonspendable: Inventories $2,331 Prepaids 63,666 CDBG revolving loan 37,930 103,927 Restricted for: Public safety 155,323 Public works 257,602 412,925 General government administration 30,000 Unassigned 2,675,654 Total fund balance GASB 68 created a negative fund balance in the Stormwater Management Fund. This new fund was created this year to track costs relating to stormwater and is currently funded by a transfer from the General Fund and Utility Fund. Staff is working with Town council to move towards a fee to sustain the fund. Note 19.Subsequent Event In July 2018, the Town took on a $162,000 lease for a vehicle for a seven-year term that is recorded in the General Fund and Governmental Activities. Note 20.New Accounting Standards The Governmental Accounting Standards Board (GASB) has issued the following Statements which are not yet effective. The GASB issued Statement No. 83, Certain Asset Retirement Obligations in November 2016. This Statement establishes criteria for determining the timing and pattern of recognition of a liability and a corresponding deferred outflow of resources for asset retirement obligations. The requirements of this Statement are effective for periods beginning after June 15, 2018. The GASB issued Statement No. 84, Fiduciary Activities in January 2017. This Statement establishes standards of accounting and financial reporting for fiduciary activities. The requirements of this Statement are effective for periods beginning after December 15, 2018. The GASB issued Statement No. 87, Leases in June 2017. This Statement establishes standards of accounting and financial reporting for leases by lessees and lessors. The requirements of this Statement are effective for periods beginning after December 15, 2019. TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2018 62 Note 20.New Accounting Standards (Continued) The GASB issued Statement No. 88, Certain Disclosures Related to Debt, including Direct Borrowings and Direct Placements in March 2018. This Statement improves the information that is disclosed in notes to government financial statements related to debt, including direct borrowing and direct placements. It also clarifies which liabilities governments should include when disclosing information related to debt. This Statement defines debt for purposes of disclosure in notes to financial statements as a liability that arises from a contractual obligation to pay cash (or other assets that may be used in lieu of cash) in one or more payments to settle an amount that is fixed at the date the contractual obligation is established. The requirements of this Statement are effective for periods beginning after June 15, 2018. The GASB issued Statement No. 89, Accounting for Interest Cost Incurred before the End of a Construction Period in June 2018. This Statement enhances the relevance and comparability of information about capital assets and the cost of borrowing for a period and simplifies accounting for interest cost incurred before the end of a construction period. The requirements of this Statement are effective for periods beginning after December 15, 2019. The requirements of this Statement should be applied prospectively. The GASB issued Statement No. 90, Major Equity Interests, an amendment of GASB Statements No. 14 and No. 61 in August 2018. This Statement improves the consistency and comparability of reporting a government’s majority equity interest in a legally separate organization and improves the relevance of financial statement information for certain component units. It defines a majority equity interest and specifies that a majority equity interest in a legally separate organization should be reported as an investment if a government's holding of the equity interest meets the definition of an investment. A majority equity interest that meets the definition of an investment should be measured using the equity method, unless it is held by a special-purpose government engaged only in fiduciary activities, a fiduciary fund, or an endowment (including permanent and term endowments) or permanent fund. Those governments and funds should measure the majority equity interest at fair value. For all other holdings of a majority equity interest in a legally separate organization, a government should report the legally separate organization as a component unit, and the government or fund that holds the equity interest should report an asset related to the majority equity interest using the equity method. This Statement establishes that ownership of a majority equity interest in a legally separate organization results in the government being financially accountable for the legally separate organization and, therefore, the government should report that organization as a component unit. This Statement also requires that a component unit in which a government has a 100 percent equity interest account for its assets, deferred outflows of resources, liabilities, and deferred inflows of resources at acquisition value at the date the government acquired a 100 percent equity interest in the component unit. Transactions presented in flows statements of the component unit in that circumstance should include only transactions that occurred subsequent to the acquisition. The requirements of this Statement are effective for periods beginning after December 15, 2018.The requirements should be applied retroactively, except for the provisions related to (1) reporting a majority equity interest in a component unit and (2) reporting a component unit if the government acquires a 100 percent equity interest. Those provisions should be applied on a prospective basis. Management has not determined the effects these new GASB Statements may have on prospective financial statements. THIS PAGE INTENTIONALLY BLANK 63 REQUIRED SUPPLEMENTARY INFORMATION EXHIBIT 11 2017 2016 2015 2014 Total Pension Liability Service cost 443,567$ 426,921$ 450,265$ 430,229$ Interest on total pension liability 1,197,526 1,167,910 1,112,256 1,065,284 Difference between expected and actual experience (356,343) (201,924) 139,140 - Changes in assumptions 8,604 - - - Benefit payments, including refunds of employee contributions (962,861) (976,757) (836,477) (812,476) Net change in total pension liability 330,493 416,150 865,184 683,037 Total pension liability - beginning 17,588,951 17,172,801 16,307,617 15,624,580 Total pension liability - ending 17,919,444 17,588,951 17,172,801 16,307,617 Plan Fiduciary Net Position Net change in plan fiduciary net position 1,416,776 (159,092) 422,753 1,714,351 Plan fiduciary net position - beginning 15,091,378 15,250,470 14,827,717 13,113,366 Plan fiduciary net position - ending 16,508,154 15,091,378 15,250,470 14,827,717 Net pension liability - ending This schedule is intended to show information for 10 years.Since fiscal year 2015 (plan year 2014)was the first year for this presentation,no earlier data is available. Additional years will be included as they become available. TOWN OF VINTON, VIRGINIA REQUIRED SUPPLEMENTARY INFORMATION SCHEDULE OF CHANGES IN NET PENSION LIABILITY AND RELATED RATIOS June 30, 2018 ’ presented in the entity’s fiscal year 2018 financial report. Plan Year The Notes to Required Supplementary Information are an integral part of this statement. 64 EXHIBIT 12 Entity Fiscal Year Ended June 30 Actuarially Determined Contribution Relation to Actuarially Determined Contribution Contribution Deficiency (Excess)Covered Payroll Percentage of Covered Payroll Primary Government 2018 411,289$ 411,289$ -$ $ 3,762,660 10.93% 2017 400,540 400,540 - 3,664,576 10.93% 2016 407,958 407,958 - 3,289,982 12.40% 2015 415,814 415,814 - 3,353,343 12.40% The covered payroll amounts above are for the Town’s fiscal year –i.e.the covered payroll on which required contributions were based for the same year. TOWN OF VINTON, VIRGINIA SCHEDULE OF PENSION CONTRIBUTIONS June 30, 2018 REQUIRED SUPPLEMENTAL INFORMATION Schedule is intended to show information for 10 years.Since 2015 was the first year for this presentation,only four years of data is available. However, additional years will be included as they become available. The Notes to Required Supplementary Information are an integral part of this statement. 65 EXHIBIT 13 Fiscal Year 2018 Local Plan Total OPEB Liability Service cost 49,307$ Interest on total OPEB liability 15,730 Changes in assumptions (17,718) Benefit payments (10,820) Net change in total OPEB liability 36,499 Total OPEB liability - beginning 405,504 Total OPEB liability - ending 442,003 Plan Fiduciary Net Position Contributions - employer 10,820 (10,820) Net change in plan fiduciary net position - Plan fiduciary net position - beginning - Plan fiduciary net position - ending - Net OPEB liability - ending This schedule is intended to show information for 10 years.Since fiscal year 2018 is the first year for this presentation, no earlier data is available. Additional years will be included as they become available. TOWN OF VINTON, VIRGINIA REQUIRED SUPPLEMENTARY INFORMATION SCHEDULE OF CHANGES IN NET OPEB LIABILITY AND RELATED RATIOS – LOCAL PLAN June 30, 2018 Benefit payments The Notes to Required Supplementary Information are an integral part of this statement. 66 EXHIBIT 14 Entity Fiscal Year Ended June 30 Employer’s Proportion of the Net OPEB Liability (Asset) Employer’s Proportionate Share of the Net OPEB Liability (Asset) Covered Payroll Employer’s Proportionate Share of the Net OPEB Liability (Asset) as a Percentage of Covered Payroll a Percentage of the Total OPEB Liability Virginia Retirement System - Group Life Insurance - General Employees 2018 0.01989%299,000$ 3,664,576$ 8.16%48.86% The covered payroll amount above is for the measurement period, which is the twelve months prior to the entity’s fiscal year. TOWN OF VINTON, VIRGINIA REQUIRED SUPPLEMENTARY INFORMATION SCHEDULE OF EMPLOYER’S SHARE OF NET OPEB LIABILITY – VRS GLI June 30, 2018 This schedule is intended to show information for 10 years.Since 2018 was the first year for this presentation,no earlier data is available. However, additional years will be included as they become available. The Notes to Required Supplementary Information are an integral part of this statement. 67 EXHIBIT 15 Entity Fiscal Year Ended June 30 Contractually Required Contribution Contributions in Relation to Contractually Required Contribution Contribution Deficiency (Excess) Employer’s Covered Payroll Contributions as a Percentage of Covered Payroll Virginia Retirement System - Group Life Insurance - General Employees 2018 19,610$ 19,610$ -$ 3,762,660$ 0.52% The covered payroll amount above is for the entity’s fiscal year -i.e.the covered payroll on which required contributions were based for the same year. TOWN OF VINTON, VIRGINIA REQUIRED SUPPLEMENTARY INFORMATION SCHEDULE OF OPEB CONTRIBUTIONS – VRS GLI June 30, 2018 This schedule is intended to show information for 10 years.Since 2018 is the first year for this presentation,no earlier data is available. However, additional years will be included as they become available. The Notes to Required Supplementary Information are an intergral part of this statement. 68 (Continued) 69 TOWN OF VINTON, VIRGINIA NOTES TO REQUIRED SUPPLEMENTARY INFORMATION June 30, 2018 Note 1.Changes of Benefit Terms Pension There have been no actuarially material changes to the Virginia Retirement System (System) benefit provisions since the prior actuarial valuation. The 2014 valuation includes Hybrid Retirement Plan members for the first time. The hybrid plan applies to most new employees hired on or after January 1, 2014 and not covered by enhanced hazardous duty benefits. Because this was a new benefit and the number of participants was relatively small, the impact on the liabilities as of the measurement date of June 30, 2017 are not material. Other Postemployment Benefits (OPEB) There have been no actuarially material changes to the System benefit provisions since the prior actuarial valuation. Note 2.Changes of Assumptions The following changes in actuarial assumptions were made effective June 30, 2016 based on the most recent experience study of the System for the four-year period ending June 30, 2016: Largest 10 –Non-Hazardous Duty: -Update mortality table -Lowered in rates of service retirement -Update withdrawal rates to better fit experience -Lowered in rates of disability retirement -No changes to salary rates -Increase Line of Duty Disability rates -Applicable to: Pension and GLI OPEB Largest 10 –Hazardous Duty/Public Safety Employees: -Update mortality table -Lowered rates of retirement at older ages -Update withdrawal rates to better fit experience -Increased disability rates -No changes to salary rates -Increased Line of Duty disability rates -Applicable to: Pension and GLI OPEB 70 TOWN OF VINTON, VIRGINIA NOTES TO REQUIRED SUPPLEMENTARY INFORMATION June 30, 2018 Note 2.Changes of Assumptions (Continued) All Others (Non 10 Largest) –Non-Hazardous Duty: -Update mortality table -Lowered rates of retirement at older ages and changed final retirement from 70 to 75 -Update withdrawal rates to better fit experience -Lowered disability rates -No changes to salary rates -Increased Line of Duty disability rates from 14% to 15% -Applicable to: Pension and GLI OPEB THIS PAGE INTENTIONALLY BLANK 71 STATISTICAL SECTION This part of the Town of Vinton Comprehensive Annual Financial Report presents detailed information as a context for understanding what the information in the financial statements, note disclosures, and required supplementary information says about the Town’s overall financial health. The Town implemented GASB Statement 68 and restated beginning net position for 2015. The restatement is not included in the prior year data. The Town implemented GASB Statement 75 and restated beginning net position for 2018. The restatement is not included in the prior year data. Contents Table Financial Trends .....................................................................1-4 These tables contain trend information to help the reader understand how the Town’s financial performance and well-being have changed over time. Revenue Capacity ...................................................................5-8 These tables contain information to help the reader assess the factors affecting the Town’s ability to generate its property and sales taxes, as well as customer rates for its water and sewer operations. Debt Capacity .......................................................................9-11 These tables present information to help the reader assess the affordability of the Town’s current levels of outstanding debt and the Town’s ability to issue additional debt in the future. Demographic and Economic Information ........................12-13 These tables offer demographic and economic indicators to help the reader understand the environment within which the Town’s financial activities take place and to help make comparisons over time and with other governments. Operating Information.......................................................14-16 These schedules contain information about the Town’s operations and resources to help the reader understand how the Town’s financial information relates to the services the Town provides and the activities it performs. Sources: Reports for the relevant year. TABLE 1 2018 2017 2016 2015 2014 2013 2012 2011 2010 2009 Governmental activities Net investment in capital assets 6,548,322$ 6,638,792$ 6,225,603$ 5,929,925$ 5,427,254$ 5,704,050$ 5,919,643$ 6,316,937$ 6,760,474$ 7,365,632$ Restricted 412,925 132,387 209,649 235,246 190,161 91,676 - 20,053 20,000 20,000 Unrestricted 467,465 770,368 801,646 499,226 2,291,758 2,219,240 1,972,859 1,491,375 1,362,770 1,650,476 Total governmental activities net position 7,428,712$ 7,541,547$ 7,236,898$ 6,664,397$ 7,909,173$ 8,014,966$ 7,892,502$ 7,828,365$ 8,143,244$ 9,036,108$ Business-type activities Net investment in capital assets 4,760,652$ 4,862,273$ 4,880,340$ 5,184,003$ 4,834,097$ 4,853,969$ 4,838,640$ 5,019,517$ 5,437,639$ 5,342,230$ Unrestricted 1,823,180 1,504,611 1,035,813 117,415 410,722 394,976 339,523 661,273 297,150 968,176 Total business-type activities net position 6,583,832$ 6,366,884$ 5,916,153$ 5,301,418$ 5,244,819$ 5,248,945$ 5,178,163$ 5,680,790$ 5,734,789$ 6,310,406$ Primary government Net investment in capital assets 11,308,974$ 11,501,065$ 11,105,943$ 11,113,928$ 10,261,351$ 10,558,019$ 10,758,283$ 11,336,454$ 12,198,113$ 12,707,862$ Restricted 412,925 132,387 209,649 235,246 190,161 91,676 - 20,053 20,000 20,000 Unrestricted 2,290,645 2,274,979 1,837,459 616,641 2,702,480 2,614,216 2,312,382 2,152,648 1,659,920 2,618,652 Total primary government net position 14,012,544$ 13,908,431$ 13,153,051$ 11,965,815$ 13,153,992$ 13,263,911$ 13,070,665$ 13,509,155$ 13,878,033$ 15,346,514$ NET POSITION BY COMPONENT Last Ten Fiscal Years (accrual basis of accounting) 72 TABLE 2 (Continued) 2018 2017 2016 2015 2014 2013 2012 2011 2010 2009 Expenses Governmental activities General government 962,685$ 992,699$ 1,001,560$ 927,954$ 962,341$ 942,315$ 948,803$ 934,388$ 1,023,227$ 1,037,073$ Public safety 3,686,891 3,926,763 3,340,624 3,418,566 3,339,148 3,238,361 3,214,622 3,397,562 3,446,746 3,593,946 Public works 1,893,248 2,011,469 2,026,305 2,021,994 1,993,713 2,074,464 2,062,430 2,243,111 2,457,832 2,455,754 Parks, recreation, and cultural 517,122 591,208 591,342 621,897 635,252 588,649 553,866 583,569 617,778 610,756 Community development 416,637 479,973 447,908 427,409 575,557 398,517 1,034,510 339,983 393,160 339,304 Interest on long-term debt 94,963 106,756 126,164 193,242 200,584 143,455 183,672 194,159 203,787 211,189 Total governmental activities 7,571,546 8,108,868 7,533,903 7,611,062 7,706,595 7,385,761 7,997,903 7,692,772 8,142,530 8,248,022 Business-type activities Water and sewer 3,279,827 3,088,256 3,103,779 2,994,485 3,174,896 2,946,127 3,044,342 3,002,964 3,238,927 3,189,315 Stormwater management 253,188 419,957 -------- Total business-type activities expense 3,533,015 3,508,213 3,103,779 2,994,485 3,174,896 2,946,127 3,044,342 3,002,964 3,238,927 3,189,315 Total primary government expenses 11,104,561$ 11,617,081$ 10,637,682$ 10,605,547$ 10,881,491$ 10,331,888$ 11,042,245$ 10,695,736$ 11,381,457$ 11,437,337$ Program Revenues Governmental activities Charges for services Public safety 93,599$ 118,454$ 63,735$ 72,356$ 88,364$ 89,115$ 91,196$ 119,870$ 108,187$ 172,357$ Public works 110,167 110,145 110,099 110,295 110,425 110,115 110,460 110,380 110,175 132,382 Other activities 506,160 540,600 559,171 570,459 554,666 495,133 440,883 466,306 489,901 436,835 Operating grants and contributions 1,539,975 1,666,789 1,389,380 1,426,127 1,382,744 1,287,108 1,281,998 1,318,394 1,366,971 1,454,813 Capital grants and contributions 84,184 408,362 317,643 384,074 114,966 53,749 66,545 75,188 8,034 2,146 Total governmental activities program revenues 2,334,085 2,844,350 2,440,028 2,563,311 2,251,165 2,035,220 1,991,082 2,090,138 2,083,268 2,198,533 Business-type activities Charges for services Water and sewer 3,354,057 3,398,582 3,437,535 3,195,850 3,002,970 2,754,147 2,753,851 2,672,156 2,439,634 2,289,754 Capital grants and contributions --------- 303,556 Total business-type activities program revenues 3,354,057 3,398,582 3,437,535 3,195,850 3,002,970 2,754,147 2,753,851 2,672,156 2,439,634 2,593,310 Total primary government program revenues 5,688,142$ 6,242,932$ 5,877,563$ 5,759,161$ 5,254,135$ 4,789,367$ 4,744,933$ 4,762,294$ 4,522,902$ 4,791,843$ Net (expense) revenue Governmental activities (5,237,461)$ (5,264,518)$ (5,093,875)$ (5,047,751)$ (5,455,430)$ (5,350,541)$ (6,006,821)$ (5,602,634)$ (6,059,262)$ (6,049,489)$ Business-type activities (178,958) (109,631) 333,756 201,365 (171,926) (191,980) (290,491) (330,808) (799,293) (596,005) Total primary government net expense (5,416,419)$ (5,374,149)$ (4,760,119)$ (4,846,386)$ (5,627,356)$ (5,542,521)$ (6,297,312)$ (5,933,442)$ (6,858,555)$ (6,645,494)$ TOWN OF VINTON, VIRGINIA CHANGE IN NET POSITION BY COMPONENT Last Ten Fiscal Years (accrual basis of accounting) 73 TABLE 2 (Continued) 2018 2017 2016 2015 2014 2013 2012 2011 2010 2009 TOWN OF VINTON, VIRGINIA CHANGE IN NET POSITION BY COMPONENT Last Ten Fiscal Years (accrual basis of accounting) General Revenues and Other Changes in Net Position Governmental activities: Taxes Property taxes 684,319$ 697,622$ 640,391$ 539,764$ 448,349$ 453,135$ 510,558$ 429,409$ 419,401$ 434,176$ Sales tax 1,370,590 1,436,325 1,348,456 1,320,700 1,287,437 1,284,455 1,247,566 1,171,590 1,113,322 1,132,519 Business license tax 482,003 500,713 508,747 489,749 517,111 491,996 460,638 454,636 456,536 437,797 Meals tax 966,053 953,721 955,488 912,713 900,591 912,226 909,814 864,448 842,384 861,286 Other taxes 616,344 585,378 576,896 561,080 628,177 692,669 698,412 734,316 755,808 386,703 Utilities tax 756,225 755,985 767,736 782,869 787,097 785,555 782,487 801,264 803,044 795,268 Intergovernmental revenue not restricted 770,645 773,690 744,247 768,956 756,199 807,117 773,617 748,815 664,975 631,320 Investment earnings not restricted 25,780 19,406 17,709 15,438 14,540 4,434 3,020 1,904 3,187 28,917 Restricted investment earnings - - - 60,746 59,628 - - - - 187 Gain on disposal of property - - - 7,444 6,516 - - - - - Other 57,781 66,305 106,706 27,002 21,752 41,418 184,846 81,373 29,275 16,038 Transfers (140,298) (219,978) - - - - 500,000 - 78,466 126,018 Total governmental activities 5,589,442 5,569,167 5,666,376 5,486,461 5,427,397 5,473,005 6,070,958 5,287,755 5,166,398 4,850,229 Business-type activities: Investment earnings not restricted 7,627 2,172 989 - 7 66 414 1,174 1,824 16,719 Restricted investment earnings 525 94 329 1,353 5,301 762 91 427 1,727 26,873 Other 299,102 338,118 279,661 250,562 255,135 261,934 287,359 275,208 298,591 236,198 Transfers 140,298 219,978 - - - - (500,000) - (78,466) (126,018) Total business-type activities 447,552 560,362 280,979 251,915 260,443 262,762 (212,136) 276,809 223,676 153,772 Total primary government 6,036,994$ 6,129,529$ 5,947,355$ 5,738,376$ 5,687,840$ 5,735,767$ 5,858,822$ 5,564,564$ 5,390,074$ 5,004,001$ Changes in Net Position Governmental activities 351,981$ 304,649$ 572,501$ 438,710$ (28,033)$ 122,464$ 64,137$ (314,879)$ (892,864)$ (1,199,260)$ Business-type activities 268,594 450,731 614,735 453,280 88,517 70,782 (502,627) (53,999) (575,617) (442,233) Total primary government 620,575$ 755,380$ 1,187,236$ 891,990$ 60,484$ 193,246$ (438,490)$ (368,878)$ (1,468,481)$ (1,641,493)$ Note: Water and sewer charges for service is the Town’s most significant source of own-source revenue. 74 TABLE 3 2010 2009 Pre-GASB 54 implementation: General Fund Reserved 361,090$ 272,645$ Unreserved 1,322,095 1,698,851 Total general fund 1,683,185$ 1,971,496$ 2018 2017 2016 2015 2014 2013 2012 2011 Post-GASB 54 implementation: General Fund Nonspendable 103,927$ 89,382$ 62,048$ 59,817$ 60,358$ 19,101$ 62,746$ 66,341$ Restricted 412,925 132,387 209,649 235,246 190,161 274,908 17,068 372,271 Committed 30,000 - - - - - - 100,000 Unassigned 2,675,654 2,578,193 2,607,524 2,361,436 2,919,657 2,837,802 2,584,947 1,196,789 Total general fund 3,222,506$ 2,799,962$ 2,879,221$ 2,656,499$ 3,170,176$ 3,131,811$ 2,664,761$ 1,735,401$ Note: TOWN OF VINTON, VIRGINIA FUND BALANCES – GOVERNMENTAL FUND Last Ten Fiscal Years (modified accrual basis of accounting) 75 TABLE 4 2018 2017 2016 2015 2014 2013 2012 2011 2010 2009 Revenues Taxes 4,868,746$ 4,904,946$ 4,845,354$ 4,469,823$ 4,562,633$ 4,597,882$ 4,529,953$ 4,467,158$ 4,345,947$ 4,049,513$ Permits, privilege fees, and regulatory licenses 8,955 8,712 9,788 12,403 9,085 10,861 9,273 10,242 12,116 11,321 Fines and forfeitures 71,210 75,085 51,631 56,503 75,059 73,107 75,989 102,566 94,548 116,463 Revenue from use of money and property 148,433 136,695 141,889 197,241 198,625 105,998 105,666 118,560 156,533 201,341 Charges for services 377,369 418,042 452,903 438,558 407,900 387,049 333,832 355,606 328,116 319,293 Other 137,547 150,967 138,589 129,124 149,957 72,337 18,522 16,860 3,562 4,638 Intergovernmental 2,444,777 2,965,777 2,612,197 2,411,620 2,243,120 2,239,992 2,303,286 2,303,732 2,170,790 2,230,602 Total revenues 8,057,037 8,660,224 8,252,351 7,715,272 7,646,379 7,487,226 7,376,521 7,374,724 7,111,612 6,933,171 Expenditures General government 695,683 650,824 710,412 668,082 645,071 632,136 618,951 628,386 641,853 652,359 Public safety 3,703,343 3,649,236 3,304,624 3,313,099 3,201,533 3,005,917 2,948,155 3,250,590 3,200,859 3,259,980 Public works 1,775,465 1,749,305 1,942,260 1,918,439 1,795,602 1,892,656 1,834,120 1,990,381 2,164,328 2,219,226 Parks, recreation, and cultural 533,892 570,065 594,550 617,934 620,636 547,604 518,579 551,240 574,215 571,291 Community development 485,624 889,397 687,006 604,476 468,678 386,592 544,245 333,617 365,366 316,267 Capital projects 37,880 463,945 437,389 551,936 140,478 542,235 160,752 114,309 90,570 384,982 Debt service: Principal retirement 436,700 535,374 404,038 379,843 372,923 335,766 267,595 260,501 253,500 241,585 Interest and fiscal charges 83,210 91,789 115,486 182,584 186,377 174,699 185,715 195,608 205,189 212,090 Bond issuance costs - - 15,920 - - 36,638 - - - - Total expenditures 7,751,797 8,599,935 8,211,685 8,236,393 7,431,298 7,554,243 7,078,112 7,324,632 7,495,880 7,857,780 Excess (deficiency) of revenues over expenditures 305,240 60,289 40,666 (521,121) 215,081 (67,017) 298,409 50,092 (384,268) (924,609) Other Financing Sources (Uses) Proceeds from long-term debt - - 702,000 - - 2,411,641 - - - - Payments to refunded bond escrow agent - - (686,080) - - (2,190,889) - - - - Proceeds from capital lease 257,602 - 136,599 - - 313,315 - - - - Proceeds from sale of capital assets - 80,430 29,537 7,444 6,516 - 130,951 2,124 17,491 15,560 Transfers in (140,298) (219,978) - - - - 500,000 - 78,466 126,018 Total other financing sources 117,304 (139,548) 182,056 7,444 6,516 534,067 630,951 2,124 95,957 141,578 Net change in fund balances 422,544$ (79,259)$ 222,722$ (513,677)$ 221,597$ 467,050$ 929,360$ 52,216$ (288,311)$ (783,031)$ Debt service as a percentage of TOWN OF VINTON, VIRGINIA CHANGES IN FUND BALANCES – GOVERNMENTAL FUND Last Ten Fiscal Years (modified accrual basis of accounting) 76 TABLE 5 Public Total Total Actual Value as a Fiscal Real Personal Machinery Service Mobile Assessed Direct Tax Taxable Percentage of Year Estate Property and Tools Corporation Homes Value Rate Value Assessed Value 2018 477,273,000$ 45,927,462$8,177,340$ 17,911,880$52,550$ 549,342,232$0.07$ 549,342,232$ 100% 2017 467,013,600 45,889,795 7,448,120 17,210,450 40,250 537,602,215 0.07 537,602,215 100 2016 461,728,300 45,958,231 7,146,010 17,038,560 38,300 531,909,401 0.07 531,909,401 100 2015 458,804,800 45,024,930 6,934,930 17,364,350 42,930 528,171,940 0.06 528,171,940 100 2014 455,632,200 45,223,230 6,882,820 13,713,107 45,720 521,497,077 0.06 521,497,077 100 2013 456,795,100 43,698,440 7,310,490 14,385,245 47,520 522,236,795 0.06 522,236,795 100 2012 465,957,200 43,682,200 7,232,260 15,347,180 46,800 532,265,640 0.06 532,265,640 100 2011 469,499,100 43,392,270 7,232,700 15,191,110 47,740 535,362,920 0.06 535,362,920 100 2010 468,470,600 42,803,545 7,303,000 15,632,460 48,190 534,257,795 0.06 534,257,795 100 2009 463,014,500 47,556,110 7,191,835 14,933,569 51,675 532,747,689 0.06 532,747,689 100 Note: Assessed value equals actual value. Property is assessed at full market value and is reassessed every year. TOWN OF VINTON, VIRGINIA ASSESSED VALUE AND ACTUAL VALUE OF TAXABLE PROPERTY Last Ten Fiscal Years 77 TABLE 6 Customer Revenue Rank Revenue Rank Precision Fabrics Group, Inc.164,937$ 1 4.51 %240,417$ 1 9.52 % Aramark 152,290 2 4.17 74,900 2 2.97 Cardinal Glass 138,938 3 3.80 44,596 3 1.77 The Berkshire 62,730 4 1.72 34,713 4 1.37 Blue Ridge Manor Apartments 52,196 5 1.43 - -- RGM 40,160 6 1.10 32,458 5 1.28 Roanoke County Schools 32,573 7 0.89 16,538 7 0.65 Richard Dickerson/RL Mansard Sq 20,774 8 0.57 1,522 8 0.06 F & W Management 17,850 9 0.49 - -- Clearview Manor 17,050 10 0.47 19,768 6 0.78 Syline Cleaners - -- 8,048 9 0.32 American Efficiency - -- 7,043 10 0.28 699,498$ 480,003$ Source: Town of Vinton Finance Department 1) FY 2018 % was based on total water and sewer revenue of $3,653,159 2) FY 2009 % was based on total water and sewer revenue of $2,525,952 TOWN OF VINTON, VIRGINIA PRINCIPAL WATER AND SEWER CUSTOMERS Current Year and Nine Years Ago Fiscal Year 2018 Percentage of Total Town Revenue Fiscal Year 2009 Percentage of Total Town Revenue 78 TABLE 7 Fiscal Year Taxes Levied Collections Ended for the Percentage in Subsequent Percentage June 30,Fiscal Year Amount of Levy Years Amount of Levy 2018 874,622$ 823,616$ 94.17%-$ 823,616$ 94.17% 2017 859,822 826,673 96.14 20,321 846,994 96.14 2016 853,737 785,340 91.99 13,902 799,242 94.37 2015 736,979 650,501 88.27 13,365 663,866 90.08 2014 645,360 610,294 94.57 12,010 622,304 94.57 2013 635,711 598,141 94.09 13,626 611,767 96.23 2012 637,626 600,406 94.16 13,528 613,934 96.28 2011 634,445 591,743 93.27 11,257 603,000 95.04 2010 637,392 607,701 95.34 13,950 621,651 97.53 2009 609,402 589,069 96.66 16,229 605,298 99.33 Source: Detailed Town property tax records. Note: The Town increased the real estate tax rate from $0.03 to $0.07 in 2015 TOWN OF VINTON, VIRGINIA PROPERTY TAX LEVIES AND COLLECTIONS Last Ten Fiscal Years Total Collections to Date Collected within the Fiscal Year of the Levy 79 TABLE 8 Fiscal Year Water Sewer Water Sewer 2018 18.85$ 27.68$ 9.43$ 13.84$ 2017 18.85 27.68 9.43 13.84 2016 18.85 27.68 9.43 13.84 2015 18.85 27.68 9.43 13.84 2014 17.31 25.42 8.66 12.71 2013 15.92 23.39 7.97 11.68 2012 15.92 23.39 7.97 11.68 2011 15.92 23.39 7.97 11.68 2010 13.84 20.34 6.93 10.16 2009 12.59 18.49 6.30 9.24 Note: Minimum charge for water and sewer residential and commerical service is based on standard 5/8 meter 1 Residential minimum charges are billed on a bi-monthly basis 2 Commercial minimum charges are billed on a monthly basis Residential 1 Commercial 2 First 3,000 Gallons or Less First 1,500 Gallons or Less TOWN OF VINTON, VIRGINIA WATER AND SEWER RATES Last Ten Fiscal Years 80 TABLE 9 2018 2017 2016 2015 2014 2013 2012 2011 2010 2009 Debt limit 54,934,223$ 53,760,222$ 53,190,940$ 52,817,194$ 52,149,708$ 51,809,508$ 53,226,564$ 53,536,292$ 53,425,780$ 53,274,769$ Total net debt applicable to limit 6,407,378 7,094,822 7,757,263 8,344,738 8,959,814 10,118,536 7,125,222 7,103,808 7,548,025 7,978,160 Legal debt margin 48,526,845$ 46,665,400$ 45,433,677$ 44,472,456$ 43,189,894$ 41,690,972$ 46,101,342$ 46,432,484$ 45,877,755$ 45,296,609$ Total net debt applicable to the limit as a percentage of debt limit 11.66%13.20%14.58%15.80%17.18%19.53%13.39%13.27%14.13%14.98% Legal Debt Margin Calculation for Fiscal Year 2018 549,342,232$ Debt limit (10% of assessed value)54,934,223$ Less debt applicable to limit: General obligation bonds 6,407,378 Legal debt margin 48,526,845$ Note: TOWN OF VINTON, VIRGINIA LEGAL DEBT MARGIN INFORMATION Last Ten Fiscal Years Assessed value 81 TABLE 10 General General Fiscal Obligation Revenue Capital Obligations Obligation Revenue Obligations Capital Year 1 Bonds1 Leases Payable Total Bonds1 Bonds1 Payable Leases Total 2018 2,637,173$ -$ 240,612$ 203,036$ 3,080,821$ 3,789,564$ 1,852,617$ 252,532$ 498,198$ 6,392,911$ 2017 2,940,783 - 54,837 266,576 3,262,196 4,175,676 2,015,327 266,363 - 6,457,366 2016 3,242,029 - 230,969 327,424 3,800,422 4,539,723 2,184,037 280,605 - 7,004,365 2015 3,488,651 - 159,415 385,080 4,033,146 4,892,861 2,150,851 294,516 - 7,338,228 2014 3,724,405 - 209,262 442,548 4,376,215 5,235,409 2,274,519 - - 7,509,928 2013 4,056,402 - 257,549 425,000 4,738,951 5,941,895 2,393,190 - - 8,335,085 2012 2,733,027 1,377,256 - 475,000 4,585,283 3,950,222 2,506,858 - - 6,457,080 2011 2,880,305 1,453,521 47,595 - 4,381,421 4,258,808 2,615,526 - - 6,874,334 2010 3,027,582 1,524,786 93,096 - 4,645,464 4,558,026 2,719,195 - - 7,277,221 2009 3,169,860 1,596,051 136,595 - 4,902,506 4,848,160 2,817,860 - - 7,666,020 Net General Net General Bonded Debt Bonded Debt Total Taxable to Estimated Per Capita Per Capita Fiscal Total Primary Assessed Actual Value of Bonded Debt Personal to Per Capita Year 1 Value Taxable Property Population Per Capita Income Personal Income 2018 6,426,737$ 549,342,232$ 1.17%8,065 797$ 48,384$ 1.65% 2017 7,116,459 537,602,215 1.32 8,185 869 48,047 1.81 2016 7,781,752 531,909,401 1.46 8,231 945 45,577 2.07 2015 8,381,512 528,171,940 1.59 8,151 1,028 43,418 2.37 2014 8,959,814 521,497,080 1.72 8,151 1,099 42,288 2.60 2013 9,998,297 518,095,080 1.93 8,092 1,236 40,688 3.04 2012 6,683,249 532,265,640 1.26 8,130 822 39,866 2.06 2011 7,139,113 535,362,920 1.33 8,098 882 39,315 2.24 2010 7,585,608 534,257,800 1.42 7,814 971 39,315 2.46 2009 8,018,020 532,747,690 1.50 7,876 1,018 39,315 2.58 Note: Assessed value of property can be found in Table 5. Note: Population and personal income can be found in Table 12. 1 Includes bond premiums TOWN OF VINTON, VIRGINIA RATIOS OF OUTSTANDING DEBT BY TYPE Last Ten Fiscal Years Business Type Activities Governmental Activities 82 TABLE 11 Less:Net Fiscal Gross Operating Available Year Revenue (1)Revenue Principal (2)Interest Coverage 2018 3,661,311$ 2,344,160$ 1,317,151$ 595,555$ 166,641$ 1.73 2017 3,738,966 2,182,323 1,556,643 543,289 181,582 2.12 2016 3,718,514 2,241,937 1,476,577 487,049 311,245 1.85 2015 3,447,765 2,115,736 1,332,029 462,548 257,957 1.85 2014 3,263,413 2,261,529 1,001,884 504,718 256,920 1.32 2013 3,016,909 2,129,633 887,276 428,247 215,281 1.38 2012 3,041,715 2,187,683 854,032 413,586 232,992 1.32 2011 2,948,965 2,140,766 808,199 399,218 225,689 1.29 2010 2,741,776 2,361,718 380,058 385,135 195,038 0.66 2009 2,873,100 2,312,595 560,505 281,331 213,792 1.13 (1) Excluding depreciation, interest, and amortization (2) Excluding refunded principal payments Last Ten Fiscal Years PLEDGED REVENUE COVERAGE TOWN OF VINTON, VIRGINIA Debt Service Notes: Details regarding the Town’s outstanding debt can be found in the Notes to Financial Statements. 83 TABLE 12 Fiscal Total Per Capita Public School Public Year Personal Personal Roanoke CO Town of Vinton Unemployment Ended Population (1)Income (2)Income (2)Enrollment (3)Enrollment (3)Rate (4) 2018 8,065 5,786,000$ 48,384$ 14,155 926 3.40% 2017 8,185 5,780,000 48,047 14,235 965 3.70 2016 8,231 5,435,865 45,577 14,135 910 3.70 2015 8,151 5,159,100 43,418 14,384 948 4.50 2014 8,151 4,984,547 42,288 14,333 965 5.50 2013 8,092 4,789,030 40,688 14,369 935 5.90 2012 8,130 4,672,000 39,866 14,454 927 5.70 2011 8,098 4,561,791 39,315 14,259 951 5.70 2010 7,814 4,561,791 39,315 14,474 921 6.30 2009 7,876 4,561,791 39,315 14,650 978 4.60 Sources: (1) From U.S. Census Bureau link at www.rvarc.org (4) Virginia Employment Commission www.bls.gov/eag/eag.va.htm TOWN OF VINTON, VIRGINIA DEMOGRAPHIC STATISTICS Last Ten Fiscal Years (3) Virginia Department of Education - Membership Reporting http://www.doe.virginia.gov/statistics_reports/enrollment/fall_membership/report_data.shtml (2) Personal Income and Per Capita Personal Income from the U.S. Department of Commerce Bureau of Economic Analysis. Latest information available as of March 2014 at www.bea.gov/regional/docs/income. Combined with Roanoke County/Salem. 84 TABLE 13 Percentage Percentage of Total Town of Total Town Employer Employees Rank Employment Employees Rank Employment Berkshire 204 1 2.53%230 2 6.42% Kroger 193 2 2.39 160 4 4.47 Precision Fabrics Group, Inc.190 3 2.36 280 1 4.97 Roanoke County Schools (Vinton)132 4 1.64 178 3 782.00% Town of Vinton 97 5 1.20 117 5 3.27 Aramark Uniform Services 97 6 1.20 90 6 2.51 McDonalds 84 7 1.04 N/A N/A N/A Magnets USA 70 8 0.87 N/A N/A N/A Woods Service Center 44 9 0.55 N/A N/A N/A Lancerlot 40 10 0.50 N/A N/A N/A 1,151 14.28%1,055 29.46% Source: Employer Business Application or HR Contact N/A - Not Available Fiscal Year 2018 Fiscal Year 2009 TOWN OF VINTON, VIRGINIA PRINCIPAL EMPLOYERS Current Year and Nine Years Ago 85 TABLE 14 2018 2017 2016 2015 2014 2013 2012 2011 2010 2009 Function/Program General government Management services 4 4 4 4 4 4 4 4 4 4 Finance 5 5 5 6 6 6 6 5 5 5 Planning 2 3 3 3 3 3 3 3 3 3 Police Officers 23 24 22 22 24 24 24 25 24 24 Civilians 2 2 2 2 2 2 2 2 10 10 Fire Firefighters and officers 11 12 10 11 10 9 9 9 9 9 Other public works 34 33 29 31 32 32 32 34 33 33 Parks, recreation, and cultural 3 3 3 2 3 3 3 3 3 3 Total 84 86 78 81 84 83 83 85 91 91 TOWN OF VINTON, VIRGINIA FULL-TIME EQUIVALENT TOWN GOVERNMENT EMPLOYEES BY FUNCTION/PROGRAM Last Ten Fiscal Years Source: Town of Vinton HR Department 86 TABLE 15 2018 2017 2016 2015 2014 2013 2012 2011 2010 2009 Function/Program General government Fleet equipment 133 133 133 133 133 117 117 117 117 117 Pieces of equipment maintained 133 133 133 133 133 117 117 117 117 117 Public safety: Police Arrests 1,034 594 722 507 578 582 667 546 531 658 Parking violations 40 58 133 52 64 48 56 82 139 84 Traffic violations 2,449 2,021 1,187 1,143 1,603 1,408 1,734 1,933 2,431 3,088 EMS Emergency responses 2,607 2,637 2,656 2,615 2,735 2,654 2,872 2,319 2,219 2,369 Fire Emergency responses 830 501 774 278 623 306 677 514 476 764 Public works Refuse collection Refuse collected (tons per day)12 12 11.92 12.55 12.78 12.92 12.75 12.70 14.00 15.90 Recyclables collected (tons per day)0.45 1 0.54 0.65 0.70 0.68 2.00 2.00 1.60 1.60 Other public works Street resurfacing (miles)2.50 2 2.03 - 1.30 2.17 1.80 1.80 1.90 3.50 Parks, recreation, and cultural Parks and recreation - attendees Vinton Dogwood Festival (4-day)25,000 25,000 25,000 25,000 25,000 25,000 25,000 25,000 25,000 25,000 Vinton Bluegrass Festival (4-day)Closed Closed Closed Closed Closed Closed Closed Closed Closed 20,000 4th of July 5,000 5,000 5,000 5,000 5,000 4,000 4,000 4,000 4,000 4,000 (Co-Sponsor Roanoke County)Closed Closed Closed Closed Closed Closed Closed Closed 5,000 5,000 (Co-Sponsor Chamber of Commerce)6,000 6,000 9,000 9,000 6,000 6,000 6,000 6,000 6,000 6,000 Water Number of customer accounts 5,115 5,120 5,093 5,074 5,085 5,071 5,051 5,044 5,040 5,022 Miles of distribution lines 61 61 61 61 61 61 61 61 61 61 Volume pumped (million gallons per day average)1 1 1.27 1.23 1.14 1.21 1.23 1.26 1.47 1.04 Sewer Number of customer accounts 4,691 4,686 4,658 4,639 4,642 4,636 4,607 4,610 4,609 4,600 Miles of collection lines 60 60 60 60 60 60 60 60 60 60 Waste/Water treated (million gallons per day)1 1 1.40 1.19 0.92 0.96 0.99 1.09 1.27 1.04 N/A - Not available. Refuse collected (tons per day) - based on 260 collection days per year. Recyclables collected (tons per day) - based on 130 collection days per year. Source: TOWN OF VINTON, VIRGINIA OPERATING INDICATORS BY FUNCTION/PROGRAM Last Ten Fiscal Years 87 TABLE 16 2018 2017 2016 2015 2014 2013 2012 2011 2010 2009 Function/Program Public safety Law enforcement vehicles 27 27 25 26 25 25 26 27 27 29 Fire stations 1 1 1 1 1 1 1 1 1 1 Public works Primary streets (lane miles)21.62 21.62 21.62 21.62 21.62 21.62 21.62 21.62 21.62 21.62 Secondary streets (lane miles)66.32 66.32 66.32 66.32 66.32 66.32 66.32 66.32 66.32 66.32 Streetlights 505 505 503 502 500 500 500 500 500 500 Parks, recreation, and cultural Community centers Vinton Senior Program (No. of Events/Attendance)356/5822 285/4370 252/4166 240/3990 223/3,965 253/3775 231/4033 174/3396 1/18 240/4236 Charles R. Hill Center (Rentals)303 316 283 291 289 437 299 218 295 351 Skate Park Closed Closed Closed Closed Closed Closed Closed Closed Closed Closed Vinton War Memorial 250 276 273 235 282 301 200 202 271 277 Parks/athletic fields Gearhart Park (TOV owned-Leased to Rke County)NA NA N/A N/A N/A N/A N/A N/A N/A 37/3000 Jaycee Field (Seasonal ballgames)Closed Closed Closed Closed Closed Closed Closed Closed Closed Closed Greenway (3/4 Mile) Cinder Surface 25,000 25,000 25,000 25,000 25,000 25,000 25,000 25,000 25,000 25,000 Lawfit Course (5 Fitness Stations)N/A N/A N/A N/A N/A N/A N/A 1,120 1,120 1,120 War Memorial Playground 6,000 6,000 6,000 6,000 6,000 6,000 6,000 6,000 6,000 6,000 Vinton Municipal Pool Closed Closed 7,977 7,977 8,458 10,562 10,176 12,246 11,270 11,000 Water and sewer Water mains (miles)61 61 61 61 61 61 61 61 61 61 Sanitary sewers (miles)60 60 60 60 60 60 60 60 60 60 Stormwater Storm sewers (miles)12 12 12 12 12 12 12 12 12 12 Signalized Street Intersections Traffic Signals (each)11 11 11 11 11 11 11 11 11 11 TOWN OF VINTON, VIRGINIA CAPITAL ASSET AND INFRASTRUCTURE STATISTICS BY FUNCTION/PROGRAM Last Ten Fiscal Years Source: Various Town of Vinton Departments 88 THIS PAGE INTENTIONALLY BLANK 89 COMPLIANCE SECTION 90 Your Success is Our Focus 319 McClanahan Street, S.W. • Roanoke, Virginia 24014-7705 • 540-345-0936 • Fax: 540-342-6181 • www.BEcpas.com INDEPENDENT AUDITOR’S REPORT ON INTERNAL CONTROL OVER FINANCIAL REPORTING AND ON COMPLIANCE AND OTHER MATTERS BASED ON AN AUDIT OF FINANCIAL STATEMENTS PERFORMED IN ACCORDANCE WITH GOVERNMENT AUDITING STANDARDS To the Honorable Members of the Town Council Town of Vinton,Virginia We have audited, in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards issued by the Comptroller General of the United States; and Specifications for Audits of Counties, Cities, and Towns issued by the Auditor of Public Accounts of the Commonwealth of Virginia, the financial statements of the governmental activities, the business-type activities, and each major fund of the Town of Vinton, Virginia (the “Town”), as of and for the year ended June 30, 2018, and the related notes to the financial statements, which collectively comprise the Town’s basic financial statements and have issued our report thereon dated November 15, 2018. Internal Control over Financial Reporting In planning and performing our audit of the financial statements, we considered the Town’s internal control over financial reporting (internal control) to determine the audit procedures that are appropriate in the circumstances for the purpose of expressing our opinions on the financial statements, but not for the purpose of expressing an opinion on the effectiveness of Town’s internal control. Accordingly, we do not express an opinion on the effectiveness of Town’s internal control. A deficiency in internal control exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent, or detect and correct,misstatements on a timely basis. A material weakness is a deficiency,or a combination of deficiencies, in internal control such that there is a reasonable possibility that a material misstatement of the entity’s financial statements will not be prevented, or detected and corrected on a timely basis.A significant deficiency is a deficiency, or a combination of deficiencies, in internal control that is less severe than a material weakness, yet important enough to merit attention by those charged with governance. Our consideration of internal control was for the limited purpose described in the first paragraph of this section and was not designed to identify all deficiencies in internal control that might be material weaknesses or significant deficiencies and therefore, material weaknesses or significant deficiencies may exist that were not identified. However, as described in the accompanying schedule of finding and response, we identified a certain deficiency in internal control that we consider to be a material weakness, which is labelled as item 2018-001. 91 Compliance and Other Matters As part of obtaining reasonable assurance about whether the Town’s financial statements are free of material misstatement, we performed tests of its compliance with certain provisions of laws, regulations, contracts, and grant agreements, noncompliance with which could have a direct and material effect on the determination of financial statement amounts. However, providing an opinion on compliance with those provisions was not an objective of our audit, and accordingly, we do not express such an opinion.The results of our tests disclosed no instances of noncompliance or other matters that are required to be reported under Government Auditing Standards. Town of Vinton’s Response to Finding The Town of Vinton’s response to the finding identified in our audit is described in the accompanying schedule of finding and response. The Town’s response was not subjected to the auditing procedures applied in the audit of the financial statements and, accordingly, we express no opinion on it. Purpose of this Report The purpose of this report is solely to describe the scope of our testing of internal control and compliance and the results of that testing, and not to provide an opinion on the effectiveness of the entity’s internal control or on compliance. This report is an integral part of an audit performed in accordance with Government Auditing Standards in considering the entity’s internal control and compliance. Accordingly, this communication is not suitable for any other purpose. CERTIFIED PUBLIC ACCOUNTANTS Roanoke, Virginia November 15, 2018 92 TOWN OF VINTON, VIRGINIA SUMMARY OF COMPLIANCE MATTERS June 30, 2018 As more fully described in the Independent Auditor’s Report on Internal Control over Financial Reporting and on Compliance and Other Matters Based on an Audit of Financial Statements Performed in Accordance with Government Auditing Standards, we performed tests of the Town’s compliance with certain provisions of laws, regulations, contracts,and grants shown below. STATE COMPLIANCE MATTERS Code of Virginia: Budget and Appropriation Laws Cash and Investment Laws Conflicts of Interest Act Debt Provisions Local Retirement Systems Procurement Laws Uniform Disposition of Unclaimed Property Act State Agency Requirements: Highway Maintenance Funds LOCAL COMPLIANCE MATTERS Town Charter 93 TOWN OF VINTON, VIRGINIA SCHEDULE OF FINDING AND RESPONSE Year Ended June 30, 2018 A.FINDING –FINANCIAL STATEMENT AUDIT 2018-1:Segregation of Duties (Material Weakness) Condition: A fundamental concept of internal controls is the separation of duties. No one employee should have access to both physical assets and the related accounting records, or to all phases of a transaction. A proper segregation of duties has not been established in functions related to accounts payable, accounts receivable, cash disbursements, and information technology. Recommendation: Steps should be taken to eliminate performance of conflicting duties where possible or to implement effective compensating controls. Management’s Response: Management noted this finding. The Finance Director has segregated duties, to the extent practical, to minimize instances where the same person has complete control of a transaction or conflicting duties. B.FINDING –COMMONWEALTH OF VIRGINIA None. 94 TOWN OF VINTON, VIRGINIA SCHEDULE OF PRIOR AUDIT FINDING Year Ended June 30, 2018 A.FINDING –FINANCIAL STATEMENT AUDIT 2007-1:Segregation of Duties (Material Weakness) Condition: A fundamental concept of internal controls is the separation of duties. No one employee should have access to both physical assets and the related accounting records, or to all phases of a transaction. A proper segregation of duties has not been established in functions related to payroll, accounts payable, accounts receivable, cash disbursements, and information technology. Current Status: Condition cleared with regard to payroll and still present for accounts payable, accounts receivable, cash disbursements, and information technology.