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HomeMy WebLinkAboutFY 2019 - 2020 - Annual Comprehensive Financial Reports (ACFRs) For Fiscal Year Ended June 30, 2020 The Town of Vinton, Virginia Comprehensive Annual Financial Report For Fiscal Year Ended June 30, 2020 TOWN OF VINTON, VIRGINIA COMPREHENSIVE ANNUAL FINANCIAL REPORT YEAR ENDED JUNE 30, 2020 Prepared by the Town of Vinton Finance Department/Treasurer’s Office TOWN OF VINTON, VIRGINIA TABLE OF CONTENTS Page INTRODUCTORY SECTION Letter of Transmittal ..........................................................................................................................................i Certificate of Achievement for Excellence in Financial Reporting ..............................................................vii Directory of Principal Officials.....................................................................................................................viii Organizational Chart .......................................................................................................................................ix FINANCIAL SECTION Independent Auditor’s Report ..........................................................................................................................1 Management’s Discussion and Analysis .........................................................................................................3 Basic Financial Statements Government-wide Financial Statements Exhibit 1 Statement of Net Position ...................................................................................................12 Exhibit 2 Statement of Activities ........................................................................................................13 Fund Financial Statements Exhibit 3 Balance Sheet –Governmental Funds ................................................................................14 Exhibit 4 Reconciliation of the Governmental Funds Balance Sheet to the Statement of Net Position......................................................................................15 Exhibit 5 Statement of Revenues, Expenditures, and Changes in Fund Balances –Governmental Funds ...........................................................................16 Exhibit 6 Reconciliation of the Statement of Revenues, Expenditures, and Changes in Fund Balances of the Governmental Funds to the Statement of Activities ...............17 Exhibit 7 Statement of Revenue,Expenditures, and Changes in Fund Balance – Budget and Actual –General Fund .................................................................................18 Exhibit 8 Statement of Net Position –Proprietary Funds ..................................................................19 Exhibit 9 Statement of Revenues, Expenses, and Changes in Fund Net Position –Proprietary Funds ....................................................................................20 Exhibit 10 Statement of Cash Flows –Proprietary Funds ...................................................................21 Notes to Financial Statements ....................................................................................................................22 Required Supplementary Information Exhibit 11 Schedule of Changes in Net Pension Liability and Related Ratios ...................................66 Exhibit 12 Schedule of Pension Contributions.....................................................................................67 Exhibit 13 Schedule of Changes in Net OPEB Liability and Related Ratios –Local Plan ................68 Exhibit 14 Schedule of Employer’s Share of Net OPEB Liability –VRS GLI ..................................69 Exhibit 15 Schedule of OPEB Contributions –VRS GLI ...................................................................70 Notes to Required Supplementary Information .........................................................................................71 TOWN OF VINTON, VIRGINIA TABLE OF CONTENTS (Continued) Page STATISTICAL SECTION Table 1 Net Position by Component .......................................................................................................74 Table 2 Change in Net Position by Component .....................................................................................75 Table 3 Fund Balances –Governmental Funds......................................................................................77 Table 4 Changes in Fund Balances –Governmental Funds ..................................................................78 Table 5 Assessed Value and Actual Value of Taxable Property ...........................................................79 Table 6 Principal Water and Sewer Customers ......................................................................................80 Table 7 Property Tax Levies and Collections ........................................................................................81 Table 8 Water and Sewer Rates ..............................................................................................................82 Table 9 Legal Debt Margin Information ................................................................................................83 Table 10 Ratios of Outstanding Debt by Type .........................................................................................84 Table 11 Pledged Revenue Coverage .......................................................................................................85 Table 12 Demographic Statistics ..............................................................................................................86 Table 13 Principal Employers ...................................................................................................................87 Table 14 Full-Time Equivalent Town Government Employees by Function/Program ..........................88 Table 15 Operating Indicators by Function/Program ...............................................................................89 Table 16 Capital Asset and Infrastructure Statistics by Function/Program .............................................90 COMPLIANCE SECTION Report on Internal Control over Financial Reporting and on Compliance and Other Matters Based on an Audit of Financial Statements Performed in Accordance with Government Auditing Standards.....................................................................................................92 Summary of Compliance Matters ..................................................................................................................94 Schedule of Findings and Responses .............................................................................................................95 Schedule of Prior Audit Finding ....................................................................................................................96 INTRODUCTORY SECTION i To the Honorable Mayor, Members of Town Council, and Citizens of the Town of Vinton, Virginia Code of Virginia Code d records. In addition, the report must be audited. The report was prepared by the Treasurer’s Town’s management reader to gain an understanding of the Town’s financial activities have been included. The Reporting Entity and Services Provided of Vinton’s rate was Local Economic Condition and Outlook Town of Vinton 311 S. Pollard Street Vinton, VA 24179 Phone (540) 983-0608 Fax (540) 985-3105 ii Local Economic Condition and Outlook (Continued) of 3.2 square miles located within eastern Roanoke County and shares a common border with the City of Roanoke. It is approximately 170 miles west of Richmond, Virginia, the State capital. The Town is a major gateway to the recreational attractions of Smith Mountain Lake and the Blue Ridge Parkway. Approximately 78.8% of the total land within the Town is developed; 50.6% for residential use, 13.8% for commercial or industrial development (within the Town industrial park and at various other locations) and 14.4% for public facility development. The location of the Town provides quick and easy access from neighboring jurisdictions via US Interstates 81 and 581, U.S. Routes 460 and 220, and Virginia Routes 24 and 634. This also provides an opportunity for citizens to be able to drive to a community college, two private colleges, and two public universities in less than one hour. The Town’s location also means that its economy is impacted by the economic conditions of its neighbors, and by decisions made by these larger neighboring jurisdictions. Since the Town of Vinton is highly concerned with providing a positive atmosphere and quality of life for its citizens, it has taken an active role in various regional authorities and activities. The Town participates in economic development by being a member of the Roanoke Regional Partnership and working closely with Roanoke County on development opportunities and promoting a shared industrial park. The Town also partners with community groups to hold two major festivals and several smaller community even ts throughout the year. In 2019-2020, the Town also partnered with the Vinton Area Chamber of Commerce for economic development and business retention, recruitment and promotion. The Town also participates in the Greenway Commission, the purpose of which is to identify possible greenway locations in the Roanoke Valley area. Through this the Town is building a greenway that will connect the downtown business district with Roanoke City’s greenway system. This will allow for an individual to travel from Vinton to Salem on the greenway system. Vinton has also partnered with the Roanoke-Alleghany Regional Commission to promote a Blueways Trail on the Roanoke River. Vinton has maintained stable property tax rates over the years, while continuing to provide high quality municipal services and responsive government. The combined real estate and personal property tax collections for fiscal year 2020 generate approximately $761,000 or 9.67% of total revenue in the general fund. The meals tax continues to be a strong revenue source for the Town despite impacts from the COVID19 pandemic. This revenue source is reflective of the value our restaurants are able to offer their customers and how they were able to quickly adjust during the pandemic. As part of the development of the FY20 budget, Town Council authorized raising the meals tax from 5% to 6%, with the proceeds of the increase to benefit Capital related improvements such as equipment to maintain and improve our public infrastructure. The Town is optimistic that despite recent events that this revenue source will continue to increase with a growing list of downtown restaurants, a successful craft brewery and entertainment offerings that provide opportunities to attract new visitors and for existing patrons to remain within the downtown later into the evenings and throughout the weekends as society returns to normal. The nearby educational institutions allow opportunities for Town citizens to receive higher education and technical training. Expansion of industry, tourist facilities, and conference centers in the region co ntinue to enhance the reputation of the Town as a highly desirable residential area. iii COVID-19 Impact The local government, like other organizations across the globe, felt great uncertainty towards the impact on revenue collection from the COVID-19 pandemic which began in the first quarter of 2020. The Town operations are heavily dependent on the ability to collect taxes, assess fees and access the capital markets. Like many local governments, the Town was accomplishing several capital projects through grant funding, and Management is aware that the future accessibility of grants is likely to decrease from impacts of the pandemic. At this time, the full impact is unknown while the pandemic is still ongoing. However, Management is actively monitoring the fiscal conditions of the Town to ensure its financial condition and liquidity will be sustain services during this time of uncertainty. Long-term Financial Planning Council members and staff worked together to set mid to long-term goals for the future of the Town of Vinton, which goals will be reevaluated during future Council Retreats. Town staff will also work with Council Members to review mid and long-term goals to be addressed in upcoming budgets. •Enhance the Town’s infrastructure and livability •Maintain an efficient and high-performing government •Ensure the Town’s continued financial viability by actively pursuing quality economic development (Gish’s Mill, Vinton Motors, River Park, Potential Hotel) •Provide High Quality Water to Town and East Roanoke County Residents •Replace Town Gateway Entrance Signs •Stormwater Management Program with required funding Major Initiatives The Town continues to focus revitalization efforts to facilitate housing rehabilitation, improve the community’s walkability, enhance our transportation corridors and encourage the redevelopment of targeted underutilized commercial properties. Housing: The Town has completed a $1.5M Community Development Block Grant (CBDG) submittal to DHCD (Department of Housing and Community Development) to implement a Comprehensive Neighborhood Housing and Community Infrastructure Rehabilitation Program for the greater West Cleveland and Cedar Avenue neighborhood. The Town has worked with a grant management team and other community stakeholders for two years to develop the program goals and desired outcomes for the project. If awarded, the funds will be matched with an additional $1.3M of Hazard Mitigation Grant Program (HMGP) and Southeast Rural Community Assistance Project (SERCAP) funds for the following program activities: (1) Housing Rehabilitation, (2) Acquisition, demolition and relocation of residents occupying flood prone properties, (3) Water, wastewater and storm water improvements, (4) Sidewalk connections and improvements, and (5) Voluntary property blight removal. Transportation: The Town continues to partner with the Greater Roanoke Transportation Corporation (GRTC) to maintain and enhance public transit routes within the Town to key commercial, public services and residential activity centers, such as Lake Drive Plaza, Washington Avenue and South Pollard Street. In addition, the Town has been awarded over $3M in transportation related grants from the Virginia Department of Transportation (VDOT) to enhance walkability by adding signalized pedestrian crosswalks at the key intersections of South Pollard Street and Washington Avenue and Hardy and Vinyard Roads; and by also the continued iv Major Initiatives (Continued) begun with assessment of the environmental conditions at other “brownfield” sites throughout the In partnership with Roanoke County, Vinton has realized immense success with this “redevelopment” as apartments, the redevelopment of the former Vinton Library as a full service Macado’s Restaurant, the Wagering as Rosie’s Gaming Emporium, and the rehabilitation of the Gish Mill Property into a mixed Accounting System and Budgetary Controls The Town’s accounting records for governmental fund type operations are maintained on a modified modifying the Town’s accounting system, consideration is given to the adequacy of management. All internal control evaluations occur within the above framework. The Town’s internal v Cash Management Virginia’s Local Government Investment Pool . The Town’s checking Risk Management The Town’s various property and liability insurance coverage is provided by Independent Audit Government Auditing Standards Specifications for Audit of Counties, Cities, and Towns issued by the Auditor of Public Accounts of the Commonwealth of Virginia. The auditor’s report, which the Financial Section. Other auditor’s reports are included in the Compliance Section. statements in the form of Management’s Discussion and Analysis (MD&A). This letter of transmittal is designed to complement the MD&A and should be read in conjunction with it. The Town’s Certificate of Achievement Acknowledgements The preparation of this report was made possible through the diligent effort of the Treasurer's Office/Finance Department with the support of all departments and staff. We would like to express our appreciation to the members of the Town Council for their support in the preparation of the Town of Vinton's comprehensive annual financial report and to the Town's independent auditing firm, Brown, Edwards & Company, L.L.P. for their cooperation and input in this work. Respectfully submitted, =ffa�� Town Manager Treasurer/Finance Director vi vii viii TOWN OF VINTON, VIRGINIA DIRECTORY OF PRINCIPAL OFFICIALS June 30, 2020 TOWN COUNCIL Bradley E. Grose, Mayor Keith N. Liles, Vice Mayor Sabrina McCarty Janet Schneid Michael W. Stovall APPOINTED OFFICIALS Barry W. Thompson ...............................................................Town Manager Anne W. Cantrell.................................................Finance Director/Treasurer Susan Johnson ..............................................................................Town Clerk Thomas Foster .........................................................................Chief of Police INDEPENDENT AUDITORS Brown, Edwards & Company, L.L.P. ix Organizational Chart Citizens of Vinton Town Council Town Manager*Town Attorney* Police Department Administration* Public Works Treasurer/Finance Department * Planning and Zoning Operations Services Streets Property/Grounds Utilities (Water/Sewer) Refuse/Recycling HR/Risk Management Assistant Town Manager/Economic Development Director Executive Assistant/Town Clerk* Community Programs Town Museum Stormwater * Town Manager, Town Attorney, Executive Assistant/Town Clerk, Chief of Police, and the Treasurer are positions within the department appointed by Town Council bi-annually. THIS PAGE INTENTIONALLY BLANK FINANCIAL SECTION 1 Your Success is Our Focus 319 McClanahan Street, S.W. • Roanoke, VA 24014-7705 • 540-345-0936 • Fax: 540-342-6181 • www.BEcpas.com INDEPENDENT AUDITOR’S REPORT To the Honorable Members of Town Council Town of Vinton, Virginia Report on the Financial Statements We have audited the accompanying financial statements of the governmental activities, the business-type activities, and each major fund of the Town of Vinton, Virginia (the “Town”), as of and for the year ended June 30, 2020, and the related notes to the financial statements, which collectively comprise the Town’s basic financial statements as listed in the table of contents. Management’s Responsibility for the Financial Statements Management is responsible for the preparation and fair presentation of these financial statements in accordance with accounting principles generally accepted in the United States of America; this includes the design, implementation, and maintenance of internal control relevant to the preparation and fair presentation of financial statements that are free from material misstatement, whether due to fraud or error. Auditor’s Responsibility Our responsibility is to express opinions on these financial statements based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America, the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States, and Specifications for Audits of Counties, Cities, and Towns issued by the Auditor of Public Accounts of the Commonwealth of Virginia.Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free from material misstatement. An audit involves performing procedures to obtain audit evidence about the amounts and disclosures in the financial statements. The procedures selected depend on the auditor’s judgment, including the assessment of the risks of material misstatement of the financial statements, whether due to fraud or error. In making those risk assessments, the auditor considers internal control relevant to the entity’s preparation and fair presentation of the financial statements in order to design audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the entity’s internal control. Accordingly,we express no such opinion. An audit also includes evaluating the appropriateness of accounting policies used and the reasonableness of significant accounting estimates made by management, as well as evaluating the overall presentation of the financial statements. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our audit opinions. Opinions In our opinion, the financial statements referred to above present fairly, in all material respects, the respective financial position of the governmental activities, the business-type activities, and each major fund of the Town, as of June 30, 2020, and the respective changes in financial position and, where applicable, cash flows thereof and the respective budgetary comparison for the general fund for the year then ended in accordance with accounting principles generally accepted in the United States of America. 2 Report on the Financial Statements (Continued) Report on Summarized Comparative Information We have previously audited the Town’s 2019 financial statements, and in our report dated November 8, 2019, we expressed unmodified opinions on those financial statements. The 2019 financial information is provided for comparative purposes only. In our opinion, the summarized comparative information presented herein as of and for the year ended June 30, 2019, is consistent, in all material respects, with the audited financial statements from which it has been derived. Other Matters Required Supplementary Information Accounting principles generally accepted in the United States of America require that the management’s discussion and analysis and other required supplementary information, as listed in the table of contents, be presented to supplement the basic financial statements. Such information, although not a part of the basic financial statements, is required by the Governmental Accounting Standards Board, who considers it to be an essential part of financial reporting for placing the basic financial statements in an appropriate operational, economic, or historical context. We have applied certain limited procedures to the required supplementary information in accordance with auditing standards generally accepted in the United States of America, which consisted of inquiries of management about the methods of preparing the information and comparing the information for consistency with management’s responses to our inquiries, the basic financial statements, and other knowledge we obtained during our audit of the basic financial statements. We do not express an opinion or provide any assurance on the information because the limited procedures do not provide us with sufficient evidence to express an opinion or provide any assurance. Other Information Our audit was conducted for the purpose of forming opinions on the financial statements that collectively comprise the Town’s basic financial statements. The introductory section and the statistical section are presented for purposes of additional analysis and are not a required part of the basic financial statements. The introductory and statistical sections have not been subjected to the auditing procedures applied in the audit of the basic financial statements and, accordingly, we do not express an opinion or provide any assurance on them. Other Reporting Required by Government Auditing Standards In accordance with Government Auditing Standards, we have also issued our report dated November 3, 2020 on our consideration of the Town’s internal control over financial reporting and on our tests of its compliance with certain provisions of laws, regulations, contracts, and grant agreements and other matters. The purpose of that report is solely to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing, and not to provide an opinion on the effectiveness of the Town’s internal control over financial reporting or on compliance. That report is an integral part of an audit performed in accordance with Government Auditing Standards in considering the Town’s internal control over financial reporting and compliance. CERTIFIED PUBLIC ACCOUNTANTS Roanoke, Virginia November 3, 2020 3 MANAGEMENT’S DISCUSSION AND ANALYSIS As management of the Town of Vinton, Virginia (the “Town”), we offer readers of the Town’s financial statements this narrative overview and analysis of the financial activities of the Town for the fiscal year ended June 30, 2020. We encourage readers to consider the information presented here in conjunction with additional information that we have furnished in our letter of transmittal, which can be found on pages i through vi of this report. Financial Highlights The total assets and deferred outflows of resources of the Town exceeded its liabilities and deferred inflows of resources at the close of the most recent fiscal year by $16,348,259 (net position). Of this amount, $5,214,226 (unrestricted net position) may be used to meet the Town’s ongoing obligations to citizens and creditors. The Town’s total net position increased by $1,512,875. This increase is largely due to total expenses of $11,168,113 being less than total revenues of $12,680,988. Another factor includes an increase of $1,480,166 (18.2%) in current and other assets. However, capital assets continue to decrease by a total this fiscal year of $1,005,355 (5.15%) with the final result being a increase of 1.71%in total assets. On the other hand, long-term liabilities decreased by $787,811 (7.47%), mostly due to no additional debt issuances during the year. However, other liabilities decreased by $213,702 (9.33%) which was due to a decrease in accounts payable and related liabilities and in accrued payroll and related liabilities due to end of year timing of these payments and decrease in spending due to the global pandemic. Deferred Outflows increased $177,403 (19.03%) and Deferred Inflows increased $140,852 (14.33%) due to the net difference between projected and actual earnings on plan investments. The final result of all these effects is a 10.20% increase in net position. As of the close of the current fiscal year, the Town’s governmental funds reported an ending fund balance of $4,830,290 an increase of $1,311,144 in comparison with the prior year. This is mostly due revenues over expenditures, but also due to a decrease of $150,635 (26.51%) in total liabilities. The general fund accounted for $4,433,019 of the ending fund balance in the governmental fund, with an unassigned fund balance of $3,668,974. Approximately 82.76% of the ending governmental fund balance, $3,668,974 is available for spending at the Town’s discretion (unassigned fund balance), and represents 50.92% of the general fund’s expenditures. In Fiscal Year (FY) 2020, the Town re-opened the capital fund, included in the governmental fund, which had remained closed since FY2012. The Capital Fund ended with $397,271 committed fund balance, which is being set aside for a Town match requirement on a grant application submitted to the Virginia Department of Transportation (VDOT). Overview of the Financial Statements This discussion and analysis is intended to serve as an introduction to the Town’s basic financial statements. The Town’s basic financial statements comprise three components: (1) government-wide financial statements,(2)fund financial statements, and (3) notes to the financial statements. This report also contains other supplementary information in addition to the basic financial statements themselves. 4 Overview of the Financial Statements (Continued) Government-wide Financial Statements –The government-wide financial statements are designed to provide readers with a broad overview of the Town’s finances, in a manner similar to a private-sector business. The statement of net position presents information on all of the Town’s assets, deferred outflows of resources, liabilities, and deferred inflows of resources, with the difference between the four reported as net position. Over time, increases or decreases in net position may serve as a useful indicator of whether the financial position of the Town is improving or deteriorating. The statement of activities presents information showing how the government’s net position changed during the most recent fiscal year. All changes in net position are reported as soon as the underlying event giving rise to the change occurs, regardless of the timing of related cash flows. Thus, revenues and expenses are reported in this statement for some items that will result only in cash flows in future fiscal periods (e.g., uncollected taxes and earned but unused vacation leave). Both of the government-wide financial statements distinguish functions of the Town that are principally supported by taxes and intergovernmental revenues (governmental activities) from other functions that are intended to recover all or a significant portion of their costs through user fees and charges (business-type activities). The governmental activities of the Town include general government, public safety, public works, community development, and parks, recreation, and cultural. The business-type activity of the Town is the water and sewer department, and the stormwater functions. Fund Financial Statements –A fund is a grouping of related accounts that is used to maintain control over resources that have been segregated for specific activities or objectives. The Town, like other state and local governments, uses fund accounting to ensure and demonstrate compliance with finance-related legal requirements. All of the funds of the Town can be divided into two categories: governmental funds and proprietary funds. Governmental Funds –Governmental funds are used to account for essentially the same functions reported as governmental activities in the government-wide financial statements. However, unlike the government-wide financial statements, governmental fund financial statements focus on near-term inflows and outflows of spendable resources,as well as on balances of spendable resources available at the end of the fiscal year. Such information may be useful in evaluating a government’s near-term financing requirements. Because the focus of governmental funds is narrower than that of the government-wide financial statements, it is useful to compare the information presented for governmental funds with similar information presented for governmental activities in the government-wide financial statements. By doing so, readers may better understand the long-term impact of the government’s near-term financing decisions. Both the governmental fund balance sheet and the governmental fund statement of revenues, expenditures, and changes in fund balance provide a reconciliation to facilitate this comparison between governmental funds and governmental activities. The Town adopts an annual appropriated budget for its general fund and capital fund. A budgetary comparison statement has been provided for the general fund to demonstrate compliance with this budget. Proprietary Funds –The Town maintains one type of proprietary fund. Enterprise funds are used to report the same functions presented as business-type activities in the government-wide financial statements. The Town uses an enterprise fund to account for its Water and Sewer Department and Stormwater functions. 5 Overview of the Financial Statements (Continued) Proprietary funds provide the same type of information as the government-wide financial statements, only in more detail. The proprietary fund financial statements provide separate information for the Water and Sewer Department and Stormwater functions. Notes to the Financial Statements –The notes provide additional information that is essential to a full understanding of the data provided in the government-wide and fund financial statement. Other Information –In addition to the basic financial statements and accompanying notes, this report also presents certain required supplementary information concerning the Town’s funding progress for the defined benefit pension plan. Government-Wide Financial Analysis As noted earlier, net position may serve over time as a useful indicator of a government’s financial position. In the case of the Town, the net position was $16,348,259 at the close of the most recent fiscal year. By far the largest portion of the Town’s net position (67.65%)reflects its net investment in capital assets (e.g., land, buildings, infrastructure, machinery, and equipment less any related debt used to acquire those assets that are still outstanding). The Town uses these capital assets to provide services to citizens; consequently, these assets are not available for future spending. Although the Town’s net investment in its capital assets is reported net of related debt, it should be noted that the resources needed to repay this debt must be provided from other sources, since the capital assets themselves cannot be used to liquidate these liabilities. The Town’s Net Position Governmental Business-Type Activities Activities Total Current and other assets $6,336,885 $5,180,239 $3,284,509 $2,960,989 $9,621,394 $8,141,228 Capital assets 8,854,637 9,078,690 9,726,116 10,507,418 18,580,753 19,586,108 Total assets 15,191,522 14,258,929 13,010,625 13,468,407 28,202,147 27,727,336 Deferred outflows of resources 785,382 675,122 324,237 257,094 1,109,619 932,216 Current and other liabilities 1,006,372 1,160,527 1,070,556 1,130,103 2,076,928 2,290,630 Long-term liabilities 4,360,578 4,678,153 5,402,318 5,872,554 9,762,896 10,550,707 Total liabilities 5,366,950 5,838,680 6,472,874 7,002,657 11,839,824 12,841,337 Deferred inflows of resources 1,051,254 917,834 72,429 64,997 1,123,683 982,831 Net investment in capital assets 6,634,748 6,747,977 4,424,574 5,051,330 11,059,322 11,799,307 Restricted 74,711 180,691 - - 74,711 180,691 Unrestricted 2,849,241 1,248,869 2,364,985 1,606,517 5,214,226 2,855,386 Total net position $9,558,700 $8,177,537 $6,789,559 $6,657,847 $16,348,259 $14,835,384 * Restated Unrestricted net position of $5,214,226 may be used to meet the Town’s ongoing obligations to citizens and creditors. At the end of the current fiscal year, the Town is able to report positive balances in all three categories of net position, both for the government as a whole, and for its separate governmental and business-type activities. The same situation held true for the prior fiscal year. 6 Government-Wide Financial Analysis (Continued) Governmental activities –Governmental activities increased the Town’s net position by $1,381,163. For the most part, revenues closely paralleled inflation and conditions represented in the economy and growth in the demand for services. Revenues from operating grants and contributions, capital grants and contributions, and various taxes showed an increase over the prior year. Investment earnings also showed an increase because of the Town’s investments and bond proceeds being invested in higher yields. The Town’s Changes in Net Position Governmental Business-Type Activities Activities Total Revenues Program revenues Charges for services $420,047 $700,984 $3,423,342 $3,386,429 $3,843,389 $4,087,413 Operating grants and contributions 1,966,475 1,531,540 - - 1,966,475 1,531,540 Capital grants and contributions 309,973 72,006 - - 309,973 72,006 General revenues Property taxes 749,564 726,573 - - 749,564 726,573 Other taxes 4,833,542 4,538,798 - - 4,833,542 4,538,798 Intergovernmental revenue 518,418 812,923 - - 518,418 812,923 Investment earnings 42,409 50,854 8,271 9,009 50,680 59,863 Other 37,669 69,900 371,278 379,813 408,947 449,713 Gain (loss) on sale - 16,580 - - - 16,580 Total revenues 8,878,097 8,520,158 3,802,891 3,775,251 12,680,988 12,295,409 Expenses General government 1,391,690 1,049,355 - - 1,391,690 1,049,355 Public safety 2,941,870 3,566,718 - - 2,941,870 3,566,718 Public works 1,748,237 1,890,909 - - 1,748,237 1,890,909 Parks, recreation, and cultural 477,604 539,309 - - 477,604 539,309 Community development 679,173 461,068 - - 679,173 461,068 Interest on long-term debt 76,732 92,062 - - 76,732 92,062 Water and sewer - - 3,488,665 3,535,493 3,488,665 3,535,493 Stormwater management - - 364,142 337,655 364,142 337,655 Total expenses 7,315,306 7,599,421 3,852,807 3,873,148 11,168,113 11,472,569 Excess (deficit) of revenues over 1,562,791 920,737 (49,916)(97,897)1,512,875 822,840 Other financing sources (uses) transfers in (out)(181,628)(171,912)181,628 171,912 - - Total other financing sources (uses)(181,628)(171,912)181,628 171,912 - - Change in net position 1,381,163 748,825 131,712 74,015 1,512,875 822,840 –July 1 8,177,537 7,428,712 6,657,847 6,583,832 14,835,384 14,012,544 –June 30 $9,558,700 $8,177,537 $6,789,559 $6,657,847 $16,348,259 $14,835,384 * Restated 7 Government-Wide Financial Analysis (Continued) Expenses and Program Revenues –Governmental Activities Revenues by Source –Governmental Activities 0 500,000 1,000,000 1,500,000 2,000,000 2,500,000 3,000,000 3,500,000 General government Public safety Public works Parks, recreation, and cultural Community development Interest on long- term debt Expenses Program Revenues Charges for services 5% Operating grants and contributions 22% Capital grants and contributions 4% Property taxes 8% Other taxes 54% Intergovernmental revenue unrestricted 6% Investment earnings 1%Other 0%Gain (loss) 0% 8 Government-Wide Financial Analysis (Continued) Business-type activities –Business-type activities increased the Town’s net position by $131,712,when including the restated net position in Note 24. The last increase by the Town was effective July 1, 2020 with an increase in the service charge of 8.0% and an increase in the volumetric rate of 6.0%.There was no increase in fiscal year 2017, 2018, or 2019.Town Council adopted a multi-year rate schedule to include the same percentage increases in 2021, 2022 and 2023. Financial Analysis of the Government’s Funds As noted earlier, the Town uses fund accounting to ensure and demonstrate compliance with finance-related legal requirements. Governmental funds –The focus of the Town’s governmental funds is to provide information on near-term inflows, outflows, and balances of spendable resources. Such information is useful in assessing the Town’s financing requirements. In particular, unassigned fund balance may serve as a useful measure of a government’s net resources available for spending at the end of the fiscal year. As of the end of the current fiscal year, the Town’s governmental funds reported an ending fund balance of $4,830,290, an increase of $1,311,114 in comparison with the prior year. This is due to revenues performing above budget expectations, drastic reduction of expenditures due to pandemic uncertainty, a decrease in liabilities of $150,635 (26.51%), an increase in committed fund balance with the re-opening of the capital fund, and an increase in nonspendable fund balance for land held for resale. Proprietary funds –The Town’s proprietary fund provides the same type of information found in the government-wide financial statements, but in more detail. Unrestricted net position of the Water and Sewer Department at the end of the year amounted to $2,414,970.Unrestricted net position of the Stormwater Management Department at the end of the year was a deficit of $49,985.Factors concerning the finances of this fund have already been addressed in the discussion of the Town’s business-type activities. General Fund Budgetary Highlights Differences between the original budget and the final amended budget for revenues were $2,796,192 primarily due to Categorical Aid amounting to $3,146,216 for multi-year grant projects that cross fiscal years. Differences between the original budget and the final amended budget for expenditures were $4,106,182 with the majority being multi-year grant projects that cross fiscal years, with a majority being located in the General Government Administration remaining balance of $2,894,881. Multiple variances between the final budget and the actual final results for the year can be briefly summarized as follows: There was only positive variance in real property taxes, and 107.11% of the budgeted amount was collected. The real property tax rate did not change from $0.07 per $100 of assessed value.The Town calculated about half the positive variance was prepayment for second half real estate bills. There was a positive variance of other local taxes of $235,747 or 105.09%of the budgeted amount was collected. This was primarily due to an increase in the business license revenue due to higher gross receipts reported by businesses on the 2020 filing and an over performance of sales tax and meals tax. There continues to be a downward trend in a few revenue areas. In communication sales & use tax (previously called consumer’s utility tax)and rental income.These impacts are not only felt in the Town of Vinton, but across the region. 9 General Fund Budgetary Highlights (Continued) All expenditures by budget functions have favorable variances, except Public Safety grant accounts, due to concerted efforts of all departments to control and minimize expenditures. The transfer to the Stormwater Fund was reduced $96,955 from anticipated budget, and was a component of the favorable balance in the General Fund. Capital Asset and Debt Administration Capital assets –The Town’s investment in capital assets for its governmental and business-type activities as of June 30, 2020, amounts to (net of accumulated depreciation). This investment in capital assets includes land, buildings and systems, improvements, infrastructure, machinery, and equipment. The total decrease in the Town’s investment in capital assets for the current fiscal year was 5.13% (a 2.47% decrease for governmental activities and a 7.44%decrease for business-type activities). Additional information on the Town’s capital assets can be found in Note 5 of this report. The Town’s Capital Assets (Net of Depreciation) Land $1,832,033 $1,832,033 $80,752 $80,752 $1,912,785 $1,912,785 Buildings and systems 4,399,609 4,551,605 6,667,975 7,214,760 11,067,584 11,766,365 Infrastructure 1,662,811 1,806,111 - - 1,662,811 1,806,111 Improvements other than buildings - - 1,997,428 2,141,389 1,997,428 2,141,389 Machinery and equipment 599,485 737,654 979,961 1,070,517 1,579,446 1,808,171 Construction in progress 360,699 151,287 - - 360,699 151,287 Total $8,854,637 $9,078,690 $9,726,116 $10,507,418 $18,580,753 $19,586,108 * Restated Long-term debt –At the end of the current fiscal year, the Town had total debt outstanding of $7,745,714. Of this amount, $5,080,683 comprises debt backed by the full faith and credit of the government, $1,513,000 is related to revenue bond obligations, and $855,090 is related to capital leases. The Town’s Outstanding Debt General Obligation and Capital Leases General obligation bonds $1,985,234 $2,311,756 $3,095,449 $3,453,480 $5,080,683 $5,765,236 Revenue bonds - - 1,513,000 1,687,000 1,513,000 1,687,000 Other obligations 75,352 139,296 221,589 236,861 296,941 376,157 Capital leases 296,746 352,931 558,344 666,344 855,090 1,019,275 $2,357,332 $2,803,983 $5,388,382 $6,043,685 $7,745,714 $8,847,668 * Restated 10 Capital Asset and Debt Administration (Continued) Long-term debt (continued) The Town’s total debt decreased by $1,101,954, or 12.45%, during the fiscal year. This decrease is due to the payment of principal payment on outstanding debt. Additional information on the Town’s long-term debt can be found in Note 6 of this report. Economic Factors and Next Year’s Budgets and Rates During the current year, the Town experienced a growth in revenue despite several health measures during the pandemic such as business closures. Several key revenue areas increased during the year, and pari-mutuel tax quickly became a top revenue source in the General Fund. The Town has previously had limited funding for capital items due to slow or negative growth from the last decade (2010-2019), and has dedicated this new revenue to improve and replace capital items vital to the Town’s services. The unemployment rate for Roanoke County (no statistics are available for the Town individually) as of June 30, 2020 is 8.10%, which is a sharp increase from last year’s rate of 2.90%. Unemployment is primarily due to the pandemic. This is comparable to the state’s average unemployment rate as of June 30, 2020 of 8.10% and to the national average rate of 11.1%. The occupancy rate of the Town’s central business district has remained at 90% for the past five years. Inflationary trends in the region compare favorably to national indices. No real property tax increase for calendar year 2020, but a reassessment increase in real estate values slightly increased the tax levy. During the current fiscal year, the unassigned fund balance in the general fund increased by $723,087. The general fund remains strong with an ending unassigned fund balance of $3,668,974. It is intended that this available fund balance will be used for future needs of the Town and as working capital during the months of low cash collection volume. Requests for Information This financial report is designed to provide a general overview of the Town’s finances for all those with an interest in the government’s finances. Questions concerning any of the information provided in this report or requests for additional financial information should be addressed to the Finance Department/Treasurer’s Office, Town of Vinton, 311 S. Pollard Street, Vinton, Virginia 24179. 11 BASIC FINANCIAL STATEMENTS EXHIBIT 1 Governmental Business-Type (For Comparison Only) Activities Activities 2020 2019 ASSETS Cash and cash equivalents (Note 2)4,470,842$ 2,434,426$ 6,905,268$ 6,213,954$ Receivables, net (Note 3)471,929 707,658 1,179,587 1,094,287 Due from other governmental units (Note 4)745,054 - 745,054 385,678 Inventories 109 63,988 64,097 58,798 487,378 - 487,378 168,375 Prepaids 91,444 31,785 123,229 86,217 Loans receivable 44,022 - 44,022 35,487 26,107 46,652 72,759 98,432 Capital assets: (Note 5) Nondepreciable 2,192,732 80,752 2,273,484 2,064,072 Depreciable, net 6,661,905 9,645,364 16,307,269 17,522,036 Total assets 15,191,522 13,010,625 28,202,147 27,727,336 DEFERRED OUTFLOWS OF RESOURCES Deferred charge on refunding 76,897 86,840 163,737 192,412 629,630 229,378 859,008 669,507 Deferred outflows related to other postemployment benefits (Notes 9, 10, & 11)78,855 8,019 86,874 70,297 Total deferred outflows of resources 785,382 324,237 1,109,619 932,216 LIABILITIES Accounts payable and accrued liabilities 227,120 251,501 478,621 651,515 Accrued payroll and related liabilities 179,046 54,146 233,192 279,012 Accrued interest payable 14,050 39,129 53,179 60,226 Customer security deposits - 46,500 46,500 45,700 Unearned revenue 11,345 - 11,345 14,889 574,811 679,280 1,254,091 1,239,288 Noncurrent liabilities due in more than one year: Net pension liability (Notes 8 & 11)1,647,165 600,911 2,248,076 1,688,228 Net other post employment benefit liability (Notes 9, 10 & 11)545,415 59,091 604,506 814,537 Long-term liabilities due in more than one year (Note 6)2,167,998 4,742,316 6,910,314 8,047,942 Total liabilities 5,366,950 6,472,874 11,839,824 12,841,337 DEFERRED INFLOWS OF RESOURCES Property taxes 690,728 - 690,728 671,614 Deferred inflows related to pensions (Notes 8 & 11)135,925 49,588 185,513 269,618 Deferred inflow related to other postemployment benefits (Notes 9, 10, & 11)224,601 22,841 247,442 41,599 Total deferred inflows of resources 1,051,254 72,429 1,123,683 982,831 NET POSITION 6,634,748 4,424,574 11,059,322 11,799,307 Public safety 74,711 - 74,711 180,691 Unrestricted 2,849,241 2,364,985 5,214,226 2,855,386 Restricted for: Net investment in capital assets Totals TOWN OF VINTON, VIRGINIA STATEMENT OF NET POSITION June 30, 2020 Cash and cash equivalents, restricted (Note 2) Deferred outflows related to pensions (Notes 8 & 11) Land held for resale Long-term liabilities due within one year (Note 6) The Notes to Financial Statements are an integral part of this statement. 12 EXHIBIT 2 Charges for Comparison Functions/Programs Expenses Services Contributions Contributions Activities Activities 2020 2019 Governmental activities 1,391,690$ 125,573$ 4,214$ 40,516$ (1,221,387)$ (1,221,387)$ (918,259)$ Public safety 2,941,870 72,594 602,808 49,239 (2,217,229) (2,217,229) (3,185,692) Public works 1,748,237 119,580 1,234,309 171,864 (222,484) (222,484) (492,641) Parks, recreation, and cultural 477,604 97,708 - 200 (379,696) (379,696) (168,770) Community development 679,173 4,592 125,144 48,154 (501,283) (501,283) (437,467) Interest on long-term debt 76,732 - - - (76,732) (76,732) (92,062) Total governmental activities 7,315,306 420,047 1,966,475 309,973 (4,618,811) (4,618,811) (5,294,891) Business-type activities Water and sewer 3,488,665 3,423,342 - - - (65,323)$ (65,323) (149,064) Stormwater management 364,142 - - - - (364,142) (364,142) (337,655) Total business-type activities 3,852,807 3,423,342 - - - (429,465) (429,465) (486,719) Total 11,168,113$3,843,389$ 1,966,475$ 309,973$ (4,618,811) (429,465) (5,048,276) (5,781,610) General revenues Property taxes (Note 15)749,564 - 749,564 726,573 Sales tax 1,153,748 - 1,153,748 1,469,693 Meals tax 1,289,457 - 1,289,457 1,078,908 Utilities tax 718,109 - 718,109 735,791 Business license tax 638,888 - 638,888 586,739 Cigarette tax 175,687 - 175,687 153,104 Other local taxes 857,653 - 857,653 514,563 Intergovernmental revenue 518,418 - 518,418 812,923 Unrestricted investment earnings 42,406 8,271 50,677 10,872 Restricted investment earnings 3 - 3 48,991 Gain on sale of assets - - - 16,580 Other 37,669 371,278 408,947 449,713 Transfers (Note 20)(181,628) 181,628 - - Total general revenues 5,999,974 561,177 6,561,151 6,604,450 Change in net position 1,381,163 131,712 1,512,875 822,840 NET POSITION AT JULY 1, AS RESTATED (NOTE 24)8,177,537 6,657,847 14,835,384 14,012,544 NET POSITION AT JUNE 30 9,558,700$ 6,789,559$ 16,348,259$ 14,835,384$ General government administration Totals TOWN OF VINTON, VIRGINIA STATEMENT OF ACTIVITIES Year Ended June 30, 2020 Program Revenues Net (Expense) Revenue and Changes in Net Position The Notes to Financial Statements are an integral part of this statement. 13 EXHIBIT 3 2019 Capital Total Total General Projects Governmental Governmental Fund Fund Funds Funds Comparison ASSETS Cash and cash equivalents 4,073,571$ 397,271$ 4,470,842$ 4,020,198$ Receivables, net 471,929 - 471,929 447,919 Due from other governmental units 745,054 - 745,054 385,678 Inventories 109 - 109 1,543 Land held for resale 487,378 - 487,378 168,375 Prepaids 91,444 - 91,444 68,960 Loans receivable 44,022 - 44,022 35,487 Cash and cash equivalents, restricted 26,107 - 26,107 52,080 Total assets 5,939,614$ 397,271$ 6,336,885$ 5,180,240$ LIABILITIES Accounts payable and accrued liabilities 227,120$ -$ 227,120$ 327,904$ Accrued payroll and related liabilities 179,046 - 179,046 225,353 11,345 - 11,345 14,889 Total liabilities 417,511 - 417,511 568,146 DEFERRED INFLOWS OF RESOURCES Deferred revenue 1,089,084 - 1,089,084 1,092,948 FUND BALANCES (Note 21) Nonspendable 655,751 - 655,751 323,947 Restricted 74,711 - 74,711 180,691 Committed 30,000 397,271 427,271 30,000 Assigned 3,583 - 3,583 38,621 Unassigned 3,668,974 - 3,668,974 2,945,887 Total fund balances 4,433,019 397,271 4,830,290 3,519,146 Total liabilities, deferred inflows of resources, and fund balances 5,939,614$ 397,271$ 6,336,885$ 5,180,240$ Unearned revenue TOWN OF VINTON, VIRGINIA BALANCE SHEET GOVERNMENTAL FUND June 30, 2020 2020 The Notes to Financial Statements are an integral part of this statement. 14 EXHIBIT 4 (For Comparison Only) 2020 2019 Total Fund Balances – Governmental Fund 4,830,290$ 3,519,146$ are different because: Capital assets used in governmental activities are not financial resources, and, therefore, are not reported in the funds. Governmental capital assets 19,156,678$ Less: accumulated depreciation (10,302,041) 8,854,637 9,078,689 Bond premiums are reported as revenues in the governmental funds, Bond premiums total $(65,279) and accumulated amortization is $50,473.(14,806) (17,083) Other long-term assets are not available to pay for current-period expenditures and, therefore, are deferred in the funds.398,356 421,334 Financial statement elements related to other postemployment benefits and pensions are applicable to future periods and, therefore, are not reported in the funds. Deferred outflows related to: Pensions 629,630 Other postemployment benefits 78,855 Deferred inflows related to: Pensions (135,925) Other postemployment benefits (224,601) (1,647,165) Net other postemployment benefits liability (545,415) (1,844,621) (1,705,184) Long-term liabilities are not due and payable in the current period and, therefore, are not reported in the funds. General obligation bonds, including unamortized deferred amounts (1,908,337) (75,352) (296,746) Accrued interest payable (14,050) Compensated absences (370,671) (2,665,156) (3,119,365) Total Net Position – Governmental Activities 9,558,700$ 8,177,537$ Net pension liability Capital lease obligations Obligations payable – Roanoke County and RCACP but are amortized over the life of the debt obligation in the statement of net position: TOWN OF VINTON, VIRGINIA TO THE STATEMENT OF NET POSITION June 30, 2020 Amounts reported for governmental activities in the statement of net position Governmental Funds The Notes to Financial Statements are an integral part of this statement. 15 EXHIBIT 5 The Notes to Financial Statements are an integral part of this statement. 2019 Capital Total Total General Projects Governmental Governmantal Fund Fund Funds Funds Comparison REVENUES General property taxes 742,567$ -$ 742,567$ 700,649$ Other local taxes 4,863,517 - 4,863,517 4,545,688 Permits, privilege fees, and regulatory licenses 4,592 - 4,592 6,408 Fines and forfeitures 54,486 - 54,486 60,652 Revenues from use of money and property 159,655 - 159,655 169,995 Charges for services 115,380 - 115,380 382,806 Other 134,151 - 134,151 136,351 Gain sharing 134,486 - 134,486 600,983 Recovered costs 34,671 - 34,671 67,319 Non-categorical aid 459,083 - 459,083 418,427 Categorical aid 2,198,487 - 2,198,487 1,395,267 Total revenues 8,901,075 - 8,901,075 8,484,545 EXPENDITURES Current: General government administration 835,575 - 835,575 711,058 Public safety 2,821,897 - 2,821,897 3,577,731 Public works 1,377,264 - 1,377,264 1,485,888 Parks, recreation, and cultural 457,443 - 457,443 515,693 Community development 871,782 - 871,782 458,435 Capital projects 330,410 202,741 533,151 948,721 Debt service: Principal retirement 446,651 - 446,651 414,532 Interest and fiscal charges 64,540 - 64,540 77,568 Total expenditures 7,205,562 202,741 7,408,303 8,189,626 Excess (deficit) of revenues over expenditures 1,695,513 (202,741) 1,492,772 294,919 OTHER FINANCING SOURCES (USES) Proceeds from capital lease - - - 157,053 Proceeds from sale of capital assets - - - 16,580 Transfers in - 600,012 600,012 - Transfers out (781,640) - (781,640) (171,912) Total other financing sources (uses)(781,640) 600,012 (181,628) 1,721 Net change in fund balance 913,873 397,271 1,311,144 296,640 FUND BALANCE AT JULY 1, AS RESTATED (NOTE 24)3,519,146 - 3,519,146 3,222,506 FUND BALANCE AT JUNE 30 4,433,019$ 397,271$ 4,830,290$ 3,519,146$ TOWN OF VINTON, VIRGINIA STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES GOVERNMENTAL FUNDS Year Ended June 30, 2020 2020 EXHIBIT 6 The Notes to Financial Statements are an integral part of this statement. (For Comparison 2020 2019 Net change in fund balance governmental fund 1,311,144$ 296,640$ 2,089 (212) (224,053) 20,197 (22,977) 19,034 (156,065) 213,763 16,628 (35,259) 432,370 243,197 22,027 (8,535) Change in net position of governmental activities 1,381,163$ 748,825$ statement of activities,the cost of pension benefits earned net of employee contributions is reported as pension expense.This is the amount by which expense $424,317 exceeded employer pension The issuance of long-term debt provides current financial resources to governmental funds,while the repayment of the principal of long-term debt consumes the current financial resources of governmental funds.Neither transaction has any effect on net position.Also,governmental funds report premiums,discounts,and similar items when debt is issued,whereas these amounts are deferred and amortized in the statement of activities.This amount is the net effect of those Some items reported in the statement of activities do not require the use of current financial resources and therefore are not reported as expenditures in governmental funds.These activities consist of a Governmental funds report capital outlays as expenditures;however,in the statement of activities,the cost of those assets are allocated over their estimated useful lives as depreciation expense.This is the amount by which depreciation $618,708 exceeded capital outlay $394,655 and the value of capital Governmental funds report employer other postemployment benefit contributions as expenditures. However,in the statement of activities the cost of these benefits earned,net of employee TOWN OF VINTON, VIRGINIA RECONCILIATION OF THE STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES OF THE GOVERNMENTAL FUNDS TO THE Revenues in the statement of activities that do not provide current financial resources are not reported as revenues in the funds. Amounts reported for governmental activities in the statement of activities are different because: EXHIBIT 7 Variance with Final Budget Positive Original Final Actual (Negative) REVENUES General property taxes 693,300$ 693,300$ 742,567$ 49,267$ Other local taxes 4,527,770 4,627,770 4,863,517 235,747 Permits, privilege fees, and regulatory licenses 5,750 5,750 4,592 (1,158) Fines and forfeitures 57,100 57,100 54,486 (2,614) Revenues from use of money and property 158,000 158,000 159,655 1,655 Charges for services 144,750 144,750 115,380 (29,370) Other 118,250 118,850 134,151 15,301 Gain sharing - 111,676 134,486 22,810 Recovered costs 10,000 15,608 34,671 19,063 Non-categorical aid 419,760 419,760 459,083 39,323 Categorical aid 1,396,190 5,344,703 2,198,487 (3,146,216) Total revenues 7,530,870 11,697,267 8,901,075 (2,796,192) EXPENDITURES Total expenditures 6,801,753 11,311,744 7,205,562 4,106,182 OTHER FINANCING SOURCES (USES) Proceeds from sale of capital assets 1,000 1,000 - (1,000) Transfers out (730,117) (931,793) (781,640) 150,153 Net change in fund balance -$ (545,270)$ 913,873$ 1,459,143$ Budgeted Amounts TOWN OF VINTON, VIRGINIA STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCE – BUDGET AND ACTUAL – GENERAL FUND Year Ended June 30, 2020 The Notes to Financial Statements are an integral part of this statement. 18 EXHIBIT 8 2019 Total Enterprise Water and Sewer Stormwater Management Total Enterprise (For Comparison Only) Current assets: Cash and cash equivalents 2,385,943$ 48,483$ 2,434,426$ 2,193,757$ Receivables, net 707,658 - 707,658 646,368 Inventories 62,289 1,699 63,988 57,255 Prepaids 26,721 5,064 31,785 17,257 Cash and cash equivalents, restricted 46,652 - 46,652 46,352 Total current assets 3,229,263 55,246 3,284,509 2,960,989 Noncurrent assets: Capital assets: Nondepreciable 80,752 - 80,752 80,752 Depreciable, net 9,448,876 196,488 9,645,364 10,426,666 Total noncurrent assets 9,529,628 196,488 9,726,116 10,507,418 Total assets 12,758,891 251,734 13,010,625 13,468,407 DEFERRED OUTFLOWS OF RESOURCES Deferred charge on refunding 86,840 - 86,840 98,957 Deferred outflows related to pensions (Notes 8 & 11)186,472 42,906 229,378 151,194 Deferred outflows related to other postemployment benefits (Notes 9, 10, & 11)6,682 1,337 8,019 6,943 LIABILITIES DEFERRED INFLOWS OF RESOURCES 40,312 9,276 49,588 60,888 NET POSITION Business-Type Activities – Enterprise Funds TOWN OF VINTON, VIRGINIA STATEMENT OF NET POSITION PROPRIETARY FUNDS June 30, 2020 2020 The Notes to Financial Statements are an integral part of this statement. 19 EXHIBIT 9 2019 (For Comparison Only) Water and Sewer Stormwater Management Total Enterprise Total Enterprise OPERATING REVENUES Water service charges and fees 1,596,474$ -$ 1,596,474$ 1,573,041$ Sewer service charges and fees 1,795,142 - 1,795,142 1,764,815 Water/sewer penalties 31,726 - 31,726 48,573 Other revenue 371,278 - 371,278 379,813 Total operating revenues 3,794,620 - 3,794,620 3,766,242 OPERATING EXPENSES Total operating expenses 3,332,317 357,208 3,689,525 3,688,957 Operating income (loss)462,303 (357,208) 105,095 77,285 NON-OPERATING REVENUE (EXPENSE) Net non-operating expense (148,077) (6,934) (155,011) (175,182) Income (loss) before transfers 314,226 (364,142) (49,916) (97,897) TRANSFERS IN (OUT) Change in net position 132,598 (886) 131,712 74,015 NET POSITION AT JULY 1, AS RESTATED (NOTE 24) NET POSITION AT JUNE 30 6,854,126$ (64,567)$ 6,789,559$ 6,657,847$ 2020 TOWN OF VINTON, VIRGINIA Business-Type Activities – Enterprise Fund The Notes to Financial Statements are an integral part of this statement. 20 EXHIBIT 10 2019 Water and Sewer Stormwater Management Total Enterprise Total Enterprise (For Comparison Only) OPERATING ACTIVITIES Receipts from customers 3,362,852$ -$ 3,362,852$ 3,370,500$ Receipts from other sources 371,278 - 371,278 379,813 Payments to suppliers (1,489,764) (51,285) (1,541,049) (1,622,988) Payments to employees (1,056,686) (250,471) (1,307,157) (1,325,059) Net cash provided by (used in) operating activities 1,187,680 (301,756) 885,924 802,266 NONCAPITAL FINANCING ACTIVITIES Transfers from (to) other funds (181,628) 363,256 181,628 171,912 CAPITAL AND RELATED FINANCING ACTIVITIES Purchases of capital assets (23,428) - (23,428) (546,442) Principal paid on long-term liabilities (623,670) (31,633) (655,303) (591,312) Proceeds from long-term liabilities - - - 3,500 Interest paid (149,189) (6,934) (156,123) (178,562) Net cash used in capital and related financing activities (796,287) (38,567) (834,854) (1,312,816) INVESTING ACTIVITIES Interest received on investments 8,271 - 8,271 9,009 Net increase (decrease) in cash and cash equivalents CASH AND CASH EQUIVALENTS Beginning at July 1, as restated 2,214,559 25,550 2,240,109 2,569,738 Ending at June 30 2,432,595$ 48,483$ 2,481,078$ 2,240,109$ RECONCILIATION TO EXHIBIT 8 Cash and cash equivalents 2,385,943$ 48,483$ 2,434,426$ 2,193,757$ Cash and cash equivalents, restricted 46,652 - 46,652 46,352 2,432,595$ 48,483$ 2,481,078$ 2,240,109$ Reconciliation of operating income to net cash provided by (used in) operating activities Operating income (loss)462,303$ (357,208)$ 105,095$ 77,285$ Adjustments to reconcile operating income (loss) to net cash provided by (used in) operating activities: Depreciation 786,351 34,172 820,523 820,983 Pension expense net of employer contributions 106,936 23,241 130,177 (37,831) Other postemployment benefit expense net of employer contributions (4,862) 725 (4,137) 3,531 Change in certain assets and liabilities: (Increase) decrease in: Receivables, net (61,290) - (61,290) (17,529) Inventories (5,034) (1,699) (6,733) (9,695) Prepaids (11,632) (2,896) (14,528) (163) Increase (decrease) in: Accounts payable and accrued liabilities (86,975) (928) (87,903) (44,346) Accrued payroll and related liabilities (85) 572 487 2,870 Customer security deposits 800 - 800 1,600 Compensated absences 1,168 2,265 3,433 5,561 Net cash provided by (used in) operating activities 1,187,680$ (301,756)$ 885,924$ 802,266$ NONCASH CAPITAL AND RELATED FINANCING Capital asset purchases included in accounts payable 42,564$ -$ 42,564$ 26,771$ Capital asset purchases using capital lease proceeds -$ -$ -$ 239,203$ 2020 TOWN OF VINTON, VIRGINIA Business-Type Activities – Enterprise Fund The Notes to Financial Statements are an integral part of this statement. 21 TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2020 (Continued) 22 Note 1.Summary of Significant Accounting Policies A.The Financial Reporting Entity The Town of Vinton (the “Town”) was established in 1884. It is a political subdivision of the Commonwealth of Virginia operating under the Council-Manager form of government. The Town Council consists of a mayor and four other council members. The Town is part of Roanoke County and has taxing powers subject to state-wide restrictions and tax limits. Vinton provides a full range of municipal services including police, refuse collection, recycling, public improvements, planning and zoning, general administrative services, recreation, and water and sewer services. Jointly Governed Organizations Roanoke Valley Resource Authority The Town of Vinton, Roanoke County, and the City of Roanoke jointly participate in the Roanoke Valley Resource Authority, which operates a regional solid waste disposal system that includes a sanitary landfill, waste collection, and transfer station. The Authority is governed by a board composed of seven members appointed by the governing bodies of participating jurisdictions. Town Council appoints one member. The Town has control over the budget and financing of the Authority only to the extent of representation by the board member appointed. The participating localities are each responsible for their pro-rata share, based on population, of any year-end operating deficit. For the current year, the Town remitted $199,852 to the Authority for services. A separate financial statement can be obtained from the Roanoke Valley Resource Authority, 110 Hollins Road, NE, Roanoke, Virginia 24012. Roanoke Valley Regional Pound Facility The Counties of Roanoke and Botetourt, the City of Roanoke, the Town of Vinton, and the Roanoke Valley Society for the Prevention of Cruelty to Animals, Inc. formed the Advisory Board of the Roanoke Valley Regional Pound Facility to construct and operate a regional pound facility. The Board is composed of nine members. Each locality’s financial obligation is based on the number of animals caged per day at the facility. The County of Roanoke assumed responsibility for the Town’s percentage of the costs as part of the new memorandum of understanding with the County of Roanoke that went into effect on July 1, 2019.Separate financial statements are not available. Roanoke County Emergency Communications Center The Town participates in an intergovernmental agreement with the County of Roanoke for the operation of a E-911 dispatch center. All personnel of the Center are employees of Roanoke County. The Director of Communications & Information Technology in coordination with the Emergency Communications Center Advisory Board is responsible for oversight of the Center. The Assistant Director for Communications and Information Technology is responsible for the day-to-day operational management of the Center.The Town and County of Roanoke contribute to the operational cost of the Center based on the pro rata share of call volume. The Town’s share of the operating cost was approximately $450,549 in the current year. Separate financial statements are not available. TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2020 (Continued) 23 Note 1.Summary of Significant Accounting Policies (Continued) A.The Financial Reporting Entity (Continued) Jointly Governed Organizations (Continued) Western Virginia Regional Industrial Facility Authority The Town of Vinton, County of Botetourt, County of Franklin, County of Roanoke, City of Salem, and the City of Roanoke jointly participate in the Western Virginia Regional Industrial Facility Authority, which functions to enhance the economic base for members by developing, owning, and operating facilities on a cooperative basis. The Authority is governed by a board composed of twelve members appointed by the governing bodies of participating jurisdictions. Town Council appoints two members. There were no associated costs to members for participation in the Authority in the current year. A separate financial statement can be obtained from the Western Virginia Regional Industrial Facility Authority care of Roanoke Regional Partnership, 111 Franklin Road, SE, Roanoke, Virginia 24011. B.Individual Component Unit Disclosures As required by generally accepted accounting principles, these financial statements present the Town as the primary government. A component unit is an entity for which the primary government is considered to be financially accountable. There are no component units within this reporting entity. C.Government-Wide and Fund Financial Statements The government-wide financial statements (i.e., the statement of net position and the statement of changes in net position) report information on all of the activities of the Town. For the most part, the effect of interfund activity has been removed from these statements. Interfund services provided and used are not eliminated in the process of consolidation. Governmental activities, which normally are supported by taxes and intergovernmental revenues, are reported separately from business-type activities, which rely to a significant extent on fees and charges for support. The statement of activities demonstrates the degree to which the direct expenses of a given function or segment is offset by program revenues. Direct expenses are those that are clearly identifiable with a specific function or segment. Program revenues include (1) charges to customers or applicants who purchase, use, or directly benefit from goods, services, or privileges provided by a given function or segment and (2) grants and contributions that are restricted to meeting the operational or capital requirements of a particular function or segment. Taxes and other items not properly included among program revenues are reported instead as general revenues. Separate financial statements are provided for the governmental fund and proprietary funds. TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2020 (Continued) 24 Note 1.Summary of Significant Accounting Policies (Continued) D.Measurement Focus, Basis of Accounting, and Financial Statement Presentation The government-wide financial statements are reported using the economic resources measurement focus and the accrual basis of accounting, as are the proprietary fund financial statements. Revenues are recorded when earned, and expenses are recorded when a liability is incurred, regardless of the timing of related cash flows. Property taxes are recognized as revenues in the year for which they are levied. Grants and similar items are recognized as revenue as soon as all eligibility requirements imposed by the provider have been met. Governmental fund financial statements are reported using the current financial resources measurement focus and the modified accrual basis of accounting. Revenues are recognized as soon as they are both measurable and available. Revenues are considered to be available when they are collectible within the current period or soon enough thereafter to pay liabilities of the current period. For this purpose, the Town considers revenue as available if it is collected within 45 days of the end of the current fiscal period. Expenditures generally are recorded when a liability is incurred, as under accrual accounting. However, debt service expenditures, as well as expenditures related to compensated absences and claims and judgments, are recorded only when payment is due. Property taxes, franchise taxes, licenses, and interest associated with the current fiscal period are all considered to be susceptible to accrual and have been recognized as revenues of the current fiscal period. All other revenue items are considered to be measurable and available only when cash is received by the Town. The Town reports the following major governmental funds: The general fund is the Town’s primary operating fund. It accounts for all financial resources of the Town, except those required to be accounted for in another fund. The capital projects fund is used to account for financial resources which have been segregated for the acquisition or construction of major capital facilities. The Town reports the following major proprietary funds: The enterprise funds account for the financing of services to the general public where all or most of the operating expenses involved are intended to be recovered in the form of user charges, or where management has decided that periodic determination of revenues earned, expenses incurred, and/or net income is appropriate for management control, accountability, or other purposes. The enterprise funds consist of the activities relating to water and sewer services and stormwater management. TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2020 (Continued) 25 Note 1.Summary of Significant Accounting Policies (Continued) D.Measurement Focus, Basis of Accounting, and Financial Statement Presentation (Continued) Amounts reported as program revenues include (1) charges to customers or applicants for goods, services, or privileges provided, (2) operating grants and contributions, and (3) capital grants and contributions, including special assessments. Internally dedicated resources are reported as general revenues rather than as program revenues. Likewise, general revenues include all taxes. Proprietary funds distinguish operating revenues and expenses from non-operating items. Operating revenues and expenses generally result from providing services and producing and delivering goods in connection with a proprietary fund’s principal ongoing operations. The principal operating revenues of the water and sewer enterprise fund are charges to customers for sales and services. The stormwater management fund has not begun to collect dedicated utility fees. Operating expenses for enterprise funds include the cost of sales and services, administrative expenses, and depreciation on capital assets. All revenues and expenses not meeting this definition are reported as non-operating revenues and expenses. E.Budgets and Budgetary Accounting The following procedures are used in establishing the budgetary data reflected in the financial statements: 1)Prior to June 30, the Town Manager submits to Council a proposed operating and capital budget for the fiscal year commencing the following July 1. This budget includes proposed expenditures and the means of financing them. 2)Public hearings are conducted to obtain citizen comments. 3)Prior to June 30, the budgets for the general and enterprise funds are legally enacted through passage of an appropriations ordinance. Town Council may, from time to time, amend the budget providing for additional expenditures and the means for financing them. Town Council approved additional general fund appropriations of approximately $4,712,000 during the fiscal year ended June 30, primarily for capital projects deferred from the prior year and additional operating expenditures. 4)The appropriations ordinance places legal restrictions on expenditures at the department or function level. Management can over-expend at the line item level without approval of Town Council. The appropriation for each department or function can be revised only by Town Council. The Town Manager is authorized to transfer budget amounts within departments. All budget data presented in Exhibit 7 is at the legal level of budgetary control. 5)Formal budgetary integration is employed as a management control device during the year for the general and enterprise funds. TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2020 (Continued) 26 Note 1. Summary of Significant Accounting Policies (Continued) E. Budgets and Budgetary Accounting (Continued) 6) Budgets are adopted on a basis consistent with generally accepted accounting principles (GAAP). 7) Appropriations lapse on June 30. 8) All budget data presented in the accompanying financial statements are revised as of June 30. F. Cash and Cash Equivalents Cash and cash equivalents are defined as short-term, highly liquid investments (including restricted assets) with an original maturity of three months or less when purchased. G. Allowance for Uncollectible Accounts The Town calculates its allowance for uncollectible accounts using historical collection data and specific account analysis. H. Inventories Inventories are valued at cost. Inventories are accounted for under the consumption method, where inventories are recorded as expenditures when consumed, rather than when purchased. I. Prepaid Items Governmental fund prepaid items consist primarily of health insurance premiums payments incurred for periods in a subsequent fiscal year. Prepaid items are accounted for using the consumption method. The payments are recorded as expenditures in the fiscal year related to the coverage period. Proprietary fund prepaid items consist primarily of inventory purchased before year end but not received and on hand until after year end. Prepaid items are accounted for using the consumption method. The costs of these items are expensed in the subsequent fiscal year when they are actually consumed or used. J. Land Held for Resale Land held for resale represents a property that was purchased by the Town for the purposes of economic development. The Town intends to sell the property as soon as possible and thus it will not be placed into service to benefit the Town. TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2020 (Continued) 27 Note 1. Summary of Significant Accounting Policies (Continued) K. Capital Assets Capital assets, which include property, plant, and equipment, and infrastructure assets acquired subsequent to July 1, 2001, are reported in the applicable governmental or business-type activities columns in the government-wide financial statements. Capital assets are defined by the Town as assets with an initial, individual cost of more than $10,000 and an estimated useful life in excess of one year. Such assets are recorded at historical cost or estimated historical cost if purchased or constructed. Donated capital assets, donated works of art and similar items, and capital assets received in a service concession arrangement are recorded at acquisition value. The costs of normal maintenance and repairs that do not add to the value of the asset or materially extend assets lives are not capitalized. Capital assets are depreciated using the straight-line method over the following estimated useful lives: L. Deferred Outflows/Inflows of Resources In addition to assets, the statements that present net position report a separate section for deferred outflows of resources. These items represent a consumption of net position that applies to future periods and so will not be recognized as an outflow of resources (expense) until then. In addition to liabilities, the statements that present financial position report a separate section for deferred inflows or resources. These items represent an acquisition of net position that applies to future periods and so will not be recognized as an inflow of resources (revenue) until that time. M. Compensated Absences The Town has policies which allow for the accumulation and vesting of limited amounts of vacation and sick leave until termination or retirement. Amounts of such absences are accrued when incurred in the government-wide and proprietary fund financial statements. A liability for these amounts is reported in governmental funds only when the leave is due and payable. N. Pensions and Other Postemployment Benefits (OPEB) For purposes of measuring all financial statement elements relating to pension and OPEB plans, information about the fiduciary net position of the Town’s plans and the additions to/deductions from the Town’s plan’s net fiduciary net position have been determined on the same basis as they were reported by the Virginia Retirement System (VRS). For this purpose, benefit payments (including refunds of employee contributions) are recognized when due and payable in accordance with the benefit terms. Investments are reported at fair value. TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2020 (Continued) 28 Note 1. Summary of Significant Accounting Policies (Continued) O. Long-Term Obligations In the government-wide financial statements and proprietary fund types in the fund financial statements, long-term debt and other long-term obligations are reported as liabilities in the applicable governmental activities, business-type activities, or proprietary fund type statement of net position. Bond premiums and discounts are deferred and amortized over the life of the bonds using the straight-line method. Bonds payable are reported net of the applicable bond premium or discount. Issuance costs, whether or not withheld from the actual debt proceeds received, are reported as expenses. In the fund financial statements, governmental fund types recognize bond premiums and discounts, as well as bond issuance costs, during the current period. The face amount of debt issued is reported as other financing sources. Premiums received on debt issuances are reported as other financing sources, while discounts on debt issuances are reported as other financing uses. Issuance costs, whether or not withheld from the actual debt proceeds received, are reported as debt service expenditures. P. Fund Balances Fund balance is divided into five classifications based primarily on the extent to which the Town is bound to observe constraints imposed upon the use of the resources. The classifications are as follows: • Nonspendable – Amounts that cannot be spent because they are not in spendable form, or legally or contractually required to be maintained intact. The “not in spendable form” criterion includes items that are not expected to be converted to cash. • Restricted – Amounts constrained to specific purposes by their providers (such as grantors, bondholders, and higher levels of government), through constitutional provisions, or by enabling legislation. • Committed – Amounts constrained to specific purposes by the Town, using its highest level of decision making authority; to be reported as committed, amounts cannot be used for any other purposes unless the same highest level of action is taken to remove or change the constraint. • Assigned – Amounts the Town intends to use for a specified purpose; intent can be expressed by the governing body. • Unassigned – Amounts that are available for any purpose; positive amounts are reported only in the general fund. TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2020 (Continued) 29 Note 1.Summary of Significant Accounting Policies (Continued) P.Fund Balances (Continued) Council establishes (and modifies or rescinds) fund balance commitments by passage of an ordinance or resolution. This is typically done through adoption and amendment of the budget. The degree of difficulty to remove an ordinance is greater than a resolution; therefore an ordinance is the most binding. Assigned fund balance is established by Council, the Town Manager, or the Director of Finance through adoption or amendment of the budget as intended for specific purpose (such as the purchase of capital assets, debt service, or for other purposes). The Town applies restricted resources first when expenditures are incurred for purposes for which either restricted or unrestricted (committed, assigned, and unassigned) amounts are available. Similarly, within unrestricted fund balance, committed amounts are reduced first followed by assigned, and then unassigned amounts when expenditures are incurred for purposes for which amounts in any of the unrestricted fund balance classifications could be used. Minimum Fund Balance Policy The Town strives to maintain a General Fund reserve equal to two months of discretionary General Fund revenues. Q.Net Position The storm water management fund has a deficit of $14,582 in net investment in capital assets due to the difference of when a new vehicle was placed into service and begun depreciation and the principal amount outstanding at year end. R.Estimates Management uses estimates and assumptions in preparing its financial statements. Those estimates and assumptions affect the reported amounts of assets and liabilities, the disclosure of contingent liabilities, and reported revenues and expenses. Actual results could differ from those estimates. S.Comparative Information The basic financial statements include certain prior year summarized comparative information in total but not at the level of detail required for a presentation in conformity with generally accepted accounting principles. Accordingly, such information should be read in conjunction with the government’s financial statements for the prior year from which the summarized information was derived. TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2020 (Continued) 30 Note 1.Summary of Significant Accounting Policies (Continued) T.Reclassifications Certain amounts in the prior-year comparison information have been reclassified for comparative purposes to conform with the presentation in the current-year financial statements. Note 2.Deposits and Investments Deposits Deposits with banks are covered by the Federal Deposit Insurance Corporation (FDIC) and collateralized in accordance with the Virginia Security for Public Deposits Act (the “Act”) Section 2.2-4400 et. seq. of the Code of Virginia. Under the Act, banks and savings institutions holding public deposits in excess of the amount insured by the FDIC must pledge collateral to the Commonwealth of Virginia Treasury Board. Financial institutions may choose between two collateralization methodologies and depending upon that choice, will pledge collateral that ranges in the amounts from 50% to 130% of excess deposits. Accordingly, all deposits are considered fully collateralized. Investments Investment Policy Statutes authorize the Town to invest in obligations of the United States or agencies thereof, obligations of the Commonwealth of Virginia or political subdivisions thereof, obligations of the International Bank for Reconstruction and Development (World Bank), the Asian Development Bank, the African Development Bank, “prime quality” commercial paper and certain corporate notes, and bankers’ acceptances, repurchase agreements, and the State Treasurer’s Local Government Investment Pool (LGIP). Pursuant to Section 2.1-234.7 Code of Virginia, the Treasury Board of the Commonwealth sponsors the LGIP and has delegated certain functions to the State Treasurer. The LGIP reports to the Treasury Board at their regulatory scheduled monthly meetings and the fair value of the position in LGIP is the same as the value of the pool shares (i.e., the LGIP maintains a stable net asset value of $1 per share). The investment policy (the “Policy”) specifies that no investment may have a maturity greater than one year from the date of purchase. Credit Risk As required by state statute, the Policy requires that commercial paper have a short-term debt rating of no less than “A-1” (or its equivalent) from at least two of the following: Moody’s Investors Service, Standard & Poor’s, and Fitch Investors Service, provided that the issuing corporation has a net worth of at least $50 million and its long-term debt is rated “A” or better by Moody’s and Standard & Poor’s. Bankers’ acceptances and Certificates of Deposit maturing in less than one year must have a short-term debt rating of at least “A-1” by Standard & Poor’s and “P-1” by Moody’s Investors Service. TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2020 (Continued) 31 Note 2. Deposits and Investments (Continued) Investments (Continued) Credit Risk (Continued) Although the intent of the Policy is for the Town to diversify its investment portfolio to avoid incurring unreasonable risks regarding (i) security type, (ii) individual financial institution or issuing entity, and (iii) maturity, the Policy places no limit on the amount the Town may invest in any one issuer. Interest Rate Risk As a means of limiting its exposure to fair value losses arising from rising interest rates, the Town’s investment policy specifies that no investment may have a maturity greater than two years from the date of purchase, and the average maturity of the portfolio must not exceed one year. Custodial Credit Risk The Policy requires that all investment securities shall be held in safekeeping by a third-party and evidenced by safekeeping receipts. As required by the Code of Virginia, all security holdings with maturities over 30 days may not be held in safekeeping with the “counterparty” to the investment transaction. As of June 30, the Town did not have any investments. Deposits Reconciliation of deposits to Exhibit 1: Total deposits Restricted cash and cash equivalents consists of $46,600 of utility deposits, $24,781 of evidence found, and $1,378 of flex benefit spending that can only be used for specific purposes. TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2020 (Continued) 32 Note 3. Receivables Receivables consist of the following: Governmental Business-type Activities Activities Total Note 4. Due from Other Governmental Units Governmental Activities A summary of funds due from other governmental units was as follows: TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2020 (Continued) 33 Note 5.Capital Assets Capital asset activity for the year was as follows: Governmental Activities Beginning Balance (Restated)Increases Decreases Ending Balance Capital assets, not depreciated Land $1,832,033 $- $- $1,832,033 Construction in progress 151,287 209,412 - 360,699 Total capital assets, not depreciated 1,983,320 209,412 - 2,192,732 Capital assets, depreciated Buildings and improvements 9,560,717 121,492 - 9,682,209 Machinery and equipment 4,561,019 35,867 (802,289)3,794,597 Infrastructure 3,459,256 27,884 - 3,487,140 Total capital assets, depreciated 17,580,992 185,243 (802,289)16,963,946 Less accumulated depreciation for: Buildings and improvements (5,009,112)(273,488)- (5,282,600) Machinery and equipment (3,823,365)(174,036)802,289 (3,195,112) Infrastructure (1,653,145)(171,184)- (1,824,329) Total accumulated depreciation (10,485,622)(618,708)802,289 (10,302,041) Total capital assets, depreciated, net 7,095,370 (433,465)- 6,661,905 Governmental activities capital assets, net $9,078,690 $(224,053)$- $8,854,637 TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2020 (Continued) 34 Note 5.Capital Assets (Continued) Business-type Activities Beginning Balance (Restated)Increases Decreases Ending Balance Capital assets, not depreciated Land $80,752 $- $- $80,752 Total capital assets, not depreciated 80,752 - - 80,752 Capital assets, depreciated Utility plant 19,427,860 39,221 - 19,467,081 Sewage treatment contract 4,111,373 - - 4,111,373 Machinery and equipment 2,331,038 - (40,084)2,290,954 Total capital assets, depreciated 25,870,271 39,221 (40,084)25,869,408 Less accumulated depreciation for: Utility plant (12,213,100)(586,006)- (12,799,106) Sewage treatment contract (1,969,984)(143,961)- (2,113,945) Machinery and equipment (1,260,521)(90,556)40,084 (1,310,993) Total accumulated depreciation (15,443,605)(820,523)40,084 (16,224,044) Total capital assets, depreciated, net 10,426,666 781,302 - 9,645,364 Business-type activities capital assets, net $10,507,418 $(781,302)$- $9,726,116 Depreciation expense was charged to functions/programs of the primary government as follows: Construction Commitments The Town has a $307,000 construction commitment for the Glade Creek Greenway construction project as of June 30, 2020. TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2020 (Continued) 35 Note 5. Capital Assets (Continued) Sewage Treatment Contract Through its participation in an agreement with four other localities for the expansion of the regional sewage treatment plant and interceptors, the Town has contractual rights to predetermined capacity in both the plant and interceptors through 2034. The plant upgraded its facilities in 2017 to improve compliance with DEQ peak flow requirements. Modifications costing approximately $17 million were completed. The Town’s share was $1,039,443, which was funded with general obligation bonds issued through the Virginia Resources Authority. The plant upgraded its Tinker Creek Interceptor in 2015 to reduce inflow and infiltration as well as mitigate overflow. Modifications costing approximately $5 million were completed. The Town’s share was approximately 5.5% or $294,000, which was funded with an obligation payable to the Western Virginia Water Authority. The Town is required to contribute $66,000 annually to a capital reserve fund for ongoing maintenance of the system. The Town has made the annual required contribution since the formation of the Authority in 2005. Note 6. Long-Term Liabilities The following is a summary of changes in long-term liabilities for the year: Governmental Beginning Ending Due Within Activities Balance Additions Reductions Balance One Year Business-type Activities TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2020 (Continued) 36 Note 6.Long-Term Liabilities (Continued) Governmental activities’ compensated absences, pension liabilities, and other post-employment liabilities are generally liquidated by the general fund. Governmental Activities General Obligation Bonds Capital Leases Obligations Payable Roanoke County and RCACP Fiscal Year Principal Interest Principal Interest Principal Interest 2021 330,638 $47,801 $57,700 $7,792 $64,152 $409 2022 339,388 39,635 59,256 6,215 8,868 194 2023 343,733 31,407 60,855 4,595 2,332 14 2024 356,578 22,797 62,497 2,930 - - 2025 358,897 14,032 44,064 1,219 - - 2026-2027 256,000 11,079 12,374 198 - - 1,985,234 $166,751 $296,746 $22,949 $75,352 $617 Business-type Activities General Obligation Bonds Revenue Bonds Obligation Payable WVWA Fiscal Year Principal Interest Principal Interest Principal Interest 2021 369,175 $90,055 $175,000 $29,223 15,636 5,075 2022 380,671 78,561 181,000 25,574 16,006 4,706 2023 392,524 66,708 181,000 21,863 16,384 4,328 2024 404,748 54,484 186,000 18,101 16,771 3,940 2025 373,611 41,878 191,000 14,237 17,168 3,544 2026-2030 834,838 94,903 599,000 18,563 92,120 11,437 2031-2033 339,882 14,716 - - 47,504 1,522 $3,095,449 $441,305 $1,513,000 $127,561 $221,589 $34,552 TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2020 (Continued) 37 Note 6.Long-Term Liabilities (Continued) Capital Leases Fiscal Year Principal Interest 2021 110,818 $14,069 2022 113,709 11,178 2023 111,764 8,210 2024 109,729 5,333 2025 74,458 2,436 2026 37,866 860 $558,344 $42,086 The revenue bond has been issued in accordance with the terms of an indenture agreement with the Virginia Municipal League/Virginia Association of Counties. The indenture agreement requires the Town to pledge its Water and Sewer Fund Revenues as collateral for the revenue bond and to maintain revenues in the Water and Sewer Fund equal to at least 1.20 of all debt service payments which exclude any refunded principal payments. The pledged revenue coverage ratio for the year ended June 30, 2020 was 1.63. Statistical Section Table 11 presents the pledged revenue coverage ratio. Details of long-term indebtedness are as follows: Interest Rates Date Issued Final Maturity Date Amount of Original Issue Activities Business- Type Activities General Obligation Bonds Virginia Resource Authority: G.O. Public Improvement Bonds 3.64-4.96%06/01/06 10/01/26 $755,000 $350,000 $- Virginia Revolving Loan Fund: G.O. Water and Sewer Bonds 3.30%07/24/03 07/01/24 1,250,704 - 363,069 G.O. Water and Sewer Bonds 3.10%10/01/04 10/01/26 2,479,000 - 996,177 G.O. Water and Sewer Bonds 3.10%01/12/06 03/01/26 1,210,000 - 452,069 Virginia Association of Counties: G.O. Refunding Bonds 2.05%05/25/16 02/01/27 702,000 494,000 - Capital One Public Funding: G.O. Public Improvement Bonds 2.85%06/27/13 11/01/32 1,993,152 - 1,284,134 Carter Bank and Trust: G.O. Refunding Bonds 2.05%06/27/13 11/01/24 2,228,409 1,141,234 - 1,985,234 3,095,449 Plus bond premium, net of amortization 14,806 - $2,000,040 $3,095,449 TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2020 (Continued) 38 Note 6. Long-Term Liabilities (Continued) Details of long-term indebtedness are as follows: (Continued) Interest Maturity Original Type Revenue Bonds Capital Lease Obligations Payable Note 7. Performance Agreements The Town has committed funds for several performance agreements with local businesses to encourage redevelopment and economic growth in the Town. In exchange, the Town will provide funding equal to annual meals tax generated by the business or make annual payments as performance benchmarks are met, depending on the agreement. The expected maturity of the total payouts is June 30, 2031. As of June 30, 2020, the amount earned is $327,347 and the amount unearned is $862,466. Note 8. Defined Benefit Pension Plan Plan Description All full-time, salaried permanent employees of the Town of Vinton, (the “Political Subdivision”) are automatically covered by the VRS Retirement Plan upon employment. This multi-employer agent plan is administered by the Virginia Retirement System (the System) along with plans for other employer groups in the Commonwealth of Virginia. Members earn one month of service credit for each month they are employed and for which they and their employer pay contributions to VRS. Members are eligible to purchase prior service, based on specific criteria as defined in the Code of Virginia, as amended. Eligible prior service that may be purchased includes prior public service, active military service, certain periods of leave, and previously refunded service. TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2020 (Continued) 39 Note 8.Defined Benefit Pension Plan (Continued) Plan Description (Continued) The System administers three different benefit structures for covered employees –Plan 1, Plan 2, and Hybrid. Each of these benefit structures has a different eligibility criteria. The specific information for each plan and the eligibility for covered groups within each plan are available at https://www.varetire.org/members/benefits/defined-benefit/plan1.asp, https://www.varetire.org/members/benefits/defined-benefit/plan2.asp, https://www.varetirement.org/hybrid.html. Employees Covered by Benefit Terms As of the June 30, 2018 actuarial valuation, the following employees were covered by the benefit terms of the pension plan: Number Inactive members or their beneficiaries currently receiving benefits 76 Inactive members: Vested inactive members 25 Non-vested inactive members 22 Inactive members active elsewhere in VRS 53 Total inactive members 100 Active members 83 Total covered employees 259 Contributions The contribution requirement for active employees is governed by §51.1-145 of the Code of Virginia, as amended, but may be impacted as a result of funding options provided to political subdivisions by the Virginia General Assembly. Employees are required to contribute 5.00% of their compensation toward their retirement. The political subdivision’s contractually required contribution rate for the year ended June 30, 2020 was 11.69% of covered employee compensation. This rate was based on an actuarially determined rate from an actuarial valuation as of June 30, 2017. This rate, when combined with employee contributions, was expected to finance the costs of benefits earned by employees during the year, with an additional amount to finance any unfunded accrued liability. Contributions to the pension plan from the political subdivision were $365,794 and $424,410 for the years ended June 30, 2020 and June 30, 2019, respectively. TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2020 (Continued) 40 Note 8.Defined Benefit Pension Plan (Continued) Net Pension Liability The political subdivision’s net pension liability is calculated separately for each employer and represents that particular employer’s total pension liability determined in accordance with GASB Statement No. 68, less that employer’s fiduciary net position. For political subdivisions, the net pension liability was measured as of June 30, 2019. The total pension liability used to calculate the net pension liability was determined by an actuarial valuation performed as of June 30, 2018 rolled forward to the measurement date of June 30, 2019. Actuarial Assumptions The total pension liability for General Employees in the Political Subdivision’s Retirement Plan was based on an actuarial valuation as of June 30, 2018, using the Entry Age Normal actuarial cost method and the following assumptions, applied to all periods included in the measurement and rolled forward to the measurement date of June 30, 2019. Inflation 2.50% General Employees –Salary increases, including inflation 3.50 –5.35% Public Safety Employees with hazardous duty benefits –Salary increases, including inflation 3.50 –4.75% Investment rate of return 6.75%, net of pension plan investment expense, including inflation* *Administrative expenses as a percent of the market value of assets for the last experience study were found to be approximately 0.06% of the market assets for all of the VRS plans. This would provide an assumed investment rate for GASB purposes of slightly more than the assumed 6.75%. However, since the difference was minimal, and a more conservative 6.75% investment return assumption provided a projected plan net position that exceeded the projected benefit payments, the long-term expected rate of return on investments was assumed to be 6.75% to simplify preparation of pension liabilities. Mortality rates: General employees –15 to 20% of deaths are assumed to be service related. Public Safety Employees –70% of deaths are assumed to be service related. Mortality is projected using the applicable RP-2014 Mortality Table Projected to 2020 with various setbacks or set forwards for both males and females. TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2020 (Continued) 41 Note 8. Defined Benefit Pension Plan (Continued) Actuarial Assumptions (Continued) The actuarial assumptions used in the June 30, 2018 valuation were based on the results of an actuarial experience study for the period from July 1, 2012 through June 30, 2016, except the change in the discount rate, which was based on VRS Board action effective as of July 1, 2019. Changes to the actuarial assumptions as a result of the experience study are as follows: General Employees – Largest 10 – Non-Hazardous Duty and All Others (Non 10 Largest): Update mortality table; lowered retirement rates at older ages, changed final retirement from 70 to 75; adjusted withdrawal rates to better fit experience at each year age and service through 9 years of service; lowered disability rates, no change to salary scale, increased rate of line of duty disability from 14% to 20% (Largest 10) or 15% (All Others), and decreased discount rate from 7.00% to 6.75%. Public Safety Employees – Largest 10 – Hazardous Duty and All Others (Non 10 Largest): Update mortality table; lowered retirement rate at older ages; adjustment to rates of withdrawal and disability to better fit experience; changes to line of duty rates, no changes to salary scale, and decreased discount rate from 7.00% to 6.75%. Long-Term Expected Rate of Return The long-term expected rate of return on pension System investments was determined using a log-normal distribution analysis in which best-estimate ranges of expected future real rates of return (expected returns, net of pension System investment expense and inflation) are developed for each major asset class. These ranges are combined to produce the long-term expected rate of return by weighting the expected future real rates of return by the target asset allocation percentage and by adding expected inflation. The target asset allocation and best estimate of arithmetic real rates of return for each major asset class are summarized in the following table: Weighted Arithmetic Average Long-Term Long-Term Expected Expected Target Rate of Rate of Asset Class (Strategy) Allocation Return Return TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2020 (Continued) 42 Note 8. Defined Benefit Pension Plan (Continued) Long-Term Expected Rate of Return (Continued) * The above allocation provides for a one-year return of 7.63%. However, one-year returns do not take into account the volatility present in each of the asset classes. In setting the long-term expected rate of return for the system, stochastic projections are employed to model future returns under various economic conditions. The results provide a range of returns over various time periods that ultimately provide a median return of 7.11%, including expected inflation of 2.5%. The VRS Board elected a long-term rate of 6.75% which is roughly at the 40th percentile of expected long-term results of the VRS fund allocation. Discount Rate The discount rate used to measure the total pension liability was 6.75%. The projection of cash flows used to determine the discount rate assumed that System member contributions will be made per the VRS Statutes and the employer contributions will be made in accordance with the VRS funding policy at rates equal to the difference between actuarially determined contribution rates adopted by the VRS Board of Trustees and the member rate. Consistent with the phased-in funding provided by the General Assembly for state and teacher employer contributions; political subdivisions were also provided with an opportunity to use an alternate employer contribution rate. For the year ended June 30, 2019, the alternate rate was the employer contribution rate used in the FY 2012 or 100% of the actuarially determined employer contribution rate from the June 30, 2017, actuarial valuations, whichever is greater. From July 1, 2019 on, participating employers are assumed to continue to contribute 100% of the actuarially determined contribution rates. Based on those assumptions, the pension plan’s fiduciary net position was projected to be available to make all projected future benefit payments of current active and inactive employees. Therefore, the long-term expected rate of return was applied to all periods of projected benefit payments to determine the total pension liability. TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2020 (Continued) 43 Note 8.Defined Benefit Pension Plan (Continued) Changes in Net Pension Liability Increase (Decrease) Total Plan Net Pension Fiduciary Pension Liability Net Position Liability (a)(b)(a) –(b) Balances at June 30, 2018 $18,955,546 $17,267,318 $1,688,228 Changes for the year: Service cost 468,134 - 468,134 Interest 1,285,883 - 1,285,883 Changes of assumptions 565,700 - 565,700 Differences between expected and actual experience (51,996)- (51,996) Contributions –employer - 413,427 (413,427) Contributions –employee - 173,246 (173,246) Net investment income - 1,133,463 (1,133,463) Benefit payments, including refunds of employee contributions (1,171,567)(1,171,567)- Administrative expenses - (11,552)11,552 Other changes - (711)711 Net changes 1,096,154 536,306 559,848 Balances at June 30, 2019 $20,051,700 $17,803,624 $2,248,076 Sensitivity of the Net Pension Liability to Changes in the Discount Rate The following presents the net pension liability of the political subdivision using the discount rate of 6.75%, as well as what the political subdivision’s net pension liability would be if it were calculated using a discount rate that is one percentage point lower (5.75%) or one percentage point higher (7.75%) than the current rate: 1.00%Current 1.00% Decrease Discount Increase (5.75%)Rate (6.75%)(7.75%) Political subdivision’s net pension liability $4,828,505 $2,248,076 $192,749 TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2020 (Continued) 44 Note 8.Defined Benefit Pension Plan (Continued) Pension Expense and Deferred Outflows of Resources and Deferred Inflows of Resources Related to Pensions For the year ended June 30, 2020, the political subdivision recognized pension expense of $640,730. At June 30, 2020,the political subdivision reported deferred outflows of resources and deferred inflows of resources related to pensions from the following sources: Deferred Deferred Outflows of Inflows of Resources Resources Differences between expected and actual experience $122,583 $34,067 Change in assumptions 370,631 - on pension plan investments - 151,446 Employer contributions subsequent to the measurement date 365,794 - Total $859,008 $185,513 The $365,794 reported as deferred outflows of resources related to pensions resulting from the Political Subdivision’s contributions subsequent to the measurement date will be recognized as a reduction of the Net Pension Liability in the year ended June 30, 2021. Other amounts reported as deferred outflows of resources and deferred inflows of resources related to pensions will be recognized in pension expense as follows: Increase (Reduction) Year Ending to Pension June 30,Expense 2021 $296,429 2022 3,968 2023 (3,243) 2024 10,547 2025 - Thereafter - TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2020 (Continued) 45 Note 8.Defined Benefit Pension Plan (Continued) Pension Plan Data Information about the VRS Political Subdivision Retirement Plans is also available in the separately issued VRS 2019 Comprehensive Annual Financial Report (CAFR). A copy of the 2019 VRS CAFR may be downloaded from the VRS website at http://www.varetire.org/Pdf/Publications/2019-annual- report.pdf, or by writing to the System’s Chief Financial Officer at P.O. Box 2500, Richmond, VA, 23218-2500. Payables to the Pension Plan At June 30, 2020, approximately $29,856 was payable to the Virginia Retirement System for the legally required contributions related to June 2020 payroll. Note 9.Other Postemployment Benefits Liability –Local Plan Plan Description and Benefits Provided The Town provides postemployment medical and dental benefits to its eligible retirees and their dependents through a single-employer defined benefit plan. At retirement, retirees under the age of 65 may participate in one of the Town’s health and dental plans and may continue coverage under these plans until age 65 or becoming eligible for Medicare, whichever comes first. The Town contributes $200 per month towards this coverage with the retiree paying the remainder of the premium. Medicare-eligible retirees may participate in the Medicare supplement only and pay 100% of the Medicare supplement premium. The retirees receive an implicit benefit from participating in the Town’s health and dental plans through lower insurance rates created by the blending of the retirees with active employee’s rates. The Town Council may change, add, or delete benefits (including contributions required of retired employees) as deemed appropriate. Participants are eligible for the plan at age 55 if they have completed 25 years of service. Retiring employees must have been active employees when they retire. The plan does not provide audited financial statements. Funding Policy The Town currently funds postemployment benefits on a pay-as-you-go basis. The Town does not intend to establish a trust to pre-fund this liability. TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2020 (Continued) 46 Note 9. Other Postemployment Benefits Liability – Local Plan (Continued) Employees Covered by Benefit Terms As of the January 1, 2020 actuarial valuation, the following employees were covered by the benefit terms of the plan: Number Total OPEB Liability The Town’s total OPEB liability of $303,506 was measured as of June 30, 2020 and was determined based on an actuarial valuation performed as of January 1, 2020. Actuarial Assumptions and Other Inputs The total OPEB liability was determined using the following assumptions, applied to all periods included in the measurement, unless otherwise specified: dependent on years of service Mortality rates: Ranges from 0.00016 to 0.09286. TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2020 (Continued) 47 Note 9. Other Postemployment Benefits Liability – Local Plan (Continued) Actuarial Assumptions and Other Inputs (Continued) The actuarial assumptions used in the January 1, 2020 valuation were based on the results of an actuarial VRS experience over the four-year period ending June 30, 2016. Changes in assumptions and other inputs reflect plan changes, effect of economic/demographic gains or losses, and effect of assumptions changes or inputs. Changes in the Total OPEB Liability Sensitivity of the Total OPEB Liability to Changes in the Discount Rate The following presents the total OPEB liability of the Town, as well as what the Town’s total OPEB liability would be if it were calculated using a discount rate that is one percentage point lower (1.21%) or one percentage point higher (3.21%) than the current discount rate: 1.00% Current 1.00% Decrease Discount Increase (1.21%) Rate (2.21%) (3.21%) Sensitivity of the Total OPEB Liability to Changes in the Healthcare Cost Trend Rates The following presents the total OPEB liability of the Town, as well as what the Town’s total OPEB liability would be if it were calculated using healthcare cost trend rates that are one percentage point lower (2.70%) or one percentage point higher (4.70%) than the current healthcare cost trend rates: Current 1.00% Decrease Healthcare Cost Trend 1.00% Increase (2.70%) Rates (3.70%) (4.70%) TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2020 (Continued) 48 Note 9.Other Postemployment Benefits Liability –Local Plan (Continued) OPEB Expense and Deferred Outflows of Resources and Deferred Inflows of Resources Related to OPEB For the year ended June 30, 2020, the Town recognized OPEB expense of $25,352. At June 30, 2020, the political subdivision reported deferred outflows of resources and deferred inflows of resources related to OPEB from the following sources: Deferred Deferred Outflows of Inflows of Resources Resources Differences between expected and actual experience $- $149,483 Change in assumptions 14,792 61,050 Total $14,792 $210,533 The $-0-reported as deferred outflows of resources related to OPEB resulting from the Town’s contributions subsequent to the measurement date will be recognized as a reduction of the OPEB Liability in the year ended June 30, 2021. Other amounts reported as deferred outflows of resources and deferred inflows of resources related to OPEB will be recognized in OPEB expense as follows: Increase (Reduction) Year Ending to OPEB June 30,Expense 2021 $(29,119) 2022 (29,119) 2023 (29,119) 2024 (29,119) 2025 (20,119) Thereafter (50,146) TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2020 (Continued) 49 Note 10.Other Postemployment Benefits Liability –Virginia Retirement System Plan In addition to their participation in the pension plan offered through the Virginia Retirement System (VRS), the Town also participates in a cost-sharing and agent multi-employer other postemployment benefit plans described as follows. Plan Description Group Life Insurance Program All full-time teachers and employees of political subdivisions are automatically covered by the VRS Group Life Insurance (GLI) Program upon employment. In addition to the Basic Group Life Insurance Benefit, members are also eligible to elect additional coverage for themselves as well as a spouse or dependent children through the Optional Group Life Insurance Program. For members who elect the optional group life insurance coverage, the insurer bills employers directly for the premiums. Employers deduct these premiums from members’ paychecks and pay the premiums to the insurer. Since this is a separate and fully insured program, it is not included as part of the GLI Program OPEB. Specific information for the GLI is available at https://www.varetire.org/members/benefits/life- insurance/basic-group-life-insurance.asp The GLI is administered by the VRS along with pensions and other OPEB plans, for public employer groups in the Commonwealth of Virginia. This plan is considered a multiple employer, cost sharing plan. Contributions Contributions to the VRS OPEB program was based on actuarially determined rates from actuarial valuations as of June 30, 2017. The actuarially determined rates were expected to finance the cost of benefits earned by employees during the year, with an additional amount to fund any unfunded accrued liability. Specific details related to the contributions for the VRS OPEB program are as follows: Group Life Insurance Program Governed by:Code of Virginia 51.1-506 and 51.1-508 and may be impacted as a result of funding provided to school divisions and governmental agencies by the Virginia General Assembly. Total rate:1.31% of covered employee compensation. Rate allocated 60/40; 0.79% employee and 0.52% employer. Employers may elect to pay all or part of the employee contribution. June 30, 2020 Contribution $18,325 June 30, 2019 Contribution $18,863 TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2020 (Continued) 50 Note 10.Other Postemployment Benefits Liability –Virginia Retirement System Plan (Continued) OPEB Liability, OPEB Expense and Deferred Inflows and Outflows of Resources Related to OPEB The net OPEB liability was measured as of June 30, 2019 and the total OPEB liabilities used to calculate the net OPEB liability were determined by actuarial valuations as of that date. The covered employer’s proportion of the net OPEB liability was based on the covered employer’s actuarially determined employer contributions for the year ended June 30, 2019 relative to the total of the actuarially determined employer contributions for all participating employers. Group Life Insurance Program June 30, 2020 proportionate share of liability $301,000 June 30, 2019 proportion 0.01850% June 30, 2018 proportion 0.01983% June 30, 2020 expense $7,911 Since there was a change in proportionate share between measurement dates, a portion of the OPEB expense above was related to deferred amount from changes in proportion. At June 30, 2020, the Town reported deferred outflows of resources and deferred inflows of resources related to OPEB from the following sources. Group Life Insurance Program Deferred Deferred Outflows of Inflows of Resources Resources Differences between expected and actual experience $20,021 $3,904 Change in assumptions 19,006 9,078 on OPEB plan investments - 6,184 Changes in proportion 14,730 17,743 Employer contributions subsequent to the measurement date 18,325 - Total $72,082 $36,909 TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2020 (Continued) 51 Note 10.Other Postemployment Benefits Liability –Virginia Retirement System Plan (Continued) OPEB Liability, OPEB Expense and Deferred Inflows and Outflows of Resources Related to OPEB (Continued) The deferred outflows of resources related to OPEB resulting from the Town’s contributions subsequent to the measurement date will be recognized as a reduction of the net OPEB liability in the year ended June 30, 2021. Other amounts reported as deferred outflows of resources and deferred inflows of resources related to OPEB will be recognized in OPEB expense as follows: Group Life Insurance Program Reduction Year Ending to OPEB June 30,Expense 2021 $2,019 2022 2,020 2023 4,639 2024 4,679 2025 2,865 Thereafter 626 Actuarial Assumptions and Other Inputs The total OPEB liability was determined using the following assumptions based on an actuarial valuation date of June 30, 2018, applied to all periods included in the measurement and rolled forward to the measurement date of June 30, 2019: Inflation 2.5% Salary increases, including inflation: Locality-general employees Locality –hazardous duty employees 3.5 –5.35% 3.5 –4.75% Healthcare cost trend rates: Under age 65 Ages 65 and older 7.25 –4.75% 5.50 –4.75% Investment rate of return, net of expenses, including inflation* GLI: 6.75% TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2020 (Continued) 52 Note 10.Other Postemployment Benefits Liability –Virginia Retirement System Plan (Continued) Actuarial Assumptions and Other Inputs (Continued) *Administrative expenses as a percent of the market value of assets for the last experience study were found to be approximately 0.06% of the market assets for all of the VRS plans. This would provide an assumed investment rate for GASB purposes of slightly more than the assumed percent above. However, since the difference was minimal, and a more conservative investment return assumption provided a projected plan net position that exceeded the projected benefit payments, the long-term expected rate of return on investments was assumed to be the percent noted above to simplify preparation of OPEB liabilities. Mortality rates used for the various VRS OPEB plans are the same as those used for the actuarial valuations of the VRS pension plans. The mortality rates are discussed in detail at Note 8. Net OPEB Liability The net OPEB liability represent each program’s total OPEB liability determined in accordance with GASB Statement No. 74, less the associated fiduciary net position. As of the measurement date of June 30, 2019, net OPEB liability amounts for the VRS OPEB program is as follows (amounts expressed in thousands): Group Life Insurance Program Total OPEB Liability $ 3,390,238 Plan fiduciary net position $ 1,762,972 Employers’ net OPEB liability (asset)$ 1,627,266 Plan fiduciary net position as a percentage of total OPEB liability 52.00% The total liability is calculated by the VRS actuary and each plan’s fiduciary net position is reported in the VRS financial statements. The net OPEB liability is disclosed in accordance with the requirements of GASB Statement No. 74 in the VRS notes to the financial statements and required supplementary information. TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2020 (Continued) 53 Note 10.Other Postemployment Benefits Liability –Virginia Retirement System Plan (Continued) Long-Term Expected Rate of Return Group Life Insurance The long-term expected rate of return on VRS investments was determined using a log-normal distribution analysis in which best-estimate ranges of expected future real rates of return (expected returns, net of OPEB investment expense and inflation) are developed for each major asset class. These ranges are combined to produce the long-term expected rate of return by weighting the expected future real rates of return by the target asset allocation percentage and by adding expected inflation. The target asset allocation and best estimate of arithmetic real rates of return for each major asset class are summarized in the following table: Weighted Arithmetic Average Long-Term Long-Term Expected Expected Target Rate of Rate of Asset Class (Strategy)Allocation Return Return Public Equity 34.00 %5.61 %1.91 % Fixed Income 15.00 0.88 0.13 Credit Strategies 14.00 5.13 0.72 Real Assets 14.00 5.27 0.74 Private Equity 14.00 8.7 1.23 MAPS-Multi-Asset Public Strategies 6.00 3.52 0.21 PIP-Private Investment Partnership 3.00 6.29 0.19 Total 100.00 %5.13 % Inflation 2.50 % *Expected arithmetic nominal return 7.63 % *The above allocation provides for a one-year return of 7.63%. However, one-year returns do not take into account the volatility present in each of the asset classes. In setting the long- term expected rate of return for the system, stochastic projections are employed to model future returns under various economic conditions. The results provide a range of returns over various time periods that ultimately provide a median return of 7.11%, including expected inflation of 2.50%.The VRS Board elected a long-term rate of 6.75% which is roughly at the 40th percentile of expected long-term results of the VRS fund asset allocation. TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2020 (Continued) 54 Note 10.Other Postemployment Benefits Liability –Virginia Retirement System Plan (Continued) Discount Rate The discount rate used to measure the GLI OPEB liability was 6.75%.The projection of cash flows used to determine the discount rate assumed that System member contributions will be made per the VRS Guidance and the employer contributions will be made in accordance with the VRS funding policy at rates equal to the difference between actuarially determined contribution rates adopted by the VRS Board of Trustees and the member rate. Through the fiscal year ending June 30, 2019, the rate contributed by the employer for the OPEB liabilities will be subject to the portion of the VRS Board-certified rates that are funded by the Virginia General Assembly. From July 1, 2019 on, participating employers are assumed to contribute 100% of the actuarially determined contribution rates. Based on those assumptions, the OPEB plans’ fiduciary net position was projected to be available to make all projected future benefit payments of current active and inactive employees. Therefore the long-term expected rate of return was applied to all periods of projected benefit payments to determine the total OPEB liability. Sensitivity of the Net OPEB Liability to Changes in the Discount Rate The following presents the net OPEB liabilities of the Town, as well as what the Town’s net OPEB liability would be if it were calculated using a discount rate that is one percentage point lower (5.75% GLI) or one percentage point higher (7.75%GLI) than the current discount rate: 1.00% Decrease Current Discount Rate 1.00% Increase (5.75%)(6.75%)(7.75%) GLI Net OPEB liability $395,000 $301,000 $224,000 OPEB Plan Fiduciary Net Position Information about the various VRS OPEB plan fiduciary net position is available in the separately issued VRS 2019 Comprehensive Annual Financial Report (CAFR). A copy of the 2019 VRS CAFR may be downloaded from the VRS website at http://www.varetire.org/Pdf/Publications/2019-annual- report.pdf, or by writing to the System’s Chief Financial Officer at P.O. Box 2500, Richmond, VA, 23218-2500. Payables to the OPEB Plan At June 30, 2020, the following amounts were payable to the Virginia Retirement System for the legally required contributions related to June 2020 payroll. Group Life Insurance $ 2,016 TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2020 (Continued) 55 Note 11.Summary of Pension and Other Postemployment Benefits Elements Total Governmental Business-Type Primary Activities Activities Government Deferred outflows of resources – pensions Difference between expected and actual experience VRS $89,817 $32,766 $122,583 Changes of assumptions VRS 271,561 99,070 370,631 Employer contributions subsequent to the measurement date VRS 268,252 97,542 365,794 Total deferred outflows of resources –pensions $629,630 $229,378 $859,008 Deferred outflows of resources – OPEB Differences between expected and actual experience VRS GLI $18,173 $1,848 $20,021 Changes of assumptions Local plan 13,427 1,365 14,792 VRS GLI 17,252 1,754 19,006 Employer contributions subsequent to the measurement date VRS GLI 16,633 1,692 18,325 Changes in proportional share VRS GLI 13,370 1,360 14,730 Total deferred outflows of resources –OPEB $78,855 $8,019 $86,874 TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2020 (Continued) 56 Note 11.Summary of Pension and Other Postemployment Benefit Elements (Continued) Total Governmental Business-Type Primary Activities Activities Government Net pension liability VRS $1,647,165 $600,911 $2,248,076 Total net pension liability $1,647,165 $600,911 $2,248,076 Local plan $272,200 $31,306 $303,506 VRS GLI 273,215 27,785 301,000 Total net OPEB liability $545,415 $59,091 $604,506 Deferred inflows of resources – pensions Difference between expected and actual experience VRS $24,960 $9,107 $34,067 Net difference between projected and actual investment earnings on pension plan investments VRS 110,964 40,482 151,446 Total deferred inflows of resources –pensions $135,924 $49,589 $185,513 Deferred inflows of resources – OPEB Difference between expected and actual experience Local plan $135,684 $13,799 $149,483 VRS GLI 3,544 360 3,904 Change in assumptions Local plan 55,415 5,635 61,050 VRS GLI 8,240 838 9,078 Change in proportionate share VRS GLI 16,105 1,638 17,473 Net difference between projected and actual investment earnings on OPEB plan investments VRS GLI 5,613 571 6,184 Total deferred inflow of resources –OPEB $224,601 $22,841 $247,442 TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2020 (Continued) 57 Note 12.Summary of Pension and Other Postemployment Benefit Expenses/Expenditures Total Governmental Business-Type Primary Activities Activities Government Pension expense VRS $469,463 $171,267 $640,730 Total pension expense $469,463 $171,267 $640,730 OPEB expense Local plan $22,737 $2,615 $25,352 VRS GLI 7,181 730 7,911 Total OPEB expense $29,918 $3,345 $33,263 Note 13.Deferred Compensation Plan Plan description The Town offers its employees a deferred compensation plan created in accordance with Internal Revenue Code Section 457. The plan, available to all employees, permits them to defer a portion of their salary until future years. The deferred compensation is not available to employees until termination, retirement, death, or qualifying hardship. The Town makes a matching contribution up to the equivalent of $10 per month per employee. All amounts of compensation deferred under the plan, all property and rights purchased with these amounts,and all income attributable to those amounts, property, or rights are held in trust by a third-party for the exclusive benefit of participants and their beneficiaries. For 2020, the Town’s matching contributions totaled $6,300. Note 14.Service Contracts Sewage Treatment The Town is party to an agreement, dated November 1, 2003, with the Western Virginia Water Authority for the Authority to provide the transportation and treatment of waste at a specified rate to be adjusted annually on July 1, based on the actual operating and maintenance costs for the previous year. The 30-year agreement provides for a surcharge in the event waste content or volume exceeds certain limits or the cost is less than the amount paid by users. Water Purchases/Sales Effective June 1, 2005, the Town agreed to purchase water from the Western Virginia Water Authority at a bulk rate which is determined by a mutually agreed-upon formula. The water is designated for an industrial user who pays the Town an agreed upon rate. This is a 30-year agreement and will expire in 2035. TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2020 (Continued) 58 Note 15.Property Taxes The major sources of property taxes are real estate and personal property taxes. The assessments are the responsibility of the County of Roanoke, while billing and collection functions are the Town’s responsibilities. Property taxes are levied annually in April on assessed values as of January 1. Personal property transactions during the year are taxed on a prorated basis. Real estate tax is payable in two equal installments on or before June 5 and December 5, and personal property tax is due on or before May 31, or within 30 days subsequent to assessment. Personal property taxes do not create a lien on property. The annual assessment for real estate is based on 100% of the assessed fair market value. A penalty of 10% of the unpaid tax is due for late payment. Interest is accrued at 10% for the initial year of delinquency, and thereafter at the maximum annual rate authorized by the Internal Revenue Code Section 6621(b). The effective tax rates per $100 of assessed value for the year ended June 30 were as follows: Note 16.Leases The Town leases a portion of a building to the Virginia State Department of Health for $1,602 per month on a month to month basis until terminated by either party. The Town also leases vehicles for 60 months. As of June 30, 2020, the Town has leased 22 vehicles, primarily for public safety, through this agreement. The monthly payments per vehicle range from approximately $470 to $860 per month. Lease expense for the years ended June 30, 2020 and 2019 was $101,027 and $6,173, respectively. Estimated future minimum lease payments are as follows: 2021 $154,133 2022 154,133 2023 154,133 2024 145,565 2025 62,754 $670,718 TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2020 (Continued) 59 Note 17.Risk Management The Town is insured for workers’ compensation, general liability, health, and other risks. The risk management programs are as follows: Workers’ Compensation Workers’ compensation insurance is provided through the Virginia Municipal League. During 2019-2020, total premiums paid were approximately $91,000. Benefits are those afforded through Commonwealth of Virginia as outlined in the Code of Virginia Section 65.2-100; premiums are based upon covered payroll, job rates, and claims experience. General Liability The Town provides general liability and other insurance through policies with Virginia Municipal Self-Insurance Association. During 2019-2020, total premiums paid were approximately $95,000. General liability and business automobile have a $1,000,000 limit per occurrence. Boiler and machinery coverage and property insurance have a $5,000,000 limit per accident. The Town maintains an additional $4,000,000 per occurrence umbrella policy over all forms of liability insurance. Police professional liability and public officials’ liability insurance with a $1,000,000 limit are covered through a policy with the Commonwealth of Virginia. There were no significant reductions in insurance coverage from the prior year and no settlements that exceeded the amount of insurance coverage. Healthcare The Town provides healthcare coverage for employees through a policy with Anthem Blue Cross Blue Shield. The Town contributes the required premium amount for single coverage for each employee. Dependents of employees are also covered by the policy provided they pay the additional premium to the Town. During 2019-2020, total premiums paid were approximately $610,000. Note 18.Commitments and Contingencies Special Purpose Grants Special purpose grants are subject to audit to determine compliance with their requirements. Town management believes that required refunds, if any, will be immaterial. Landfill Closure and Post-Closure Costs As discussed in Note 1, the Town participates in the Roanoke Valley Resource Authority. The Authority currently has responsibility for closure and post-closure care related to the new Smith Gap landfill, the transfer station, and an old landfill site. Closure and post-closure care requirements are mandated under the United States Environmental Protection Agency (EPA) rule, Solid Waste Disposal Facility Criteria, and are subject to periodic revisions by the EPA. The current estimate of remaining closure and post-closure care costs, assuming full utilization of the sites, is approximately $15.7 million. The participating localities have contributed their pro-rata shares to fund the closure and post-closure care costs. TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2020 (Continued) 60 Note 18.Commitments and Contingencies (Continued) Gain Sharing Agreement –Vinton Business Center On March 2, 1999, the Town and Roanoke County reached an agreement to provide for the sharing of certain local tax revenues and sharing of the costs of certain public services. That agreement states that the Town and County may negotiate an agreement to fund jointly the costs of development of the Vinton Business Center and to share equally in the local tax revenues generated by this project. During 2007, the County paid the Town one-half of the costs of development. As part of the agreement, the Town agreed to convey a one-half undivided interest in the remaining real estate of the project. The agreement states that the Town and County plan on making additional improvements to this project and will share in the costs of that and annual maintenance equally. The Town and County must jointly agree before any future improvements are made to the property or before portions of the property are sold. This agreement was replaced with a service agreement in July 2019. Roanoke County Service Agreement –Vinton Business Center Effective July 1, 2019, the previous Gain Sharing Agreement was replaced with a Service Agreement between the Town of Vinton and Roanoke County. The service agreement formalized revenues and services shared by the local governments. The agreement also mentions the continuation of the Vinton Business Center, previously MacDonald Farm, in the Gain Sharing Agreement. The Town and County jointly share the costs of development and revenues generated by this project. The Town and County must also jointly agree before any future improvements are made to the property or before portions of the property are sold. No major improvements were commenced during the current year. Roanoke County/Vinton Branch Library On September 6, 2011, the Town and Roanoke County reached an agreement to purchase property for a Roanoke County/Vinton Branch Library to be built by Roanoke County. The property cost $1.25 million, and the Town is responsible for half of that amount, or $625,000. Roanoke County is responsible for the remainder of the costs. The Town made an additional $100,000 good faith advance payment in fiscal year 2012 with the remaining costs for the project to be spread out over the next 10 years. The Town will pay $50,000 each year for year’s one through five, and $55,500 per year in years six through ten. Roanoke County will own the property and add it to its capital assets. The $55,500 current year contribution is included in principal retirement expenditures on the fund statement. Note 19.Major Customer/Taxpayer During fiscal year 2020, approximately 5.4% of the Town’s business-type revenues were generated by one industrial customer. TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2020 (Continued) 61 Note 20. Interfund Activity The primary purpose of the $181,628 from the general fund and $181,628 from the water and sewer fund to the stormwater management fund was to cover obligations of stormwater fund. The primary purpose of the $600,012 from the general fund to the capital projects fund was to cover capital outlays for the new capital projects fund. Note 21. Fund Balances Fund balance is classified as nonspendable, restricted, committed, assigned, and/or unassigned based primarily on the extent to which the Town is bound to observe constraints imposed upon the use of the resources in the general fund. The constraints placed on the general fund balance are presented below: General Fund Capital Nonspendable: Total nonspendable Restricted for: Committed: Total committed Assigned: Unassigned Total fund balance The Stormwater Management Fund was created in 2017 and has carried a negative fund balance since inception. It is used to track costs related to stormwater and currently funded by transfers from the General Fund and Utility Fund. Staff is working with Town council to move towards a fee to sustain the fund. Note 22. Subsequent Event See Note 23 for ongoing economic and financial impact of COVID-19. TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2020 (Continued) 62 Note 23.COVID-19 Impact On January 30, 2020, the World Health Organization (“WHO”) announced a global health emergency because of a new strain of coronavirus (the “COVID-19 outbreak”) and the risks to the international community as the virus spreads globally beyond its point of origin. In March 2020, the WHO classified the COVID-19 outbreak as a pandemic, based on the rapid increase in exposure globally. The Town’s operations are heavily dependent on the ability to raise taxes, assess fees, and access the capital markets. Additionally, access to grants and contracts from federal and state governments may decrease or may not be available depending on appropriations. The outbreak will have a continued material adverse impact on economic and market conditions, triggering a period of global economic slowdown. This situation has depressed the tax bases and other areas in which the Town received revenue during fiscal year 2020. As such, the Town’s financial condition and liquidity will be negatively impacted for the fiscal year 2021. The full impact of the COVID-19 outbreak continues to evolve as of the date of this report. As such, it is uncertain as to the full magnitude the pandemic will have on the Town’s financial condition, liquidity, and future results of operations. Management is actively monitoring the impact of the global situation on its financial condition, liquidity, operations, suppliers, industry, and workforce. Given the daily evolution of the COVID-19 outbreak and the global responses to curb its spread, the Town is not able to estimate the effects of the COVID-19 outbreak on its results of operations, financial condition, or liquidity for fiscal year 2021. Note 24.Prior period Restatement of Net Position and Fund Balance The following is a summary of the restatement to net position: Governmental Activities Business-Type Activities Net position, July 1, 2019, as previously recorded $8,224,069 $6,734,062 Use of debt proceeds to purchase equipment (46,532)(76,215) $8,177,537 $6,657,847 The following is a summary of the restatement of fund balance: General Fund Water and Sewer Fund Net position, July 1, 2019, as previously recorded $3,750,688 $6,797,743 Use of debt proceeds to purchase equipment (231,542)(76,215) $3,519,146 $6,721,528 TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2020 (Continued) 63 Note 25.New Accounting Standards The Governmental Accounting Standards Board (GASB) has issued the following Statements which are not yet effective. The effective dates below are updated based on Statement No. 95, Postponement of the Effective Dates of Certain Authoritative Guidance due to the COVID-19 pandemic. In January 2017, the GASB issued Statement No. 84, Fiduciary Activities. This Statement establishes standards of accounting and financial reporting for fiduciary activities. The requirements of this Statement are effective for reporting periods beginning after December 15, 2019. In June 2017, The GASB issued Statement No. 87, Leases. This Statement establishes standards of accounting and financial reporting for leases by lessees and lessors. The requirements of this Statement are effective for fiscal years beginning after June 15, 2021. In March 2018, the GASB issued Statement No. 88, Certain Disclosures Related to Debt, Including Direct Borrowings and Direct Placements. This Statement improves the information disclosed in the notes to government financial statements related to debt. The requirements of this Statement are effective for fiscal years beginning after June 15, 2019. In August 2018, the GASB issued Statement No. 90, Majority Equity Interests, an amendment of GASB Statements No. 14 and No. 61. This Statement improves the consistency and comparability of reporting a government’s majority equity interest in a legally separate organization and improves the relevance of financial statement information for certain component units. It defines a majority equity interest and specifies that a majority equity interest in a legally separate organization should be reported as an investment if a government’s holding of the equity interest meets the definition of an investment. A majority equity interest that meets the definition of an investment should be measured using the equity method, unless it is held by a special-purpose government engaged only in fiduciary activities, a fiduciary fund, or an endowment (including permanent and term endowments) or permanent fund. Those governments and funds should measure the majority equity interest at fair value. For all other holdings of a majority equity interest in a legally separate organization, a government should report the legally separate organization as a component unit, and the government or fund that holds the equity interest should report an asset related to the majority equity interest using the equity method. This Statement establishes that ownership of a majority equity interest in a legally separate organization results in the government being financially accountable for the legally separate organization and, therefore, the government should report that organization as a component unit. This Statement also requires that a component unit in which a government has a 100 percent equity interest account for its assets, deferred outflows of resources, liabilities, and deferred inflows of resources at acquisition value at the date the government acquired a 100 percent equity interest in the component unit. Transactions presented in flows statements of the component unit in that circumstance should include only transactions that occurred subsequent to the acquisition. TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2020 64 Note 25.New Accounting Standards (Continued) The requirements of this Statement are effective for reporting periods beginning after December 15, 2019. The requirements should be applied retroactively, except for the provisions related to (1) reporting a majority equity interest in a component unit and (2) reporting a component unit if the government acquires a 100 percent equity interest. Those provisions should be applied on a prospective basis. In May 2019, the GASB issued Statement No. 91, Conduit Debt Obligations. This Statement provides a single method of reporting conduit debt obligations by issuers and eliminates diversity in practice associated with (1) commitments extended by issuers, (2) arrangements associated with conduit debt obligations, and (3) related note disclosures.The requirements of this Statement are effective for reporting periods beginning after December 15, 2021. In January 2020, the GASB issued Statement No. 92, Omnibus. This Statement enhances comparability in accounting and financial reporting and improves the consistency of authoritative literature by addressing practice issues that that have been identified during implementation and application of certain GASB Statements. Certain requirements of this Statement are effective immediately and others for reporting periods beginning after June 15, 2021. In March 2020, the GASB issued Statement No. 93, Replacement of Interbank Offered Rates. This Statement addresses accounting and financial reporting implications that result from the replacement of an IBOR. The removal of LIBOR as an appropriate benchmark interest rate is effective for reporting periods ending after December 31, 2022. All other requirements of this Statement are effective for reporting periods beginning after June 15, 2021. In March 2020, the GASB issued Statement No. 94, Public-Private and Public-Public Partnerships and Availability Payment Arrangements. This Statement improves financial reporting by addressing issues related to public-private and public-public partnership arrangements (PPPs). The requirements of this Statement are effective for reporting periods beginning after June 15, 2022. In May 2020, the GASB issued Statement No. 96, Subscription-Based Information Technology Arrangements. This Statement provides guidance on the accounting and financial reporting for subscription-based information technology arrangements (SBITAs) for government end users (governments). The requirements of this Statement are effective for reporting periods beginning after June 15, 2022. In June 2020, the GASB issued Statement No. 97, Certain Component Unit Criteria, and Accounting and Financial Reporting for Internal Revenue Code Section 457 Deferred Compensation Plans –an Amendment of GASB Statements No. 14 and No. 84, and a Supersession of GASB Statement No. 32. This Statement provides a more consistent financial reporting of defined contribution pension plans, defined contribution OPEB plans, and other employee benefit plans, while mitigating the costs associated with reporting those plans. Certain requirements of this Statement are effective immediately and others for reporting periods beginning after June 15, 2021. Management has not determined the effects these new GASB Statements may have on prospective financial statements. THIS PAGE INTENTIONALLY BLANK 65 REQUIRED SUPPLEMENTARY INFORMATION EXHIBIT 11 2019 2018 2017 2016 2015 2014 Total Pension Liability Service cost 468,134$ 478,932$ 443,567$ 426,921$ 450,265$ 430,229$ Interest on total pension liability 1,285,883 1,218,558 1,197,526 1,167,910 1,112,256 1,065,284 Difference between expected and actual experience (51,996) 361,554 (356,343) (201,924) 139,140 - Changes in assumptions 565,700 - 8,604 - - - Benefit payments, including refunds of employee contributions (1,171,567) (1,022,942) (962,861) (976,757) (836,477) (812,476) Net change in total pension liability 1,096,154 1,036,102 330,493 416,150 865,184 683,037 Total pension liability - beginning 18,955,546 17,919,444 17,588,951 17,172,801 16,307,617 15,624,580 Total pension liability - ending 20,051,700 18,955,546 17,919,444 17,588,951 17,172,801 16,307,617 Plan Fiduciary Net Position Net change in plan fiduciary net position 536,306 759,164 1,416,776 (159,092) 422,753 1,714,351 Plan fiduciary net position - beginning 17,267,318 16,508,154 15,091,378 15,250,470 14,827,717 13,113,366 Plan fiduciary net position - ending 17,803,624 17,267,318 16,508,154 15,091,378 15,250,470 14,827,717 Net pension liability - ending This schedule is intended to show information for 10 years.Since fiscal year 2015 (plan year 2014)was the first year for this presentation,no earlier data is available.Additional years will be included as they become available. TOWN OF VINTON, VIRGINIA REQUIRED SUPPLEMENTARY INFORMATION SCHEDULE OF CHANGES IN NET PENSION LIABILITY AND RELATED RATIOS June 30, 2020 financial report. Plan Year The Notes to Required Supplementary Information are an integral part of this statement. 66 EXHIBIT 12 Entity Fiscal Year Ended June 30 Actuarially Determined Contribution Relation to Actuarially Determined Contribution Contribution Deficiency (Excess)Covered Payroll Percentage of Covered Payroll Primary Government 2020 365,794$ 365,794$ -$ $ 3,129,677 11.69% 2015 415,814 415,814 - 3,353,343 12.40% The covered payroll amounts above are for the Town’s fiscal year –i.e.the covered payroll on which required contributions were based for the same year. TOWN OF VINTON, VIRGINIA SCHEDULE OF PENSION CONTRIBUTIONS June 30, 2020 REQUIRED SUPPLEMENTAL INFORMATION Schedule is intended to show information for 10 years.Since 2015 was the first year for this presentation,no earlier data is available. However, additional years will be included as they become available. The Notes to Required Supplementary Information are an integral part of this statement. 67 EXHIBIT 13 Fiscal Year 2020 Fiscal Year 2019 Fiscal Year 2018 Local Plan Local Plan Local Plan Total OPEB Liability Service cost 35,863$ 47,628$ 49,307$ Interest on total OPEB liability 18,608 18,664 15,730 Economic/demographic gains (171,794) - - Changes in assumptions (56,902) 20,076 (17,718) Benefit payments (35,806) (14,834) (10,820) Net change in total OPEB liability (210,031) 71,534 36,499 Total OPEB liability - beginning 513,537 442,003 405,504 Total OPEB liability - ending 303,506 513,537 442,003 Plan Fiduciary Net Position Contributions - employer 35,806 14,834 10,820 (35,806) (14,834) (10,820) Net change in plan fiduciary net position - - - Plan fiduciary net position - beginning - - - Plan fiduciary net position - ending - - - Net OPEB liability - ending This schedule is intended to show information for 10 years.Since fiscal year 2018 is the first year for this presentation,no earlier data is available. Additional years will be included as they become available. TOWN OF VINTON, VIRGINIA REQUIRED SUPPLEMENTARY INFORMATION SCHEDULE OF CHANGES IN NET OPEB LIABILITY AND RELATED RATIOS – LOCAL PLAN June 30, 2020 Benefit payments The Notes to Required Supplementary Information are an integral part of this statement. 68 EXHIBIT 14 Entity Fiscal Year Ended June 30 Employer’s Proportion of the Net OPEB Liability (Asset) Employer’s Proportionate Share of the Net OPEB Liability (Asset) Covered Payroll Employer’s Proportionate Share of the Net OPEB Liability (Asset) as a Percentage of Covered Payroll a Percentage of the Total OPEB Liability Virginia Retirement System - Group Life Insurance - General Employees 2020 0.01850%301,000$ $ 3,634,236 8.28%52.00% 2019 0.01983%301,000 3,762,660 8.00%51.22% 2018 0.01989%299,000 3,664,576 8.16%48.86% The covered payroll amount above is for the measurement period, which is the twelve months prior to the entity’s fiscal year. TOWN OF VINTON, VIRGINIA REQUIRED SUPPLEMENTARY INFORMATION SCHEDULE OF EMPLOYER’S SHARE OF NET OPEB LIABILITY – VRS GLI June 30, 2020 This schedule is intended to show information for 10 years.Since 2018 was the first year for this presentation,no earlier data is available. However, additional years will be included as they become available. The Notes to Required Supplementary Information are an integral part of this statement. 69 EXHIBIT 15 Entity Fiscal Year Ended June 30 Contractually Required Contribution in Relation to Contractually Required Contribution Contribution Deficiency (Excess) Employer’s Covered Payroll Contributions as a Percentage of Covered Payroll Virginia Retirement System - Group Life Insurance - General Employees 2020 18,325$ 18,325$ -$ 3,129,677$ 0.59% 2019 18,863 18,863 - 3,634,236 0.52% 2018 19,610 19,610 - 3,762,660 0.52% The covered payroll amount above is for the entity’s fiscal year - i.e. the covered payroll on which required contributions were based for the same year. TOWN OF VINTON, VIRGINIA REQUIRED SUPPLEMENTARY INFORMATION SCHEDULE OF OPEB CONTRIBUTIONS – VRS GLI June 30, 2020 This schedule is intended to show information for 10 years.Since 2018 is the first year for this presentation,no earlier data is available.However, additional years will be included as they become available. The Notes to Required Supplementary Information are an intergral part of this statement. 70 71 TOWN OF VINTON, VIRGINIA NOTES TO REQUIRED SUPPLEMENTARY INFORMATION June 30, 2020 Note 1.Changes of Benefit Terms Pension There have been no actuarially material changes to the Virginia Retirement System (System) benefit provisions since the prior actuarial valuation. Other Postemployment Benefits (OPEB) There have been no actuarially material changes to the System benefit provisions since the prior actuarial valuation. Note 2.Changes of Assumptions The actuarial assumptions used in the June 30, 2018, valuation were based on the results of an actuarial experience study for the period from July 1, 2012, through June 30, 2016, except the change in the discount rate, which was based on VRS Board action effective as of July 1, 2019. Changes to the actuarial assumptions as a result of the experience study and VRS Board action are as follows: Largest 10 –Non-Hazardous Duty: -Update mortality table to RP-2014 projected to 2020 -Lowered rates at older ages and extended final retirement age from 70 to 75 -Update withdrawal rates to better fit experience at each age and service year -Lowered rates of disability retirement -No changes to salary rates -Increase Line of Duty Disability rates from 14% to 20% -Decrease discount rate from 7.00% to 6.75% -Applicable to: Pension and GLI OPEB Largest 10 –Hazardous Duty/Public Safety Employees: -Update mortality table to RP-2014 projected to 2020 -Lowered rates of retirement at older ages -Update withdrawal rates to better fit experience at each age and service year -Increased disability rates -No changes to salary rates -Increased Line of Duty disability rates from 60% to 70% -Decreased discount rate from 7.00% to 6.75% -Applicable to: Pension and GLI OPEB 72 TOWN OF VINTON, VIRGINIA NOTES TO REQUIRED SUPPLEMENTARY INFORMATION June 30, 2020 Note 2.Changes of Assumptions (Continued) All Others (Non 10 Largest) –Non-Hazardous Duty: -Update mortality table to RP-2014 projected to 2020 -Lowered rates of retirement at older ages and changed final retirement from 70 to 75 -Update withdrawal rates to better fit experience at each age and service year -Lowered disability rates -No changes to salary rates -Increased Line of Duty disability rate from 14% to 15% -Decreased discount rate from 7.00% to 6.75% -Applicable to: Pension, GLI OPEB All Others (Non 10 Largest) –Hazardous Duty/Public Safety Employees: -Update mortality table to RP-2014 projected to 2020 -Increased retirement rate at age 50 and lowered rates at older ages -Update withdrawal rates to better fit experience at each age and service year -Update disability rates to better fit experience -No changes to salary rates -Lowered Line of Duty rate from 60% to 45% -Decreased discount rate from 7.00% to 6.75% -Applicable to: Pension, GLI OPEB THIS PAGE INTENTIONALLY BLANK 73 STATISTICAL SECTION This part of the Town of Vinton Comprehensive Annual Financial Report presents detailed information as a context for understanding what the information in the financial statements, note disclosures, and required supplementary information says about the Town’s overall financial health. The Town implemented GASB Statement 68 and restated beginning net position for 2015. The restatement is not included in the prior year data. The Town implemented GASB Statement 75 and restated beginning net position for 2018. The restatement is not included in the prior year data. Contents Table Financial Trends .....................................................................1-4 These tables contain trend information to help the reader understand how the Town’s financial performance and well-being have changed over time. Revenue Capacity ...................................................................5-8 These tables contain information to help the reader assess the factors affecting the Town’s ability to generate its property and sales taxes, as well as customer rates for its water and sewer operations. Debt Capacity .......................................................................9-11 These tables present information to help the reader assess the affordability of the Town’s current levels of outstanding debt and the Town’s ability to issue additional debt in the future. Demographic and Economic Information ........................12-13 These tables offer demographic and economic indicators to help the reader understand the environment within which the Town’s financial activities take place and to help make comparisons over time and with other governments. Operating Information.......................................................14-16 These schedules contain information about the Town’s operations and resources to help the reader understand how the Town’s financial information relates to the services the Town provides and the activities it performs. Sources: Reports for the relevant year. TABLE 1 2020 2019 1 2018 2017 2016 2015 2014 2013 2012 2011 Governmental activities Net investment in capital assets 6,634,748$ 6,747,977$ 6,548,322$ 6,638,792$ 6,225,603$ 5,929,925$ 5,427,254$ 5,704,050$ 5,919,643$ 6,316,937$ Restricted 74,711 180,691 206,673 132,387 209,649 235,246 190,161 91,676 - 20,053 Unrestricted 2,849,241 1,248,869 673,717 770,368 801,646 499,226 2,291,758 2,219,240 1,972,859 1,491,375 Total governmental activities net position 9,558,700$ 8,177,537$ 7,428,712$ 7,541,547$ 7,236,898$ 6,664,397$ 7,909,173$ 8,014,966$ 7,892,502$ 7,828,365$ Business-type activities Net investment in capital assets 4,424,574$ 5,051,330$ 4,760,652$ 4,862,273$ 4,880,340$ 5,184,003$ 4,834,097$ 4,853,969$ 4,838,640$ 5,019,517$ Unrestricted 2,364,985 1,606,517 1,823,180 1,504,611 1,035,813 117,415 410,722 394,976 339,523 661,273 Total business-type activities net position 6,789,559$ 6,657,847$ 6,583,832$ 6,366,884$ 5,916,153$ 5,301,418$ 5,244,819$ 5,248,945$ 5,178,163$ 5,680,790$ Primary government Net investment in capital assets 11,059,322$ 11,799,307$ 11,308,974$11,501,065$ 11,105,943$ 11,113,928$ 10,261,351$ 10,558,019$ 10,758,283$ 11,336,454$ Restricted 74,711 180,691 206,673 132,387 209,649 235,246 190,161 91,676 - 20,053 Unrestricted 5,214,226 2,855,386 2,496,897 2,274,979 1,837,459 616,641 2,702,480 2,614,216 2,312,382 2,152,648 Total primary government net position 16,348,259$ 14,835,384$ 14,012,544$13,908,431$ 13,153,051$ 11,965,815$ 13,153,992$ 13,263,911$ 13,070,665$ 13,509,155$ 1 Restated NET POSITION BY COMPONENT Last Ten Fiscal Years (accrual basis of accounting) 74 TABLE 2 2020 2019 1 2018 2017 2016 2015 2014 2013 2012 2011 Expenses Governmental activities General government 1,391,690$ 1,049,355$ 962,685$ 992,699$ 1,001,560$ 927,954$ 962,341$ 942,315$ 948,803$ 934,388$ Public safety 2,941,870 3,566,718 3,686,891 3,926,763 3,340,624 3,418,566 3,339,148 3,238,361 3,214,622 3,397,562 Public works 1,748,237 1,890,909 1,893,248 2,011,469 2,026,305 2,021,994 1,993,713 2,074,464 2,062,430 2,243,111 Parks, recreation, and cultural 477,604 539,309 517,122 591,208 591,342 621,897 635,252 588,649 553,866 583,569 Community development 679,173 461,068 416,637 479,973 447,908 427,409 575,557 398,517 1,034,510 339,983 Interest on long-term debt 76,732 92,062 94,963 106,756 126,164 193,242 200,584 143,455 183,672 194,159 Total governmental activities 7,315,306 7,599,421 7,571,546 8,108,868 7,533,903 7,611,062 7,706,595 7,385,761 7,997,903 7,692,772 Business-type activities Water and sewer 3,488,665 3,535,493 3,279,827 3,088,256 3,103,779 2,994,485 3,174,896 2,946,127 3,044,342 3,002,964 Stormwater management 364,142 337,655 253,188 419,957 ------ Total business-type activities expense 3,852,807 3,873,148 3,533,015 3,508,213 3,103,779 2,994,485 3,174,896 2,946,127 3,044,342 3,002,964 Total primary government expenses 11,168,113$ 11,472,569$ 11,104,561$ 11,617,081$ 10,637,682$ 10,605,547$ 10,881,491$ 10,331,888$ 11,042,245$ 10,695,736$ Program Revenues Governmental activities Charges for services Public safety 125,573$ 127,096$ 93,599$ 118,454$ 63,735$ 72,356$ 88,364$ 89,115$ 91,196$ 119,870$ Public works 72,594 84,876 110,167 110,145 110,099 110,295 110,425 110,115 110,460 110,380 Other activities 221,880 489,012 506,160 540,600 559,171 570,459 554,666 495,133 440,883 466,306 Operating grants and contributions 1,966,475 1,531,540 1,539,975 1,666,789 1,389,380 1,426,127 1,382,744 1,287,108 1,281,998 1,318,394 Capital grants and contributions 309,973 72,006 84,184 408,362 317,643 384,074 114,966 53,749 66,545 75,188 Total governmental activities program revenues 2,696,495 2,304,530 2,334,085 2,844,350 2,440,028 2,563,311 2,251,165 2,035,220 1,991,082 2,090,138 Business-type activities Charges for services Water and sewer 3,423,342 3,386,429 3,354,057 3,398,582 3,437,535 3,195,850 3,002,970 2,754,147 2,753,851 2,672,156 Total business-type activities program revenues 3,423,342 3,386,429 3,354,057 3,398,582 3,437,535 3,195,850 3,002,970 2,754,147 2,753,851 2,672,156 Total primary government program revenues 6,119,837$ 5,690,959$ 5,688,142$ 6,242,932$ 5,877,563$ 5,759,161$ 5,254,135$ 4,789,367$ 4,744,933$ 4,762,294$ Net (expense) revenue Governmental activities (4,618,811)$ (5,294,891)$ (5,237,461)$ (5,264,518)$ (5,093,875)$ (5,047,751)$ (5,455,430)$ (5,350,541)$ (6,006,821)$ (5,602,634)$ Business-type activities (429,465) (486,719) (178,958) (109,631) 333,756 201,365 (171,926) (191,980) (290,491) (330,808) Total primary government net expense (5,048,276)$ (5,781,610)$ (5,416,419)$ (5,374,149)$ (4,760,119)$ (4,846,386)$ (5,627,356)$ (5,542,521)$ (6,297,312)$ (5,933,442)$ TOWN OF VINTON, VIRGINIA CHANGE IN NET POSITION BY COMPONENT Last Ten Fiscal Years (accrual basis of accounting) 75 TABLE 2 (Continued) 2020 2019 1 2018 2017 2016 2015 2014 2013 2012 2011 TOWN OF VINTON, VIRGINIA CHANGE IN NET POSITION BY COMPONENT Last Ten Fiscal Years (accrual basis of accounting) General Revenues and Other Changes in Net Position Governmental activities: Taxes Property taxes 749,564$ 726,573$ 684,319$ 697,622$ 640,391$ 539,764$ 448,349$ 453,135$ 510,558$ 429,409$ Sales tax 1,153,748 1,469,693 1,370,590 1,436,325 1,348,456 1,320,700 1,287,437 1,284,455 1,247,566 1,171,590 Meals tax 1,289,457 1,078,908 966,053 953,721 955,488 912,713 900,591 912,226 909,814 864,448 Utilities tax 718,109 735,791 756,225 755,985 767,736 782,869 787,097 785,555 782,487 801,264 Business license tax 638,888 586,739 482,003 500,713 508,747 489,749 517,111 491,996 460,638 454,636 Other taxes 1,033,340 667,667 616,344 585,378 576,896 561,080 628,177 692,669 698,412 734,316 Intergovernmental revenue not restricted 134,486 812,923 770,645 773,690 744,247 768,956 756,199 807,117 773,617 748,815 Restricted intergovernmental revenue 383,932 - - - - - - - - - Investment earnings not restricted 42,406 50,854 25,780 19,406 17,709 15,438 14,540 4,434 3,020 1,904 Restricted investment earnings 3 - - - - 60,746 59,628 - - - Gain on disposal of property - 16,580 - - - 7,444 6,516 - - - Other 37,669 69,900 57,781 66,305 106,706 27,002 21,752 41,418 184,846 81,373 Transfers (181,628) (171,912) (140,298) (219,978) - - - - 500,000 - Total governmental activities 5,999,974 6,043,716 5,589,442 5,569,167 5,666,376 5,486,461 5,427,397 5,473,005 6,070,958 5,287,755 Business-type activities: Investment earnings not restricted 8,271 9,009 7,627 2,172 989 - 7 66 414 1,174 Restricted investment earnings - - 525 94 329 1,353 5,301 762 91 427 Other 371,278 379,813 299,102 338,118 279,661 250,562 255,135 261,934 287,359 275,208 Transfers 181,628 171,912 140,298 219,978 - - - - (500,000) - Total business-type activities 561,177 560,734 447,552 560,362 280,979 251,915 260,443 262,762 (212,136) 276,809 Total primary government 6,561,151$ 6,604,450$ 6,036,994$ 6,129,529$ 5,947,355$ 5,738,376$ 5,687,840$ 5,735,767$ 5,858,822$ 5,564,564$ Changes in Net Position Governmental activities 1,381,163$ 748,825$ 351,981$ 304,649$ 572,501$ 438,710$ (28,033)$ 122,464$ 64,137$ (314,879)$ Business-type activities 131,712 74,015 268,594 450,731 614,735 453,280 88,517 70,782 (502,627) (53,999) Total primary government 1,512,875$ 822,840$ 620,575$ 755,380$ 1,187,236$ 891,990$ 60,484$ 193,246$ (438,490)$ (368,878)$ Note: Water and sewer charges for service is the Town’s most significant source of own-source revenue. 1 Restated 76 TABLE 3 2020 2019 1 2018 2017 2016 2015 2014 2013 2012 2011 Post-GASB 54 implementation: General Fund Nonspendable 655,751$ 323,947$ 103,927$ 89,382$ 62,048$ 59,817$ 60,358$ 19,101$ 62,746$ 66,341$ Restricted 74,711 180,691 206,673 132,387 209,649 235,246 190,161 274,908 17,068 372,271 Committed 30,000 30,000 30,000 - - - - - - 100,000 Assigned 3,583 38,621 - - - - - - - - Unassigned 3,668,974 2,945,887 2,881,906 2,578,193 2,607,524 2,361,436 2,919,657 2,837,802 2,584,947 1,196,789 Total general fund 4,433,019$3,519,146$3,222,506$2,799,962$2,879,221$2,656,499$3,170,176$3,131,811$2,664,761$1,735,401$ Capital Projects Fund Note: 1 Restated TOWN OF VINTON, VIRGINIA FUND BALANCES – GOVERNMENTAL FUNDS Last Ten Fiscal Years (modified accrual basis of accounting) 77 TABLE 4 2020 2019 1 2018 2017 2016 2015 2014 2013 2012 2011 Revenues Taxes 5,606,084$ 5,246,337$ 4,868,746$ 4,904,946$ 4,845,354$ 4,469,823$ 4,562,633$ 4,597,882$ 4,529,953$ 4,467,158$ Permits, privilege fees, and regulatory licenses 4,592 6,408 8,955 8,712 9,788 12,403 9,085 10,861 9,273 10,242 Fines and forfeitures 54,486 60,652 71,210 75,085 51,631 56,503 75,059 73,107 75,989 102,566 Revenue from use of money and property 159,655 169,995 148,433 136,695 141,889 197,241 198,625 105,998 105,666 118,560 Charges for services 115,380 382,806 377,369 418,042 452,903 438,558 407,900 387,049 333,832 355,606 Other 134,151 136,351 137,547 150,967 138,589 129,124 149,957 72,337 18,522 16,860 Intergovernmental 2,826,727 2,481,996 2,444,777 2,965,777 2,612,197 2,411,620 2,243,120 2,239,992 2,303,286 2,303,732 Total revenues 8,901,075 8,484,545 8,057,037 8,660,224 8,252,351 7,715,272 7,646,379 7,487,226 7,376,521 7,374,724 Expenditures General government 835,575 711,058 695,683 650,824 710,412 668,082 645,071 632,136 618,951 628,386 Public safety 2,821,897 3,577,731 3,703,343 3,649,236 3,304,624 3,313,099 3,201,533 3,005,917 2,948,155 3,250,590 Public works 1,377,264 1,485,888 1,775,465 1,749,305 1,942,260 1,918,439 1,795,602 1,892,656 1,834,120 1,990,381 Parks, recreation, and cultural 457,443 515,693 533,892 570,065 594,550 617,934 620,636 547,604 518,579 551,240 Community development 871,782 458,435 485,624 889,397 687,006 604,476 468,678 386,592 544,245 333,617 Capital projects 533,151 948,721 37,880 463,945 437,389 551,936 140,478 542,235 160,752 114,309 Debt service: Principal retirement 446,651 414,532 436,700 535,374 404,038 379,843 372,923 335,766 267,595 260,501 Interest and fiscal charges 64,540 77,568 83,210 91,789 115,486 182,584 186,377 174,699 185,715 195,608 Bond issuance costs - - - - 15,920 - - 36,638 - - Total expenditures 7,408,303 8,189,626 7,751,797 8,599,935 8,211,685 8,236,393 7,431,298 7,554,243 7,078,112 7,324,632 Excess (deficiency) of revenues over expenditures 1,492,772 294,919 305,240 60,289 40,666 (521,121) 215,081 (67,017) 298,409 50,092 Other Financing Sources (Uses) Proceeds from long-term debt - 157,053 - - 702,000 - - 2,411,641 - - Payments to refunded bond escrow agent - - - - (686,080) - - (2,190,889) - - Proceeds from capital lease - - 257,602 - 136,599 - - 313,315 - - Proceeds from sale of capital assets - 16,580 - 80,430 29,537 7,444 6,516 - 130,951 2,124 Transfers in (out)(181,628) (171,912) (140,298) (219,978) - - - - 500,000 - Total other financing sources (181,628) 1,721 117,304 (139,548) 182,056 7,444 6,516 534,067 630,951 2,124 Net change in fund balances 1,311,144$ 296,640$ 422,544$ (79,259)$ 222,722$ (513,677)$ 221,597$ 467,050$ 929,360$ 52,216$ Debt service as a percentage of 1 Restated TOWN OF VINTON, VIRGINIA CHANGES IN FUND BALANCES – GOVERNMENTAL FUNDS Last Ten Fiscal Years (modified accrual basis of accounting) 78 TABLE 5 Public Total Total Actual Value as a Fiscal Real Personal Machinery Service Mobile Assessed Direct Tax Taxable Percentage of Year Estate Property and Tools Corporation Homes Value Rate Value Assessed Value 2020 508,108,700$ 52,015,192$7,308,830$ 18,865,440$26,500$ 586,324,662$0.07$ 586,324,662$ 100% 2019 488,906,400 50,021,021 9,451,620 18,380,300 33,600 566,792,941 0.07 566,792,941 100 2018 477,273,000 45,927,462 8,177,340 17,911,880 52,550 549,342,232 0.07 549,342,232 100 2017 467,013,600 45,889,795 7,448,120 17,210,450 40,250 537,602,215 0.07 537,602,215 100 2016 461,728,300 45,958,231 7,146,010 17,038,560 38,300 531,909,401 0.07 531,909,401 100 2015 458,804,800 45,024,930 6,934,930 17,364,350 42,930 528,171,940 0.06 528,171,940 100 2014 455,632,200 45,223,230 6,882,820 13,713,107 45,720 521,497,077 0.06 521,497,077 100 2013 456,795,100 43,698,440 7,310,490 14,385,245 47,520 522,236,795 0.06 522,236,795 100 2012 465,957,200 43,682,200 7,232,260 15,347,180 46,800 532,265,640 0.06 532,265,640 100 2011 469,499,100 43,392,270 7,232,700 15,191,110 47,740 535,362,920 0.06 535,362,920 100 Note: Assessed value equals actual value. Property is assessed at full market value and is reassessed every year. TOWN OF VINTON, VIRGINIA ASSESSED VALUE AND ACTUAL VALUE OF TAXABLE PROPERTY Last Ten Fiscal Years 79 TABLE 6 Customer Revenue Rank Revenue Rank Precision Fabrics Group, Inc.205,313$ 1 5.44 %227,256$ 1 7.99 % Aramark 161,798 2 4.28 90,716 2 3.19 The Berkshire 76,658 3 2.03 55,072 4 1.94 Roanoke County Schools 63,838 4 1.69 28,009 8 0.98 Blue Ridge Manor Apartments 54,209 5 1.44 38,333 5 1.35 Colonial Downs 33,872 6 0.90 - - - RGM Properties 29,195 7 0.77 37,535 6 1.32 Nichols Car Wash 27,840 8 0.74 - - - Richard Dickerson/RL Mansard Sq 23,034 9 0.61 17,794 - 0.63 F & W Management 22,779 10 0.60 - - - 698,536$ 494,715$ Source: Town of Vinton Finance Department 1) FY 2020 % was based on total water and sewer revenue of $3,794,620 2) FY 2011 % was based on total water and sewer revenue of $2,844,004 Percentage of Total Town Revenue Fiscal Year 2011 Percentage of Total Town Revenue TOWN OF VINTON, VIRGINIA PRINCIPAL WATER AND SEWER CUSTOMERS Current Year and Nine Years Ago Fiscal Year 2020 80 TABLE 7 Fiscal Year Taxes Levied Collections Ended for the Percentage in Subsequent Percentage June 30,Fiscal Year Amount of Levy Years Amount of Levy 2020 948,341$ 875,175$ 92.28%-$ 875,175$ 92.28% 2019 936,327 842,667 90.00 21,006 863,673 92.24 2018 874,622 823,616 94.17 14,960 838,576 95.88 2017 859,822 826,673 96.14 20,321 846,994 98.51 2016 853,737 785,340 91.99 13,902 799,242 93.62 2015 736,979 650,501 88.27 13,365 663,866 90.08 2014 645,360 610,294 94.57 12,010 622,304 96.43 2013 635,711 598,141 94.09 13,626 611,767 96.23 2012 637,626 600,406 94.16 13,528 613,934 96.28 2011 634,445 591,743 93.27 11,257 603,000 95.04 Source: Detailed Town property tax records. Note: The Town increased the real estate tax rate from $0.03 to $0.07 in 2015 TOWN OF VINTON, VIRGINIA PROPERTY TAX LEVIES AND COLLECTIONS Last Ten Fiscal Years Total Collections to Date Collected within the Fiscal Year of the Levy 81 TABLE 8 Fiscal Year Water Sewer Water Sewer 20203 11.88$ 20.52$ 5.94$ 10.26$ 2019 18.85 27.68 9.43 13.84 2018 18.85 27.68 9.43 13.84 2017 18.85 27.68 9.43 13.84 2016 18.85 27.68 9.43 13.84 2015 18.85 27.68 9.43 13.84 2014 17.31 25.42 8.66 12.71 2013 15.92 23.39 7.97 11.68 2012 15.92 23.39 7.97 11.68 2011 15.92 23.39 7.97 11.68 Note: Minimum charge for water and sewer residential and commercial service is based on standard 5/8 meter 1 Residential minimum charges are billed on a bi-monthly basis 2 Commercial minimum charges are billed on a monthly basis 3 As of January 1, 2020, all consumption is billed at the volumetric rate. Residential 1 Commercial 2 First 3,000 Gallons or Less First 1,500 Gallons or Less TOWN OF VINTON, VIRGINIA WATER AND SEWER RATES Last Ten Fiscal Years 82 TABLE 9 2020 2019 2018 2017 2016 2015 2014 2013 2012 2011 Debt limit 58,632,466$ 56,679,294$ 54,934,223$ 53,760,222$ 53,190,940$ 52,817,194$ 52,149,708$ 51,809,508$ 53,226,564$ 53,536,292$ Total net debt applicable to limit 5,080,683 5,765,236 6,407,378 7,094,822 7,757,263 8,344,738 8,959,814 10,118,536 7,125,222 7,103,808 Legal debt margin 53,551,783$ 50,914,058$ 48,526,845$ 46,665,400$ 45,433,677$ 44,472,456$ 43,189,894$ 41,690,972$ 46,101,342$ 46,432,484$ Total net debt applicable to the limit as a percentage of debt limit 8.67%10.17%11.66%13.20%14.58%15.80%17.18%19.53%13.39%13.27% Legal Debt Margin Calculation for Fiscal Year 2020 586,324,662$ Debt limit (10% of assessed value)58,632,466$ Less debt applicable to limit: General obligation bonds 5,080,683 Legal debt margin 53,551,783$ Note: TOWN OF VINTON, VIRGINIA LEGAL DEBT MARGIN INFORMATION Last Ten Fiscal Years Assessed value 83 TABLE 10 General General Fiscal Obligation Revenue Capital Obligations Obligation Revenue Obligations Capital Year 1 1 1 1 2020 2,000,040$ -$ 296,746$ 75,352$ 2,372,138$ 3,095,449$ 1,513,000$ 221,589$ 558,344$ 5,388,382$ 2019 2,328,839 - 352,931 139,296 2,821,066 3,453,480 1,687,000 236,861 666,344 6,043,685 2018 2,637,173 - 240,612 203,036 3,080,821 3,789,564 1,852,617 252,532 498,198 6,392,911 2017 2,940,783 - 54,837 266,576 3,262,196 4,175,676 2,015,327 266,363 - 6,457,366 2016 3,242,029 - 230,969 327,424 3,800,422 4,539,723 2,184,037 280,605 - 7,004,365 2015 3,488,651 - 159,415 385,080 4,033,146 4,892,861 2,150,851 294,516 - 7,338,228 2014 3,724,405 - 209,262 442,548 4,376,215 5,235,409 2,274,519 - - 7,509,928 2013 4,056,402 - 257,549 425,000 4,738,951 5,941,895 2,393,190 - - 8,335,085 2012 2,733,027 1,377,256 - 475,000 4,585,283 3,950,222 2,506,858 - - 6,457,080 2011 2,880,305 1,453,521 47,595 - 4,381,421 4,258,808 2,615,526 - - 6,874,334 Net General Net General Bonded Debt Bonded Debt Total Taxable to Estimated Per Capita Per Capita Fiscal Total Primary Assessed Actual Value of Bonded Debt Personal to Per Capita Year 1 2020 5,095,489$ 586,324,662$ 0.87%8,104 629$ 52,248$ 1.20% 2019 5,782,319 566,792,941 1.02 8,096 714 49,860 1.43 2018 6,426,737 549,342,232 1.17 8,065 797 48,384 1.65 2017 7,116,459 537,602,215 1.32 8,185 869 48,047 1.81 2016 7,781,752 531,909,401 1.46 8,231 945 45,577 2.07 2015 8,381,512 528,171,940 1.59 8,151 1,028 43,418 2.37 2014 8,959,814 521,497,080 1.72 8,151 1,099 42,288 2.60 2013 9,998,297 518,095,080 1.93 8,092 1,236 40,688 3.04 2012 6,683,249 532,265,640 1.26 8,130 822 39,866 2.06 2011 7,139,113 535,362,920 1.33 8,098 882 39,315 2.24 Note: Assessed value of property can be found in Table 5. Note: Population and personal income can be found in Table 12. 1 Includes bond premiums TOWN OF VINTON, VIRGINIA RATIOS OF OUTSTANDING DEBT BY TYPE Last Ten Fiscal Years Business Type Activities Governmental Activities 84 TABLE 11 Less:Net Fiscal Gross Operating Available Year Revenue (1)Revenue Principal (2)Interest Coverage 2020 3,802,891$ 2,545,966$ 1,256,925$ 623,670$ 149,189$ 1.63 2019 (3)3,775,230 2,495,711 1,279,519 591,312 178,562 1.66 2018 3,661,311 2,344,160 1,317,151 595,555 166,641 1.73 2017 3,738,966 2,182,323 1,556,643 543,289 181,582 2.12 2016 3,718,514 2,241,937 1,476,577 487,049 311,245 1.85 2015 3,447,765 2,115,736 1,332,029 462,548 257,957 1.85 2014 3,263,413 2,261,529 1,001,884 504,718 256,920 1.32 2013 3,016,909 2,129,633 887,276 428,247 215,281 1.38 2012 3,041,715 2,187,683 854,032 413,586 232,992 1.32 2011 2,948,965 2,140,766 808,199 399,218 225,689 1.29 (3) Restated TOWN OF VINTON, VIRGINIA Debt Service Notes: Details regarding the Town’s outstanding debt can be found in the Notes to Financial Statements. (1) Excluding depreciation, interest, and amortization (2) Excluding refunded principal payments Last Ten Fiscal Years PLEDGED REVENUE COVERAGE 85 TABLE 12 Fiscal Total Per Capita Public School Public Year Personal Personal Roanoke CO Town of Vinton Unemployment Ended Population (1)Income (2)Income (2)Enrollment (3)Enrollment (3)Rate (4) 2020 8,104 6,254,966$ 52,248$ 13,999 948 8.10% 2019 8,096 5,962,802 49,860 14,121 972 2.90 2018 8,065 5,786,000 48,384 14,155 926 3.40 2017 8,185 5,780,000 48,047 14,235 965 3.70 2016 8,231 5,435,865 45,577 14,135 910 3.70 2015 8,151 5,159,100 43,418 14,384 948 4.50 2014 8,151 4,984,547 42,288 14,333 965 5.50 2013 8,092 4,789,030 40,688 14,369 935 5.90 2012 8,130 4,672,000 39,866 14,454 927 5.70 2011 8,098 4,561,791 39,315 14,259 951 5.70 Sources: (1) From U.S. Census Bureau link at www.rvarc.org/demographics (4) Virginia Employment Commission www.bls.gov/regions/mid-atlantic/virginia.htm#eag (3) Virginia Department of Education - Membership Reporting http://www.doe.virginia.gov/statistics_reports/enrollment/index.shtml https://apps.bea.gov/regional/bearfacts/ TOWN OF VINTON, VIRGINIA DEMOGRAPHIC STATISTICS Last Ten Fiscal Years (2) Personal Income and Per Capita Personal Income from the U.S. Department of Commerce Bureau of Economic Analysis. Latest information available as of 2018 at 86 TABLE 13 Percentage Percentage of Total Town of Total Town Employer Employees Rank Employment Employees Rank Employment Berkshire 215 1 2.65%167 2 5.44% Precision Fabrics Group, Inc.205 2 2.53 382 1 6.23 Kroger 185 3 2.28 179 3 5.00 Roanoke County Schools (Vinton)131 4 1.62 124 4 3.46 Rosie’s Gaming Emporium 98 5 1.21 - -- Aramark Uniform Services 97 6 1.20 70 7 1.95 Penalty Box (Lancerlot)89 7 1.10 54 9 1.51 McDonalds 85 8 1.05 90 5 2.51 Magnets USA 68 9 0.84 - -- Town of Vinton 65 10 0.80 85 6 2.37 1,238 15.28%1,151 29.17% Source: Employer Business Application or HR Contact Fiscal Year 2020 Fiscal Year 2011 TOWN OF VINTON, VIRGINIA PRINCIPAL EMPLOYERS Current Year and Nine Years Ago 87 TABLE 14 2020 2019 2018 2017 2016 2015 2014 2013 2012 2011 Function/Program General government Management services 4 4 4 4 4 4 4 4 4 4 Finance 5 5 5 5 5 6 6 6 6 5 Planning 3 3 2 3 3 3 3 3 3 3 Police Officers 22 23 23 24 22 22 24 24 24 25 Civilians 2 2 2 2 2 2 2 2 2 2 Fire Firefighters and officers -11 11 12 10 11 10 9 9 9 Other public works 26 30 34 33 29 31 32 32 32 34 Parks, recreation, and cultural 3 3 3 3 3 2 3 3 3 3 Total 65 81 84 86 78 81 84 83 83 85 Note: As of July 1, 2019, all firefighters and emergency responders are employees of Roanoke County. TOWN OF VINTON, VIRGINIA FULL-TIME EQUIVALENT TOWN GOVERNMENT EMPLOYEES BY FUNCTION/PROGRAM Last Ten Fiscal Years Source: Town of Vinton HR Department 88 TABLE 15 2020 2019 2018 2017 2016 2015 2014 2013 2012 2011 Function/Program General government Fleet equipment 133 133 133 133 133 133 133 117 117 117 Pieces of equipment maintained 133 133 133 133 133 133 133 117 117 117 Public safety: Police Arrests 781 947 1,034 594 722 507 578 582 667 546 Parking violations 45 30 40 58 133 52 64 48 56 82 Traffic violations 1928 1,735 2,449 2,021 1,187 1,143 1,603 1,408 1,734 1,933 EMS Emergency responses N/A 2,248 2,607 2,637 2,656 2,615 2,735 2,654 2,872 2,319 Fire Emergency responses N/A 305 830 501 774 278 623 306 677 514 Public works Refuse collection Refuse collected (tons per day)12.88 12.39 11.80 12.21 11.92 12.55 12.78 12.92 12.75 12.70 Recyclables collected (tons per day)0.3 0.35 0.45 1 0.54 0.65 0.70 0.68 2.00 2.00 Other public works Street resurfacing (miles)3.33 2.71 2.50 2 2.03 - 1.30 2.17 1.80 1.80 Parks, recreation, and cultural Parks and recreation - attendees Vinton Dogwood Festival (4-day)Cancelled 20,000 25,000 25,000 25,000 25,000 25,000 25,000 25,000 25,000 4th of July Cancelled 4,000 5,000 5,000 5,000 5,000 5,000 4,000 4,000 4,000 (Co-Sponsor Chamber of Commerce)2,000 3,500 6,000 6,000 9,000 9,000 6,000 6,000 6,000 6,000 Water Number of customer accounts 5,155 5,136 5,115 5,120 5,093 5,074 5,085 5,071 5,051 5,044 Miles of distribution lines 61 61 61 61 61 61 61 61 61 61 Volume pumped (million gallons per day average)1.05 2 1 1 1.27 1.23 1.14 1.21 1.23 1.26 Sewer Number of customer accounts 4,728 4,710 4,691 4,686 4,658 4,639 4,642 4,636 4,607 4,610 Miles of collection lines 60 60 60 60 60 60 60 60 60 60 Waste/Water treated (million gallons per day)1 1.02 1.32 1.32 1.40 1.19 0.92 0.96 0.99 1.09 N/A - Not available. Refuse collected (tons per day) - based on 260 collection days per year. Recyclables collected (tons per day) - based on 130 collection days per year. Source: Note: TOWN OF VINTON, VIRGINIA OPERATING INDICATORS BY FUNCTION/PROGRAM Last Ten Fiscal Years 89 TABLE 16 2020 2019 2018 2017 2016 2015 2014 2013 2012 2011 Function/Program Public safety Law enforcement vehicles 26 24 27 27 25 26 25 25 26 27 Fire stations 1 1 1 1 1 1 1 1 1 1 Public works Primary streets (lane miles)21.62 21.62 21.62 21.62 21.62 21.62 21.62 21.62 21.62 21.62 Secondary streets (lane miles)66.32 66.32 66.32 66.32 66.32 66.32 66.32 66.32 66.32 66.32 Streetlights 505 505 505 505 503 502 500 500 500 500 Parks, recreation, and cultural Community centers Vinton Senior Program (No. of Events/Attendance) 428/6330 428/6283 356/5822 285/4370 252/4166 240/3990 223/3,965 253/3775 231/4033 174/3396 Charles R. Hill Center (Rentals)292 298 303 316 283 291 289 437 299 218 Vinton War Memorial 258 240 250 276 273 235 282 301 200 202 Parks/athletic fields Greenway (3/4 Mile) Cinder Surface 30,000 30,000 25,000 25,000 25,000 25,000 25,000 25,000 25,000 25,000 Lawfit Course (5 Fitness Stations)N/A N/A N/A N/A N/A N/A N/A N/A N/A 1,120 War Memorial Playground 6,000 6,000 6,000 6,000 6,000 6,000 6,000 6,000 6,000 6,000 Vinton Municipal Pool Closed Closed Closed Closed 7,977 7,977 8,458 10,562 10,176 12,246 Water and sewer Water mains (miles)61 61 61 61 61 61 61 61 61 61 Sanitary sewers (miles)60 60 60 60 60 60 60 60 60 60 Stormwater Storm sewers (miles)12 12 12 12 12 12 12 12 12 12 Signalized street intersections Traffic signals (each)11 11 11 11 11 11 11 11 11 11 TOWN OF VINTON, VIRGINIA CAPITAL ASSET AND INFRASTRUCTURE STATISTICS BY FUNCTION/PROGRAM Last Ten Fiscal Years Source: Various Town of Vinton Departments 90 THIS PAGE INTENTIONALLY BLANK 91 COMPLIANCE SECTION 92 Your Success is Our Focus 319 McClanahan Street, S.W. • Roanoke, Virginia 24014-7705 • 540-345-0936 • Fax: 540-342-6181 • www.BEcpas.com REPORT ON INTERNAL CONTROL OVER FINANCIAL REPORTING AND ON COMPLIANCE AND OTHER MATTERS BASED ON AN AUDIT OF FINANCIAL STATEMENTS PERFORMED IN ACCORDANCE WITH GOVERNMENT AUDITING STANDARDS Independent Auditor’s Report To the Honorable Members of the Town Council Town of Vinton,Virginia We have audited, in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards issued by the Comptroller General of the United States; and Specifications for Audits of Counties, Cities, and Towns issued by the Auditor of Public Accounts of the Commonwealth of Virginia, the financial statements of the governmental activities, the business-type activities, and each major fund of the Town of Vinton, Virginia (the “Town”), as of and for the year ended June 30, 2020, and the related notes to the financial statements, which collectively comprise the Town’s basic financial statements and have issued our report thereon dated November 3, 2020. Internal Control Over Financial Reporting In planning and performing our audit of the financial statements, we considered the Town’s internal control over financial reporting (internal control) as a basis for designing the audit procedures that are appropriate in the circumstances for the purpose of expressing our opinions on the financial statements, but not for the purpose of expressing an opinion on the effectiveness of Town’s internal control. Accordingly, we do not express an opinion on the effectiveness of Town’s internal control. A deficiency in internal control exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent, or detect and correct,misstatements on a timely basis. A material weakness is a deficiency,or a combination of deficiencies, in internal control such that there is a reasonable possibility that a material misstatement of the entity’s financial statements will not be prevented, or detected and corrected,on a timely basis.A significant deficiency is a deficiency, or a combination of deficiencies, in internal control that is less severe than a material weakness, yet important enough to merit attention by those charged with governance. Our consideration of internal control was for the limited purpose described in the first paragraph of this section and was not designed to identify all deficiencies in internal control that might be material weaknesses or significant deficiencies and therefore, material weaknesses or significant deficiencies may exist that were not identified. However, as described in the accompanying schedule of finding and response, we identified a certain deficiency in internal control that we consider to be a material weakness, which is labelled as item 2020-001. 93 Compliance and Other Matters As part of obtaining reasonable assurance about whether the Town’s financial statements are free of material misstatement, we performed tests of its compliance with certain provisions of laws, regulations, contracts, and grant agreements, noncompliance with which could have a direct and material effect on the determination of financial statement amounts. However, providing an opinion on compliance with those provisions was not an objective of our audit, and accordingly, we do not express such an opinion.The results of our tests disclosed one instance of noncompliance that is required to be reported under Government Auditing Standards, which is described in the accompanying schedule of findings and responses, as item 2020-002. Town of Vinton’s Response to Finding The Town of Vinton’s response to the finding identified in our audit is described in the accompanying schedule of findings and responses. The Town’s response was not subjected to the auditing procedures applied in the audit of the financial statements and, accordingly, we express no opinion on it. Purpose of this Report The purpose of this report is solely to describe the scope of our testing of internal control and compliance and the results of that testing, and not to provide an opinion on the effectiveness of the entity’s internal control or on compliance. This report is an integral part of an audit performed in accordance with Government Auditing Standards in considering the entity’s internal control and compliance. Accordingly, this communication is not suitable for any other purpose. CERTIFIED PUBLIC ACCOUNTANTS Roanoke, Virginia November 3, 2020 94 TOWN OF VINTON, VIRGINIA SUMMARY OF COMPLIANCE MATTERS June 30, 2020 As more fully described in the Independent Auditor’s Report on Internal Control over Financial Reporting and on Compliance and Other Matters Based on an Audit of Financial Statements Performed in Accordance with Government Auditing Standards, we performed tests of the Town’s compliance with certain provisions of laws, regulations, contracts,and grants shown below. STATE COMPLIANCE MATTERS Code of Virginia: Budget and Appropriation Laws Cash and Investment Laws Conflicts of Interest Act Debt Provisions Local Retirement Systems Procurement Laws Uniform Disposition of Unclaimed Property Act State Agency Requirements: Highway Maintenance Funds LOCAL COMPLIANCE MATTERS Town Charter 95 TOWN OF VINTON, VIRGINIA SCHEDULE OF FINDINGS AND RESPONSES Year Ended June 30, 2020 A.FINDING –FINANCIAL STATEMENT AUDIT 2020-001:Segregation of Duties (Material Weakness) Condition: A fundamental concept of internal controls is the separation of duties. No one employee should have access to both physical assets and the related accounting records, or to all phases of a transaction. A proper segregation of duties has not been established in functions related to accounts payable, accounts receivable, cash disbursements, and information technology. Recommendation: Steps should be taken to eliminate performance of conflicting duties where possible or to implement effective compensating controls. Management’s Response: Management noted this finding. The Finance Director has segregated duties, to the extent practical, to minimize instances where the same person has complete control of a transaction or conflicting duties. B.FINDING –COMMONWEALTH OF VIRGINIA 2020-001:General Government Budget Appropriation Condition: Public safety expenditures exceeded budget appropriations. Criteria: The Town is required to keep expenditures within budgeted amounts. Cause: Public Safety budget was overspent due to timing of grant payments on the Fire Programs Grant and the BulletProof Vest Grant. Effect: Actual expenditures for public safety exceeded amounts approved by Town Council. Recommendation: Steps be taken to ensure that excess expenditures over budgeted appropriations be approved by Town Council and budget amended accordingly. Management’s Response (Unaudited): The Town Finance Department developed a Grant Procedure in 2018 and will begin working closer with departments to ensure that budget adoption are processed upon grant award/acceptance and that correct grant procedures are followed to avoid future budget variances. 96 TOWN OF VINTON, VIRGINIA SCHEDULE OF PRIOR AUDIT FINDING Year Ended June 30, 2020 A.FINDING –FINANCIAL STATEMENT AUDIT 2019-001:Segregation of Duties (Material Weakness) Condition: A fundamental concept of internal controls is the separation of duties. No one employee should have access to both physical assets and the related accounting records, or to all phases of a transaction. A proper segregation of duties has not been established in functions related to payroll, accounts payable, accounts receivable, cash disbursements, and information technology. Current Status: Condition cleared with regard to payroll and still present for accounts payable, accounts receivable, cash disbursements, and information technology.