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HomeMy WebLinkAboutFY 2021 - 2022 - Annual Comprehensive Financial Reports (ACFRs)The Town of Vinton, Virginia Annual Comprehensive Financial Report For Fiscal Year Ended June 30, 2022 TOWN OF VINTON, VIRGINIA ANNUAL COMPREHENSIVE FINANCIAL REPORT YEAR ENDED JUNE 30, 2022 Prepared by the Town of Vinton Finance Department/Treasurer’s Office TOWN OF VINTON, VIRGINIA TABLE OF CONTENTS Page INTRODUCTORY SECTION Letter of Transmittal ..........................................................................................................................................i Certificate of Achievement for Excellence in Financial Reporting ...............................................................vi Directory of Principal Officials......................................................................................................................vii Organizational Chart .....................................................................................................................................viii FINANCIAL SECTION Independent Auditor’s Report ..........................................................................................................................1 Management’s Discussion and Analysis .........................................................................................................5 Basic Financial Statements Government-wide Financial Statements Exhibit 1 Statement of Net Position ...................................................................................................14 Exhibit 2 Statement of Activities ........................................................................................................15 Fund Financial Statements Exhibit 3 Balance Sheet –Governmental Funds ................................................................................16 Exhibit 4 Reconciliation of the Governmental Funds Balance Sheet to the Statement of Net Position......................................................................................17 Exhibit 5 Statement of Revenues, Expenditures, and Changes in Fund Balances –Governmental Funds ...........................................................................18 Exhibit 6 Reconciliation of the Statement of Revenues, Expenditures, and Changes in Fund Balances of the Governmental Funds to the Statement of Activities ...............19 Exhibit 7 Statement of Revenues, Expenditures, and Changes in Fund Balance – Budget and Actual –General Fund .................................................................................20 Exhibit 8 Statement of Net Position –Proprietary Funds ..................................................................21 Exhibit 9 Statement of Revenues, Expenses, and Changes in Fund Net Position –Proprietary Funds ....................................................................................22 Exhibit 10 Statement of Cash Flows –Proprietary Funds ...................................................................23 Notes to Financial Statements ....................................................................................................................24 Required Supplementary Information Exhibit 11 Schedule of Changes in Net Pension Liability and Related Ratios ...................................67 Exhibit 12 Schedule of Pension Contributions.....................................................................................68 Exhibit 13 Schedule of Changes in Net OPEB Liability and Related Ratios –Local Plan ................69 Exhibit 14 Schedule of Employer’s Share of Net OPEB Liability –VRS GLI ..................................70 Exhibit 15 Schedule of OPEB Contributions –VRS GLI ...................................................................71 Notes to Required Supplementary Information .........................................................................................72 TOWN OF VINTON, VIRGINIA TABLE OF CONTENTS (Continued) Page STATISTICAL SECTION Table 1 Net Position by Component .......................................................................................................75 Table 2 Change in Net Position by Component .....................................................................................76 Table 3 Fund Balances –Governmental Funds......................................................................................78 Table 4 Changes in Fund Balances –Governmental Funds ..................................................................79 Table 5 Assessed Value and Actual Value of Taxable Property ...........................................................80 Table 6 Principal Water and Sewer Customers ......................................................................................81 Table 7 Property Tax Levies and Collections ........................................................................................82 Table 8 Water and Sewer Rates ..............................................................................................................83 Table 9 Legal Debt Margin Information ................................................................................................84 Table 10 Ratios of Outstanding Debt by Type .........................................................................................85 Table 11 Pledged Revenue Coverage .......................................................................................................86 Table 12 Demographic Statistics ..............................................................................................................87 Table 13 Principal Employers ...................................................................................................................88 Table 14 Full-Time Equivalent Town Government Employees by Function/Program ..........................89 Table 15 Operating Indicators by Function/Program ...............................................................................90 Table 16 Capital Asset and Infrastructure Statistics by Function/Program .............................................91 COMPLIANCE SECTION Schedule of Expenditures of Federal Awards ...............................................................................................93 Independent Auditor’s Report on Internal Control over Financial Reporting and on Compliance and Other Matters Based on an Audit of Financial Statements Performed in Accordance with Government Auditing Standards.....................................................................................................94 Independent Auditor’s Report on Compliance for Each Major Program and on Internal Control over Compliance Required by the Uniform Guidance ...................................................96 Summary of Compliance Matters ..................................................................................................................99 Schedule of Findings and Questioned Costs ...............................................................................................100 Summary Schedule of Prior Audit Findings................................................................................................105 INTRODUCTORY SECTION i October 30, 2023 To the Honorable Mayor, Members of Town Council, and Citizens of the Town of Vinton, Virginia We are pleased to present the Town of Vinton, Virginia (the Town)Annual Comprehensive Financial Report (Annual Report) for the fiscal year ended June 30, 2022,in accordance with Section 15.1-167 of the 1950 Code of Virginia, (1950 as amended). The Code requires that the Town issues an annual report on its financial accounts and records. In addition, the report must be audited. The report was prepared by the Treasurer’s Office and audited independently by the accounting firm Brown Edwards & Company, L.L.P. The Town is required to undergo an annual single audit in conformity with provisions of Title 2 U.S. Code of Federal Regulations (CFR) Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). The Schedule of Expenditures of Federal Awards and the independent auditors’ reports on internal controls and compliance with applicable laws and regulations are included in the Compliance section of this report. Responsibility for both the accuracy of the data and the completeness and fairness of the presentation, including all disclosures, rests with the Town’s management. To the best of our knowledge and belief, the enclosed data is accurate in all material respects and is reported in a manner designed to present fairly the financial position and results of operations of the various funds of the Town. All disclosures necessary to enable the reader to gain an understanding of the Town’s financial activities have been included. The Reporting Entity and Services Provided The financial reporting entity includes all of the funds of the primary government of the Town of Vinton, as legally defined. The reporting entity does not include legally separate entities (component units) for which a primary government is financially accountable because there are no such component units within the Town. The Town jointly operates the Roanoke Valley Resource Authority and the Regional Center for Animal Care and Protection through membership on the multi-jurisdictional boards. The Town of Vinton provides a full range of municipal services. These services include police protection, refuse and recycling functions, general public improvements, street and right-of-way maintenance, recreational and cultural activities, and planning and zoning. The Town also provides potable water distribution, wastewater collection, maintenance and service of line, meters, and other components related to its utility system. Based on the latest Water Quality Report, the water system meets all state and federal requirements administered by the Office of Drinking Water under the Virginia Department of Health. According to the 2021 Water Quality Report,the Town had no water quality violations. The Virginia Department of Environmental Quality reported statewide recycling rates for calendar year 2021. The Town of Vinton’s rate was 63.5%which was among the higher rates of localities less than 100,000 population voluntarily reporting. Town of Vinton 311 S. Pollard Street Vinton, VA 24179 Phone (540) 983-0608 Fax (540) 985-3105 ii Local Economic Condition and Outlook The Town of Vinton is located in the southern end of the Shenandoah Valley, in the southwestern region of Virginia. Vinton is a part of the Roanoke Metropolitan Statistical Area, which includes the Cities of Roanoke and Salem and Counties of Roanoke, Botetourt, and Craig. The Town is a compact, urban area of 3.2 square miles located within eastern Roanoke County and shares a common border with the City of Roanoke. It is approximately 170 miles west of Richmond, Virginia, the State capital. The Town is a major gateway to the recreational attractions of Smith Mountain Lake and the Blue Ridge Parkway. Approximately 78.8% of the total land within the Town is developed; 50.6% for residential use, 13.8% for commercial or industrial development (within the Town industrial park and at various other locations) and 14.4% for public facility development. The location of the Town provides quick and easy access from neighboring jurisdictions via US Interstates 81 and 581, U.S. Routes 460 and 220, and Virginia Routes 24 and 634. This also provides an opportunity for citizens to be able to drive to a community college, two private colleges, and two public universities in less than one hour. The Town’s location also means that its economy is impacted by the economic conditions of its neighbors, and by decisions made by these larger neighboring jurisdictions. Since the Town of Vinton is highly concerned with providing a positive atmosphere and quality of life for its citizens, it has taken an active role in various regional authorities and activities. The Town participates in economic development by being a member of the Roanoke Regional Partnership and working closely with Roanoke County on development opportunities and promoting a shared industrial park. The Town also partners with community groups to hold two major festivals and several smaller community events throughout the year. In 2021-2022, the Town also partnered with the Vinton Area Chamber of Commerce for economic development and business retention, recruitment and promotion. The Town also participates in the Greenway Commission, the purpose of which is to identify possible greenway locations in the Roanoke Valley area. Through this,the Town is building a greenway that will connect the downtown business district with Roanoke City’s greenway system. This will allow for an individual to travel from Vinton to Salem on the greenway system. Vinton has also partnered with the Roanoke-Alleghany Regional Commission to promote a Blueways Trail on the Roanoke River. Vinton has maintained stable property tax rates over the years, while continuing to provide high quality municipal services and responsive government. The combined real estate and personal property tax collections for fiscal year 2022 generate approximately $984,000 or 9.99% of total revenue in the general fund. The Town maintains a diversified revenue stream with the top local revenues being Sales Tax, Meals Tax, Business License,Communications Sales & Use Tax, and Pari-mutuel Tax. There have been no tax rate changes in these categories in fiscal year 2022. The nearby educational institutions allow opportunities for Town citizens to receive higher education and technical training. Expansion of industry, tourist facilities, and conference centers in the region continue to enhance the reputation of the Town as a highly desirable residential area. Long-Term Financial Planning Council members and staff worked together to develop strategies to achieve the three goals in the Strategic Plan for the future of the Town of Vinton, which strategies will be reevaluated during future Council Retreats. Town staff will also work with Council to review the strategies to be addressed in upcoming budgets. iii Long-Term Financial Planning (Continued) Aggressively pursue economic development opportunities to enhance local retail and dining options Encourage home ownership, housing rehabilitation, and the creation of new, high-quality, and affordable housing stock Continue to make Vinton a safe and secure community through community policing and engaging residents Continue to enhance the condition and appearance of the Town's public infrastructure and amenities Maintain a structurally balanced budget with regular, recurring revenues that are sufficient to sustain service levels and maintain public facilities Utilize available technology within municipal offices to improve efficient service delivery Conduct thorough organizational efficiency reviews in municipal offices and implement changes based on results Major Initiatives The Town continues to focus revitalization efforts to facilitate housing rehabilitation, improve the community’s walkability, enhance our transportation corridors and encourage the redevelopment of targeted underutilized commercial properties. Housing: The Town continues to seek opportunities for Community Development Block Grant (CBDG) submittals to the Department of Housing and Community Development (DHCD) to implement Comprehensive Neighborhood Housing and Community Infrastructure Rehabilitation Programs within historical neighborhoods with predominantly aging housing stock. If awarded one of these DHCD grants, a primary goal will also include these funds being utilized as a match for a pending Hazard Mitigation Grant Program (HMGP) application that involves the acquisition and removal of flood-prone properties in the Cleveland neighborhood. Transportation: The Town continues to partner with the Greater Roanoke Transportation Corporation (GRTC) to maintain and enhance public transit routes within the Town to key commercial, public services and residential activity centers, such as Lake Drive Plaza, Washington Avenue and South Pollard Street. In addition, the Town has been awarded over $3M in transportation related grants from the Virginia Department of Transportation (VDOT) to enhance walkability by adding signalized pedestrian crosswalks at the key intersections of South Pollard Street and Washington Avenue and Hardy and Vinyard Roads; and by also the continued development of our sidewalk and greenway connectivity with the Glade Creek Greenway Phase II and developing bike/ped accommodations along Walnut Avenue.The Town of Vinton has received confirmation of VDOT SMART SCALE funding for Phase III of the Walnut Avenue Corridor Improvements Project in the amount of $7.4 million which will complete the final gap of improving the entire Walnut Avenue corridor with bicycle and pedestrian accommodations from West Lee Avenue to the western town limits. Commercial: The Town has received $500,000 from the Virginia Brownfields Restoration and Economic Redevelopment Assistance Fund (VABF) and the Department of Environmental Quality (DEQ) to conduct a Structural Study at Gish Mill and survey and engineering work at the McClung Industrial Property. In addition,the Town has begun with the assessment of the environmental conditions at other “brownfield” sites throughout the community for future targeted redevelopment. iv Major Initiatives (Continued) In partnership with Roanoke County, Vinton has realized immense success with this “redevelopment” strategy. The recent conversion of the former Roland E. Cook School and former William Byrd High School as apartments, the redevelopment of the former Vinton Library as a full service Macado’s Restaurant, the redevelopment of the former Vinton Motors Dealership as Vinyard Station, the restoration of an ice-rink and renovation of the fitness center at the Lancerlot Sports Complex, the return of Off-Track Horse Wagering as Rosie’s Gaming Emporium, and the rehabilitation of the Gish Mill Property into a mixed-use commercial property that will feature a restaurant, seasonal market and an Air-B&B type hospitality Accounting System and Budgetary Controls The Town’s accounting records for governmental fund type operations are maintained on a modified accrual basis with revenues being recorded when available and measurable, and expenditures being recorded when services or goods are received and fund liabilities are incurred. Accounting records for proprietary fund types are maintained on the accrual basis with revenues and expenses being recorded when earned or incurred. In developing or modifying the Town’s accounting system, consideration is given to the adequacy of internal controls. Internal controls are designed to provide reasonable, but not absolute, assurance regarding: (a) the safeguarding of assets against loss from unauthorized use or disposition, and (b) the reliability of financial records for preparing financial statements and maintaining accountability for assets. The concept of reasonable assurance recognizes that: (a) the cost of a control should not exceed the benefits likely to be derived, and (b) the evaluation of costs and benefits requires estimates and judgments by management. All internal control evaluations occur within the above framework. The Town’s internal controls adequately safeguard assets and provide reasonable assurance of proper recording of financial transactions. Budgetary control is maintained at the department or function level by the adoption of an annual, accrual plus encumbrances basis budget for both the General and Enterprise Funds. The budgetary controls are designed to ensure compliance with legal restrictions on expenditures as established by the Town Council. Only the Council can revise appropriations. Year-end outstanding encumbrances are reported as a reserve of fund balance and re-appropriated in the subsequent year for General Funds. Cash Management The Town uses a pooled cash concept to allow greater investment flexibility and consequently a better return on investments. Cash from all funds is pooled for investment purposes in the Commonwealth of Virginia’s Local Government Investment Pool, Virginia Municipal League VIP Funds, Money Market Accounts, Checking Account and Certificates of Deposit. The Town’s checking account is an interest-bearing public fund demand deposit account. Risk Management The Town’s various property and liability insurance coverage is provided by the Virginia Risk Sharing Association. The annual insurance costs are allocated to specific departments and funds based on assigned equipment, number of personnel, building usage, and other equitable cost estimates. v Independent Audit Virginia law requires that the financial statements of the Town be audited by a Certified Public Accountant (or alternatively, by the Auditor of Public Accounts) selected by the Town Council. Brown, Edwards & Company, L.L.P., has performed an annual audit of the Comprehensive Annual Financial Report. Their audit was conducted in accordance with generally accepted auditing standards; the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States; and Specifications for Audit of Counties, Cities, and Towns, issued by the Auditor of Public Accounts of the Commonwealth of Virginia. The auditor’s report, which includes their opinion on the financial statements of the Town, is contained in this report on page one of the Financial Section. Other auditor’s reports are included in the Compliance Section. Accounting principles generally accepted in the United States of America (GAAP)requires that management provide a narrative introduction, overview, and analysis to accompany the basic financial statements in the form of Management’s Discussion and Analysis (MD&A). This letter of transmittal is designed to complement the MD&A and should be read in conjunction with it. The Town’s MD&A can be found immediately following the report of the independent auditors. Certificate of Achievement The Government Finance Officers Association of the United States and Canada (GFOA) awarded a Certificate of Achievement for Excellence in Financial reporting to the Town for its Comprehensive Annual Financial Report for the fiscal year ended June 30, 2021. The Certificate of Achievement is a national award that recognizes conformance with the highest standards for preparation of government financial reports. In order to be awarded a Certificate of Achievement, a governmental unit must publish an easily readable and efficiently organized Comprehensive Annual Financial Report, the contents of which must conform to program standards. The Annual Report must satisfy both generally accepted accounting principles and applicable legal requirements. A Certificate of Achievement is valid for a period of one year only. The Town of Vinton has received a Certificate of Achievement since the first award in 1995. We believe our current report continues to conform with the Certificate of Achievement Program requirements, thus, this report is being submitted to GFOA. Acknowledgements The preparation of this report was made possible through the diligent effort of the Treasurer’s Office/Finance Department with the support of all departments and staff. We would like to express our appreciation to the members of the Town Council for their support in the preparation of the Town of Vinton’s comprehensive annual financial report and to the Town’s independent auditing firm, Brown, Edwards & Company, L.L.P. for their cooperation and input in this work. Respectfully submitted, Richard W. Peters, Jr.Adam E. Cody Sexton Town Manager Treasurer Government Finance Officers Association Certificate of Achievement for Excellence in Financial Reporting Presented to Town of Vinton Virginia For its Annual Comprehensive Financial Report For the Fiscal Year Ended June 30, 2021 Executive Director/CEO vi vii TOWN OF VINTON, VIRGINIA DIRECTORY OF PRINCIPAL OFFICIALS June 30, 2022 TOWN COUNCIL Bradley E. Grose, Mayor Sabrina McCarty, Vice Mayor Keith N. Liles Laurie Mullins Michael W. Stovall APPOINTED OFFICIALS Richard Peters .................................................Town Manager/Interim Clerk Andrew Keen .......................................................................Finance Director Fabricio Drumond ...................................................................Chief of Police INDEPENDENT AUDITORS Brown, Edwards & Company, L.L.P. *Town Manager, Town Attorney, Town Clerk, Chief of Police and Treasurer are positions within the department appointed by Town Council. viii Citizens of Vinton Town Council Town Manager* & Economic Development Assistant Town Manager Public Works Streets Maintenance Property & Grounds Refuse & Recycling Water & Sewer Utilities Executive Assistant & Town Clerk* Police Department* Admin Operations Treasurer* & Finance Dept. Planning & Zoning HR & Risk Management Community Programs War Memorial Town Museum Town Attorney* Organizational Chart FINANCIAL SECTION Your Success is Our Focus 3906 Electric Road • Roanoke, Virginia 24018 • 540-345-0936 • Fax: 540-342-6181 • www.BEcpas.com INDEPENDENT AUDITOR’S REPORT To the Honorable Members of Town Council Town of Vinton, Virginia Report on the Audit of the Financial Statements Opinions We have audited the accompanying financial statements of the governmental activities, the business-type activities, and each major fund of the Town of Vinton, Virginia (the “Town”), as of and for the year ended June 30, 2022, and the related notes to the financial statements, which collectively comprise the Town’s basic financial statements as listed in the table of contents. In our opinion, the financial statements referred to above present fairly, in all material respects, the respective financial position of the governmental activities, the business-type activities, and each major fund of the Town, as of June 30, 2022, and the respective changes in financial position and, where applicable, cash flows thereof and the respective budgetary comparison for the general fund for the year then ended in accordance with accounting principles generally accepted in the United States of America. Basis for Opinions We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States, and Specifications for Audits of Counties, Cities, and Towns issued by the Auditor of Public Accounts of the Commonwealth of Virginia. Our responsibilities under those standards are further described in the Auditor’s Responsibilities for the Audit of the Financial Statements section of our report. We are required to be independent of the Town and to meet our other ethical responsibilities, in accordance with the relevant ethical requirements relating to our audit. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our audit opinions Change in Accounting Principle As described in Note 1 to the financial statements, in 2022, the Town adopted new accounting guidance, GASB Statement No. 87 Leases. Our opinion is not modified with respect to this matter. Responsibilities of Management for the Financial Statements Management is responsible for the preparation and fair presentation of these financial statements in accordance with accounting principles generally accepted in the United States of America; this includes the design, implementation, and maintenance of internal control relevant to the preparation and fair presentation of financial statements that are free from material misstatement, whether due to fraud or error. 2 Report on the Audit of the Financial Statement (Continued) Responsibilities of Management for the Financial Statements (Continued) In preparing the financial statements, management is required to evaluate whether there are conditions or events, considered in the aggregate, that raise substantial doubt about the Town’s ability to continue as a going concern for twelve months beyond the financial statement date, including any currently known information that may raise substantial doubt shortly thereafter. Auditor’s Responsibilities for the Audit of the Financial Statements Our objectives are to obtain reasonable assurance about whether the financial statements as a whole are free from material misstatement, whether due to fraud or error, and to issue an auditor’s report that includes our opinions. Reasonable assurance is a high level of assurance,but is not absolute assurance and,therefore,is not a guarantee that an audit conducted in accordance with generally accepted auditing standards and Government Auditing Standards will always detect a material misstatement when it exists. The risk of not detecting a material misstatement resulting from fraud is higher than for one resulting from error, as fraud may involve collusion, forgery, intentional omissions, misrepresentations, or the override of internal control. Misstatements are considered material if there is a substantial likelihood that, individually or in the aggregate, they would influence the judgment made by a reasonable user based on the financial statements. In performing an audit in accordance with generally accepted auditing standards and Government Auditing Standards, we: Exercise professional judgment and maintain professional skepticism throughout the audit. Identify and assess the risks of material misstatement of the financial statements, whether due to fraud or error, and design and perform audit procedures responsive to those risks. Such procedures include examining, on a test basis, evidence regarding the amounts and disclosures in the financial statements. Obtain an understanding of internal control relevant to the audit in order to design audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the Town’s internal control. Accordingly, no such opinion is expressed. Evaluate the appropriateness of accounting policies used and the reasonableness of significant accounting estimates made by management, as well as evaluate the overall presentation of the financial statements. Conclude whether, in our judgment, there are conditions or events, considered in the aggregate, that raise substantial doubt about Town’s ability to continue as a going concern for a reasonable period of time. We are required to communicate with those charged with governance regarding, among other matters, the planned scope and timing of the audit, significant audit findings, and certain internal control-related matters that we identified during the audit. . 3 Report on the Audit of the Financial Statements (Continued) Required Supplementary Information Accounting principles generally accepted in the United States of America require that the management’s discussion and analysis, budgetary comparison information, and other required supplementary information, as listed in the table of contents, be presented to supplement the basic financial statements. Such information, although not a part of the basic financial statements, is required by the Governmental Accounting Standards Board, who considers it to be an essential part of financial reporting for placing the basic financial statements in an appropriate operational, economic, or historical context. We have applied certain limited procedures to the required supplementary information in accordance with auditing standards generally accepted in the United States of America, which consisted of inquiries of management about the methods of preparing the information and comparing the information for consistency with management’s responses to our inquiries, the basic financial statements, and other knowledge we obtained during our audit of the basic financial statements. We do not express an opinion or provide any assurance on the information because the limited procedures do not provide us with sufficient evidence to express an opinion or provide any assurance. Supplementary Information Our audit was conducted for the purpose of forming opinions on the financial statements that collectively comprise the Town’s basic financial statements. The introductory section and statistical section are presented for purposes of additional analysis and are not a required part of the basic financial statements. The schedule of expenditures of federal awards, as required by Title 2 U.S. Code of Federal Regulations (CFR) Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance),are presented for purposes of additional analysis and are not a required part of the basic financial statements.Such information is the responsibility of management and was derived from and relates directly to the underlying accounting and other records used to prepare the basic financial statements. The information has been subjected to the auditing procedures applied in the audit of the basic financial statements and certain additional procedures, including comparing and reconciling such information directly to the underlying accounting and other records used to prepare the basic financial statements or to the basic financial statements themselves, and other additional procedures in accordance with auditing standards generally accepted in the United States of America. In our opinion, the schedule of expenditures of federal awards is fairly stated in all material respects in relation to the basic financial statements as a whole. Other Information Management is responsible for the other information included in the annual report. The other information comprises the introductory and statistical sections but does not include the basic financial statements and our auditor’s report thereon. Our opinions on the basic financial statements do not cover the other information, and we do not express an opinion or any form of assurance thereon. In connection with our audit of the basic financial statements, our responsibility is to read the other information and consider whether a material inconsistency exists between the other information and the basic financial statements, or the other information otherwise appears to be materially misstated. If, based on the work performed, we conclude that an uncorrected material misstatement of the other information exists, we are required to describe it in our report. 4 Report on the Audit of the Financial Statements (Continued) Other Reporting Required by Government Auditing Standards In accordance with Government Auditing Standards, we have also issued our report dated October 30, 2023 on our consideration of the Town’s internal control over financial reporting and on our tests of its compliance with certain provisions of laws, regulations, contracts, and grant agreements and other matters. The purpose of that report is solely to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing, and not to provide an opinion on the effectiveness of the Town’s internal control over financial reporting or on compliance. That report is an integral part of an audit performed in accordance with Government Auditing Standards in considering the Town’s internal control over financial reporting and compliance. CERTIFIED PUBLIC ACCOUNTANTS Roanoke, Virginia October 30, 2023 5 MANAGEMENT’S DISCUSSION AND ANALYSIS As management of the Town of Vinton, Virginia (the “Town”), we offer readers of the Town’s financial statements this narrative overview and analysis of the financial activities of the Town for the fiscal year ended June 30, 2022. We encourage readers to consider the information presented here in conjunction with additional information that we have furnished in our letter of transmittal, which can be found on pages i through v of this report. Financial Highlights The total assets and deferred outflows of resources of the Town exceeded its liabilities and deferred inflows of resources at the close of the most recent fiscal year by $23,646,623 (net position). Of this amount, $8,025,972 (unrestricted net position) may be used to meet the Town’s ongoing obligations to citizens and creditors. The Town’s total net position increased by $4,057,507. This increase is largely due to total expenses of $11,379,587 being less than total revenues of $15,437,094. Another factor includes an increase of $2,886,475 (7.32%)in current and other assets. The increase in assets is due to an increase in cash from operations, bond proceeds and capital asset values of $1,849,115 with the final result being an increase of 9.52%in total assets. On the other hand,the Town’s long-term liabilities also decreased by $1,441,643 (14.52%), mostly due to no additional debt issuances during the year.Other liabilities decreased by $156,140 (3.08%),which was due to a decrease in accrued payroll and related liabilities and customer security deposits and related liabilities related to the transfer of the billing and management to the Western Virginia Water Authority at the conclusion of the fiscal year. Deferred Outflows decreased $318,519 (24.56%)and Deferred Inflows increased $2,853,741 (224.73%)primarily due to the net difference between projected and actual earnings on plan investments. The final result of all these effects is a 20.71%increase in net position. As of the close of the current fiscal year, the Town’s governmental funds reported an ending fund balance of $7,369,966 an increase of $1,446,853 in comparison with the prior year. This is mostly due to an increase $2,062,141 (59.51%) of cash from bond proceeds and the decrease of $444,983 (9.58%) total liabilities. The General Fund accounted for $5,965,779 of the ending fund balance in the governmental funds, with an unassigned fund balance of $5,605,680. Approximately 93.96% of the ending general fund balance is available for spending at the Town’s discretion (unassigned fund balance), and represents 81.37% of the general fund’s expenditures, excluding transfers to other funds. The Capital Fund had an ending committed fund balance of $1,399,230. This is primarily due to unfinished projects during the fiscal year and is anticipated to be used in the following year to complete budgeted capital projects. Overview of the Financial Statements This discussion and analysis are intended to serve as an introduction to the Town’s basic financial statements. The Town’s basic financial statements comprise three components: (1) government-wide financial statements,(2)fund financial statements, and (3) notes to the financial statements. This report also contains other supplementary information in addition to the basic financial statements themselves. 6 Overview of the Financial Statements (Continued) Government-Wide Financial Statements –The government-wide financial statements are designed to provide readers with a broad overview of the Town’s finances, in a manner similar to a private-sector business. The statement of net position presents information on all of the Town’s assets, deferred outflows of resources, liabilities, and deferred inflows of resources, with the difference between the four reported as net position. Over time, increases or decreases in net position may serve as a useful indicator of whether the financial position of the Town is improving or deteriorating. The statement of activities presents information showing how the government’s net position changed during the most recent fiscal year. All changes in net position are reported as soon as the underlying event giving rise to the change occurs, regardless of the timing of related cash flows. Thus, revenues and expenses are reported in this statement for some items that will result only in cash flows in future fiscal periods (e.g., uncollected taxes and earned but unused vacation leave). Both of the government-wide financial statements distinguish functions of the Town that are principally supported by taxes and intergovernmental revenues (governmental activities) from other functions that are intended to recover all or a significant portion of their costs through user fees and charges (business-type activities). The governmental activities of the Town include general government, public safety, public works, community development, parks, recreation, and cultural. The business-type activity of the Town is the water and sewer department and the stormwater functions. Fund Financial Statements –A fund is a grouping of related accounts that is used to maintain control over resources that have been segregated for specific activities or objectives. The Town, like other state and local governments, uses fund accounting to ensure and demonstrate compliance with finance-related legal requirements. All of the funds of the Town can be divided into two categories: governmental funds and proprietary funds. Governmental Funds –Governmental funds are used to account for essentially the same functions reported as governmental activities in the government-wide financial statements. However, unlike the government-wide financial statements, governmental fund financial statements focus on near- term inflows and outflows of spendable resources,as well as on balances of spendable resources available at the end of the fiscal year. Such information may be useful in evaluating a government’s near-term financing requirements. Because the focus of governmental funds is narrower than that of the government-wide financial statements, comparing the information presented for governmental funds with similar information presented for governmental activities in the government-wide financial statements is useful. By doing so, readers may better understand the long-term impact of the government’s near-term financing decisions. Both the governmental funds’balance sheet and the governmental funds' statement of revenues, expenditures, and changes in fund balance provide a reconciliation to facilitate this comparison between governmental funds and governmental activities. The Town adopts an annual appropriated budget for its general fund and capital fund. A budgetary comparison statement has been provided for the general fund to demonstrate compliance with this budget. Proprietary Funds –The Town maintains one type of proprietary fund. Enterprise funds are used to report the same functions presented as business-type activities in government-wide financial statements. The Town uses an enterprise fund to account for its Water and Sewer Department and Stormwater functions. 7 Overview of the Financial Statements (Continued) Proprietary funds provide the same type of information as the government-wide financial statements, only in more detail. The proprietary fund financial statements provide separate information for the Water and Sewer Department and Stormwater functions. Notes to the Financial Statements –The notes provide additional information that is essential to a full understanding of the data provided in the government-wide and fund financial statement. Other Information –In addition to the basic financial statements and accompanying notes, this report also presents certain required supplementary information concerning the Town’s funding progress for the defined benefit pension plan. Government-Wide Financial Analysis As noted earlier, net position may serve over time as a useful indicator of a government’s financial position. In the case of the Town, the net position was $23,646,623 at the close of the most recent fiscal year. By far the largest portion of the Town’s net position (61.36%)reflects its net investment in capital assets (e.g., land, buildings, infrastructure, machinery, and equipment less any related debt used to acquire those assets that are still outstanding). The Town uses these capital assets to provide services to citizens; consequently, these assets are not available for future spending. Although the Town’s net investment in its capital assets is reported net of related debt, it should be noted that the resources needed to repay this debt must be provided from other sources, since the capital assets themselves cannot be used to liquidate these liabilities. Unrestricted net position of $8,025,972 may be used to meet the Town’s ongoing obligations to citizens and creditors. 8 Government-Wide Financial Analysis (Continued) At the end of the current fiscal year, the Town can report positive balances in all three categories of net position, both for the government as a whole and for its separate governmental and business-type activities. The same situation held true for the prior fiscal year. Governmental activities –Governmental activities increased the Town’s net position by $2,546,984.For the most part, revenues closely paralleled inflation and conditions represented in the economy and growth in the demand for services. Revenues from operating grants and contributions and various taxes showed an increase over the prior year while capital grants and contributions showed a decrease. Investment earnings also showed an increase because of the Town’s investments and bond proceeds being invested in higher yields. The Town’s Changes in Net Position 9 Government-Wide Financial Analysis (Continued) Expenses and Program Revenues –Governmental Activities Revenues by Source –Governmental Activities 0 500,000 1,000,000 1,500,000 2,000,000 2,500,000 3,000,000 General government Public safety Public works Parks, recreation, and cultural Community development Interest on long- term debt Expenses Program Revenues 10 Government-Wide Financial Analysis (Continued) Business-type activities –Business-type activities increased the Town’s net position by $1,510,523. This is primarily due to the increased service charges approved by council to 8% and volumetric rate of 6% and the use of ARPA funds to assist with residents who experienced hardship. Financial Analysis of the Government’s Funds As noted earlier, the Town uses fund accounting to ensure and demonstrate compliance with finance-related legal requirements. Governmental funds –The focus of the Town’s governmental funds is to provide information on near-term inflows, outflows, and balances of spendable resources. Such information is useful in assessing the Town’s financing requirements. In particular, unassigned fund balance may serve as a useful measure of a government’s net resources available for spending at the end of the fiscal year. As of the end of the current fiscal year, the Town’s governmental funds reported an ending fund balance of $7,369,966, an increase of $1,446,853 in comparison with the prior year. This is due to an increase in unassigned funds of $2,062,141 and a decrease of $444,983 in total liabilities. The fund balance of the General Fund increased by $1,408,861 during the current fiscal year. This increase is primarily attributed to revenues exceeding original budget projections. The fund balance of the Capital Fund is used to account for the construction of major capital projects or the purchase of major equipment. At the end of the current fiscal year, the Capital Fund increased by $33,035 for a balance of $1,399,230 of committed funds to various projects. Those projects include street maintenance of Mountain View Rd., Traffic signals, a Hotel Development project, and the redevelopment of Gish Mill. The fund balance of the Grant Fund accounts are revenue resources that are restricted to expenditures for specific purposes. The restricted fund balance increased from the prior year by $4,957 as a result of projects extending into the next fiscal year. Proprietary funds –The Town’s proprietary fund provides the same type of information found in the government-wide financial statements but in more detail. The unrestricted net position of the Water and Sewer Department at the end of the year amounted to $2,739,880. Unrestricted net position of the Stormwater Management Department at the end of the year amounted to $295,886. Factors concerning the finances of this fund have already been addressed in the discussion of the Town’s business-type activities. General Fund Budgetary Highlights Differences between the original budget and the final amended budget for revenues were $543,878 primarily due to increases in other local taxes based on mid-year projections above the original budgeted amounts. Differences between the original budget and the final amended budget for expenditures were $1,209,838 primarily due to public safety expenditures being transferred to the grant fund for reimbursement from the CARES Act funding. Multiple variances between the final budget and the actual results for the year can be briefly summarized as follows: There was a negative variance in real property taxes, and 14.99% of the budgeted amount remains outstanding. The real property tax rate did not change from $0.07 per $100 of assessed value.The decrease in budget actuals, is primarily due to an attempt to capture the increased assessed value for personal property (used or new). The budget amendment used the aggressive estimate in favor of the conservative numbers. 11 General Fund Budgetary Highlights (Continued) There was a positive variance of other local taxes of $511,892 or 9.13%more than the budgeted amount collected. Several key economic revenues, such as inflation,outperformed expectations such as Meals Tax, Sales Tax, Business License Tax, and Pari-mutuel Tax. The Town experienced a positive variance in the Charges for Services category of $7,849 or 5.07%more than the budgeted amount collected. This is primarily due to rentals increasing as the Town’s pandemic limitations on events were lifted. All expenditures by budget functions have favorable variances, except capital projects. This is because the Town includes the budget for small capital projects in the department total instead of budgeting separately for small capital. Capital Asset and Debt Administration Capital assets –The Town’s investment in capital assets for its governmental and business-type activities as of June 30, 2022, amounts to (net of accumulated depreciation). This investment in capital assets includes land, buildings and systems, improvements, infrastructure, machinery, and equipment. The total increase in the Town’s investment in capital assets for the current fiscal year was 14.10% (a 7.81% increase for governmental activities and a 24.34%increase for business-type activities). Additional information on the Town’s capital assets can be found in Note 5 of this report. Long-term debt –At the end of the current fiscal year, the Town had total debt outstanding of $9,782,207, minus compensated absences.Of this amount, $7,682,999 comprises debt backed by the full faith and credit of the government, $1,157,000 is related to revenue bond obligations, $358,141 is related to intergovernmental obligations, and $584,067 is related to operating leases. 12 Capital Asset and Debt Administration (Continued) The Town’s total debt decreased by $1,468,149 or 13.05%,during the fiscal year. This decrease is primarily due to the payoff of the VML Equipment,Street Sweeper, and Knuckleboom Truck Issuance. In addition,the transfer of debt to the Western Virginia Water Authority in accordance with service transfer as of June 30, 2022. Additional information on the Town’s long-term debt can be found in Note 6 of this report. Economic Factors and Next Year’s Budgets and Rates During the current year, the Town experienced a growth in local revenue pari-mutuel tax (off-track betting revenue) which has quickly become a top revenue source in the General Fund along with prepared food and beverage tax and state sales tax collections. The Town has previously had limited funding for capital items due to low or negative revenue growth from the previous decade (2010-2019) and has used these new and improved revenue sources to improve and replace capital items vital to the Town’s services. The unemployment rate for Roanoke County (no statistics are available for the Town individually) as of June 30, 2022,is 2.70%, which is a decline from last year’s rate of 3.60%. This is a better performance when compared to the state’s average unemployment rate as of June 30, 2022,of 2.50% and to the national average rate of 3.60%. The occupancy rate of the Town’s central business district has remained at 90% for the past five years. Inflationary trends in the region compare favorably to national indices. No real property tax increase for calendar year 2022, but an overall increase in reassessment for real estate values increased the tax levy. During the current fiscal year, the unassigned fund balance in the general fund increased by $2,140,546. The general fund remains strong with an ending unassigned fund balance of $5,605,680.It is intended that this available fund balance will be used for future one-time needs of the Town and as working capital during the months of low cash collection volume. Requests for Information This financial report is designed to provide a general overview of the Town’s finances for all those with an interest in the government’s finances. Questions concerning any of the information provided in this report or requests for additional financial information should be addressed to the Finance Department/Treasurer’s Office, Town of Vinton, 311 S. Pollard Street, Vinton, Virginia 24179. www.vintonva.gov 13 BASIC FINANCIAL STATEMENTS EXHIBIT 1 Governmental Business-Type (For Comparison Only) Activities Activities 2022 2021 ASSETS Cash and cash equivalents (Note 2)11,394,559$ 3,567,508$ 14,962,067$ 13,078,473$ Receivables, net (Note 3)594,643 228,602 823,245 1,310,879 Due from other governmental units (Note 4)454,876 496,209 951,085 554,685 Inventories 47 60,030 60,077 70,385 495,239 - 495,239 495,239 Prepaids 10,848 1,263 12,111 22,075 Loans receivable 21,646 - 21,646 37,168 26,535 2,888,625 2,915,160 4,446,379 Net pension asset (Notes 8 & 11)605,924 206,089 812,013 - Capital assets: (Note 5) Nondepreciable 2,458,431 613,259 3,071,690 2,361,390 Depreciable, net 7,922,547 10,285,117 18,207,664 17,068,849 Total assets 23,985,295 18,346,702 42,331,997 39,445,522 DEFERRED OUTFLOWS OF RESOURCES Deferred charge on refunding 43,323 79,862 123,185 153,478 591,776 201,277 793,053 1,067,420 Deferred outflows related to other postemployment benefits (Notes 9, 10, & 11)57,136 5,117 62,253 76,112 Total deferred outflows of resources 692,235 286,256 978,491 1,297,010 LIABILITIES Accounts payable and accrued liabilities 244,013 609,955 853,968 481,418 Accrued payroll and related liabilities 163,150 43,361 206,511 251,580 Accrued interest payable 8,223 44,858 53,081 50,721 Customer security deposits - - - 45,200 Unearned revenue 3,791,901 - 3,791,901 4,232,682 734,328 1,037,864 1,772,192 1,649,738 Noncurrent liabilities due in more than one year: Net pension liability (Notes 8 & 11)- - - 2,669,065 Net other postemployment benefit liability (Notes 9, 10, & 11)336,771 36,392 373,163 572,061 Long-term liabilities due in more than one year (Note 6)1,608,494 6,880,964 8,489,458 9,931,101 Total liabilities 6,886,880 8,653,394 15,540,274 19,883,566 DEFERRED INFLOWS OF RESOURCES Property taxes 936,222 - 936,222 737,493 Deferred inflows related to pensions (Notes 8 & 11)2,099,762 714,178 2,813,940 289,367 Deferred inflow related to other postemployment benefits (Notes 9, 10, & 11)342,737 30,692 373,429 242,990 Total deferred inflows of resources 3,378,721 744,870 4,123,591 1,269,850 NET POSITION 8,516,026 5,992,839 14,508,865 12,717,555 Public safety 299,773 - 299,773 406,739 Pensions 605,924 206,089 812,013 - Unrestricted 4,990,206 3,035,766 8,025,972 6,464,822 Restricted for: Net investment in capital assets Totals TOWN OF VINTON, VIRGINIA STATEMENT OF NET POSITION June 30, 2022 Cash and cash equivalents, restricted (Note 2) Deferred outflows related to pensions (Notes 8 & 11) Land held for resale Long-term liabilities due within one year (Note 6) The Notes to Financial Statements are an integral part of this statement. 14 EXHIBIT 2 Charges for Comparison Functions/Programs Expenses Services Contributions Contributions Activities Activities 2022 2021 Governmental activities 1,838,254$ 123,649$ 537,213$ -$ (1,177,392)$ (1,177,392)$ (2,474,785)$ Public safety 2,701,937 91,340 435,425 40,657 (2,134,515) (2,134,515) (1,785,055) Public works 1,793,344 124,755 1,285,404 107,589 (275,596) (275,596) (556,306) Planning and zoning - - 4,062 - 4,062 4,062 - Parks, recreation, and cultural 481,002 143,753 - - (337,249) (337,249) (397,207) Community development 646,588 5,430 820 247,328 (393,010) (393,010) 154,045 Interest on long-term debt 104,711 - - - (104,711) (104,711) (68,126) Total governmental activities 7,565,836 488,927 2,262,924 395,574 (4,418,411) (4,418,411) (5,127,434) Business-type activities Water and sewer 3,493,083 4,222,118 - - - 729,035$ 729,035 473,017 Stormwater management 320,668 - - - - (320,668) (320,668) (399,797) Total business-type activities 3,813,751 4,222,118 - - - 408,367 408,367 73,220 Total 11,379,587$4,711,045$ 2,262,924$ 395,574$ (4,418,411) 408,367 (4,010,044) (5,054,214) General revenues Property taxes (Note 15)839,021 - 839,021 759,771 Sales tax 1,331,193 - 1,331,193 1,236,214 Meals tax 1,668,087 - 1,668,087 1,417,813 Utilities tax 697,847 - 697,847 689,181 Pari-mutuel tax 1,023,595 - 1,023,595 643,785 Business license tax 785,146 - 785,146 672,841 Bank stock tax 276,548 - 276,548 226,925 Cigarette tax 145,951 - 145,951 145,993 Vehicle license fee 178,600 - 178,600 187,918 Other local taxes 29,469 - 29,469 44,584 Intergovernmental revenue not program specific 344,058 - 344,058 1,702,176 Unrestricted investment earnings 10,804 1,501 12,305 26,147 Restricted investment earnings - 10,058 10,058 757 Rebates 214,416 - 214,416 - Other 16,598 494,659 511,257 540,966 Transfers (Note 19)(595,938) 595,938 - - Total general revenues 6,965,395 1,102,156 8,067,551 8,295,071 Change in net position 2,546,984 1,510,523 4,057,507 3,240,857 NET POSITION AT JULY 1 11,864,945 7,724,171 19,589,116 16,348,259 NET POSITION AT JUNE 30 14,411,929$ 9,234,694$ 23,646,623$ 19,589,116$ General government administration Totals TOWN OF VINTON, VIRGINIA STATEMENT OF ACTIVITIES Year Ended June 30, 2022 Program Revenues Net (Expense) Revenue and Changes in Net Position The Notes to Financial Statements are an integral part of this statement. 15 EXHIBIT 3 2021 Capital Total Total General Projects Grant Governmental Governmental Fund Fund Fund Funds Funds Comparison ASSETS Cash and cash equivalents 6,352,775$ 1,413,830$ 3,627,954$ 11,394,559$ 10,062,515$ Receivables, net 594,643 - - 594,643 534,462 Due from other governmental units 286,613 - 168,263 454,876 554,685 Inventories 47 - - 47 70 Land held for resale 495,239 - - 495,239 495,239 Prepaids 10,848 - - 10,848 20,201 Loans receivable 21,646 - - 21,646 37,168 Cash and cash equivalents, restricted 26,535 - - 26,535 28,034 Total assets 7,788,346$ 1,413,830$ 3,796,217$ 12,998,393$ 11,732,374$ LIABILITIES Accounts payable and accrued liabilities 209,069$ 14,600$ 20,344$ 244,013$ 225,139$ Accrued payroll and related liabilities 163,109 - 41 163,150 186,226 21,026 - 3,770,875 3,791,901 4,232,682 Total liabilities 393,204 14,600 3,791,260 4,199,064 4,644,047 DEFERRED INFLOWS OF RESOURCES Deferred revenue 1,429,363 - - 1,429,363 1,165,214 Total deferred inflows of resources 1,429,363 - - 1,429,363 1,165,214 FUND BALANCES (Note 20) Nonspendable 31,825 - 78,405 110,230 599,269 Restricted 294,816 - 4,957 299,773 406,739 Committed - 1,399,230 - 1,399,230 1,366,195 Assigned 33,458 - - 33,458 85,776 Unassigned 5,605,680 - (78,405) 5,527,275 3,465,134 Total fund balances 5,965,779 1,399,230 4,957 7,369,966 5,923,113 Total liabilities, deferred inflows of resources, and fund balances 7,788,346$ 1,413,830$ 3,796,217$ 12,998,393$ 11,732,374$ Unearned revenue TOWN OF VINTON, VIRGINIA BALANCE SHEET GOVERNMENTAL FUNDS June 30, 2022 2022 The Notes to Financial Statements are an integral part of this statement. 16 EXHIBIT 4 (For Comparison Only) 2022 2021 Total Fund Balances – Governmental Fund 7,369,966$ 5,923,113$ are different because: Capital assets used in governmental activities are not financial resources and, therefore, are not reported in the funds. Governmental capital assets 21,815,676$ Less: accumulated depreciation (11,434,698) 10,380,978 9,749,029 Other long-term assets are not available to pay for current-period expenditures and, therefore, are deferred in the funds.493,141 427,721 Financial statement elements related to other postemployment benefits and pensions are applicable to future periods and, therefore, are not reported in the funds. Deferred outflows related to: Pensions 591,776 Other postemployment benefits 57,136 Deferred inflows related to: Pensions (2,099,762) Other postemployment benefits (342,737) 605,924 Net other postemployment benefits liability (336,771) (1,524,434) (2,074,133) Long-term liabilities are not due and payable in the current period and, therefore, are not reported in the funds. General obligation bonds, including unamortized deferred amounts (1,280,885) (584,067) Accrued interest payable (8,223) Compensated absences (434,547) (2,307,722) (2,160,785) Total Net Position – Governmental Activities 14,411,929$ 11,864,945$ Net pension asset Operating lease obligations TOWN OF VINTON, VIRGINIA TO THE STATEMENT OF NET POSITION June 30, 2022 Amounts reported for governmental activities in the statement of net position Governmental Funds The Notes to Financial Statements are an integral part of this statement. 17 EXHIBIT 5 2021 Capital Total Total General Projects Grant Governmental Governmental Fund Fund Fund Funds Funds Comparison Only) REVENUES General property taxes 800,477$ -$ -$ 800,477$ 755,762$ Other local taxes 6,119,154 - - 6,119,154 5,239,902 Permits, privilege fees, and regulatory licenses 5,430 - - 5,430 5,490 Fines and forfeitures 61,990 - - 61,990 52,305 Revenues from use of money and property 128,192 - - 128,192 139,588 Charges for services 162,636 - - 162,636 69,391 Other 129,411 - - 129,411 131,824 Recovered costs 234,172 - - 234,172 98,269 Non-categorical aid 421,968 - 488,230 910,198 1,834,492 Categorical aid 1,580,484 - 511,194 2,091,678 2,230,711 Total revenues 9,643,914 - 999,424 10,643,338 10,557,734 EXPENDITURES Current: General government administration 838,742 - 567,171 1,405,913 2,474,141 Public safety 2,461,532 20,449 108,738 2,590,719 2,155,855 Public works 1,406,427 600 - 1,407,027 1,395,665 Parks, recreation, and cultural 507,955 - - 507,955 500,690 Community development 503,752 - 197,929 701,681 571,140 Capital projects 245,508 695,916 120,629 1,062,053 1,450,148 Debt service: Principal retirement 836,347 - - 836,347 452,490 Interest and fiscal charges 88,852 - - 88,852 62,640 Total expenditures 6,889,115 716,965 994,467 8,600,547 9,062,769 Excess (deficit) of revenues over (under) expenditures 2,754,799 (716,965) 4,957 2,042,791 1,494,965 OTHER FINANCING SOURCES (USES) Issuance of refunding bonds - - - - 321,000 Payment to refunded bonds escrow agent - - - - (313,402) Transfers in - 750,000 - 750,000 1,706,583 Transfers out (1,345,938) - - (1,345,938) (2,116,323) Total other financing sources (uses)(1,345,938) 750,000 - (595,938) (402,142) Net change in fund balance 1,408,861 33,035 4,957 1,446,853 1,092,823 FUND BALANCE AT JULY 1 4,556,918 1,366,195 - 5,923,113 4,830,290 FUND BALANCE AT JUNE 30 5,965,779$ 1,399,230$ 4,957$ 7,369,966$ 5,923,113$ TOWN OF VINTON, VIRGINIA STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES GOVERNMENTAL FUNDS Year Ended June 30, 2022 2022 The Notes to Financial Statements are an integral part of this statement. 18 EXHIBIT 6 (For Comparison Only) 2022 2021 Net change in fund balance governmental fund 1,446,853$ 1,092,823$ -5,128 631,949 894,392 65,420 29,365 508,443 (257,045) Employer pension contributions $287,556 Pension expense (795,999) Employer other postemployment benefit contributions $16,172 Other postemployment benefits expense (57,428) 41,256 27,533 (3,293) 434,281 (143,644) 79,768 Change in net position of governmental activities Governmental funds report employer pension contributions as expenditures.However,in the statement of activities,the cost of pension benefits earned net of employee contributions is reported as pension expense. The issuance of long-term debt provides current financial resources to governmental funds, while the repayment of the principal of long-term debt consumes the current financial resources of governmental funds.Neither transaction has any effect on net position. Also,governmental funds report premiums, discounts,and similar items when debt is issued,whereas these amounts are deferred and amortized in the statement of activities. This amount is the net effect of those differences. Some items reported in the statement of activities do not require the use of current financial resources and,therefore,are not reported as expenditures in governmental funds.These activities consist of a increase in compensated absences. The net effect of the change in accrued interest expense is not reflected in the fund statements. Governmental funds report capital outlays as expenditures;however,in the statement of activities,the cost of those assets is allocated over their estimated useful lives as depreciation expense.This is the amount by which depreciation $1,010,901 exceeded capital outlay $819,069 and the value of the right- of-use lease asset addition in the current period $823,781. Governmental funds report employer other postemployment benefit contributions as expenditures. However,in the statement of activities the cost of these benefits earned,net of employee contributions, is reported as other postemployment benefit expense. TOWN OF VINTON, VIRGINIA RECONCILIATION OF THE STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES OF THE GOVERNMENTAL FUNDS TO THE STATEMENT OF ACTIVITIES Year Ended June 30, 2022 Governmental Funds Revenues in the statement of activities that do not provide current financial resources are not reported as revenues in the funds. Amounts reported for governmental activities in the statement of activities are different because: The Notes to Financial Statements are an integral part of this statement. 19 EXHIBIT 7 Variance with Final Budget Positive Original Final Actual (Negative) REVENUES General property taxes 741,674$ 941,674$ 800,477$ (141,197)$ Other local taxes 4,809,029 5,607,262 6,119,154 511,892 Permits, privilege fees, and regulatory licenses 4,646 4,646 5,430 784 Fines and forfeitures 31,616 44,616 61,990 17,374 Revenues from use of money and property 118,115 118,115 128,192 10,077 Charges for services 127,787 154,787 162,636 7,849 Other 132,858 148,358 129,411 (18,947) Recovered costs 92,231 97,276 234,172 136,896 Non-categorical aid 425,346 425,346 421,968 (3,378) Categorical aid 1,548,956 1,557,956 1,580,484 22,528 Total revenues 8,032,258 9,100,036 9,643,914 543,878 EXPENDITURES Total expenditures 7,275,094 8,098,953 6,889,115 1,209,838 OTHER FINANCING USES Transfers out (757,164) (1,345,938) (1,345,938) - Net change in fund balance -$ (344,855)$ 1,408,861$ 1,753,716$ Budgeted Amounts TOWN OF VINTON, VIRGINIA STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCE – BUDGET AND ACTUAL – GENERAL FUND Year Ended June 30, 2022 The Notes to Financial Statements are an integral part of this statement. 20 EXHIBIT 8 2021 Total Enterprise Water and Sewer Stormwater Management Total Enterprise (For Comparison Only) Current assets: Cash and cash equivalents 3,111,524$ 455,984$ 3,567,508$ 3,015,958$ Receivables, net 228,602 - 228,602 776,417 Due from other governmental units 496,209 - 496,209 - Inventories 58,441 1,589 60,030 70,315 Prepaids 1,262 1 1,263 1,874 Cash and cash equivalents, restricted 2,888,625 - 2,888,625 4,418,345 Total current assets 6,784,663 457,574 7,242,237 8,282,909 Noncurrent assets: Net pension asset (Notes 8 & 11)167,275 38,814 206,089 - Capital assets: Nondepreciable 595,026 18,233 613,259 243,701 Depreciable, net 9,960,502 324,615 10,285,117 9,437,509 Total noncurrent assets 10,722,803 381,662 11,104,465 9,681,210 Total assets 17,507,466 839,236 18,346,702 17,964,119 DEFERRED OUTFLOWS OF RESOURCES Deferred charge on refunding 79,862 - 79,862 93,597 Deferred outflows related to pensions (Notes 8 & 11)163,369 37,908 201,277 271,231 Deferred outflows related to other postemployment benefits (Notes 9, 10, & 11)4,264 853 5,117 7,612 LIABILITIES DEFERRED INFLOWS OF RESOURCES 579,672 134,506 714,178 73,528 NET POSITION Business-Type Activities – Enterprise Funds TOWN OF VINTON, VIRGINIA STATEMENT OF NET POSITION PROPRIETARY FUNDS June 30, 2022 2022 The Notes to Financial Statements are an integral part of this statement. 21 EXHIBIT 9 2021 (For Comparison Only) Water and Sewer Stormwater Management Total Enterprise Total Enterprise OPERATING REVENUES Water service charges and fees 1,950,097$ -$ 1,950,097$ 1,729,140$ Sewer service charges and fees 2,220,592 - 2,220,592 2,002,009 Water/sewer penalties 51,429 - 51,429 51,617 Other revenue 494,659 - 494,659 446,540 Total operating revenues 4,716,777 - 4,716,777 4,229,306 OPERATING EXPENSES Total operating expenses 3,321,448 316,423 3,637,871 3,862,514 Operating income (loss)1,395,329 (316,423) 1,078,906 366,792 NON-OPERATING REVENUE (EXPENSE) Net non-operating revenue (expense)(160,076) (4,245) (164,321) 158,080 Income (loss) before transfers 1,235,253 (320,668) 914,585 524,872 TRANSFERS IN (OUT) Change in net position 1,028,089 482,434 1,510,523 934,612 NET POSITION AT JULY 1 NET POSITION AT JUNE 30 8,557,146$ 677,548$ 9,234,694$ 7,724,171$ 2022 TOWN OF VINTON, VIRGINIA Business-Type Activities – Enterprise Fund The Notes to Financial Statements are an integral part of this statement. 22 EXHIBIT 10 2021 Water and Sewer Stormwater Management Total Enterprise Total Enterprise (For Comparison Only) OPERATING ACTIVITIES Receipts from customers 4,228,524$ -$ 4,228,524$ 3,712,707$ Receipts from other sources 494,659 - 494,659 446,540 Payments to suppliers (1,623,142) (35,243) (1,658,385) (1,583,480) Payments to employees (1,212,738) (269,935) (1,482,673) (1,342,772) Net cash provided by (used in) operating activities 1,887,303 (305,178) 1,582,125 1,232,995 NONCAPITAL FINANCING ACTIVITIES Transfers from (to) other funds (207,164) 803,102 595,938 409,740 CAPITAL AND RELATED FINANCING ACTIVITIES Purchases of capital assets (1,403,756) (166,881) (1,570,637) (568,196) Principal paid on long-term liabilities (1,277,109) (178,474) (1,455,583) (1,886,392) Proceeds from long-term liabilities - - - 5,827,525 Debt issuance costs 359 - 359 75,264 Interest paid (140,991) (940) (141,931) (142,823) Net cash provided by (used in) capital and related financing activities (2,821,497) (346,295) (3,167,792) 3,305,378 INVESTING ACTIVITIES Interest received on investments 11,559 - 11,559 5,112 Net increase (decrease) in cash and cash equivalents CASH AND CASH EQUIVALENTS Beginning at July 1 7,129,948 304,355 7,434,303 2,481,078 Ending at June 30 6,000,149$ 455,984$ 6,456,133$ 7,434,303$ RECONCILIATION TO EXHIBIT 8 Cash and cash equivalents 3,111,524$ 455,984$ 3,567,508$ 3,015,958$ Cash and cash equivalents, restricted 2,888,625 - 2,888,625 4,418,345 6,000,149$ 455,984$ 6,456,133$ 7,434,303$ Reconciliation of operating income (loss) to net cash provided by (used in) operating activities Operating income (loss)1,395,329$ (316,423)$ 1,078,906$ 366,792$ Adjustments to reconcile operating income (loss) to net cash provided by (used in) operating activities: Depreciation 818,804 40,032 858,836 910,148 Pension benefit (expense) net of employer contributions (127,662) (46,033) (173,695) 59,386 Other postemployment benefit (expense) net of employer contributions (11,348) (1,996) (13,344) 1,398 Change in certain assets and liabilities: (Increase) decrease in: Receivables, net 51,606 - 51,606 (68,759) Inventories 8,825 1,460 10,285 (6,327) Prepaids 603 8 611 29,911 Increase (decrease) in: Accounts payable and accrued liabilities (184,785) 26,214 (158,571) (63,096) Accrued payroll and related liabilities (15,205) (6,788) (21,993) 11,208 Customer security deposits (45,200) - (45,200) (1,300) Compensated absences (3,664) (1,652) (5,316) (6,366) Net cash provided by (used in) operating activities 1,887,303$ (305,178)$ 1,582,125$ 1,232,995$ NON-CASH CAPITAL AND RELATED FINANCING Capital asset purchases included in accounts payable 622,685$ -$ 622,685$ 110,438$ Capital contributions -$ -$ -$ 364,920$ Loss on disposal of assets (6,882)$ -$ (6,882)$ -$ \ 2022 TOWN OF VINTON, VIRGINIA STATEMENT OF CASH FLOWS PROPRIETARY FUNDS Year Ended June 30, 2022 Business-Type Activities – Enterprise Fund The Notes to Financial Statements are an integral part of this statement. 23 TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2022 (Continued) 24 Note 1.Summary of Significant Accounting Policies A.The Financial Reporting Entity The Town of Vinton (the “Town”) was established in 1884. It is a political subdivision of the Commonwealth of Virginia operating under the Council-Manager form of government. The Town Council consists of a mayor and four other council members. The Town is part of Roanoke County and has taxing powers subject to state-wide restrictions and tax limits. Vinton provides a full range of municipal services including police, refuse collection, recycling, public improvements, planning and zoning, general administrative services, recreation, and water and sewer services. Jointly Governed Organizations Roanoke Valley Resource Authority The Town of Vinton, Roanoke County, and the City of Roanoke jointly participate in the Roanoke Valley Resource Authority, which operates a regional solid waste disposal system that includes a sanitary landfill, waste collection, and transfer station. The Authority is governed by a board composed of seven members appointed by the governing bodies of participating jurisdictions. Town Council appoints one member. The Town has control over the budget and financing of the Authority only to the extent of representation by the board member appointed. The participating localities are each responsible for their pro-rata share, based on population, of any year-end operating deficit. For the current year, the Town remitted $218,501 to the Authority for services. A separate financial statement can be obtained from the Roanoke Valley Resource Authority, 110 Hollins Road, NE, Roanoke, Virginia 24012. Roanoke Valley Regional Pound Facility The Counties of Roanoke and Botetourt, the City of Roanoke, the Town of Vinton, and the Roanoke Valley Society for the Prevention of Cruelty to Animals, Inc. formed the Advisory Board of the Roanoke Valley Regional Pound Facility to construct and operate a regional pound facility. The Board is composed of nine members. Each locality’s financial obligation is based on the number of animals caged per day at the facility. The County of Roanoke assumed responsibility for the Town’s percentage of the costs as part of the new memorandum of understanding with the County of Roanoke that went into effect on July 1, 2019.A separate financial statement can be obtained from the Roanoke Valley Regional Pound Facility, 1510 Baldwin Avenue, Roanoke, Virginia 24012. Roanoke County Emergency Communications Center The Town participates in an intergovernmental agreement with the County of Roanoke for the operation of a E-911 dispatch center. All personnel of the Center are employees of Roanoke County. The Director of Communications & Information Technology in coordination with the Emergency Communications Center Advisory Board is responsible for oversight of the Center. The Assistant Director for Communications and Information Technology is responsible for the day-to-day operational management of the Center.The Town and County of Roanoke contribute to the operational cost of the Center based on the pro rata share of call volume. The Town’s share of the operating cost was $385,025 in the current year. Separate financial statements are not available. TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2022 (Continued) 25 Note 1.Summary of Significant Accounting Policies (Continued) A.The Financial Reporting Entity (Continued) Jointly Governed Organizations (Continued) Western Virginia Regional Industrial Facility Authority The Town of Vinton, County of Botetourt, County of Franklin, County of Roanoke, City of Salem, and the City of Roanoke jointly participate in the Western Virginia Regional Industrial Facility Authority, which functions to enhance the economic base for members by developing, owning, and operating facilities on a cooperative basis. The Authority is governed by a board composed of twelve members appointed by the governing bodies of participating jurisdictions. Town Council appoints two members. There were no associated costs to members for participation in the Authority in the current year. A separate financial statement can be obtained from the Western Virginia Regional Industrial Facility Authority care of Roanoke Regional Partnership, 111 Franklin Road, SE, Roanoke, Virginia 24011. B.Individual Component Unit Disclosures As required by generally accepted accounting principles, these financial statements present the Town as the primary government. A component unit is an entity for which the primary government is considered to be financially accountable. There are no component units within this reporting entity. C.Government-Wide and Fund Financial Statements The government-wide financial statements (i.e., the statement of net position and the statement of changes in net position) report information on all of the activities of the Town. For the most part, the effect of interfund activity has been removed from these statements. Interfund services provided and used are not eliminated in the process of consolidation. Governmental activities, which normally are supported by taxes and intergovernmental revenues, are reported separately from business-type activities, which rely to a significant extent on fees and charges for support. The statement of activities demonstrates the degree to which the direct expenses of a given function or segment is offset by program revenues. Direct expenses are those that are clearly identifiable with a specific function or segment. Program revenues include (1) charges to customers or applicants who purchase, use, or directly benefit from goods, services, or privileges provided by a given function or segment and (2) grants and contributions that are restricted to meeting the operational or capital requirements of a particular function or segment. Taxes and other items not properly included among program revenues are reported instead as general revenues. Separate financial statements are provided for the governmental fund and proprietary funds. TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2022 (Continued) 26 Note 1.Summary of Significant Accounting Policies (Continued) D.Measurement Focus, Basis of Accounting, and Financial Statement Presentation The government-wide financial statements are reported using the economic resources measurement focus and the accrual basis of accounting, as are the proprietary fund financial statements. Revenues are recorded when earned, and expenses are recorded when a liability is incurred, regardless of the timing of related cash flows. Property taxes are recognized as revenues in the year for which they are levied. Grants and similar items are recognized as revenue as soon as all eligibility requirements imposed by the provider have been met. Governmental fund financial statements are reported using the current financial resources measurement focus and the modified accrual basis of accounting. Revenues are recognized as soon as they are both measurable and available. Revenues are considered to be available when they are collectible within the current period or soon enough thereafter to pay liabilities of the current period. For this purpose, the Town considers revenue as available if it is collected within 45 days of the end of the current fiscal period. Expenditures generally are recorded when a liability is incurred, as under accrual accounting. However, debt service expenditures, as well as expenditures related to compensated absences and claims and judgments, are recorded only when payment is due. Property taxes, franchise taxes, licenses, and interest associated with the current fiscal period are all considered to be susceptible to accrual and have been recognized as revenues of the current fiscal period. All other revenue items are considered to be measurable and available only when cash is received by the Town. The Town reports the following major governmental funds: The general fund is the Town’s primary operating fund. It accounts for all financial resources of the Town, except those required to be accounted for in another fund. The capital projects fund is used to account for financial resources which have been segregated for the acquisition or construction of major capital facilities. The grant fund is a special revenue fund that is used to report specific revenue sources that are limited to being used for a specific purpose. The Town reports the following major proprietary funds: The enterprise funds account for the financing of services to the general public where all or most of the operating expenses involved are intended to be recovered in the form of user charges, or where management has decided that periodic determination of revenues earned, expenses incurred, and/or net income is appropriate for management control, accountability, or other purposes. The enterprise funds consist of the activities relating to water and sewer services and stormwater management. TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2022 (Continued) 27 Note 1.Summary of Significant Accounting Policies (Continued) D.Measurement Focus, Basis of Accounting, and Financial Statement Presentation (Continued) Amounts reported as program revenues include (1) charges to customers or applicants for goods, services, or privileges provided, (2) operating grants and contributions, and (3) capital grants and contributions, including special assessments. Internally dedicated resources are reported as general revenues rather than as program revenues. Likewise, general revenues include all taxes. Proprietary funds distinguish operating revenues and expenses from non-operating items. Operating revenues and expenses generally result from providing services and producing and delivering goods in connection with a proprietary fund’s principal ongoing operations. The principal operating revenues of the water and sewer enterprise fund are charges to customers for sales and services. The stormwater management fund has not begun to collect dedicated utility fees. Operating expenses for enterprise funds include the cost of sales and services, administrative expenses, and depreciation on capital assets. All revenues and expenses not meeting this definition are reported as non-operating revenues and expenses. E.Budgets and Budgetary Accounting The following procedures are used in establishing the budgetary data reflected in the financial statements: 1)Prior to June 30, the Town Manager submits to Council a proposed operating and capital budget for the fiscal year commencing the following July 1. This budget includes proposed expenditures and the means of financing them. 2)Public hearings are conducted to obtain citizen comments. 3)Prior to June 30, the budgets for the general and enterprise funds are legally enacted through passage of an appropriations ordinance. Town Council may, from time to time, amend the budget providing for additional expenditures and the means for financing them. Town Council approved additional general fund appropriations of approximately $1,517,000 during the fiscal year ended June 30, primarily for capital projects deferred from the prior year and additional operating expenditures. 4)The appropriations ordinance places legal restrictions on expenditures at the department or function level. Management can over-expend at the line item level without approval of Town Council. The appropriation for each department or function can be revised only by Town Council. The Town Manager is authorized to transfer budget amounts within departments. All budget data presented in Exhibit 7 is at the legal level of budgetary control. 5)Formal budgetary integration is employed as a management control device during the year for the general and enterprise funds. TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2022 (Continued) 28 Note 1.Summary of Significant Accounting Policies (Continued) E.Budgets and Budgetary Accounting (Continued) 6)Budgets are adopted on a basis consistent with generally accepted accounting principles (GAAP). 7)Appropriations lapse on June 30. 8)All budget data presented in the accompanying financial statements are revised as of June 30. F.Cash and Cash Equivalents Cash and cash equivalents are defined as short-term, highly liquid investments (including restricted assets) with an original maturity of three months or less when purchased. G.Allowance for Uncollectible Accounts The Town calculates its allowance for uncollectible accounts using historical collection data and specific account analysis. H.Inventories Inventories are valued at cost.Inventories are accounted for under the consumption method, where inventories are recorded as expenditures when consumed, rather than when purchased. I.Prepaid Items Governmental fund prepaid items consist primarily of health insurance premium payments incurred for periods in a subsequent fiscal year. Prepaid items are accounted for using the consumption method. The payments are recorded as expenditures in the fiscal year related to the coverage period. Proprietary fund prepaid items consist primarily of inventory purchased before year-end but not received and on hand until after the year-end. Prepaid items are accounted for using the consumption method. The costs of these items are expensed in the subsequent fiscal year when they are actually consumed or used. J.Land Held for Resale Land held for resale represents a property that was purchased by the Town for the purposes of economic development. The Town intends to sell the property as soon as possible and thus it will not be placed into service to benefit the Town. TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2022 (Continued) 29 Note 1.Summary of Significant Accounting Policies (Continued) K.Capital Assets Capital assets, which include property, plant, and equipment, and infrastructure assets acquired subsequent to July 1, 2001, are reported in the applicable governmental or business-type activities columns in the government-wide financial statements. Capital assets are defined by the Town as assets with an initial,individual cost of more than $10,000 and an estimated useful life in excess of one year. Such assets are recorded at historical cost or estimated historical cost if purchased or constructed. Donated capital assets, donated works of art and similar items, and capital assets received in a service concession arrangement are recorded at acquisition value. The costs of normal maintenance and repairs that do not add to the value of the asset or materially extend assets lives are not capitalized. Capital assets are depreciated using the straight-line method over the following estimated useful lives: Buildings and improvements 10-40 years Machinery and equipment 3-10 years Utility plant 20-40 years Public domain infrastructure 25-40 years Sewage treatment contract 30 years L.Leases For the year ended June 30, 2022, the financial statements include the adoption of GASB Statement No. 87, Leases. The primary objective of this statement is to enhance the relevance and consistency of information about governments’ leasing activities. This statement establishes a single model of lease accounting based on the principle that leases are financings of the right to use an underlying asset. Under the statement, a lease is required to recognize a lease liability and an intangible right-to-use lease asset. M.Deferred Outflows/Inflows of Resources In addition to assets, the statements that present net position report a separate section for deferred outflows of resources. These items represent a consumption of net assets that applies to future periods and so will not be recognized as an outflow of resources (expense) until then. In addition to liabilities, the statements that present financial position report a separate section for deferred inflows or resources. These items represent an acquisition of net assets that applies to future periods and so will not be recognized as an inflow of resources (revenue) until that time. N.Compensated Absences The Town has policies which allow for the accumulation and vesting of limited amounts of vacation and sick leave until termination or retirement. Amounts of such absences are accrued when incurred in the government-wide and proprietary fund financial statements. A liability for these amounts is reported in governmental funds only when the leave is due and payable. TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2022 (Continued) 30 Note 1.Summary of Significant Accounting Policies (Continued) O.Pensions and Other Postemployment Benefits (OPEB) For purposes of measuring all financial statement elements relating to pension and OPEB plans, information about the fiduciary net position of the Town’s plans and the additions to/deductions from the Town’s plan’s net fiduciary net position have been determined on the same basis as they were reported by the Virginia Retirement System (VRS). For this purpose, benefit payments (including refunds of employee contributions) are recognized when due and payable in accordance with the benefit terms. Investments are reported at fair value. P.Long-Term Obligations In the government-wide financial statements and proprietary fund types in the fund financial statements, long-term debt and other long-term obligations are reported as liabilities in the applicable governmental activities, business-type activities, or proprietary fund type statement of net position. Bond premiums and discounts are deferred and amortized over the life of the bonds using the straight-line method. Bonds payable are reported net of the applicable bond premium or discount. Issuance costs, whether or not withheld from the actual debt proceeds received, are reported as expenses. In the fund financial statements, governmental fund types recognize bond premiums and discounts, as well as bond issuance costs, during the current period. The face amount of debt issued is reported as other financing sources. Premiums received on debt issuances are reported as other financing sources, while discounts on debt issuances are reported as other financing uses. Issuance costs, whether or not withheld from the actual debt proceeds received, are reported as debt service expenditures. Q.Fund Balances Fund balance is divided into five classifications based primarily on the extent to which the Town is bound to observe constraints imposed upon the use of the resources. The classifications are as follows: Nonspendable –Amounts that cannot be spent because they are not in spendable form, or legally or contractually required to be maintained intact. The “not in spendable form” criterion includes items that are not expected to be converted to cash. Restricted –Amounts constrained to specific purposes by their providers (such as grantors, bondholders, and higher levels of government), through constitutional provisions, or by enabling legislation. Committed –Amounts constrained to specific purposes by the Town, using its highest level of decision-making authority; to be reported as committed, amounts cannot be used for any other purposes unless the same highest level of action is taken to remove or change the constraint. Assigned –Amounts the Town intends to use for a specified purpose; intent can be expressed by the governing body. Unassigned –Amounts that are available for any purpose; positive amounts are reported only in the general fund. TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2022 (Continued) 31 Note 1.Summary of Significant Accounting Policies (Continued) Q.Fund Balances (Continued) Council establishes (and modifies or rescinds) fund balance commitments by passage of an ordinance or resolution. This is typically done through adoption and amendment of the budget. The degree of difficulty to remove an ordinance is greater than a resolution; therefore,an ordinance is the most binding. Assigned fund balance is established by Council, the Town Manager, or the Director of Finance through adoption or amendment of the budget as intended for specific purpose (such as the purchase of capital assets, debt service, or for other purposes). The Town applies restricted resources first when expenditures are incurred for purposes for which either restricted or unrestricted (committed, assigned, and unassigned) amounts are available. Similarly, within unrestricted fund balance, committed amounts are reduced first followed by assigned, and then unassigned amounts when expenditures are incurred for purposes for which amounts in any of the unrestricted fund balance classifications could be used. Minimum Fund Balance Policy The Town strives to maintain a General Fund reserve equal to four months of discretionary General Fund revenues. R.Estimates Management uses estimates and assumptions in preparing its financial statements. Those estimates and assumptions affect the reported amounts of assets and liabilities, the disclosure of contingent liabilities, and reported revenues and expenses. Actual results could differ from those estimates. S.Comparative Information The basic financial statements include certain prior year summarized comparative information in total but not at the level of detail required for a presentation in conformity with GAAP. Accordingly, such information should be read in conjunction with the government’s financial statements for the prior year from which the summarized information was derived. T.Reclassifications Certain amounts in the prior-year comparison information have been reclassified for comparative purposes to conform with the presentation in the current-year financial statements. TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2022 (Continued) 32 Note 2.Deposits and Investments Deposits Deposits with banks are covered by the Federal Deposit Insurance Corporation (FDIC) and collateralized in accordance with the Virginia Security for Public Deposits Act (the “Act”) Section 2.2-4400 et. seq. of the Code of Virginia. Under the Act, banks and savings institutions holding public deposits in excess of the amount insured by the FDIC must pledge collateral to the Commonwealth of Virginia Treasury Board. Financial institutions may choose between two collateralization methodologies and depending upon that choice, will pledge collateral that ranges in the amounts from 50% to 130% of excess deposits. Accordingly, all deposits are considered fully collateralized. Investments Investment Policy Statutes authorize the Town to invest in obligations of the United States or agencies thereof, obligations of the Commonwealth of Virginia or political subdivisions thereof, obligations of the International Bank for Reconstruction and Development (World Bank), the Asian Development Bank, the African Development Bank, “prime quality” commercial paper and certain corporate notes, and bankers’ acceptances, repurchase agreements, and the State Treasurer’s Local Government Investment Pool (LGIP). Pursuant to Section 2.1-234.7 Code of Virginia, the Treasury Board of the Commonwealth sponsors the LGIP and has delegated certain functions to the State Treasurer. The LGIP reports to the Treasury Board at their regulatory scheduled monthly meetings and the fair value of the position in LGIP is the same as the value of the pool shares (i.e., the LGIP maintains a stable net asset value of $1 per share). The investment policy (the “Policy”) specifies that no investment may have a maturity greater than one year from the date of purchase. Credit Risk As required by state statute, the Policy requires that “prime quality”commercial paper, with a maturity of 270 days or less, of issuing corporations organized under the laws of the United States, or of any state thereof including paper issued by banks and bank holding companies has received at least two of the following ratings: (i) at lease prime 1 by Moody’s Investors Service, Inc.; (ii) at least A1 by Standard & Poor’s; or (iii) at least F1 by Fitch Ratings, Inc. provided that at the time of the any such investment has a net worth of at least $50 million, the net income of the issuing corporation, or its guarantor, has averaged $3 million per year for the previous five year, and all existing senior bonded indebtedness of the issuer, or its guarantor, has received at least two of the following ratings: (i) at lease A by Moody’s Investors Service, Inc.; (ii) at least A by Standard & Poor’s, or (iii) at least A by Fitch Ratings, Inc. TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2022 (Continued) 33 Note 2.Deposits and Investments (Continued) Investments (Continued) Credit Risk (Continued) The Policy also requires that negotiable certificates of deposit and negotiable bank deposit notes of domestic banks and domestic offices of foreign banks with maturities not exceeding one year, have received at least two of the following ratings: (i) at least A-1 by Standard & Poor’s; (ii) at least P-1 by Moody’s Service; or (iii) at least at least F1 by Fitch Ratings. For maturities exceeding one year and not exceeding five years, have received at least two of the following ratings: (i) at least AA by Standard & Poor’s, (ii) at least Aa by Moody’s Investors Service, or (iii) at least AA by Fitch Ratings. The Town has invested bond proceeds subject to rebate of arbitrage earnings in the Virginia State Non-Arbitrage Program (SNAP). SNAP is designed to assist local governments in complying with the arbitrage rebate requirements of the Tax Reform Act of 1986. These programs provide comprehensive investment management, accounting, and arbitrage rebate calculation services for proceeds of general obligation and revenue tax-exempt financing of Virginia local governments. The SNAP has been assigned an “AAAm” rating by Standard & Poor’s. The maturity of the SNAP is less than one year. Although the intent of the Policy is for the Town to diversify its investment portfolio to avoid incurring unreasonable risks regarding (i) security type, (ii) individual financial institution or issuing entity, and (iii) maturity, the Policy places no limit on the amount the Town may invest in any one issuer. Interest Rate Risk As a means of limiting its exposure to fair value losses arising from rising interest rates, the Town’s investment policy specifies that no investment may have a maturity greater than two years from the date of purchase, and the average maturity of the portfolio must not exceed one year. Custodial Credit Risk The Policy requires that all investment securities shall be held in safekeeping by a third-party and evidenced by safekeeping receipts. As required by the Code of Virginia, all security holdings with maturities over 30 days may not be held in safekeeping with the “counterparty” to the investment transaction. TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2022 (Continued) 34 Note 2.Deposits and Investments (Continued) Investments (Continued) Custodial Credit Risk (Continued) As of June 30, the Town’s deposit and investment balances were as follows: Deposits Demand deposits $14,956,141 Cash on hand 1,309 14,957,450 Investments (Fair Value) (Level 1 Inputs) LGIP 21,019 VML VIP Liquidity Pool 10,185 SNAP 2,888,573 Total deposits and investments $17,877,227 Exhibit 1 total deposits and investments is composed as follows: Cash and investments $14,962,067 Restricted cash 2,915,160 Total deposits and investments $17,877,227 Restricted cash and cash equivalents consist of $2,888,573 in unspent bond proceeds, $25,209 of evidence found, and $1,378 of flex benefit spending that can only be used for specific purposes. The Town categorizes its fair value measurements within the fair value hierarchy established by GAAP. The hierarchy is based on the valuation inputs used to measure the fair value of the asset. Level 1 inputs are quoted prices in active markets for identical assets; Level 2 inputs are significant other observable inputs; and Level 3 inputs are significant unobservable inputs. TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2022 (Continued) 35 Note 3.Receivables Receivables consist of the following: Governmental Business-type Activities Activities Total Governmental funds report unavailable revenue in connection with receivables for revenues that are not considered to be available to liquidate liabilities of the current period. Governmental funds also defer revenue recognition in connection with resources that have been received, but not yet earned. At the end of the current fiscal year, the various components of unavailable and unearned revenue reported in the general fund were as follows: Unavailable Unearned Second half property taxes billed in advance $936,222 $ Delinquent property taxes receivable 283,602 283,602 Vehicle license fee 67,352 - Sales and communication taxes 132,593 - Deposits on facility use - 21,026 Other 9,594 - $1,429,363 $1,240,850 The General Fund reported unearned revenue of $1,219,824 related to taxes and $21,026 related to deposits for facility use. The Grant Fund reported unearned revenue of $3,770,875 in connection with the Coronavirus State and Local Recovery Funds related costs. TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2022 (Continued) 36 Note 4.Due from Other Governmental Units A summary of funds due from other governmental units was as follows: Governmental Activities Business-type Activities Commonwealth of Virginia Communication taxes $38,851 $- Rolling stock tax 8,204 - Highway infrastructure program 1,960 - Miscellaneous non-categorical aid 269 - 49,284 - Federal Government Other 166,303 - County of Roanoke Local sales taxes 230,496 - Other 8,793 - 239,289 - Western Virginia Water Authority - 496,209 $454,876 $496,209 Note 5.Capital Assets Capital asset activity for the year was as follows: Governmental Activities Beginning Balance Increases Decreases Ending Balance Capital assets, not depreciated Land $1,823,532 $- $- $1,823,532 Construction in progress 294,157 375,722 (34,980)634,899 Total capital assets, not depreciated 2,117,689 375,722 (34,980)2,458,431 Capital assets, depreciated Buildings and improvements 10,030,095 68,187 - 10,098,282 Machinery and equipment 4,154,347 1,158,276 (262,080)5,050,543 Infrastructure 4,132,775 75,645 - 4,208,420 Total capital assets, depreciated 18,317,217 1,302,108 (262,080)19,357,245 Less accumulated depreciation for: Buildings and improvements (5,559,440)(315,265)- (5,874,705) Machinery and equipment (3,122,089)(489,540)262,080 (3,349,549) Infrastructure (2,004,348)(206,096)- (2,210,444) Total accumulated depreciation (10,685,877)(1,010,901)262,080 (11,434,698) Total capital assets, depreciated, net 7,631,340 291,207 - 7,922,547 Governmental activities capital assets, net $9,749,029 $666,929 $(34,980)$10,380,978 TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2022 (Continued) 37 Note 5.Capital Assets (Continued) Business-type Activities Beginning Balance Increases Decreases Ending Balance Capital assets, not depreciated Land $80,752 $- $- $80,752 Construction progress 162,949 506,008 (136,450)532,507 Total capital assets, not depreciated 243,701 506,008 (136,450)613,259 Capital assets, depreciated Utility plant 20,169,374 1,392,935 - 21,562,309 Sewage treatment contract 4,066,884 - - 4,066,884 Machinery and equipment 2,290,954 320,391 (141,562)2,469,783 Total capital assets, depreciated 26,527,212 1,713,326 (141,562)28,098,976 Less accumulated depreciation for: Utility plant (13,390,148)(528,571)- (13,918,719) Sewage treatment contract (2,289,159)(144,843)- (2,434,002) Machinery and equipment (1,410,396)(185,422)134,680 (1,461,138) Total accumulated depreciation (17,089,703)(858,836)134,680 (17,813,859) Total capital assets, depreciated, net 9,437,509 854,490 (6,882)10,285,117 Business-type activities capital assets, net $9,681,210 $1,360,498 $(143,332)$10,898,376 Depreciation expense was charged to functions/programs of the primary government as follows: Construction Commitments The Town has a $421,000 construction commitment for the Gus Nicks Bridge Improvement construction project, a $761,000 construction commitment for phase two of the Glade Creek Greenway construction project, a $1,781,000 construction commitment for the Walnut Avenue Bike and Pedestrian construction project, a $1,081,000 construction commitment for the Walnut Avenue and Lee Street construction project, a $1,674,000 construction commitment for the 3rd Street Lift Station,and a $552,000 construction commitment for the Woodland Pipeline Stream Restoration as of June 30, 2022. TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2022 (Continued) 38 Note 5.Capital Assets (Continued) Sewage Treatment Contract Through its participation in an agreement with four other localities for the expansion of the regional sewage treatment plant and interceptors, the Town has contractual rights to predetermined capacity in both the plant and interceptors through 2034. The plant upgraded its Tinker Creek Interceptor in 2015 to reduce inflow and infiltration,as well as mitigate overflow. Modifications costing approximately $5 million were completed. The Town’s share was approximately 5.5% or $294,000, which was funded with an obligation payable to the Western Virginia Water Authority.On July 1, 2022,this loan, along with several others, was transferred to the Western Virginia Water Authority. The Western Virginia Water Authority began upgrades to its main digester plant in 2021 to improve operations and ensure continuity of services. The Town’s share was approximately 5.5% or $710,808. The Town issued debt in 2022 for $710,000. It received $324,000 of the funds and the Western Virginia Water Authority received the remainder. On July 1, 2022,this loan,along with several others,was transferred to the Western Virginia Water Authority. The Town is required to contribute $66,000 annually to a capital reserve fund for ongoing maintenance of the system. The Town has made the annual required contribution since the formation of the Authority in 2005.On July 1, 2022, this annual contribution was discontinued as part of the transfer to the Western Virginia Water Authority. TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2022 (Continued) 39 Note 6.Long-Term Liabilities The following is a summary of changes in long-term liabilities for the year: Governmental Beginning Ending Due Within General obligation bonds $1,670,595 $- $(346,387)$1,324,208 $348,733 Obligation payable – 11,200 - (11,200)- - Operating leases - 823,781 (239,714)584,067 242,194 Financing leases 239,046 - (239,046)- - Compensated absences 290,903 239,642 (95,998)434,547 143,401 Business-type General obligation bonds*$7,179,119 $- $(820,328)$6,358,791 $823,218 Revenue bonds 1,338,000 - (181,000)1,157,000 181,000 Obligation payable – 379,277 - (21,136)358,141 21,973 Financing leases 433,119 - (433,119)- - Compensated absences 39,580 19,968 (14,652)44,896 11,673 * Several loans are transferred to Western Virginia Water Authority on July 1, 2022.See Note 21. Governmental activities’ compensated absences, pension liabilities, and other postemployment liabilities are generally liquidated by the general fund. Governmental Activities General Obligation Bonds Operating Leases Fiscal Year Principal Interest Principal Interest $ 2023 $348,733 $23,087 $242,194 $15,320 2024 360,577 16,020 191,207 12,712 2025 360,898 8,816 107,564 7,551 2026 127,000 4,048 28,012 3,539 2027 127,000 1,638 15,090 2,192 $1,324,208 $53,609 $584,067 $ TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2022 (Continued) 40 Note 6.Long-Term Liabilities (Continued) General Obligation Bonds*Revenue Bonds Obligation Payable WVWA* Fiscal Year Principal Interest Principal Interest Principal Interest 2023 823,218 $96,719 $181,000 $21,863 21,973 12,190 2024 834,577 85,112 186,000 18,101 22,633 11,531 2025 807,973 73,313 191,000 14,237 23,313 10,851 2026 778,304 61,970 196,000 10,272 24,017 10,147 2027 619,719 50,880 200,000 6,211 24,745 9,419 2028-2032 2,384,000 113,444 203,000 2,081 135,552 35,265 2033-2037 111,000 1,843 - - 56,988 17,875 2038-2042 - - - - 48,920 4,887 $6,358,791 $483,281 $1,157,000 $72,765 $358,141 $112,165 *Several loans are transferred to Western Virginia Water Authority on July 1, 2022.See Note 21. The revenue bond has been issued in accordance with the terms of an indenture agreement with the Virginia Municipal League/Virginia Association of Counties. The indenture agreement requires the Town to pledge its Water and Sewer Fund Revenues as collateral for the revenue bond and to maintain revenues in the Water and Sewer Fund equal to at least 1.20 of all debt service payments, which exclude any refunded principal payments. The pledged revenue coverage ratio for the year ended June 30, 2022, was 1.57.Statistical Section Table 11 presents the pledged revenue coverage ratio. The Town entered into an agreement with the County of Roanoke in July 2019 that transferred the remaining debt payments associated with the Vinton Fire Station #2 and the Vinton Rescue Squad #2. The County makes semi-annual payments directly to the Town. TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2022 (Continued) 41 Note 6.Long-Term Liabilities (Continued) Details of long-term indebtedness are as follows: Interest Rates Date Issued Final Maturity Date Amount of Original Issue Activities Business- Type Activities General Obligation Bonds Virginia Revolving Loan Fund: G.O. Water and Sewer Bonds*1.00%07/24/03 07/01/24 $1,250,704 $- $207,551 G.O. Water and Sewer Bonds*1.00%10/01/04 10/01/26 2,479,000 - 704,733 G.O. Water and Sewer Bonds*1.00%01/12/06 03/01/26 1,210,000 - 308,507 Virginia Association of Counties: G.O. Refunding Bonds 2.05%05/25/16 02/01/27 702,000 359,000 - Zions Bancorporation G.O. Capital Improvement Bonds 1.66%04/22/21 03/01/33 4,429,000 - 4,009,000 G.O. Refunding Bonds 1.66%04/22/21 03/01/33 1,546,000 269,000 1,129,000 Carter Bank and Trust: G.O. Refunding Bonds 2.05%06/27/13 11/01/24 2,228,409 696,208 - $1,324,208 $6,358,791 Revenue Bonds Virginia Association of Counties: Revenue Water and Sewer Bonds 2.05%05/25/16 08/01/27 $1,786,000 $- $1,157,000 Operating Leases Enterprise Fleet Vehicles Various Various Various 573,782 $512,518 $- Copiers 3.50%07/01/21 10/31/24 40,687 28,890 - Storage Building 3.50%07/01/21 06/30/25 56,076 42,659 - $584,067 $- Obligations Payable WVWA* 2.35%03/01/15 09/01/32 294,516 $- $189,947 WVWA*4.75%07/01/21 06/01/41 173,525 - 168,194 $- $358,141 * Loans transferred to Western Virginia Water Authority on July 1, 2022.See Note 21. Note 7.Performance Agreements The Town has committed funds for several performance agreements with local businesses to encourage redevelopment and economic growth in the Town. In exchange, the Town will provide funding equal to annual meals tax generated by the business or make annual payments as performance benchmarks are met, depending on the agreement. The expected maturity of the total payouts is June 30, 2033. As of June 30, 2022, the amount earned is $485,752 and the amount unearned is $4,569,695. TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2022 (Continued) 42 Note 8.Defined Benefit Pension Plan Plan Description All full-time, salaried permanent employees of the Town of Vinton, (the “Political Subdivision”) are automatically covered by the VRS Retirement Plan upon employment. This multi-employer cost- sharing is administered by the Virginia Retirement System (the System) along with plans for other employer groups in the Commonwealth of Virginia. Members earn one month of service credit for each month they are employed and for which they and their employer pay contributions to VRS. Members are eligible to purchase prior service, based on specific criteria as defined in the Code of Virginia, as amended. Eligible prior service that may be purchased includes prior public service, active military service, certain periods of leave, and previously refunded service. The System administers three different benefit structures for covered employees –Plan 1, Plan 2, and Hybrid. Each of these benefit structures has a different eligibility criteria. The specific information for each plan and the eligibility for covered groups within each plan are available at https://www.varetire.org/members/benefits/defined-benefit/plan1.asp, https://www.varetire.org/members/benefits/defined-benefit/plan2.asp, https://www.varetirement.org/hybrid.html. Employees Covered by Benefit Terms As of the June 30, 2020,actuarial valuation, the following employees were covered by the benefit terms of the pension plan: Number Inactive members or their beneficiaries currently receiving benefits 83 Inactive members: Vested inactive members 22 Non-vested inactive members 40 Inactive members active elsewhere in VRS 58 Total inactive members 120 Active members 67 Total covered employees 270 Contributions The contribution requirement for active employees is governed by §51.1-145 of the Code of Virginia, as amended, but may be impacted as a result of funding options provided to political subdivisions by the Virginia General Assembly. Employees are required to contribute 5.00% of their compensation toward their retirement. TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2022 (Continued) 43 Note 8.Defined Benefit Pension Plan (Continued) Contributions (Continued) The political subdivision’s contractually required contribution rate for the year ended June 30, 2022, was 11.81% of covered employee compensation. This rate was based on an actuarially determined rate from an actuarial valuation as of June 30, 2019. This rate, when combined with employee contributions, was expected to finance the costs of benefits earned by employees during the year, with an additional amount to finance any unfunded accrued liability. Contributions to the pension plan from the political subdivision were $385,361 and $365,876 for the years ended June 30, 2022,and June 30, 2021, respectively. Net Pension Liability (Asset) The political subdivision’s net pension liability (asset)is calculated separately for each employer and represents that particular employer’s total pension liability (asset) determined in accordance with GASB Statement No. 68, less that employer’s fiduciary net position. For political subdivisions, the net pension liability (asset) was measured as of June 30, 2021. The total pension liability used to calculate the net pension liability (asset)was determined by an actuarial valuation performed as of June 30, 2020 rolled forward to the measurement date of June 30, 2021. Actuarial Assumptions The total pension liability (asset) for General Employees and Public Safety with Hazardous Duty Benefits in the Political Subdivision’s Retirement Plan was based on an actuarial valuation as of June 30, 2020, using the Entry Age Normal actuarial cost method and the following assumptions, applied to all periods included in the measurement and rolled forward to the measurement date of June 30, 2021. Inflation 2.50% General Employees –Salary increases, including inflation 3.50 –5.35% Public Safety Employees with hazardous duty benefits –Salary increases, including inflation 3.50 –4.75% Investment rate of return 6.75%, net of pension plan investment expense, including inflation* Mortality rates: General employees –15 to 20% of deaths are assumed to be service related. Public Safety Employees –45% to 70% of deaths are assumed to be service related. Mortality is projected using the applicable Pub-2010 Mortality Table with various setbacks or set forwards for both males and females. TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2022 (Continued) 44 Note 8.Defined Benefit Pension Plan (Continued) Actuarial Assumptions (Continued) The actuarial assumptions used in the June 30, 2020 valuation were based on the results of an actuarial experience study for the period from July 1, 2016 through June 30, 2020, except the change in the discount rate, which was based on VRS Board action effective as of July 1, 2019. Changes to the actuarial assumptions as a result of the experience study are as follows: General Employees –Largest 10 –Non-Hazardous Duty and All Others (Non 10 Largest): Update mortality table;adjusted retirement rates; adjusted withdrawal rates to better fit experience at each year age and service through 9 years of service; no change to disability rates, no change to salary scale, no change to line of duty disability; and no change to discount rate. Public Safety Employees –Largest 10 –Hazardous Duty and All Others (Non 10 Largest): Update mortality table; adjusted retirement rate to better fit experience and increased final retirement age to 70; adjusted rates to withdrawal; no change to disability rates; no changes to salary scale; no change to line of duty disability; and no change to discount rate. Long-Term Expected Rate of Return The long-term expected rate of return on pension System investments was determined using a log-normal distribution analysis in which best-estimate ranges of expected future real rates of return (expected returns, net of pension System investment expense and inflation) are developed for each major asset class. These ranges are combined to produce the long-term expected rate of return by weighing the expected future real rates of return by the target asset allocation percentage and by adding expected inflation. The target asset allocation and best estimate of arithmetic real rates of return for each major asset class are summarized in the following table: Weighted Arithmetic Average Long-Term Long-Term Expected Expected Target Rate of Rate of Asset Class (Strategy)Allocation Return Return Public Equity 34.00 %5.00 %1.70 % Fixed Income 15.00 0.57 0.09 Credit Strategies 14.00 4.49 0.63 Real Assets 14.00 4.76 0.67 Private Equity 14.00 9.94 1.39 MAPS-Multi-Asset Public Strategies 6.00 3.29 0.20 PIP-Private Investment Partnership 3.00 6.84 0.21 Total 100.00 %4.89 % Inflation 2.50 % *Expected arithmetic nominal return 7.39 % TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2022 (Continued) 45 Note 8.Defined Benefit Pension Plan (Continued) Long-Term Expected Rate of Return (Continued) *The above allocation provides for a one-year return of 7.39%. However, one-year returns do not take into account the volatility present in each of the asset classes. In setting the long-term expected rate of return for the system, stochastic projections are employed to model future returns under various economic conditions. The results provide a range of returns over various time periods that ultimately provide a median return of 6.94%, including expected inflation of 2.5%.On October 10, 2019, the VRS Board elected a long-term rate of 6.75% which is roughly at the 40th percentile of expected long-term results of the VRS fund asset allocation at that time, providing a median return of 7.11%, including expected inflation of 2.50%. Discount Rate The discount rate used to measure the total pension liability (asset)was 6.75%. The projection of cash flows used to determine the discount rate assumed that System member contributions will be made per the VRS Statutes and the employer contributions will be made in accordance with the VRS funding policy at rates equal to the difference between actuarially determined contribution rates adopted by the VRS Board of Trustees and the member rate. Consistent with the phased-in funding provided by the General Assembly for state and teacher employer contributions; political subdivisions were also provided with an opportunity to use an alternate employer contribution rate. For the year ended June 30, 2021, the alternate rate was the employer contribution rate used in the FY 2012 or 100% of the actuarially determined employer contribution rate from the June 30, 2017, actuarial valuations, whichever is greater. From July 1, 2021 on, participating employers are assumed to continue to contribute 100% of the actuarially determined contribution rates. Based on those assumptions, the pension plan’s fiduciary net position was projected to be available to make all projected future benefit payments of current active and inactive employees. Therefore,the long-term expected rate of return was applied to all periods of projected benefit payments to determine the total pension liability (asset). TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2022 (Continued) 46 Note 8.Defined Benefit Pension Plan (Continued) Changes in Net Pension Liability (Asset) Increase (Decrease) Net Total Plan Pension Pension Fiduciary Liability Liability Net Position (Asset) (a)(b)(a) –(b) Balances at June 30, 2020 $20,113,855 $17,444,790 $2,669,065 Changes for the year: Service cost 404,359 - 404,359 Interest 1,314,789 - 1,314,789 Changes of assumptions 753,194 - 753,194 Differences between expected and actual experience (791,541)- (791,541) Contributions –employer - 348,537 (348,537) Contributions –employee - 137,919 (137,919) Net investment income - 4,687,089 (4,687,089) Benefit payments, including refunds of employee contributions (1,270,991)(1,270,991)- Administrative expenses - (12,105)12,105 Other changes - 439 (439) Net changes 409,810 3,890,888 (3,481,078) Balances at June 30, 2021 $20,523,665 $21,335,678 $(812,013) Sensitivity of the Net Pension Liability (Asset)to Changes in the Discount Rate The following presents the net pension liability (asset) of the political subdivision using the discount rate of 6.75%, as well as what the political subdivision’s net pension liability (asset)would be if it was calculated using a discount rate that is one percentage point lower (5.75%) or one percentage point higher (7.75%) than the current rate: 1.00%Current 1.00% Decrease Discount Increase (5.75%)Rate (6.75%)(7.75%) Political subdivision’s net pension liability (asset)$1,748,283 $(812,013)$(2,926,105) TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2022 (Continued) 47 Note 8.Defined Benefit Pension Plan (Continued) Pension Expense and Deferred Outflows of Resources and Deferred Inflows of Resources Related to Pensions For the year ended June 30, 2022, the political subdivision recognized pension expense of $(314,114). At June 30, 2022,the political subdivision reported deferred outflows of resources and deferred inflows of resources related to pensions from the following sources: Deferred Deferred Outflows of Inflows of Resources Resources Differences between expected and actual experience $- $497,777 Change in assumptions 407,692 - on pension plan investments - 2,316,163 Employer contributions subsequent to the measurement date 385,361 - Total $793,053 $2,813,940 The $385,361 reported as deferred outflows of resources related to pensions resulting from the political subdivision’s contributions subsequent to the measurement date will be recognized as a reduction of the Net Pension Liability (Asset) in the fiscal year ending June 30, 2023. Other amounts reported as deferred outflows of resources and deferred inflows of resources related to pensions will be recognized in pension expense as follows: Reduction Year Ended to Pension June 30,Expense 2023 (628,995) 2024 (531,132) 2025 (538,835) 2026 (707,286) 2027 - Thereafter - TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2022 (Continued) 48 Note 8.Defined Benefit Pension Plan (Continued) Pension Plan Data Information about the VRS Political Subdivision Retirement Plans is also available in the separately issued VRS 2021 Comprehensive Annual Financial Report (Annual Report). A copy of the 2021 VRS Annual Report may be downloaded from the VRS website at http://www.varetire.org/Pdf/Publications/2021-annual-report.pdf, or by writing to the System’s Chief Financial Officer at P.O. Box 2500, Richmond, VA, 23218-2500. Note 9.Other Postemployment Benefits Liability –Local Plan Plan Description and Benefits Provided The Town provides postemployment medical and dental benefits to its eligible retirees and their dependents through a single-employer defined benefit plan. At retirement, retirees under the age of 65 may participate in one of the Town’s health and dental plans and may continue coverage under these plans until age 65 or becoming eligible for Medicare, whichever comes first. The Town contributes $200 per month towards this coverage with the retiree paying the remainder of the premium. Medicare-eligible retirees may participate in the Medicare supplement only and pay 100% of the Medicare supplement premium. The retirees receive an implicit benefit from participating in the Town’s health and dental plans through lower insurance rates created by the blending of the retirees with active employee’s rates. The Town Council may change, add, or delete benefits (including contributions required of retired employees) as deemed appropriate. Participants are eligible for the plan at age 55 if they have completed 25 years of service. Retiring employees must have been active employees when they retire. The plan does not provide audited financial statements. Funding Policy The Town currently funds postemployment benefits on a pay-as-you-go basis. The Town does not intend to establish a trust to pre-fund this liability. Employees Covered by Benefit Terms As of the July 1, 2021 actuarial valuation, the following employees were covered by the benefit terms of the plan: Number Inactive employees or beneficiaries 2 Active plan members 64 66 TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2022 (Continued) 49 Note 9.Other Postemployment Benefits Liability –Local Plan (Continued) Total OPEB Liability The Town’s total OPEB liability of $207,371 was measured as of June 30, 2022,and was determined based on an actuarial valuation performed as of July 1, 2021. Actuarial Assumptions and Other Inputs The total OPEB liability was determined using the following assumptions, applied to all periods included in the measurement, unless otherwise specified: Inflation 3.00% Salary increases, including inflation 3.00% Healthcare cost trend rates 5.00%for all future years Retirees’ share of benefit-related costs $-0- Mortality rates:PUB 2010 General (M/F)with MP 2021 projection. The actuarial assumptions used in the June 30, 2022 valuation were based on the results of an actuarial VRS experience as of July 1, 2021. Changes in assumptions and other inputs reflect plan changes, effect of economic/demographic gains or losses, and effect of assumptions changes or inputs. Changes in the Total OPEB Liability Balance at June 30, 2021 $318,565 Changes for the year: Service cost 23,000 Interest 6,647 Difference between expected and actual experience (9,083) Assumption or other input changes (110,123) Benefit payments (21,635) Net changes (111,194) Balance at June 30, 2022 $207,371 TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2022 (Continued) 50 Note 9.Other Postemployment Benefits Liability –Local Plan (Continued) Sensitivity of the Total OPEB Liability to Changes in the Discount Rate The following presents the total OPEB liability of the Town, as well as what the Town’s total OPEB liability would be if it was calculated using a discount rate that is one percentage point lower (3.09%) or one percentage point higher (5.09%) than the current discount rate: 1.00%Current 1.00% Decrease Discount Increase (3.09%)Rate (4.09%)(5.09%) Total OPEB liability $237,392 $207,371 $181,487 Sensitivity of the Total OPEB Liability to Changes in the Healthcare Cost Trend Rates The following presents the total OPEB liability of the Town, as well as what the Town’s total OPEB liability would be if it was calculated using healthcare cost trend rates that are one percentage point lower (4.0%) or one percentage point higher (6.0%) than the current healthcare cost trend rates: Current 1.00% Decrease Healthcare Cost Trend 1.00% Increase (4.00%) Rates (5.00%)(6.00%) Total OPEB liability $178,860 $207,371 $242,275 OPEB Expense and Deferred Outflows of Resources and Deferred Inflows of Resources Related to OPEB For the year ended June 30, 2022, the Town recognized OPEB expense of $(12,529).At June 30, 2022, the political subdivision reported deferred outflows of resources and deferred inflows of resources related to OPEB from the following sources: Deferred Deferred Outflows of Inflows of Resources Resources Differences between expected and actual experience $- $112,935 Change in assumptions 10,394 140,036 Total $10,394 $252,971 TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2022 (Continued) 51 Note 9.Other Postemployment Benefits Liability –Local Plan (Continued) OPEB Expense and Deferred Outflows of Resources and Deferred Inflows of Resources Related to OPEB (Continued) The $-0-reported as deferred outflows of resources related to OPEB resulting from the Town’s contributions subsequent to the measurement date will be recognized as a reduction of the OPEB Liability in the year ended June 30, 2023. Other amounts reported as deferred outflows of resources and deferred inflows of resources related to OPEB will be recognized in OPEB expense as follows: Reduction Year Ended to OPEB June 30,Expense 2023 $(42,176) 2024 (42,176) 2025 (42,176) 2026 (42,412) 2027 (33,901) Thereafter (39,736) Note 10.Other Postemployment Benefits Liability –Virginia Retirement System Plan In addition to their participation in the pension plan offered through the Virginia Retirement System (VRS), the Town also participates in a cost-sharing and agent multi-employer other postemployment benefit plans described as follows. Plan Description Group Life Insurance Program All full-time teachers and employees of political subdivisions are automatically covered by the VRS Group Life Insurance (GLI) Program upon employment. In addition to the Basic Group Life Insurance Benefit, members are also eligible to elect additional coverage for themselves,as well as a spouse or dependent children through the Optional Group Life Insurance Program. For members who elect the optional group life insurance coverage, the insurer bills employers directly for the premiums. Employers deduct these premiums from members’ paychecks and pay the premiums to the insurer. Since this is a separate and fully insured program, it is not included as part of the GLI Program OPEB. Specific information for the GLI is available at https://www.varetire.org/members/benefits/life- insurance/basic-group-life-insurance.asp The GLI is administered by the VRS along with pensions and other OPEB plans, for public employer groups in the Commonwealth of Virginia. This plan is considered a multiple employer, cost-sharing plan. TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2022 (Continued) 52 Note 10.Other Postemployment Benefits Liability –Virginia Retirement System Plan (Continued) Contributions Contributions to the VRS OPEB program was based on actuarially determined rates from actuarial valuations as of June 30, 2019. The actuarially determined rates were expected to finance the cost of benefits earned by employees during the year, with an additional amount to fund any unfunded accrued liability. Specific details related to the contributions for the VRS OPEB program are as follows: Group Life Insurance Program Governed by:Code of Virginia 51.1-506 and 51.1-508 and may be impacted as a result of funding provided to school divisions and governmental agencies by the Virginia General Assembly. Total rate:1.34% of covered employee compensation. Rate allocated 60/40; 0.80% employee and 0.54% employer. Employers may elect to pay all or part of the employee contribution. June 30, 2022 Contribution $17,620 June 30, 2021 Contribution $15,876 OPEB Liability, OPEB Expense,and Deferred Inflows and Outflows of Resources Related to OPEB The net OPEB liability was measured as of June 30, 2021,and the total OPEB liability used to calculate the net OPEB liability was determined by an actuarial valuation performed as of June 30, 2020,and rolled forward to the measurement date of June 30, 2021. The covered employer’s proportion of the net OPEB liability was based on the covered employer’s actuarially determined employer contributions for the year ended June 30, 2021,relative to the total of the actuarially determined employer contributions for all participating employers. Group Life Insurance Program June 30, 2022 proportionate share of liability $165,792 June 30, 2021 proportion 0.01424% June 30, 2020 proportion 0.01519% June 30, 2022 expense $(2,770) Since there was a change in proportionate share between measurement dates, a portion of the OPEB expense above was related to deferred amount from changes in proportion. TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2022 (Continued) 53 Note 10.Other Postemployment Benefits Liability –Virginia Retirement System Plan (Continued) OPEB Liability, OPEB Expense,and Deferred Inflows and Outflows of Resources Related to OPEB (Continued) At June 30, 2022, the Town reported deferred outflows of resources and deferred inflows of resources related to OPEB from the following sources. Group Life Insurance Program Deferred Deferred Outflows of Inflows of Resources Resources Differences between expected and actual experience $18,909 $1,263 Change in assumptions 9,140 22,684 on OPEB plan investments - 39,570 Changes in proportion 6,190 56,941 Employer contributions subsequent to the measurement date 17,620 - Total $51,859 $120,458 The deferred outflows of resources related to OPEB resulting from the Town’s contributions subsequent to the measurement date will be recognized as a reduction of the Net OPEB Liability in the Fiscal Year ending June 30, 2023. Other amounts reported as deferred outflows of resources and deferred inflows of resources related to OPEB will be recognized in OPEB expense in future reporting periods as follows: Group Life Insurance Program Reduction Year Ended to OPEB June 30,Expense 2023 $(17,730) 2024 (18,240) 2025 (20,078) 2026 (23,697) 2027 (6,474) Thereafter - TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2022 (Continued) 54 Note 10.Other Postemployment Benefits Liability –Virginia Retirement System Plan (Continued) Actuarial Assumptions and Other Inputs The total OPEB liability was determined using the following assumptions based on an actuarial valuation date of June 30, 2020, applied to all periods included in the measurement and rolled forward to the measurement date of June 30, 2021: Inflation 2.5% Salary increases, including inflation: Locality –general employees Locality –hazardous duty employees 3.5 –5.35% 3.5 –4.75% Healthcare cost trend rates: Under age 65 Ages 65 and older 7.00–4.75% 5.375 –4.75% Investment rate of return, net of expenses, including inflation GLI: 6.75% Mortality rates used for the various VRS OPEB plans are the same as those used for the actuarial valuations of the VRS pension plans. The mortality rates are discussed in detail at Note 8. Net OPEB Liability The net OPEB liability represent each program’s total OPEB liability determined in accordance with GASB Statement No. 74, less the associated fiduciary net position. As of the measurement date of June 30, 2021, net OPEB liability amounts for the VRS OPEB program is as follows (amounts expressed in thousands): Group Life Insurance Program Total OPEB Liability $ 3,577,346 Plan fiduciary net position $ 2,413,074 Employers’ net OPEB liability (asset)$ 1,164,272 Plan fiduciary net position as a percentage of total OPEB liability 67.45% The total liability is calculated by the VRS actuary and each plan’s fiduciary net position is reported in the VRS financial statements. The net OPEB liability is disclosed in accordance with the requirements of GASB Statement No. 74 in the VRS notes to the financial statements and required supplementary information. TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2022 (Continued) 55 Note 10.Other Postemployment Benefits Liability –Virginia Retirement System Plan (Continued) Long-Term Expected Rate of Return Group Life Insurance The long-term expected rate of return on VRS investments was determined using a log-normal distribution analysis in which best-estimate ranges of expected future real rates of return (expected returns, net of OPEB investment expense and inflation) are developed for each major asset class. These ranges are combined to produce the long-term expected rate of return by weighting the expected future real rates of return by the target asset allocation percentage and by adding expected inflation. The target asset allocation and best estimate of arithmetic real rates of return for each major asset class are summarized in the following table: Weighted Arithmetic Average Long-Term Long-Term Expected Expected Target Rate of Rate of Asset Class (Strategy)Allocation Return Return Public Equity 34.00 %5.00 %1.70 % Fixed Income 15.00 0.57 0.09 Credit Strategies 14.00 4.49 0.63 Real Assets 14.00 4.76 0.67 Private Equity 14.00 9.94 1.39 MAPS-Multi-Asset Public Strategies 6.00 3.29 0.20 PIP-Private Investment Partnership 3.00 6.84 0.21 Total 100.00 %4.89 % Inflation 2.50 % *Expected arithmetic nominal return 7.39 % *The above allocation provides for a one-year return of 7.39%. However, one-year returns do not take into account the volatility present in each of the asset classes. In setting the long-term expected rate of return for the system, stochastic projections are employed to model future returns under various economic conditions. The results provide a range of returns over various time periods that ultimately provide a median return of 6.94%, including expected inflation of 2.50%.On October 10, 2019, the VRS Board elected a long-term rate of 6.75%,which is roughly at the 40th percentile of expected long-term results of the VRS fund asset allocation at that time, providing a median return of 7.11, including inflation of 2.50%. TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2022 (Continued) 56 Note 10.Other Postemployment Benefits Liability –Virginia Retirement System Plan (Continued) Discount Rate The discount rate used to measure the GLI OPEB liability was 6.75%.The projection of cash flows used to determine the discount rate assumed that System member contributions will be made per the VRS Guidance and the employer contributions will be made in accordance with the VRS funding policy at rates equal to the difference between actuarially determined contribution rates adopted by the VRS Board of Trustees and the member rate. Through the fiscal year ending June 30, 2020, the rate contributed by the employer for the OPEB liabilities will be subject to the portion of the VRS Board-certified rates that are funded by the Virginia General Assembly. From July 1, 2020,on, participating employers are assumed to contribute 100% of the actuarially determined contribution rates. Based on those assumptions, the OPEB plans’ fiduciary net position was projected to be available to make all projected future benefit payments of current active and inactive employees. Therefore,the long-term expected rate of return was applied to all periods of projected benefit payments to determine the total OPEB liability. Sensitivity of the Net OPEB Liability to Changes in the Discount Rate The following presents the net OPEB liabilities of the Town, as well as what the Town’s net OPEB liability would be if it was calculated using a discount rate that is one percentage point lower (5.75% GLI) or one percentage point higher (7.75%GLI) than the current discount rate: 1.00% Decrease Current Discount Rate 1.00% Increase (5.75%)(6.75%)(7.75%) GLI Net OPEB liability $242,228 $165,792 $104,066 OPEB Plan Fiduciary Net Position Information about the various VRS OPEB plan fiduciary net position is available in the separately issued VRS 2021 Comprehensive Annual Financial Report (Annual Report). A copy of the 2021 VRS Annual Report may be downloaded from the VRS website at http://www.varetire.org/Pdf/Publications/2021-annual-report.pdf, or by writing to the System’s Chief Financial Officer at P.O. Box 2500, Richmond, VA, 23218-2500. TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2022 (Continued) 57 Note 11.Summary of Pension and Other Postemployment Benefits Elements Total Governmental Business-Type Primary Activities Activities Government Net pension asset VRS $605,924 $206,089 $812,013 Total net pension asset $605,924 $206,089 $812,013 Local plan $184,606 $22,765 $207,371 VRS GLI 152,165 13,627 165,792 Total net OPEB liability $336,771 $36,392 $373,163 Deferred outflows of resources – pensions Changes of assumptions VRS $304,220 $103,472 $407,692 Employer contributions subsequent to the measurement date VRS 287,556 97,805 385,361 Total deferred outflows of resources –pensions $591,776 $201,277 $793,053 Deferred outflows of resources – OPEB Differences between expected and actual experience VRS GLI $17,355 $1,554 $18,909 Changes of assumptions Local plan 9,540 854 10,394 VRS GLI 8,389 751 9,140 Employer contributions subsequent to the measurement date VRS GLI 16,172 1,448 17,620 Changes in proportional share VRS GLI 5,680 510 6,190 Total deferred outflows of $57,136 $5,117 $62,253 TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2022 (Continued) 58 Note 11.Summary of Pension and Other Postemployment Benefit Elements (Continued) Total Governmental Business-Type Primary Activities Activities Government Deferred inflows of resources – pensions Difference between expected and actual experience VRS $371,441 $126,336 $497,777 Net difference between projected and actual earnings on investments VRS 1,728,321 587,842 2,316,163 Total deferred inflows of resources –pensions $2,099,762 $714,178 $2,813,940 Deferred inflows of resources – OPEB Difference between expected and actual experience Local plan $103,653 $9,282 $112,935 VRS GLI 1,159 104 1,263 Change in assumptions Local plan 128,526 11,510 140,036 VRS GLI 20,820 1,864 22,684 Change in proportionate share VRS GLI 52,261 4,680 56,941 Net difference between projected and actual earnings on investments VRS GLI 36,318 3,252 39,570 Total deferred inflows of resources –OPEB $342,737 $30,692 $373,429 TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2022 (Continued) 59 Note 12.Summary of Pension and Other Postemployment Benefit Expenses/Expenditures Total Governmental Business-Type Primary Activities Activities Government Pension expense VRS $(234,392)$(79,722)$(314,114) Total pension expense $(234,392)$(79,722)$(314,114) OPEB expense Local plan $(11,499)$(1,030)$(12,529) VRS GLI (2,371)(399)(2,770) Total OPEB expense $(13,870)$(1,429)$(15,299) Note 13.Deferred Compensation Plan Plan description The Town offers its employees a deferred compensation plan created in accordance with Internal Revenue Code Section 457. The plan, available to all employees, permits them to defer a portion of their salary until future years. The deferred compensation is not available to employees until termination, retirement, death, or qualifying hardship. The Town makes a matching contribution up to the equivalent of $10 per month per employee. All amounts of compensation deferred under the plan, all property and rights purchased with these amounts,and all income attributable to those amounts, property, or rights are held in trust by a third-party for the exclusive benefit of participants and their beneficiaries. For 2022, the Town’s matching contributions totaled $9,672. Note 14.Service Contracts Sewage Treatment The Town is party to an agreement, dated November 1, 2003, with the Western Virginia Water Authority for the Authority to provide the transportation and treatment of waste at a specified rate to be adjusted annually on July 1, based on the actual operating and maintenance costs for the previous year. The 30-year agreement provides for a surcharge in the event waste content or volume exceeds certain limits or the cost is less than the amount paid by users. All sewage treatment handled by the Town will be transferred to the Western Virginia Water Authority on July 1, 2022. Water Purchases/Sales Effective June 1, 2005, the Town agreed to purchase water from the Western Virginia Water Authority at a bulk rate which is determined by a mutually agreed-upon formula. The water is designated for an industrial user who pays the Town an agreed upon rate. This is a 30-year agreement and will expire in 2035.All water services handled by the Town will be transferred to the Western Virginia Water Authority on July 1, 2022. TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2022 (Continued) 60 Note 15.Property Taxes The major sources of property taxes are real estate and personal property taxes. The assessments are the responsibility of the County of Roanoke, while billing and collection functions are the Town’s responsibilities. Property taxes are levied annually in April on assessed values as of January 1. Personal property transactions during the year are taxed on a prorated basis. Real estate tax is payable in two equal installments on or before June 5 and December 5, and personal property tax is due on or before May 31, or within 30 days subsequent to assessment. Personal property taxes do not create a lien on property. The annual assessment for real estate is based on 100% of the assessed fair market value. A penalty of 10% of the unpaid tax is due for late payment. Interest is accrued at 10% for the initial year of delinquency, and thereafter at the maximum annual rate authorized by the Internal Revenue Code Section 6621(b). The effective tax rates per $100 of assessed value for the year ended June 30 were as follows: Note 16.Risk Management The Town is insured for workers’ compensation, general liability, health, and other risks. The risk management programs are as follows: Workers’ Compensation Workers’ compensation insurance is provided through the Virginia Municipal League. During 2021-2022, total premiums paid were approximately $65,000.Benefits are those afforded through Commonwealth of Virginia as outlined in the Code of Virginia Section 65.2-100; premiums are based upon covered payroll, job rates, and claims experience. General Liability The Town provides general liability and other insurance through policies with Virginia Municipal Self-Insurance Association. During 2021-2022, total premiums paid were approximately $100,000. General liability and business automobile have a $1,000,000 limit per occurrence. Boiler and machinery coverage and property insurance have a $5,000,000 limit per accident. The Town maintains an additional $4,000,000 per occurrence umbrella policy over all forms of liability insurance. Police professional liability and public officials’ liability insurance with a $1,000,000 limit are covered through a policy with the Commonwealth of Virginia. There were no significant reductions in insurance coverage from the prior year and no settlements that exceeded the amount of insurance coverage. TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2022 (Continued) 61 Note 16.Risk Management (Continued) Healthcare The Town provides healthcare coverage for employees through a policy with Anthem Blue Cross Blue Shield. The Town contributes the required premium amount for single coverage for each employee. Dependents of employees are also covered by the policy provided they pay the additional premium to the Town. During 2021-2022, total premiums paid were approximately $623,000. Note 17.Commitments and Contingencies Special Purpose Grants Special purpose grants are subject to audit to determine compliance with their requirements. Town management believes that required refunds, if any, will be immaterial. Landfill Closure and Post-Closure Costs As discussed in Note 1, the Town participates in the Roanoke Valley Resource Authority. The Authority currently has responsibility for closure and post-closure care related to the new Smith Gap landfill, the transfer station, and an old landfill site. Closure and post-closure care requirements are mandated under the United States Environmental Protection Agency (EPA) rule, Solid Waste Disposal Facility Criteria, and are subject to periodic revisions by the EPA. The current estimate of remaining closure and post-closure care costs, assuming full utilization of the sites, is approximately $16.3 million. The participating localities have contributed their pro-rata shares to fund the closure and post-closure care costs. Roanoke County Service Agreement –Vinton Business Center Effective July 1, 2019, the Town of Vinton and Roanoke County entered into a service agreement. that formalized revenues and services shared by the local governments. The agreement also mentions the continuation of the Vinton Business Center, previously MacDonald Farm, that was previously in a gain-sharing agreement that ended in 2019. The Town and County jointly share the costs of development and revenues generated by this project. The Town and County must also jointly agree before any future improvements are made to the property or before portions of the property are sold. No major improvements were commenced during the current year. Note 18.Major Customer/Taxpayer During fiscal year 2022, approximately 6.9% of the Town’s business-type revenues were generated by one industrial customer. Note 19.Interfund Activity The primary purpose of the $595,938 transfer from the general fund and $207,164 transfer from the water and sewer fund to the stormwater management fund was to cover obligations of stormwater fund. The primary purpose of the $750,000 transfer from the general fund to the capital projects fund was to cover capital outlays for the capital projects fund. TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2022 (Continued) 62 Note 20.Fund Balances Fund balance is classified as nonspendable, restricted, committed, assigned,and/or unassigned based primarily on the extent to which the Town is bound to observe constraints imposed upon the use of the resources in the general fund, capital projects fund, and grant fund. The constraints placed on the funds are presented below: General Fund Fund Grant Fund Nonspendable: Inventories $47 $- $- Prepaids 10,848 - - CDBG revolving loan - - 78,405 Vinyard Flower Fund 20,930 - - Total nonspendable 31,825 - 78,405 Restricted for: Public safety 294,816 - 4,957 General government administration - 1,399,230 - Total committed - 1,399,230 - Assigned: General government administration 9,210 - - Health and welfare 20,623 - - Capital outlay 3,625 - - Total assigned 33,458 - - Unassigned 5,605,680 - (78,405) Total fund balance The Stormwater Management Fund was created in 2017 and has carried a negative fund balance since inception until transfers in 2021 were made to cover this deficit. It is used to track costs related to stormwater and is currently funded by transfers from the General Fund and Water and Sewer Fund. Staff is working with Town council to move towards a fee to sustain the fund. Note 21.Subsequent Events Transfer to Western Virginia Water Authority On July 1, 2022, the Town transferred its water and sewer system to Western Virginia Water Authority (“WVWA”). This transfer included (1)billing responsibilities, (2) four employees that were involved with the Town’s water and sewer operations, and (3) financing agreements and revenue bonds and the then-existing revenue pledged liabilities and obligations of Vinton relating to the system. WVWA will pay the Town a total purchase price of $3 million over three years beginning in July 2023 to be paid in full no later than July 15, 2025. TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2022 (Continued) 63 Note 21.Subsequent Events (Continued) Transfer to Western Virginia Water Authority (Continued) With regard to customer billing, WVWA has the right to receive all payments for services furnished by the system collected on or after July 1, 2022, including payments from consumption incurred after June 20, 2022,and billed after July 1, 2022. The Authority billed the Town’s last cycle and a receivable from WVWA has been recorded for $496,209 as part of net receivables. Inventory,as well as depreciable and nondepreciable capital assets (with exception of significant equipment, motorized equipment,and vehicles),will transfer to the Authority. The Town will provide WVWA with $5.7 million of American Rescue Plan Act (ARPA) funding for water and wastewater-related capital improvements within the Vinton/East Roanoke County Utility Service Area in fiscal year 2023. Approximately $1.3 million is unearned revenue in the Grant Fund with the remainder received in fiscal year 2023. With regard to long-term debt, WVWA will reimburse the Town for approximately $6.8 million in General Obligation debt service payments by March 1, 2033. The following debt will be under this new arrangement: Interest Rate Date Issued Final Maturity Date Amount of Original Issue General Obligation Bonds Zions Bancorporation G.O. Capital Improvement Bonds 1.66%04/22/21 03/01/33 $4,429,000 G.O. Refunding Bonds 1.66%04/22/21 03/01/33 1,546,000 Revenue Bonds Virginia Association of Counties: Revenue Water and Sewer Bonds 2.05%05/25/16 08/01/27 1,786,000 $7,761,000 The Town transferred the following debt to WVWA on July 1, 2022: Series Date Issued Final Maturity Date Amount of Original Issue General Obligation Bonds Virginia Revolving Loan Fund: G.O. Water and Sewer Bonds 2003 07/24/03 07/01/24 $1,250,704 G.O. Water and Sewer Bonds 2004 10/01/04 10/01/26 2,479,000 G.O. Water and Sewer Bonds 2006 01/12/06 03/01/26 1,210,000 Obligations Payable WVWA –Tinker Creek 2015 03/01/15 09/01/32 294,516 WVWA-Electrical Upgrade 2021 07/01/21 06/01/41 173,525 TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2022 (Continued) 64 Note 21.Subsequent Events (Continued) Construction Projects On October 19, 2022, the Town granted a Construction Loan in the amount of $1,000,000 and an Industrial Revitalization Loan in the amount of $468,750 to Gish Mill Davii, LLC. The Construction Loan will assist a developer with construction costs related to the Gish Mill Redevelopment Project. The Virginia Department of Housing & Community Development awarded the Town of Vinton an Industrial Revitalization Fund grant in the amount of $468,750 for use by a developer for the Gish Mill Redevelopment Project. On August 16, 2022, the Town awarded a construction bid and executed a $1.4 million contract for the construction of the Walnut Avenue Bike/Pedestrian Accommodations Project. The project will include construction of a new shared-use path, sidewalk, curb, accessible ramps, etc. located along Walnut Avenue from the intersection of Walnut Avenue and 5th Street to the western Town limits. Note 22.New Accounting Standards The Governmental Accounting Standards Board (GASB) has issued the following Statements, which are not yet effective. The effective dates below are updated based on Statement No. 95, Postponement of the Effective Dates of Certain Authoritative Guidance due to the COVID-19 pandemic. In May 2019, the GASB issued Statement No. 91, Conduit Debt Obligations. This Statement provides a single method of reporting conduit debt obligations by issuers and eliminates diversity in practice associated with (1) commitments extended by issuers, (2) arrangements associated with conduit debt obligations, and (3) related note disclosures. The requirements of this Statement are effective for reporting periods beginning after December 15, 2021. In March 2020, the GASB issued Statement No. 93, Replacement of Interbank Offered Rates. This Statement addresses accounting and financial reporting implications that result from the replacement of an IBOR. The removal of LIBOR as an appropriate benchmark interest rate is effective for reporting periods ending after December 31, 2022. All other requirements of this Statement are effective for reporting periods beginning after June 15, 2021. In March 2020, the GASB issued Statement No. 94, Public-Private and Public-Public Partnerships and Availability Payment Arrangements. This Statement improves financial reporting by addressing issues related to public-private and public-public partnership arrangements (PPPs). The requirements of this Statement are effective for reporting periods beginning after June 15, 2022. In May 2020, the GASB issued Statement No. 96, Subscription-Based Information Technology Arrangements. This Statement provides guidance on the accounting and financial reporting for subscription-based information technology arrangements (SBITAs) for government end users (governments). The requirements of this Statement are effective for reporting periods beginning after June 15, 2022. TOWN OF VINTON, VIRGINIA NOTES TO FINANCIAL STATEMENTS June 30, 2022 65 Note 22.New Accounting Standards (Continued) In June 2020, the GASB issued Statement No. 97, Certain Component Unit Criteria, and Accounting and Financial Reporting for Internal Revenue Code Section 457 Deferred Compensation Plans –an Amendment of GASB Statements No. 14 and No. 84, and a Supersession of GASB Statement No. 32. This Statement provides a more consistent financial reporting of defined contribution pension plans, defined contribution OPEB plans, and other employee benefit plans, while mitigating the costs associated with reporting those plans. Certain requirements of this Statement are effective immediately and others for reporting periods beginning after June 15, 2021. In April 2022, the GASB issued Statement No. 99,Omnibus 2022.The objectives of this Statement are to enhance comparability in accounting and financial reporting and to improve the consistency of authoritative literature by addressing (1) practice issues that have been identified during implementation and application of certain GASB Statements and (2) accounting and financial reporting for financial guarantees. The requirements related to extension of the use of LIBOR, accounting for SNAP distributions, disclosures of nonmonetary transactions, pledges of future revenues by pledging governments, clarification of certain provisions in Statement 34, as amended, and terminology updates related to Statement 53 and Statement 63 are effective upon issuance. The requirements related to leases, PPPs, and SBITAs are effective for fiscal years beginning after June 15, 2022, and all reporting periods thereafter. The requirements related to financial guarantees and the classification and reporting of derivative instruments within the scope of Statement 53 are effective for fiscal years beginning after June 15, 2023, and all reporting periods thereafter. In June 2022, the GASB issued Statement No. 100, Accounting Changes and Error Corrections. This Statement requires disclosure in notes to financial statements of descriptive information about accounting changes and error corrections, such as their nature. In addition, information about the quantitative effects on beginning balances of each accounting change and error correction should be disclosed by reporting unit in a tabular format to reconcile beginning balances as previously reported to beginning balances as restated. The requirements of this Statement are effective for accounting changes and error corrections made in fiscal years beginning after June 15, 2023, and all reporting periods thereafter. Earlier application is encouraged. In June 2022, the GASB issued Statement No. 101, Compensated Absences. This statement updates the recognition and measurement guidance for compensated absences and amends certain previously required disclosures. The requirements of this Statement are effective for reporting periods beginning after December 15, 2023. Management has not determined the effects these new GASB Statements may have on prospective financial statements. 66 REQUIRED SUPPLEMENTARY INFORMATION EXHIBIT 11 2021 2020 2019 2018 2017 2016 2015 2014 Total Pension Liability Service cost 404,359$ 406,156$ 468,134$ 478,932$ 443,567$ 426,921$ 450,265$ 430,229$ Interest on total pension liability 1,314,789 1,313,647 1,285,883 1,218,558 1,197,526 1,167,910 1,112,256 1,065,284 Difference between expected and actual experience (791,541) (477,134) (51,996) 361,554 (356,343) (201,924) 139,140 - Changes in assumptions 753,194 - 565,700 - 8,604 - - - Benefit payments, including refunds of employee contributions (1,270,991) (1,180,514) (1,171,567) (1,022,942) (962,861) (976,757) (836,477) (812,476) Net change in total pension liability 409,810 62,155 1,096,154 1,036,102 330,493 416,150 865,184 683,037 Total pension liability - beginning 20,113,855 20,051,700 18,955,546 17,919,444 17,588,951 17,172,801 16,307,617 15,624,580 Total pension liability - ending 20,523,665 20,113,855 20,051,700 18,955,546 17,919,444 17,588,951 17,172,801 16,307,617 Plan Fiduciary Net Position Net change in plan fiduciary net position 3,890,888 (358,834) 536,306 759,164 1,416,776 (159,092) 422,753 1,714,351 Plan fiduciary net position - beginning 17,444,790 17,803,624 17,267,318 16,508,154 15,091,378 15,250,470 14,827,717 13,113,366 Plan fiduciary net position - ending 21,335,678 17,444,790 17,803,624 17,267,318 16,508,154 15,091,378 15,250,470 14,827,717 Net pension liability (asset) - ending This schedule is intended to show information for 10 years. Since fiscal year 2015 (plan year 2014) was the first year for this presentation, no earlier data is available. Additional years will be included as they become available. TOWN OF VINTON, VIRGINIA REQUIRED SUPPLEMENTARY INFORMATION SCHEDULE OF CHANGES IN NET PENSION LIABILITY AND RELATED RATIOS June 30, 2022 The plan years above are reported in the entity’s financial statements in the fiscal year following the plan year – i.e., plan year 2020 information was presented in the entity’s fiscal year 2021 financial report. Plan Year The Notes to Required Supplementary Information are an integral part of this statement. 67 EXHIBIT 12 Entity Fiscal Year Ended June 30 Actuarially Determined Contribution Relation to Actuarially Determined Contribution Contribution Deficiency (Excess)Covered Payroll Percentage of Covered Payroll Primary Government 2022 $ 385,361 $ 385,361 -$ $ 3,262,752 11.81% 2015 415,814 415,814 - 3,353,343 12.40% The covered payroll amounts above are for the Town’s fiscal year –i.e.,the covered payroll on which required contributions were based for the same year. TOWN OF VINTON, VIRGINIA SCHEDULE OF PENSION CONTRIBUTIONS June 30, 2022 REQUIRED SUPPLEMENTAL INFORMATION Schedule is intended to show information for 10 years.Since 2015 was the first year for this presentation,no earlier data is available. However, additional years will be included as they become available. The Notes to Required Supplementary Information are an integral part of this statement. 68 EXHIBIT 13 Fiscal Year 2022 Fiscal Year 2021 Fiscal Year 2020 Fiscal Year 2019 Fiscal Year 2018 Local Plan Local Plan Local Plan Local Plan Local Plan Total OPEB Liability Service cost 23,000$ 37,413$ 35,863$ 47,628$ 49,307$ Interest on total OPEB liability 6,647 7,195 18,608 18,664 15,730 Economic/demographic gains - - (171,794) - - Difference between expected and actual experience (9,083) - - - - Changes in assumptions (110,123) 1,261 (56,902) 20,076 (17,718) Benefit payments (21,635) (30,810) (35,806) (14,834) (10,820) Net change in total OPEB liability (111,194) 15,059 (210,031) 71,534 36,499 Total OPEB liability - beginning 318,565 303,506 513,537 442,003 405,504 Total OPEB liability - ending 207,371 318,565 303,506 513,537 442,003 Plan Fiduciary Net Position Contributions - employer 21,635 30,810 35,806 14,834 10,820 (21,635) (30,810)(35,806) (14,834) (10,820) Net change in plan fiduciary net position - - - - - Plan fiduciary net position - beginning - - - - - Plan fiduciary net position - ending - - - - - Net OPEB liability - ending 207,371$ 318,565$ 303,506$ 513,537$ 442,003$ Plan fiduciary net position as a percentage of total OPEB liability 0%0%0%0%0% Covered - employee payroll 3,659,423$ 3,103,615$ 2,896,572$ 3,831,682$ 3,831,682$ Net OPEB liability as a percentage of covered payroll 5.67%10.26%10.48%13.40%11.54% There are no assets accumulated in a trust to pay related benefits for the OPEB local plan. This schedule is intended to show information for 10 years.Since fiscal year 2018 is the first year for this presentation,no earlier data is available.Additional years will be included as they become TOWN OF VINTON, VIRGINIA REQUIRED SUPPLEMENTARY INFORMATION SCHEDULE OF CHANGES IN NET OPEB LIABILITY AND RELATED RATIOS – LOCAL PLAN June 30, 2022 Benefit payments The Notes to Required Supplementary Information are an integral part of this statement. 69 EXHIBIT 14 Entity Fiscal Year Ended June 30 Employer’s Proportion of the Net OPEB Liability Employer’s Proportionate Share of the Net OPEB Liability Covered Payroll Employer’s Proportionate Share of the Net OPEB Liability as a Percentage of Covered Payroll a Percentage of the Total OPEB Liability Virginia Retirement System - Group Life Insurance - General Employees 2022 0.01424%165,792$ 2,959,006$ 5.60%67.45% 2021 0.01519% 253,496 3,129,677 8.10%52.64% 2020 0.01850%301,000 3,634,236 8.28%52.00% 2019 0.01983%301,000 3,762,660 8.00%51.22% 2018 0.01989%299,000 3,664,576 8.16%48.86% The covered payroll amount above is for the measurement period, which is the twelve months prior to the entity’s fiscal year. TOWN OF VINTON, VIRGINIA REQUIRED SUPPLEMENTARY INFORMATION SCHEDULE OF EMPLOYER’S SHARE OF NET OPEB LIABILITY – VRS GLI June 30, 2022 This schedule is intended to show information for 10 years.Since 2018 was the first year for this presentation,no earlier data is available. However, additional years will be included as they become available. The Notes to Required Supplementary Information are an integral part of this statement. 70 EXHIBIT 15 Entity Fiscal Year Ended June 30 Contractually Required Contribution in Relation to Contractually Required Contribution Contribution Deficiency (Excess) Employer’s Covered Payroll Contributions as a Percentage of Covered Payroll Virginia Retirement System - Group Life Insurance - General Employees 2022 17,620$ 17,620$ -$ 3,262,752 0.54% 2021 15,876 15,876 - 2,959,006 0.54% 2020 18,325 18,325 - 3,129,677 0.59% 2019 18,863 18,863 - 3,634,236 0.52% 2018 19,610 19,610 - 3,762,660 0.52% The covered payroll amount above is for the entity’s fiscal year - i.e., the covered payroll on which required contributions were based for the same year. TOWN OF VINTON, VIRGINIA REQUIRED SUPPLEMENTARY INFORMATION SCHEDULE OF OPEB CONTRIBUTIONS – VRS GLI June 30, 2022 This schedule is intended to show information for 10 years.Since 2018 is the first year for this presentation,no earlier data is available.However, additional years will be included as they become available. The Notes to Required Supplementary Information are an integral part of this statement. 71 (Continued) 72 TOWN OF VINTON, VIRGINIA NOTES TO REQUIRED SUPPLEMENTARY INFORMATION June 30, 2022 Note 1.Changes of Benefit Terms Pension There have been no actuarially material changes to the Virginia Retirement System (System) benefit provisions since the prior actuarial valuation. Other Postemployment Benefits (OPEB) There have been no actuarially material changes to the System benefit provisions since the prior actuarial valuation. Note 2.Changes of Assumptions The actuarial assumptions used in the June 30, 2020, valuation were based on the results of an actuarial experience study for the period from July 1, 2016, through June 30, 2020, except the change in the discount rate, which was based on VRS Board action effective as of July 1, 2019. Changes to the actuarial assumptions as a result of the experience study and VRS Board action are as follows: Largest 10 –Non-Hazardous Duty: -Update mortality table to PUB2010 public sector mortality tables. For future mortality improvements, replace load with a modified Mortality Scape MP-2020. -Adjusted retirement rates to better fit experience for Plan 1; set separate rates based on experience for Plan2/Hybrid; changed final retirement age. -Adjusted withdrawal rates to better fit experience at each year and service through 9 years of service. -No change to disability rates. -No change to salary scale. -No change to line of duty rates. -No change to discount rate. All Others (Non 10 Largest) –Non-Hazardous Duty: -Update mortality table to PUB2010 public sector mortality tables. For future mortality improvements, replace load with a modified Mortality Scape MP-2020. -Adjusted retirement rates to better fit experience for Plan 1; set separate rates based on experience for Plan2/Hybrid; changed final retirement age. -Adjusted withdrawal rates to better fit experience at each year and service through 9 years of service. -No change to disability rates. -No changes to salary scale. -No change to line of duty rates. -No change to discount rate. 73 TOWN OF VINTON, VIRGINIA NOTES TO REQUIRED SUPPLEMENTARY INFORMATION June 30, 2022 Note 2.Changes of Assumptions (Continued) Largest 10 –Hazardous Duty/Public Safety Employees: -Update mortality table to PUB2010 public sector mortality tables. For future mortality improvements, replace load with a modified Mortality Scape MP-2020. -Adjusted retirement rates to better fit experience and changed final retirement age from 65 to 70. -Decreased withdrawal rates. -No change to disability rates. -No change to salary scale. -No change to line of duty rates. -No change to discount rate. All Others (Non 10 Largest) –Hazardous Duty/Public Safety Employees: -Update mortality table to PUB2010 public sector mortality tables. For future mortality improvements, replace load with a modified Mortality Scape MP-2020. -Adjusted retirement rates to better fit experience and changed final retirement age from 65 to 70. -Decreased withdrawal rates and changed from rates based on age and service to rates based on service only to better fit experience and to be more consistent with Locals Largest 10 Hazardous Duty. -No change to disability rates. -No change to salary scale. -No change to line of duty rates. -No change to discount rate. THIS PAGE INTENTIONALLY BLANK 74 STATISTICAL SECTION This part of the Town of Vinton Comprehensive Annual Financial Report presents detailed information as a context for understanding what the information in the financial statements, note disclosures, and required supplementary information says about the Town’s overall financial health. The Town implemented GASB Statement 68 and restated beginning net position for 2015. The restatement is not included in the prior year data. The Town implemented GASB Statement 75 and restated beginning net position for 2018. The restatement is not included in the prior year data. Contents Table Financial Trends .....................................................................1-4 These tables contain trend information to help the reader understand how the Town’s financial performance and well-being have changed over time. Revenue Capacity ...................................................................5-8 These tables contain information to help the reader assess the factors affecting the Town’s ability to generate its property and sales taxes, as well as customer rates for its water and sewer operations. Debt Capacity .......................................................................9-11 These tables present information to help the reader assess the affordability of the Town’s current levels of outstanding debt and the Town’s ability to issue additional debt in the future. Demographic and Economic Information ........................12-13 These tables offer demographic and economic indicators to help the reader understand the environment within which the Town’s financial activities take place and to help make comparisons over time and with other governments. Operating Information.......................................................14-16 These schedules contain information about the Town’s operations and resources to help the reader understand how the Town’s financial information relates to the services the Town provides and the activities it performs. Sources: Reports for the relevant year. TABLE 1 2022 2021 2020 2019 1 2018 2017 2016 2015 2014 2013 Governmental activities Net investment in capital assets 8,516,026$ 7,899,269$ 6,634,748$ 6,747,977$ 6,548,322$ 6,638,792$ 6,225,603$ 5,929,925$ 5,427,254$ 5,704,050$ Restricted 905,697 406,739 74,711 180,691 206,673 132,387 209,649 235,246 190,161 91,676 Unrestricted 4,990,206 3,558,937 2,849,241 1,248,869 673,717 770,368 801,646 499,226 2,291,758 2,219,240 Total governmental activities net position 14,411,929$ 11,864,945$ 9,558,700$ 8,177,537$ 7,428,712$ 7,541,547$ 7,236,898$ 6,664,397$ 7,909,173$ 8,014,966$ Business-type activities Net investment in capital assets 5,992,839$ 4,818,286$ 4,424,574$ 5,051,330$ 4,760,652$ 4,862,273$ 4,880,340$ 5,184,003$ 4,834,097$ 4,853,969$ Restricted 206,089 - - - - - - - - - Unrestricted 3,035,766 2,905,885 2,364,985 1,606,517 1,823,180 1,504,611 1,035,813 117,415 410,722 394,976 Total business-type activities net position 9,234,694$ 7,724,171$ 6,789,559$ 6,657,847$ 6,583,832$ 6,366,884$ 5,916,153$ 5,301,418$ 5,244,819$ 5,248,945$ Primary government Net investment in capital assets 14,508,865$ 12,717,555$ 11,059,322$ 11,799,307$ 11,308,974$11,501,065$ 11,105,943$ 11,113,928$ 10,261,351$ 10,558,019$ Restricted 1,111,786 406,739 74,711 180,691 206,673 132,387 209,649 235,246 190,161 91,676 Unrestricted 8,025,972 6,464,822 5,214,226 2,855,386 2,496,897 2,274,979 1,837,459 616,641 2,702,480 2,614,216 Total primary government net position 23,646,623$ 19,589,116$ 16,348,259$ 14,835,384$ 14,012,544$13,908,431$ 13,153,051$ 11,965,815$ 13,153,992$ 13,263,911$ 1 Restated NET POSITION BY COMPONENT Last Ten Fiscal Years (accrual basis of accounting) 75 TABLE 2 2022 2021 2 2020 2019 1 2018 2017 2016 2015 2014 2013 Expenses Governmental activities General government 1,838,254$ 2,679,302$ 1,391,690$ 1,049,355$ 962,685$ 992,699$ 1,001,560$ 927,954$ 962,341$ 942,315$ Public safety 2,701,937 2,303,536 2,941,870 3,566,718 3,686,891 3,926,763 3,340,624 3,418,566 3,339,148 3,238,361 Public works 1,793,344 2,077,098 1,748,237 1,890,909 1,893,248 2,011,469 2,026,305 2,021,994 1,993,713 2,074,464 Parks, recreation, and cultural 481,002 444,103 477,604 539,309 517,122 591,208 591,342 621,897 635,252 588,649 Community development 646,588 298,949 679,173 461,068 416,637 479,973 447,908 427,409 575,557 398,517 Interest on long-term debt 104,711 68,126 76,732 92,062 94,963 106,756 126,164 193,242 200,584 143,455 Total governmental activities 7,565,836 7,871,114 7,315,306 7,599,421 7,571,546 8,108,868 7,533,903 7,611,062 7,706,595 7,385,761 Business-type activities Water and sewer 3,493,083 3,674,669 3,488,665 3,535,493 3,279,827 3,088,256 3,103,779 2,994,485 3,174,896 2,946,127 Stormwater management 320,668 399,797 364,142 337,655 253,188 419,957 ---- Total business-type activities expense 3,813,751 4,074,466 3,852,807 3,873,148 3,533,015 3,508,213 3,103,779 2,994,485 3,174,896 2,946,127 Total primary government expenses 11,379,587$ 11,945,580$ 11,168,113$ 11,472,569$ 11,104,561$ 11,617,081$ 10,637,682$ 10,605,547$ 10,881,491$ 10,331,888$ Program Revenues Governmental activities Charges for services Public safety 91,340$ 73,441$ 125,573$ 127,096$ 93,599$ 118,454$ 63,735$ 72,356$ 88,364$ 89,115$ Public works 124,755 125,833 72,594 84,876 110,167 110,145 110,099 110,295 110,425 110,115 Other activities 272,832 177,063 221,880 489,012 506,160 540,600 559,171 570,459 554,666 495,133 Operating grants and contributions 2,262,924 1,742,419 1,966,475 1,531,540 1,539,975 1,666,789 1,389,380 1,426,127 1,382,744 1,287,108 Capital grants and contributions 395,574 624,924 309,973 72,006 84,184 408,362 317,643 384,074 114,966 53,749 Total governmental activities program revenues 3,147,425 2,743,680 2,696,495 2,304,530 2,334,085 2,844,350 2,440,028 2,563,311 2,251,165 2,035,220 Business-type activities Charges for services Water and sewer 4,222,118 3,782,766 3,423,342 3,386,429 3,354,057 3,398,582 3,437,535 3,195,850 3,002,970 2,754,147 Capital grants and contributions - 364,920 -------- Total business-type activities program revenues 4,222,118 4,147,686 3,423,342 3,386,429 3,354,057 3,398,582 3,437,535 3,195,850 3,002,970 2,754,147 Total primary government program revenues 7,369,543$ 6,891,366$ 6,119,837$ 5,690,959$ 5,688,142$ 6,242,932$ 5,877,563$ 5,759,161$ 5,254,135$ 4,789,367$ Net (expense) revenue Governmental activities (4,418,411)$ (5,127,434)$ (4,618,811)$ (5,294,891)$ (5,237,461)$ (5,264,518)$ (5,093,875)$ (5,047,751)$ (5,455,430)$ (5,350,541)$ Business-type activities 408,367 73,220 (429,465) (486,719) (178,958) (109,631) 333,756 201,365 (171,926) (191,980) Total primary government net expense (4,010,044)$ (5,054,214)$ (5,048,276)$ (5,781,610)$ (5,416,419)$ (5,374,149)$ (4,760,119)$ (4,846,386)$ (5,627,356)$ (5,542,521)$ TOWN OF VINTON, VIRGINIA CHANGE IN NET POSITION BY COMPONENT Last Ten Fiscal Years (accrual basis of accounting) 76 TABLE 2 (Continued) 2022 2021 2 2020 2019 1 2018 2017 2016 2015 2014 2013 TOWN OF VINTON, VIRGINIA CHANGE IN NET POSITION BY COMPONENT Last Ten Fiscal Years (accrual basis of accounting) General Revenues and Other Changes in Net Position Governmental activities: Taxes Property taxes 839,021$ 759,771$ 749,564$ 726,573$ 684,319$ 697,622$ 640,391$ 539,764$ 448,349$ 453,135$ Sales tax 1,331,193 1,236,214 1,153,748 1,469,693 1,370,590 1,436,325 1,348,456 1,320,700 1,287,437 1,284,455 Meals tax 1,668,087 1,417,813 1,289,457 1,078,908 966,053 953,721 955,488 912,713 900,591 912,226 Utilities tax 697,847 689,181 718,109 735,791 756,225 755,985 767,736 782,869 787,097 785,555 Pari-mutuel tax 1,023,595 643,785 -------- Business license tax 785,146 672,841 638,888 586,739 482,003 500,713 508,747 489,749 517,111 491,996 Bank stock tax 276,548 226,925 -------- Cigarette tax 145,951 145,993 -------- Vehicle license fee 178,600 187,918 -------- Other taxes 29,469 44,584 1,033,340 667,667 616,344 585,378 576,896 561,080 628,177 692,669 Intergovernmental revenue not program restricted 344,058 1,702,176 134,486 812,923 770,645 773,690 744,247 768,956 756,199 807,117 Restricted intergovernmental revenue -- 383,932 ------- Investment earnings not restricted 10,804 21,792 42,406 50,854 25,780 19,406 17,709 15,438 14,540 4,434 Restricted investment earnings --3 ----60,746 59,628 - Gain on disposal of property ---16,580 ---7,444 6,516 - Rebates 214,416 --------- Other 16,598 94,426 37,669 69,900 57,781 66,305 106,706 27,002 21,752 41,418 Transfers (595,938) (409,740) (181,628) (171,912) (140,298) (219,978) ---- Total governmental activities 6,965,395 7,433,679 5,999,974 6,043,716 5,589,442 5,569,167 5,666,376 5,486,461 5,427,397 5,473,005 Business-type activities: Investment earnings not restricted 1,501 4,355 8,271 9,009 7,627 2,172 989 -7 66 Restricted investment earnings 10,058 757 --525 94 329 1,353 5,301 762 Other 494,659 446,540 371,278 379,813 299,102 338,118 279,661 250,562 255,135 261,934 Transfers 595,938 409,740 181,628 171,912 140,298 219,978 ---- Total business-type activities 1,102,156 861,392 561,177 560,734 447,552 560,362 280,979 251,915 260,443 262,762 Total primary government 8,067,551$ 8,295,071$ 6,561,151$ 6,604,450$ 6,036,994$ 6,129,529$ 5,947,355$ 5,738,376$ 5,687,840$ 5,735,767$ Changes in Net Position Governmental activities 2,546,984$ 2,306,245$ 1,381,163$ 748,825$ 351,981$ 304,649$ 572,501$ 438,710$ (28,033)$ 122,464$ Business-type activities 1,510,523 934,612 131,712 74,015 268,594 450,731 614,735 453,280 88,517 70,782 Total primary government 4,057,507$ 3,240,857$ 1,512,875$ 822,840$ 620,575$ 755,380$ 1,187,236$ 891,990$ 60,484$ 193,246$ Note: Water and sewer charges for service is the Town’s most significant source of own-source revenue. 1 Restated 2 Pari-mutuel tax, bank stock tax, cigarette tax, and vehicle license tax separately presented from other local taxes started in 2021. Prior years are not restated. 77 TABLE 3 2022 2021 2020 2019 1 2018 2017 2016 2015 2014 2013 General Fund Nonspendable 31,825$ 599,269$ 655,751$ 323,947$ 103,927$ 89,382$ 62,048$ 59,817$ 60,358$ 19,101$ Restricted 294,816 406,739 74,711 180,691 206,673 132,387 209,649 235,246 190,161 274,908 Committed - - 30,000 30,000 30,000 - - - - - Assigned 33,458 85,776 3,583 38,621 - - - - - - Unassigned 5,605,680 3,465,134 3,668,974 2,945,887 2,881,906 2,578,193 2,607,524 2,361,436 2,919,657 2,837,802 Total general fund 5,965,779$4,556,918$4,433,019$3,519,146$3,222,506$2,799,962$2,879,221$2,656,499$3,170,176$3,131,811$ Grant Fund Nonspendable 78,405$ -$ -$ -$ -$ -$ -$ -$ -$ -$ Restricted 4,957 - - - - - - - - - Unassigned (78,405) - - - - - - - - - 4,957$ -$ -$ -$ -$ -$ -$ -$ -$ -$ Capital Projects Fund 1 Restated TOWN OF VINTON, VIRGINIA FUND BALANCES – GOVERNMENTAL FUNDS Last Ten Fiscal Years (modified accrual basis of accounting) 78 TABLE 4 2022 2021 2020 2019 1 2018 2017 2016 2015 2014 2013 Revenues Taxes 6,919,631$ 5,995,664$ 5,606,084$ 5,246,337$ 4,868,746$ 4,904,946$ 4,845,354$ 4,469,823$ 4,562,633$ 4,597,882$ Permits, privilege fees, and regulatory licenses 5,430 5,490 4,592 6,408 8,955 8,712 9,788 12,403 9,085 10,861 Fines and forfeitures 61,990 52,305 54,486 60,652 71,210 75,085 51,631 56,503 75,059 73,107 Revenue from use of money and property 128,192 139,588 159,655 169,995 148,433 136,695 141,889 197,241 198,625 105,998 Charges for services 162,636 69,391 115,380 382,806 377,369 418,042 452,903 438,558 407,900 387,049 Other 129,411 131,824 134,151 136,351 137,547 150,967 138,589 129,124 149,957 72,337 Intergovernmental 3,236,048 4,163,472 2,826,727 2,481,996 2,444,777 2,965,777 2,612,197 2,411,620 2,243,120 2,239,992 Total revenues 10,643,338 10,557,734 8,901,075 8,484,545 8,057,037 8,660,224 8,252,351 7,715,272 7,646,379 7,487,226 Expenditures General government 1,405,913 2,474,141 835,575 711,058 695,683 650,824 710,412 668,082 645,071 632,136 Public safety 2,590,719 2,155,855 2,821,897 3,577,731 3,703,343 3,649,236 3,304,624 3,313,099 3,201,533 3,005,917 Public works 1,407,027 1,395,665 1,377,264 1,485,888 1,775,465 1,749,305 1,942,260 1,918,439 1,795,602 1,892,656 Parks, recreation, and cultural 507,955 500,690 457,443 515,693 533,892 570,065 594,550 617,934 620,636 547,604 Community development 701,681 571,140 871,782 458,435 485,624 889,397 687,006 604,476 468,678 386,592 Capital projects 1,062,053 1,450,148 533,151 948,721 37,880 463,945 437,389 551,936 140,478 542,235 Debt service: Principal retirement 836,347 452,490 446,651 414,532 436,700 535,374 404,038 379,843 372,923 335,766 Interest and fiscal charges 88,852 62,640 64,540 77,568 83,210 91,789 115,486 182,584 186,377 174,699 Bond issuance costs - - - - - - 15,920 - - 36,638 Total expenditures 8,600,547 9,062,769 7,408,303 8,189,626 7,751,797 8,599,935 8,211,685 8,236,393 7,431,298 7,554,243 Excess (deficiency) of revenues over expenditures 2,042,791 1,494,965 1,492,772 294,919 305,240 60,289 40,666 (521,121) 215,081 (67,017) Other Financing Sources (Uses) Proceeds from long-term debt - 321,000 - 157,053 - - 702,000 - - 2,411,641 Payments to refunded bond escrow agent - (313,402) - - - - (686,080) - - (2,190,889) Proceeds from capital lease - - - - 257,602 - 136,599 - - 313,315 Proceeds from sale of capital assets - - - 16,580 - 80,430 29,537 7,444 6,516 - Transfers out (595,938) (409,740) (181,628) (171,912) (140,298) (219,978) - - - - Total other financing sources (uses)(595,938) (402,142) (181,628) 1,721 117,304 (139,548) 182,056 7,444 6,516 534,067 Net change in fund balances 1,446,853$ 1,092,823$ 1,311,144$ 296,640$ 422,544$ (79,259)$ 222,722$ (513,677)$ 221,597$ 467,050$ Debt service as a percentage of Note: Debt service as a percentage of noncapital expenditures excludes ROU asset addition. 1 Restated TOWN OF VINTON, VIRGINIA CHANGES IN FUND BALANCES – GOVERNMENTAL FUNDS Last Ten Fiscal Years (modified accrual basis of accounting) 79 TABLE 5 Public Total Total Actual Value as a Fiscal Real Personal Machinery Service Mobile Assessed Direct Tax Taxable Percentage of Year Estate Property and Tools Corporation Homes Value Rate Value Assessed Value 2022 578,435,500$ 79,841,683$10,268,160$ 21,680,500$25,640$ 690,251,483$0.07 690,251,483$ 100% 2021 532,984,500 55,680,797 8,592,840 20,746,790 31,140 618,036,067 0.07 618,036,067 100 2020 508,108,700 52,015,192 7,308,830 18,865,440 26,500 586,324,662 0.07 586,324,662 100 2019 488,906,400 50,021,021 9,451,620 18,380,300 33,600 566,792,941 0.07 566,792,941 100 2018 477,273,000 45,927,462 8,177,340 17,911,880 52,550 549,342,232 0.07 549,342,232 100 2017 467,013,600 45,889,795 7,448,120 17,210,450 40,250 537,602,215 0.07 537,602,215 100 2016 461,728,300 45,958,231 7,146,010 17,038,560 38,300 531,909,401 0.07 531,909,401 100 2015 458,804,800 45,024,930 6,934,930 17,364,350 42,930 528,171,940 0.06 528,171,940 100 2014 455,632,200 45,223,230 6,882,820 13,713,107 45,720 521,497,077 0.06 521,497,077 100 2013 456,795,100 43,698,440 7,310,490 14,385,245 47,520 522,236,795 0.06 522,236,795 100 Note: Assessed value equals actual value. Property is assessed at full market value and is reassessed every year. TOWN OF VINTON, VIRGINIA ASSESSED VALUE AND ACTUAL VALUE OF TAXABLE PROPERTY Last Ten Fiscal Years 80 TABLE 6 Customer Revenue Rank Revenue Rank Precision Fabrics Group, Inc.324,536$ 1 6.88 %185,976$ 1 6.17 % Aramark 211,921 2 4.49 97,511 2 3.23 Berkshire 87,456 3 1.85 86,497 4 1.74 Blue Ridge Manor Apartments 77,669 4 1.65 52,395 5 1.40 Roanoke County Schools 48,909 5 1.04 20,866 8 0.69 Hometown Holdings 47,037 6 1.00 - -- RGM Properties 44,534 7 0.94 28,211 7 0.94 Colonial Downs 31,851 8 0.68 - -- Cardinal Glass 29,483 9 0.63 84,288 3 2.79 Christy Welch 23,666 10 0.50 - -- 927,062$ 555,744$ Source: Town of Vinton Finance Department 1) FY 2022 % was based on total water and sewer operating revenues of $4,716,777 2) FY 2013 % was based on total water and sewer operating revenues of $3,016,081 Percentage of Total Town Revenue Fiscal Year 2022 TOWN OF VINTON, VIRGINIA PRINCIPAL WATER AND SEWER CUSTOMERS Current Year and Nine Years Ago Fiscal Year 2013 Percentage of Total Town Revenue 81 TABLE 7 Fiscal Year Taxes Levied Collections Ended for the Percentage in Subsequent Percentage June 30,Fiscal Year Amount of Levy Years Amount of Levy 2022 1,303,409$ 940,080$ 72.12%-$ 940,080$ 72.12% 2021 978,698 886,202 90.55 30,996 917,198 93.72 2020 948,341 875,175 92.28 26,942 902,117 95.13 2019 936,327 842,667 90.00 21,006 863,673 92.24 2018 874,622 823,616 94.17 14,960 838,576 95.88 2017 859,822 826,673 96.14 20,321 846,994 98.51 2016 853,737 785,340 91.99 13,902 799,242 93.62 2015 736,979 650,501 88.27 13,365 663,866 90.08 2014 645,360 610,294 94.57 12,010 622,304 96.43 2013 635,711 598,141 94.09 13,626 611,767 96.23 Source: Detailed Town property tax records. Note: The Town increased the real estate tax rate from $0.03 to $0.07 in 2015 TOWN OF VINTON, VIRGINIA PROPERTY TAX LEVIES AND COLLECTIONS Last Ten Fiscal Years Total Collections to Date Collected within the Fiscal Year of the Levy 82 TABLE 8 Fiscal Year Water Sewer Water Sewer 2022 12.84$ 22.16$ 6.42$ 11.08$ 2021 11.88 20.52 5.94 10.26 20203 11.00 19.00 5.50 9.50 2019 18.85 27.68 9.43 13.84 2018 18.85 27.68 9.43 13.84 2017 18.85 27.68 9.43 13.84 2016 18.85 27.68 9.43 13.84 2015 18.85 27.68 9.43 13.84 2014 17.31 25.42 8.66 12.71 2013 15.92 23.39 7.97 11.68 on standard 5/8 meter 1 Residential minimum charges are billed on a bi-monthly basis 2 Commercial minimum charges are billed on a monthly basis 3 As of January 1, 2020, all consumption is billed at the volumetric rate. TOWN OF VINTON, VIRGINIA WATER AND SEWER RATES Last Ten Fiscal Years Note: Minimum charge for water and sewer residential and commercial service is based Residential 1 Commercial 2 First 3,000 Gallons or Less First 1,500 Gallons or Less 83 TABLE 9 2022 2021 2020 2019 2018 2017 2016 2015 2014 2013 Debt limit 69,025,148$ 61,803,607$ 58,632,466$ 56,679,294$ 54,934,223$ 53,760,222$ 53,190,940$ 52,817,194$ 52,149,708$ 51,809,508$ Total net debt applicable to limit 7,682,999 8,849,714 5,080,683 5,765,236 6,407,378 7,094,822 7,757,263 8,344,738 8,959,814 10,118,536 Legal debt margin 61,342,149$ 52,953,893$ 53,551,783$ 50,914,058$ 48,526,845$ 46,665,400$ 45,433,677$ 44,472,456$ 43,189,894$ 41,690,972$ Total net debt applicable to the limit as a percentage of debt limit 11.13%14.32%8.67%10.17%11.66%13.20%14.58%15.80%17.18%19.53% Legal Debt Margin Calculation for Fiscal Year 2022 690,251,483$ Debt limit (10% of assessed value)69,025,148$ Less debt applicable to limit: General obligation bonds 7,682,999 Legal debt margin 61,342,149$ Note: TOWN OF VINTON, VIRGINIA LEGAL DEBT MARGIN INFORMATION Last Ten Fiscal Years Assessed value 84 TABLE 10 General General Fiscal Obligation Financing Operating Obligations Obligation Revenue Obligations Financing Year 1 1 1 2022 1,324,208$ -$ 584,067$ -$ 1,908,275$ 6,358,791$ 1,157,000$ 358,141$ -$ 7,873,932$ 2021 1,670,595 239,046 - 11,200 1,920,841 7,179,119 1,338,000 379,277 433,119 9,329,515 2020 2,000,040 296,746 - 75,352 2,372,138 3,095,449 1,513,000 221,589 558,344 5,388,382 2019 2,328,839 352,931 - 139,296 2,821,066 3,453,480 1,687,000 236,861 666,344 6,043,685 2018 2,637,173 240,612 - 203,036 3,080,821 3,789,564 1,852,617 252,532 498,198 6,392,911 2017 2,940,783 54,837 - 266,576 3,262,196 4,175,676 2,015,327 266,363 - 6,457,366 2016 3,242,029 230,969 - 327,424 3,800,422 4,539,723 2,184,037 280,605 - 7,004,365 2015 3,488,651 159,415 - 385,080 4,033,146 4,892,861 2,150,851 294,516 - 7,338,228 2014 3,724,405 209,262 - 442,548 4,376,215 5,235,409 2,274,519 - - 7,509,928 2013 4,056,402 257,549 - 425,000 4,738,951 5,941,895 2,393,190 - - 8,335,085 Net General Net General Bonded Debt Bonded Debt Total Taxable to Estimated Per Capita Per Capita Fiscal Total Primary Assessed Actual Value of Bonded Debt Personal to Per Capita Year 1 2022 7,682,999$ 690,251,483$ 1.15%8,021 958$ 57,434$ 1.67% 2021 8,849,714 618,036,067 1.43 8,104 1,092 53,489 2.04 2020 5,095,489 586,324,662 0.87 8,104 629 52,248 1.20 2019 5,782,319 566,792,941 1.02 8,096 714 49,860 1.43 2018 6,426,737 549,342,232 1.17 8,065 797 48,384 1.65 2017 7,116,459 537,602,215 1.32 8,185 869 48,047 1.81 2016 7,781,752 531,909,401 1.46 8,231 945 45,577 2.07 2015 8,381,512 528,171,940 1.59 8,151 1,028 43,418 2.37 2014 8,959,814 521,497,077 1.72 8,151 1,099 42,288 2.60 2013 9,998,297 522,236,795 1.93 8,092 1,236 40,688 3.04 Note: Assessed value of property can be found in Table 5. Note: Population and personal income can be found in Table 12. 1 Includes bond premiums TOWN OF VINTON, VIRGINIA RATIOS OF OUTSTANDING DEBT BY TYPE Last Ten Fiscal Years Business Type Activities Governmental Activities 85 TABLE 11 Less:Net Fiscal Gross Operating Available Year Revenue (1)Revenue Principal (2)Interest Coverage 2022 4,728,336$ 2,502,644$ 2,225,692$ 1,277,109$ 140,991$ 1.57 2021 4,599,338 2,592,707 2,006,631 652,440 138,916 2.54 2020 3,802,891 2,545,966 1,256,925 623,670 149,189 1.63 2019 (3)3,775,230 2,495,711 1,279,519 591,312 178,562 1.66 2018 3,661,311 2,344,160 1,317,151 595,555 166,641 1.73 2017 3,738,966 2,182,323 1,556,643 543,289 181,582 2.15 2016 3,718,514 2,241,937 1,476,577 487,049 311,245 1.85 2015 3,447,765 2,115,736 1,332,029 462,548 257,957 1.85 2014 3,263,413 2,261,529 1,001,884 504,718 256,920 1.32 2013 3,016,909 2,129,633 887,276 428,247 215,281 1.38 (3) Restated TOWN OF VINTON, VIRGINIA Debt Service Notes: Details regarding the Town’s outstanding debt can be found in the Notes to Financial Statements. (1) Excluding depreciation, interest, and amortization (2) Excluding refunded principal payments Last Ten Fiscal Years PLEDGED REVENUE COVERAGE 86 TABLE 12 Fiscal Total Per Capita Public School Public Year Personal Personal Roanoke CO Town of Vinton Unemployment Ended Population (1)Income (2)Income (2)Enrollment (3)Enrollment (3)Rate (4) 2022 8,021 7,004,787,000$ 57,434$ 13,819 899 3.00% 2021 8,104 6,391,212,000 53,489 13,692 923 3.60 2020 8,104 6,254,966,000 52,248 13,999 948 8.10 2019 8,096 5,962,802,000 49,860 14,121 972 2.90 2018 8,065 5,786,000,000 48,384 14,155 926 3.40 2017 8,185 5,780,000,000 48,047 14,235 965 3.70 2016 8,231 5,435,865,000 45,577 14,135 910 3.70 2015 8,151 5,159,100,000 43,418 14,384 948 4.50 2014 8,151 4,984,547,000 42,288 14,333 965 5.50 2013 8,092 4,789,030,000 40,688 14,369 935 5.90 Sources: (1) From U.S. Census Bureau link at www.rvarc.org/demographics (4) Virginia Employment Commission www.bls.gov/regions/mid-atlantic/virginia.htm#eag (3) Virginia Department of Education - Membership Reporting http://www.doe.virginia.gov/statistics_reports/enrollment/index.shtml https://apps.bea.gov/regional/bearfacts/ TOWN OF VINTON, VIRGINIA DEMOGRAPHIC STATISTICS Last Ten Fiscal Years (2) Personal Income and Per Capita Personal Income from the U.S. Department of Commerce Bureau of Economic Analysis. Latest information available as of 2018 at 87 TABLE 13 Employer Employees Rank Ownership Employees Rank Ownership Berkshire 259 1 Private 164 3 Private Kroger 189 2 Private 189 2 Private Precision Fabrics Group, Inc.189 3 Private 196 1 Private Roanoke County Schools (Vinton)133 4 Local Govt.127 4 Local Govt. Rosie's Gaming Emporium 106 5 Private - -- Aramark Uniform Services 97 6 Private 87 6 Private McDonalds 85 7 Private 88 5 Private Town of Vinton 75 8 Local Govt.83 7 Local Govt. Magnets USA 70 9 Private --- Famous Anthony's - -- 48 9 Private Super Dollar - -- 31 10 Private Penalty Box Partners (Lancerlot)69 10 Private 55 8 Private 1,272 15.86%1,068 13.20% Source: Employer Business Application or HR Contact TOWN OF VINTON, VIRGINIA PRINCIPAL EMPLOYERS Current Year and Nine Years Ago Fiscal Year 2022 Fiscal Year 2013 88 TABLE 14 2022 2021 2020 2019 2018 2017 2016 2015 2014 2013 Function/Program General government Management services 5 4 4 4 4 4 4 4 4 4 Finance 5 5 5 5 5 5 5 6 6 6 Planning 4 3 3 3 2 3 3 3 3 3 Police Officers 26 22 22 23 23 24 22 22 24 24 Civilians 2 2 2 2 2 2 2 2 2 2 Fire Firefighters and officers - --11 11 12 10 11 10 9 Other public works 22 21 26 30 34 33 29 31 32 32 Parks, recreation, and cultural 3 3 3 3 3 3 3 2 3 3 Total 67 60 65 81 84 86 78 81 84 83 Note: As of July 1, 2019, all firefighters and emergency responders are employees of Roanoke County. TOWN OF VINTON, VIRGINIA FULL-TIME EQUIVALENT TOWN GOVERNMENT EMPLOYEES BY FUNCTION/PROGRAM Last Ten Fiscal Years Source: Town of Vinton HR Department 89 TABLE 15 2022 2021 2020 2019 2018 2017 2016 2015 2014 2013 Function/Program General government Fleet equipment 139 133 133 133 133 133 133 133 133 117 Pieces of equipment maintained 139 133 133 133 133 133 133 133 133 117 Public safety: Police Arrests 372 398 781 947 1,034 594 722 507 578 582 Parking violations 23 24 45 30 40 58 133 52 64 48 Traffic violations 1,447 1,395 1928 1,735 2,449 2,021 1,187 1,143 1,603 1,408 EMS Emergency responses N/A N/A N/A 2,248 2,607 2,637 2,656 2,615 2,735 2,654 Fire Emergency responses N/A N/A N/A 305 830 501 774 278 623 306 Public works Refuse collection Refuse collected (tons per day)13.67 13.20 12.88 12.39 11.80 12.21 11.92 12.55 12.78 12.92 Recyclables collected (tons per day)0.33 0.32 0.3 0.35 0.45 1 0.54 0.65 0.70 0.68 Other public works Street resurfacing (miles)3.81 3.20 3.33 2.71 2.50 2 2.03 - 1.30 2.17 Parks, recreation, and cultural Parks and recreation - attendees Vinton Dogwood Festival (4-day)5,000 7,500 Cancelled 20,000 25,000 25,000 25,000 25,000 25,000 25,000 4th of July 6,000 6,000 Cancelled 4,000 5,000 5,000 5,000 5,000 5,000 4,000 (Co-Sponsor Chamber of Commerce)5,500 3,500 2,000 3,500 6,000 6,000 9,000 9,000 6,000 6,000 Water Number of customer accounts 5,137 5,187 5,155 5,136 5,115 5,120 5,093 5,074 5,085 5,071 Miles of distribution lines 61 61 61 61 61 61 61 61 61 61 Volume pumped (million gallons per day average)1.06 1.07 1.05 2 1 1 1.27 1.23 1.14 1.21 Sewer Number of customer accounts 4,753 4,764 4,728 4,710 4,691 4,686 4,658 4,639 4,642 4,636 Miles of collection lines 60 60 60 60 60 60 60 60 60 60 Waste/Water treated (million gallons per day)1.52 1.81 1.41 1.02 1.32 1.32 1.40 1.19 0.92 0.96 N/A - Not available. Refuse collected (tons per day) - based on 260 collection days per year. Recyclables collected (tons per day) - based on 130 collection days per year. Source: Note: TOWN OF VINTON, VIRGINIA OPERATING INDICATORS BY FUNCTION/PROGRAM Last Ten Fiscal Years 90 TABLE 16 2022 2021 2020 2019 2018 2017 2016 2015 2014 2013 Function/Program Public safety Law enforcement vehicles 27 27 26 24 27 27 25 26 25 25 Fire stations 1 1 1 1 1 1 1 1 1 1 Public works Primary streets (lane miles)21.62 21.62 21.62 21.62 21.62 21.62 21.62 21.62 21.62 21.62 Secondary streets (lane miles)66.32 66.32 66.32 66.32 66.32 66.32 66.32 66.32 66.32 66.32 Streetlights 513 513 505 505 505 505 503 502 500 500 Parks, recreation, and cultural Community centers Vinton Senior Program (No. of Events/Attendance)398/4236 186/1850 428/6330 428/6283 356/5822 285/4370 252/4166 240/3990 223/3,965 253/3775 Charles R. Hill Center (Rentals)312 205 292 298 303 316 283 291 289 437 Vinton War Memorial 297 196 258 240 250 276 273 235 282 301 Parks/athletic fields Greenway (3/4 Mile) Cinder Surface 25,000 30,000 30,000 30,000 25,000 25,000 25,000 25,000 25,000 25,000 War Memorial Playground 4,000 4,000 6,000 6,000 6,000 6,000 6,000 6,000 6,000 6,000 Vinton Municipal Pool Closed Closed Closed Closed Closed Closed 7,977 7,977 8,458 10,562 Water and sewer Water mains (miles)61 61 61 61 61 61 61 61 61 61 Sanitary sewers (miles)60 60 60 60 60 60 60 60 60 60 Stormwater Storm sewers (miles)12 12 12 12 12 12 12 12 12 12 Signalized street intersections Traffic signals (each)11 11 11 11 11 11 11 11 11 11 TOWN OF VINTON, VIRGINIA CAPITAL ASSET AND INFRASTRUCTURE STATISTICS BY FUNCTION/PROGRAM Last Ten Fiscal Years Source: Various Town of Vinton Departments 91 THIS PAGE INTENTIONALLY BLANK 92 COMPLIANCE SECTION Assistance Federal Grantor/Pass - Through Grantor/Listing Pass-through Entity Federal Program or Cluster Title Number Identifying Number Expenditures Department of Housing and Urban Development: Pass Through Payments: Virginia Department of Housing and Community Development: Community Development Block Grant, 2018 Local Innovation Awards 14.228 Contract #18-LI-24 53,800$ Total Department of Housing and Urban Development 53,800 Department of Justice: Direct Payments: Body Worn Camera Grant 16.835 21-A8667BC21 48,649 Local Law Enforcement Block Grant FFY 18 16.738 21-U10099LO18 2,767 COVI-19 Coronavirus Emergency Supplemental Funding Grant 16.034 10602 874 Bulletproof Vest Partnership Program 16.607 N/A 2,855 Total Department of Justice 55,145 Department of Transportation: Pass Through Payments: Department of Motor Vehicles: Highway Safety Cluster National Priority Safety Programs FY20 20.616 N/A 11,229 Highway Planning and Construction Cluster VDOT TS Glade Creek Greenway Phase 2B 20.205 UPC 117995 33,745 Walnut Avenue Bike/Pedestrian - 5th St to Town West 20.205 UPC 111649 35,880 Walnut Avenue Bike/Pedestrian - Lee Avenue to 1st St 20.205 UPC 113565 57,231 Glade Creek Greenway Phase 2B 20.205 UPC 109611 13,101 Total Department of Transportation 151,186 Department of the Treasury: Direct Payments: COVID-19 American Rescue Plan Act CSLFRF-NEU 21.027 N/A 434,960 COVID-19 American Rescue Plan Act CSLFRF-Utility 21.027 N/A 46,386 Pass Through Payments: Virginia Department of Accounts: County of Roanoke: COVID-19 Coronavirus Relief Fund 21.019 N/A 2,758 Total Department of the Treasury 484,104 Environmental Protection Agency: Direct Payments: EPA Brownfield Site Assessment 66.818 FAIN # 96368301 104,788 Total Environmental Protection Agency 104,788 Total Expenditures of Federal Awards 849,023$ NOTE 1 - BASIS OF PRESENTATION: NOTE 2 - DE MINIMIS INDIRECT COST RATE: NOTE 3 - OUTSTANDING LOAN BALANCES: At June 30, 2022, the Town had no outstanding loan balances requiring continuing disclosure. TOWN OF VINTON, VIRGINIA Schedule of Expenditures of Federal Awards For the Year Ended June 30, 2022 The entity did not elect to use the 10% de minimis indirect cost rate. The accompanying schedule of federal expenditures includes the activity of all federally assisted programs of the Town of Vinton,Virginia and is presented on the modified accrual basis of accounting,as described in Note 1 to the Town's basic financial statements.All federal awards received directly from federal agencies, as well as federal awards passed through other government agencies, are included on this schedule. 93 94 Your Success is Our Focus 3906 Electric Road • Roanoke, Virginia 24018 • 540-345-0936 • Fax: 540-342-6181 • www.BEcpas.com INDEPENDENT AUDITOR’S REPORT ON INTERNAL CONTROL OVER FINANCIAL REPORTING AND ON COMPLIANCE AND OTHER MATTERS BASED ON AN AUDIT OF FINANCIAL STATEMENTS PERFORMED IN ACCORDANCE WITH GOVERNMENT AUDITING STANDARDS To the Honorable Members of the Town Council Town of Vinton,Virginia We have audited, in accordance with auditing standards generally accepted in the United States of America; the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States; and the Specifications for Audits of Counties, Cities, and Towns issued by the Auditor of Public Accounts of the Commonwealth of Virginia, the financial statements of the governmental activities, the business-type activities, and each major fund of the Town of Vinton, Virginia (the “Town”), as of and for the year ended June 30, 2022, and the related notes to the financial statements, which collectively comprise the Town’s basic financial statements and have issued our report thereon dated October 30, 2023. Report on Internal Control over Financial Reporting In planning and performing our audit of the financial statements, we considered the Town’s internal control over financial reporting (internal control) as a basis for designing the audit procedures that are appropriate in the circumstances for the purpose of expressing our opinions on the financial statements, but not for the purpose of expressing an opinion on the effectiveness of the Town’s internal control. Accordingly, we do not express an opinion on the effectiveness of the Town’s internal control. A deficiency in internal control exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent, or detect and correct,misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control such that there is a reasonable possibility that a material misstatement of the entity’s financial statements will not be prevented, or detected and corrected,on a timely basis.A significant deficiency is a deficiency, or a combination of deficiencies, in internal control that is less severe than a material weakness, yet important enough to merit attention by those charged with governance. Our consideration of internal control was for the limited purpose described in the first paragraph of this section and was not designed to identify all deficiencies in internal control that might be material weaknesses or significant deficiencies and,therefore, material weaknesses or significant deficiencies may exist that were not identified. We identified certain deficiencies in internal control, described in the accompanying schedule of findings and questioned costs as items 2022-001 and 2022-002, that we consider to be material weaknesses. 95 Report on Compliance and Other Matters As part of obtaining reasonable assurance about whether the Town’s financial statements are free of material misstatement, we performed tests of its compliance with certain provisions of laws, regulations, contracts, and grant agreements, noncompliance with which could have a direct and material effect on the financial statements. However, providing an opinion on compliance with those provisions was not an objective of our audit, and accordingly, we do not express such an opinion.The results of our tests disclosed no instances of noncompliance that are required to be reported under Government Auditing Standards. Town’s Response to Findings Government Auditing Standards requires the auditor to perform limited procedures on the Town’s responses to the findings identified in our audit and described in the accompanying schedule of findings and questioned costs. The Town’s responses were not subjected to the other auditing procedures applied in the audit of the financial statements and, accordingly, we express no opinion on the responses. Purpose of this Report The purpose of this report is solely to describe the scope of our testing of internal control and compliance and the results of that testing, and not to provide an opinion on the effectiveness of the entity’s internal control or on compliance. This report is an integral part of an audit performed in accordance with Government Auditing Standards in considering the entity’s internal control and compliance. Accordingly, this communication is not suitable for any other purpose. CERTIFIED PUBLIC ACCOUNTANTS Roanoke, Virginia October 30, 2023 96 Your Success is Our Focus 3906 Electric Road • Roanoke, Virginia 24018 • 540-345-0936 • Fax: 540-342-6181 • www.BEcpas.com INDEPENDENT AUDITOR’S REPORT ON COMPLIANCE FOR EACH MAJOR PROGRAM AND ON INTERNAL CONTROL OVER COMPLIANCE REQUIRED BY THE UNIFORM GUIDANCE To the Honorable Members of the Town Council Town of Vinton, Virginia Report on Compliance for Each Major Federal Program Opinion on Compliance for Each Major Federal Program We have audited the Town of Vinton, Virginia’s (the “Town”)compliance with the types of compliance requirements described in the OMB Compliance Supplement that could have a direct and material effect on each of the Town’s major federal programs for the year ended June 30, 2022. The Town’s major federal program is identified in the summary of auditor’s results section of the accompanying schedule of findings and questioned costs. In our opinion, the Town complied, in all material respects, with the types of compliance requirements referred to above that could have a direct and material effect on each of its major federal programs for the year ended June 30, 2022. Basis for Opinion on Each Major Federal Program We conducted our audit of compliance in accordance with auditing standards generally accepted in the United States of America; the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States; and the audit requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). Our responsibilities under those standards and the Uniform Guidance are further described in the Auditor’s Responsibilities for the Audit of Compliance section of our report. We are required to be independent of the Town and to meet our other ethical responsibilities, in accordance with relevant ethical requirements related to our audit. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our opinion on compliance for each major federal program. Our audit does not provide a legal documentation of the Town’s compliance with the compliance requirements referred to above. Responsibilities of Management for Compliance Management is responsible for compliance with the requirements referred to above and for the design, implementation, and maintenance of effective internal control over compliance with the requirements of laws, statutes, regulations, rules, and provisions of contracts or grant agreements applicable to the Town’s federal programs. 97 Report on Compliance for Each Major Federal Program (Continued) Auditor’s Responsibilities for the Audit of Compliance Our objectives are to obtain reasonable assurance about whether material noncompliance with the compliance requirements referred to above occurred, whether due to fraud or error, and express an opinion on the Town’s compliance based on our audit. Reasonable assurance is a high level of assurance,but is not absolute assurance and,therefore,is not a guarantee that an audit conducted in accordance with generally accepted auditing standards, Government Auditing Standards,and the Uniform Guidance will always detect material noncompliance when it exists. The risk of not detecting material noncompliance resulting from fraud is higher than for that resulting from error, as fraud may involve collusion, forgery, intentional omissions, misrepresentations, or the override of internal control. Noncompliance with the compliance requirements referred to above is considered material if there is a substantial likelihood that, individually or in the aggregate, it would influence the judgment made by a reasonable user of the report on compliance about the Town’s compliance the requirements of each major federal program as a whole. In performing an audit in accordance with generally accepted auditing standards, Government Auditing Standards, and the Uniform Guidance, we: Exercise professional judgment and maintain professional skepticism throughout the audit. Identify and assess the risk of material noncompliance, whether due to fraud or error, and design and perform audit procedures responsive to those risks. Such procedures include examining, on a test basis, evidence regarding the Town’s compliance with the compliance requirements referred to above and performing such other procedures, as we considered necessary in the circumstances. Obtain an understanding of the Town’s internal control over compliance relevant to the audit in order to design audit procedures that are appropriate in the circumstances and to test and report on internal control over compliance in accordance with the Uniform Guidance, but not for the purpose of expressing an opinion on the effectiveness of the Town’s internal control over compliance Accordingly, no such opinion is expressed. We are required to communicate with those charged with governance regarding, among other matters, the planned scope and timing of the audit and any significant deficiencies and material weaknesses in internal control over compliance that we identified during the audit Other Matters The results of our auditing procedures disclosed one instance of noncompliance which is required to be reported in accordance with the Uniform Guidance and which is described in the accompanying schedule of findings and questioned costs as items 2022-003.Our opinion on each major federal program is not modified with respect to these matters. Government Auditing Standards requires the auditor to perform limited procedures on the Town’s responses to the noncompliance findings identified in our audit is described in the accompanying schedule of findings and questioned costs. The Town’s responses were not subjected to the other auditing procedures applied in the audit of compliance and, accordingly, we express no opinion on the responses. 98 Report on Internal Control over Compliance A deficiency in internal control over compliance exists when the design or operation of a control over compliance does not allow management or employees, in the normal course of performing their assigned functions, to prevent, or detect and correct, noncompliance with a type of compliance requirement of a federal program on a timely basis. A material weakness in internal control over compliance is a deficiency, or combination of deficiencies, in internal control over compliance, such that there is a reasonable possibility that material noncompliance with a type of compliance requirement of a federal program will not be prevented, or detected and corrected, on a timely basis. A significant deficiency in internal control over compliance is a deficiency, or a combination of deficiencies, in internal control over compliance with a type of compliance requirement of a federal program that is less severe than a material weakness in internal control over compliance, yet important enough to merit attention by those charged with governance. Our consideration of internal control over compliance was for the limited purpose described in the Auditor’s Responsibilities for the Audit of Compliance section above and was not designed to identify all deficiencies in internal control over compliance that might be material weaknesses or significant deficiencies in internal control over compliance and therefore, material weaknesses or significant deficiencies may exist that were not identified. However, we did identify certain deficiencies in internal control over compliance that we consider to be a significant deficiency. We consider the deficiency in internal control over compliance described in the accompanying schedule of findings and questioned costs as Item 2022-04 to be a significant deficiency. Our audit was not designed for the purpose of expressing an opinion on the effectiveness of internal control over compliance. Accordingly, no such opinion is expressed. The purpose of this report on internal control over compliance is solely to describe the scope of our testing of internal control over compliance and the results of that testing based on the requirements of the Uniform Guidance. Accordingly, this report is not suitable for any other purpose. CERTIFIED PUBLIC ACCOUNTANTS Roanoke, Virginia October 30, 2023 99 TOWN OF VINTON, VIRGINIA SUMMARY OF COMPLIANCE MATTERS June 30, 2022 As more fully described in the Independent Auditor’s Report on Internal Control over Financial Reporting and on Compliance and Other Matters Based on an Audit of Financial Statements Performed in Accordance with Government Auditing Standards, we performed tests of the Town’s compliance with certain provisions of laws, regulations, contracts,and grants shown below. STATE COMPLIANCE MATTERS Code of Virginia: Budget and Appropriation Laws Cash and Investment Laws Conflicts of Interest Act Debt Provisions Local Retirement Systems Procurement Laws Uniform Disposition of Unclaimed Property Act Stormwater Utility Program Fire Program Aid State Agency Requirements: Highway Maintenance Funds LOCAL COMPLIANCE MATTERS Town Charter FEDERAL COMPLIANCE MATTERS Compliance Supplement for Single Audits of State and Local Governments Provisions and conditions of agreements related to federal program selected for testing. (Continued) 100 TOWN OF VINTON, VIRGINIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS June 30, 2022 A.SUMMARY OF AUDITOR’S RESULTS 1.The auditor’s report expresses an unmodified opinion on the financial statements. 2.Two material weaknesses and no significant deficiencies relating to the audit of the financial statements were reported in the Independent Auditor’s Report on Internal Control Over Financial Reporting and on Compliance and Other Matters Based on an Audit of Financial Statements Performed in Accordance with Government Auditing Standards. 3.No instances of noncompliance material to the financial statements were disclosed. 4.One significant deficiency relating to the audit of the major federal award programs was reported in the Independent Auditor’s report on Compliance for Each Major Program and on Internal Control Over Compliance Required by the Uniform Guidance. 5.The auditor’s report on compliance for the major federal award programs expresses an unmodified opinion. 6.The audit disclosed one audit finding relating to the major program. 7.The program tested as major was: Name of Program Assistance Listing Number Coronavirus State and Local Fiscal Recovery Fund 21.027 8.The threshold for distinguishing Type A and B programs was $750,000. 9.The Town was not determined to be a low-risk auditee. B.FINDINGS –FINANCIAL STATEMENT AUDIT 2022-001:Audit Adjustments (Material Weakness) Condition: During the audit, we noted that several year-end audit adjustments were required to ensure that the financials were prepared in accordance with accounting principles general accepted in the United States of America. The adjustments were related to debt, accounts receivable, and capital assets. Criteria: Audit adjustments were required to correct balances in order for the financial statements to be presented in accordance with accounting principles generally accepted in the United States of America. (Continued) 101 TOWN OF VINTON, VIRGINIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS June 30, 2022 B.FINDINGS –FINANCIAL STATEMENT AUDIT (Continued) 2022-001:Audit Adjustments (Material Weakness)(Continued) Cause: With regard to governmental activity long-term debt, it appears that the roll forward was not reviewed before year-end entries were made, resulting in additional adjustment to long-term debt balances. With regard to business-type activities long-term debt, principal payments were recorded as an expense rather than a reduction to long-term debt, resulting in additional adjustments to these accounts. With regard to governmental activities and business-type activities accrued interest, amortization schedules were not reviewed before entries were made, resulting in additional adjustments to these accounts. With regard to governmental activities and business-type activities capital assets, roll forwards and depreciation schedules were not reviewed before entries were made, resulting in additional adjustments. With regard to governmental activities receivables and deferred revenue was not correctly captured and recorded at yearend. Effect: There is an increased risk of financial statements misstatement. Recommendation: We recommend establishing procedures in which qualified supervisors are reviewing year-end work papers that feed into the final general ledger and focusing on the accuracy of year-end balances. View of Responsible Officials and Planned Corrective Action: We agree with the findings and we’re working to establish a year-end review procedure. (Continued) 102 TOWN OF VINTON, VIRGINIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS June 30, 2022 B.FINDINGS –FINANCIAL STATEMENT AUDIT (Continued) 2022-002:Segregation of Duties (Material Weakness) Condition: A fundamental concept of internal controls is the separation of duties. No one employee should have access to both physical assets and the related accounting records, or to all phases of a transaction. A proper segregation of duties has not been established in functions related to accounts payable, accounts receivable, cash disbursements, and information technology. Criteria: Mail should be opened by an employee not responsible for accounting, such as the Town Clerk. Cash receipts could be recorded and the deposit prepared by this person. The cash receipts journal, supplemented by remittance advice, could be forwarded to the accounting staff for postings to the general ledger and detail customer accounts. Customer complaints, returned checks, disputed items, and other such matters should be investigated by someone who is independent of preparing daily cash receipts and preparing deposits. Checks and remittance advice should be placed into envelopes and mailed by someone with no other accounting responsibilities. Water and sewer billing should be independent of the accounts receivable function. Cause: The size of the Town’s accounting staff prohibits complete adherence to segregation of duties. Effect: Internal controls are designed to safeguard assets and detect losses from employee dishonesty or error. Recommendation: Steps should be taken to eliminate performance of conflicting duties where possible or to implement effective compensating controls. Views of Responsible Officials and Planned Corrective Action: We agree with the findings and we’re working towards reducing the conflicting duties. (Continued) 103 TOWN OF VINTON, VIRGINIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS June 30, 2022 C.FINDINGS AND QUESTIONED COSTS –MAJOR FEDERAL AWARD PROGRAM AUDIT 2022-003:Coronavirus State and Local Fiscal Recovery Fund –AL# 21.027, Late Filling of Data Collection Form Condition: The Town did not submit the data collection form for the year ended June 30, 2022 timely. Criteria: For June 30, 2022 year-end audits, under the requirements in the Uniform Guidance and the Office of Management and Budget (OMB), all entities are required to submit the annual data collection form with the Federal Audit Clearinghouse the earlier of either 30 days after the issuance of the entity’s annual audit or twelve months after the entity’s fiscal year end (June 30th for the Town of Vinton plus a three-month extension). Cause: Management did not complete and certify their portion of the form before the deadline. Form cannot be completed before audit is issued. Effect: The entity’s form was submitted to the Federal Audit Clearinghouse late, delaying completion of all annual audit requirements for the Town. Recommendation: Management should take steps to ensure that the form is filed timely. Views of Responsible Officials and Planned Corrective Action: We agree with the finding and will ensure the reports are filed in a timely manner. 104 TOWN OF VINTON, VIRGINIA SCHEDULE OF FINDINGS AND QUESTIONED COSTS June 30, 2022 C.FINDINGS AND QUESTIONED COSTS –MAJOR FEDERAL AWARD PROGRAM AUDIT (Continued) 2022-004:Schedule of Expenditures and Federal Awards (Significant Deficiency) Condition: The Schedule of Expenditures and Federal Awards (SEFA) was prepared without supervisor review,resulting in several auditor corrections. Criteria: Segregation of duties and review procedures should be applied to federal award workpapers. Cause: Town has not established written internal control policies with regard to federal awards. Effect: Risk that the Town’s information in the SEFA is not accurate, complete, or appropriately presented in accordance with Uniform Guidance. Recommendation: Management should develop and implement written internal control policies. Views of Responsible Officials and Planned Corrective Action: We agree with the finding and we’re working towards developing a written policy. D.FINDING –COMMONWEALTH OF VIRGINIA None. 105 TOWN OF VINTON, VIRGINIA SUMMARY SCHEDULE OF PRIOR AUDIT FINDINGS Year Ended June 30, 2022 A.FINDING –FINANCIAL STATEMENT AUDIT 2021-001:Segregation of Duties (Material Weakness) Condition: A fundamental concept of internal controls is the separation of duties. No one employee should have access to both physical assets and the related accounting records, or to all phases of a transaction. A proper segregation of duties has not been established in functions related to accounts payable, accounts receivable, cash disbursements, and information technology. Current Status:Condition still present for accounts payable functions, accounts receivable, cash disbursements, and information technology. See item 2022-002 in the schedule of findings and questioned costs. B.FINDING –MAJOR FEDERAL AWARD PROGRAM AUDIT 2021-002:Coronavirus Relief Fund –CFDA #21.019, Procurement Policies and Procedures Condition: The Town does not have complete and written procurement policies that are in compliance with the standards required by the Uniform Guidance 2 CFR Part 200. Current Status:Condition cleared.Upon notification of a recommendation, staff immediately drafted a Federal Grant Policy, which was adopted by Town Council at the meeting on September 21, 2021.See item 2022-005 in schedule of findings and questioned costs. C.FINDING –COMMONWEALTH OF VIRGINIA None noted.