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HomeMy WebLinkAbout5/21/2019 - Regular1 Vinton Town Council Regular Meeting Council Chambers 311 South Pollard Street Tuesday, May 21, 2019 AGENDA Consideration of: A. 7:00 p.m. - ROLL CALL AND ESTABLISHMENT OF A QUORUM B. MOMENT OF SILENCE C. PLEDGE OF ALLEGIANCE TO THE U. S. FLAG D. UPCOMING COMMUNITY EVENTS/ANNOUNCEMENTS E. REQUESTS TO POSTPONE, ADD TO OR CHANGE THE ORDER OF AGENDA ITEMS F. CONSENT AGENDA 1. Consider approval of the minutes of the Regular Council meeting of April 16, 2019 G. AWARDS, INTRODUCTIONS, PRESENTATIONS, PROCLAMATIONS 1. Introduction of Ken Fay, Director of Real Estate Valuation, Roanoke County – Anne Cantrell 2. Proclamations: a. National Emergency Medical Services Week - May 19-25 – Chief Wayne Guffey b. National Public Works Week – May 19-25 – Joey Hiner H. CITIZENS’ COMMENTS AND PETITIONS - This section is reserved for comments and questions for issues not listed on the agenda. I. TOWN ATTORNEY Bradley E. Grose, Mayor Keith N. Liles, Vice Mayor Sabrina McCarty, Council Member Janet Scheid, Council Member Michael W. Stovall, Council Member 311 South Pollard Street Vinton, VA 24179 (540) 983-0607 2 J. TOWN MANAGER 1. BRIEFINGS 2. ITEMS REQUIRING ACTION a. Consider adoption of an Ordinance amending Chapter 86, Taxation, Article V, Tax on Prepared Food and Beverages, Sections 86-167, Levy of the Vinton Town Code and establishing an effective date of August 1, 2019 – Anne Cantrell b. Consider adoption of an Ordinance approving the Town of Vinton, Virginia budget for the fiscal year beginning July 1, 2019 and ending June 30, 2020 – Anne Cantrell c. Consider adoption of a Resolution authorizing the renewal of the Town of Vinton Employees’ group health insurance coverage with The Local Choice Program for the contract year July 1, 2019 through June 30, 2020 – Donna Collins d. Consider adoption of a Resolution authorizing the Town Manager to file an application for allocation of Virginia Department of Emergency Management (VDEM) for funding through the Federal Emergency Management Agency (FEMA)’s Hazard Mitigation Grant Program (HMGP) for the acquisition, occupant relocation, and demolition of a number of flood-impacted properties located at the confluence of the Glade and Tinker Creeks floodway area – Anita McMillan e. Consider adoption of a Resolution approving certain pre-contract documents for the Community Development Block Grant (CDBG) administered by the Virginia Department of Housing and Community Development (VDHCD) for the Vinton Virginia Individual Development Accounts Program (VIDA) - Pete Peters f. Consider adoption of Resolutions approving a Non-Discrimination Policy, a Residential Anti-Displacement and Relocation Assistance Plan Certification, a Business and Employment Plan and a Fair Housing Certification for the Vinton Virginia Individual Development Accounts Program (VIDA) – Pete Peters g. Consider adoption of a Resolution authorizing the Town Manager to execute a Memorandum of Understanding (MOU) between the Town and The Advancement Foundation for the Vinton Virginia Individual Development Accounts Program (VIDA) – Pete Peters 3. COMMENTS/UPDATES K. REPORTS FROM COUNCIL COMMITTEES 1. Finance Committee – Anne Cantrell 2. Public Works Committee – Joey Hiner 3 L. MAYOR M. COUNCIL N. ADJOURNMENT NEXT TOWN COUNCIL/COMMITTEE MEETINGS: June 4, 2019 – 6:00 p.m. – Reception for Vinton Fire & EMS - Municipal Building Lobby – Regular Council Meeting to follow at 7:00 p.m. to include recognition of Vinton Fire & EMS Career Staff – Council Chambers June 11, 2019 - 2:30 p.m. – Finance Committee Meeting – TOV Conference Room June 12, 2019 – 7:30 a.m. – Public Works Committee Meeting – Public Works Conference Room NOTICE OF INTENT TO COMPLY WITH THE AMERICANS WITH DISABILITIES ACT. will be made to provide assistance or special arrangements to qualified individuals with disabilities in order to participate in or attend Town Council meetings. Please call (540) 983-0607 at least 48 hours prior to the meeting date so that proper arrangements may be made. Meeting Date May 21, 2019 Department Town Clerk Issue Consider approval of the minutes of the Regular Council meeting of April 16, 2019 Summary None Attachments April 16, 2019 minutes Recommendations Motion to approve minutes Town Council Agenda Summary 1 MINUTES OF A REGULAR MEETING OF VINTON TOWN COUNCIL HELD AT 7:00 P.M. ON TUESDAY, APRIL 16, 2019, IN THE COUNCIL CHAMBERS OF THE VINTON MUNICIPAL BUILDING LOCATED AT 311 SOUTH POLLARD STREET, VINTON, VIRGINIA MEMBERS PRESENT: Bradley E. Grose, Mayor Sabrina McCarty Janet Scheid Michael W. Stovall MEMBERS ABSENT: Keith N. Liles, Vice Mayor STAFF PRESENT: Barry W. Thompson, Town Manager Susan N. Johnson, Executive Assistant/Town Clerk Susan Waddell, Town Attorney Thomas Foster, Police Chief Joey Hiner, Public Works Director Anita McMillan, Planning & Zoning Director order at 7:00 p.m. The Town Clerk called the roll with Council Member McCarty, Council Member Scheid, Council Member Stovall and Mayor Grose present. Vice Mayor Liles was absent. Roll call After a Moment of Silence, Council Member Stovall led the Pledge of Allegiance to the U.S. Flag. Under upcoming community events, Council Member McCarty announced the following: April 25-28 – May 11 – Yard Sale - Vinton History Museum – items are needed; League continues along with several dates and times set for public skating – Lancer Lot. Council Member Scheid made a motion to approve the Consent Agenda as presented; the McCarty all members voting: Vote 4-0; Yeas (4) – McCarty, Scheid, Stovall, Grose; Nays (0) – None; Absent (1) – Liles. Approved the minutes of the Special Meeting-Budget Work Session of March 13, 2019, 19, 2019 and April 2, 2019; adopted Resolution No. 2292 appropriating $500.00 Department’s discretion Resolution No. 2293 Department Lease/ account in the General Fund to the Police Depar account for the purchase of 13 laptops and 13 laptop chargers; adopted Resolution No. 2 $1,200.00 received for scrap metal of the refuse truck to the Public Works budget; adopted Resolution No. 2295 appropriating for a Site Assessment and Planning Grant Cou budget for the Gish Mill Study Grant Under awards, introductions, presentations, Drinking Water Week. Council Member Scheid The next item on the agenda was a quarterly report from the Vinton Volunteer First Aid Crew. Chief Guffey reviewed his 3rd which was a part of the agenda package and is on the file in the Town Clerk’s Office as a part of the permanent record. Chief Guffey also commented that the Crew passed its EMS inspection from the State and reminded Council that they will be serving the usual hamburgers appreciation to Chief Guffey for allowing him to attend the Crew meeting recently. Chief Foster made brief comments and presented plaques to Officer and Adam Hoover as Co-Officers of the Quarter. Chief Foster next reviewed presentation on the 3rd quarter statistics for the package and Office as a part of the permanent record. arrests YTD was due to the fact that one of the medical leave since October. Also, two officers this quarter. Foster further commented on the training of his officers and the current number of personnel in 3 officers with one vacancy. Sergeant Cardwell announced the 16th at 4:00 p.m. The next item on the agenda was a briefing on Virginia Department of Emergency Management Hazard Mitigation Grant Program (HMGP) for the acquisition, occupant relocation, and demolition of a number of flood-impacted properties in the Tinker Creek floodway area. commented mentioned in the summary, there are six parcels Tinker Creek floodway area. The Midway flood property acquisition was done in 1996 and in 2003 a grant was received to five-acre parcel located in the flood way of Glade Tropical Storm Michael, funds have been made available through VDEM. and the 25% match can be covered through the CDBG Housing Grant. Summit Design was hi Housing Grant and they want to submit on behalf activities. If Council pre-application, the property owners will be sent voluntary program participating, The pre-application must be completed on-line by the end of April. The deadline for the grant application is May 30th adoption of a Resolution by Council and certain grant is approximately $982,965.00. There are 13 trailers and two triplexes for a total of 19 residential units. requirements is and any renter can apply for this assistance for decide to participate in the program. The 4 damage to the property owners and tenants in these flood areas. Council Member Scheid asked about the home McMillan responded that the property owner was contacted as part of the Walnut Avenue project and they declined Member Scheid they could afford and that it would be challenging to find comparable cost. Ms. McMillan commented the consultant was informed that the average for one of the trailers Summit Design indicated they have done several of these mitigations and they could find a place Ms. McMillan next commented that the consultant thought it was a good idea because the 25% match can be covered through the CDBG. Additionally, as projects, VDEM sometimes covers 20% and only 5% would come from the grant. If the 20% does covered by the CDBG Grant. challenges of any project like this and the grant was an all or nothing situation or could certain parcels be purchased without purchasing all of them. Ms. McMillan responded it has to be the whole parcel, but it does not have to be all of section wanted down. Council Member Stovall commented that he is in favor of the pre-application, but would like to visit the property and discuss it further. consensus of Council to submit the pre- The benefit cost analysis also has to be done as part of the grant application. Council Member Stovall asked that a copy of the letter would also like to visit the location. Consensus of Council to submit pre- application for Emergency Management Agency (FEMA)’s 5 Council gave their consensus for submittal of the pre- participation owners. properties in area and the sending of the letter to the four property owners The next item on the agenda was to consider adoption of a Resolution approving the 2019- Valley Resource Authority. Dan Miles commented that the budget totals $13,833,686 In order for the balance, the Board approved transferring $897,436 from the contingency reserve fund. The budget contribution to the reserves by $1,150,000. This relates to the current leasing of certain equipment, particularly at the landfill while we are in a state of transition. The Board did not want to make a capital investment in major pieces of equipment until the final decision has been made on the move forward with procuring the necessary equipment to be able to operate. Mr. Miles next commented that the includes an increase of municipal tipping fee, but not the commercial A $2.00 per ton increase would be an equivalent of $2.40 per year per household. The projection is that the Town 3,200 tons of solid waste in the upcoming fiscal year and the additional amount would be approximately $6,400. asked why they would levy against municipalities and not commercial. commercial rates are now at the point where we are driving commercial waste out of the system and there is a movement by one of the local solid Botetourt County in the Daleville area. An effort commercial haulers that we want and need their business and we operate in the most economical way possible to retain their business. We do not have contracts with commercial haulers and if commercial waste out of the system cause even higher rate increases to be imposed on the municipal members. 6 Council Member Stovall made a motion to adopt the Resolution as presented; the motion was seconded by Council Member McCarty members voting: Vote 4-0; Yeas (4) – McCarty, Scheid, Stovall, Grose; Nays (0) – None; Absent (1) – Liles. Adopted Resolution No. 2296 approving the 2019- Roanoke Valley Resource Authority The next item on the agenda was to consider emergency purchase with Atlantic Machinery Inc. in the amount of $239,203.00 for a 2019 Ravo 5- financing through VML/VACo Finance. Anne Cantrell commented that VML was able to obtain a rate of 3.01%, which was better than the rate of 3.86% she was able to obtain. This would save life of the loan. Manager commented that the 2002 street sweeper had unexpectedly died. order to close sweeper prior to the Dogwood Festival. The Town Clerk made a correction for the record that the correct rate is 3.02%. Council Member McCarty adopt the Resolution as presented; the motion was seconded by Council Member Scheid and carried by the following vote, with all members voting: Vote 4-0; Yeas (4) – McCarty, Scheid, Stovall, Grose; Nays (0) – None; Absent (1) – Liles. Adopted Resolution No. 2297 approving the $239,203.00 for a 2019 Ravo 5-iSeries financing through VML/VACo Finance The next item on the agenda was to consider Roanoke Valley- Region. Council Member Scheid adopt the Resolution as presented; the motion was seconded by Council Member McCarty members voting: Vote 4-0; Yeas (4) – McCarty, Scheid, Stovall, Grose; Nays (0) – None; Absent (1) – Liles. Adopted Resolution No. 2298 in recognition of the Roanoke Valley-Alleghany Regional Commission on its 50 the Region The next item on the agenda was to consider nominations for the 2019 7 Clerk, Council Member Scheid made a motion to accept the same nominations from the 2018 slate as follows – Development – Richard W. Peters; Environmental Quality – Coun Finance – Mayor Grose General Laws – Chief Tom Foster and Barry W. Thompson; Human Development and Education – Council Member McCarty and Transportation – Council Member Stovall and Council Member Stovall following vote, with all members voting: Vote 4- 0; Yeas (4) – McCarty, Scheid, Stovall Nays (0); Absent (1) - Liles. Approved nominations for 2019 VML Policy Committees The Town Manager commented that on April 9th, the approved and executed the Understanding. He has recently met with Dan Cowell, Roanoke City Manager and telephone with Gary Larrowe, Botetourt County Town’s withdrawal from the RCACP According to the Agreement, we remain on the RCACP for the next fiscal year, but expenses. He would also be sharing this information tomorrow with the RCACP Executive Committee. The Town Manager also commented that Chief Simon, Roanoke begin the transition process. Under reports from Council Committees, Anne Cantrell commented that the Finance Committee met on April 8th. Representatives from the with the Town, the rental of the office space and financial issues reviewed as well as the FY2020 budget update which session. Another item of discussion related to the 8 policy of a dollar and how it has grown since the policy was adopted. Staff did a review of some neighboring localities and allows us to control anything under $100,000 The Committee is recommending raising the single quote limit to $5,000 and Council will be asked to consider taking action at a future date. With regard to the Vinyard Flower Fund Trust, opinion from our Town Attorney. Based on the trust docu advised us to re-establish the principal amount into a separate account the interest associated with that and it amounts have it on record. The principal amount was $20,000 and we are adding $557.36 in accrued interest over that time period. Council Member Stovall made a motion to authorize the Finance Director/ move $20,557.36 into a separate account to re- establish the Vinyard Flower Fund Trust and the motion was seconded by Scheid. Council Member Scheid was calculated and Ms. Cantrell responded she calculated it based on the FDIC summary rate of all the banks on a one-year CD December of 2011 to the date in 2019. The motion was with all members voting: Vote 4-0; Yeas (4) – McCarty, Scheid, Stovall, Grose; Nays (0) – None; Absent (1) – Liles. Authorized the Finance Director/Treasurer account to re-establish the Vinyard Flower Fund Trust The Mayor expressed appreciation to those who participated in Clean Valley Day and commented on the 30th anniversary celebration and the Arbor Day Celebration. The Mayor also made comments concerning the 9 Comments from Council: Council Member McCarty commented on Clean Valley Day and asked Chief Foster if program with the i responded that we are and they were in the area assistance is seasonal, but we still agreement with them. Cantrell for her report and would like to see more reports coming from the Chamber Also, she asked that we remember the family of continue to remember Bootie Chewning. Valley Day and her tour of Rosie’s last week. She asked the Town Manager if was able to get Avenue and the Town Manager responded that he left him a message, but he did not call back. Council Member McCarty announced that Council has been invited to participate in the Roanoke River Float for 2019 will be May 31st from 1:30-5:00 p.m. positive outcome of the MOU Council Member McCarty said with regard to the Chamber and the passing of Brenda Johnson. MOU and former Vice Mayor Matt Hare’s though it seemed to be a long way off. She re- there to work with AEP and the FERC to achieve some open space and greenway site visit will be on April 24th at 10:00 a.m., a public meeting will be held meeting and another meeting 10:00 a.m. at the Vinton Library. Council Member McCarty made a motion to adjourn the regular seconded by Council Member Scheid and voting: Vote 4-0; Yeas (4) – McCarty, Scheid, Stovall, Grose; Nays (0) – None; Absent (1) – 10 After a short recess, Council convened in a work session at 8:50 p.m. for further discussion on the proposed FY 2019-2020 budget. Anne session, the budget was unbalanced. After and items of importance, staff Ms. Cantrell next reviewed Office as a part of the permanent record. $362,000. Staff is proposing an increase in the meals tax to six percent been provided a flyer showing the impact of the increase on a meal and a list of i anticipated revenue is $243,270. The estimate of $350,000 in revenue from Rosie’s is included in the budget and the recommendation is that this revenue be set aside as a match for a VDOT application for Mountain View Road. If we can re-evaluate that application to see if we need to fund it with different funds or delay the we did not want to rely on this revenue for that it went into the CIP. and commented on the other proposed budget changes. that staff has provided Council with a list of the Counties are subject to a four percent (4%) tax on me Code and meals tax. highlights from the presentation. In response to a question regarding the Police Department, Ms. Cantrell commented that the However, we were able to fund $30,000 in this lease account into their equipment account, which was approved Agenda. 11 The Mayor next asked about the Garthright bridge funding and who determines when we need to do maintenance. The Town Manager responded that an inspection is done every few years and point. We will have $60,000 in that fund at the end of this fiscal year. We using some of those funds this year to do some to enhance the appearance. budget. have any idea what it is going to cost when we The Town Manager responded several hundred thousand dollars and we do not know years from now. In response to a question from Council Member Scheid regarding the Stormwater Fund Town Manager responded that there are funds in the Fund for a consultant. Staff has been in a discussion with Roan we feel that would be advantageous to the Town. However, we Town’s needs in moving towards stormwater. the budget and the meals tax would be on May 7th At the May 21st consider adoption of the budget increase in the meals tax. Scheid co week. She and the Mayor increase should be to s could be put on the website to show a visual of decreasing areas in our departments 12 revenue from the meals tax and enhancing things that we can enhance. commented that we had over $1 million in CIP requests from the departments. The date of the Public Hearing. Council gave proposed increase in the meals tax. discussed the scheduling of the Fall Retreat for APPROVED: ________________________________ Bradley E. Grose, Mayor ATTEST: ______________________________ Susan N. Johnson, CMC, Town Clerk Meeting Date May 21, 2019 Department Finance Department/Treasurer Issue Introduction of Ken Fay, Director of Real Estate Valuation, Roanoke County Summary Anne Cantrell will be present at the meeting to introduce Mr. Fay. Attachments None Recommendations No action required Town Council Agenda Summary Meeting Date May 21, 2019 Department Fire/EMS Issue Proclamation - National Emergency Medical Services Week – May 19-25 Summary National Emergency Medical Services Week urges our citizens to recognize the value and accomplishments of all of our Emergency Services personnel and to support the many public safety activities and efforts of the Town’s emergency services. Chief Guffey will be at the meeting to make comments regarding this year’s EMS Week. Attachment Proclamation Recommendations Present Proclamation Town Council Agenda Summary PROCLAMATION WheReAs, May 19-25, 2019 is the 45th anniversary of National Emergency Medical Services Week and this year’s theme is “EMS Strong: Beyond the Call” which describes EMS going beyond the dedication to duty and lifesaving patient care, but also community care that takes time, energy and heart—far beyond the scope of an everyday calling; and WheReAs, in 1974, President Gerald Ford approved EMS Week to honor and celebrate EMS providers and the vital work they do for our local communities and the need to be acknowledged as a significant component of emergency medicine; and WheReAs, fifty three years ago, the medical community itself recognized the importance and need for a pre-hospital emergency medical system; and WheReAs, National EMS Week helps to bring together local communities and medical personnel to honor those who’s dedication to provide the everyday lifesaving skills and services of medicine’s “first line”; and WheReAs, any day, EMS providers aid in saving lives by responding to a large array of incidences such as medical emergencies, including heart attacks, difficulty breathing, strokes, falls, accidents, drug overdoses and acute illnesses while providing both basic and advance medical care at the scene of a call as well as transporting to the emergency room of a local hospital; and WheReAs, EMS providers care for their patients’ medical and traumatic needs and show compassion and empathy toward their patients in their most difficult times; and WheReAs, the Town of Vinton is dedicated to ensuring the safety and security of all those citizens living in and visiting our town; and WheReAs, the members of our Emergency Medical Services teams, whether it be career or volunteer, partake in thousands of hours of specialized training and continuing education to develop and hone their lifesaving skills; and WheReAs, it is crucial to recognize the value and the accomplishments of our Emergency Medical Service Community by designating National Emergency Medical Services Week. NOW, TheReFORe, I, Bradley E. Grose, Mayor of the Town of Vinton and on behalf of Town Council and all our citizens do hereby proclaim May 19, 2019 to May 25, 2019 as NATIONAL eMeRgeNCy MeDICAL seRvICes Week in the Town of Vinton and I urge all the people of the Town of Vinton to support the many public safety activities and efforts of the Town’s emergency services. IN WITNess WheReOF, I have set my hand and caused the seal of the Town of Vinton, Virginia to be affixed on this 21st day of May, 2019. ____________________________________ Bradley E. Grose, Mayor Meeting Date May 21, 2019 Department Public Works Issue Proclamation – National Public Works Week Summary The American Public Works Association advocates the recognition and celebration of Public Works Week in all cities, counties, and towns across the U.S. The Week proudly honors the vital contribution Public Works professionals make every day to communities all across North America, and invites the public to celebrate their quiet dedication and crucial influence on our society. From providing water to disposing of solid waste, to maintaining our roads and bridges, removing snow on our roadways or devising emergency management strategies, Public Works services help determine the quality of life of our community. “It Starts Here” is the theme for the 2019 National Public Works Week. This theme represents the many facets of modern civilization that grow out of the efforts put forth by the public works professionals across North America. What starts here? Infrastructure starts with public works... Growth and innovation starts with public works... Mobility starts with public works... Security starts with public works... Healthy communities start with public works... The bottom line is that citizens' quality of life starts with public works. For fifty-nine years, this celebration has highlighted the impact that public works has on our daily lives. Our community, 8,000 citizens in the Town and another 5,000 in the East Roanoke County utility service area, depends on the men and women of the public works profession who work tirelessly every day and often at night and on weekends, under all weather conditions with quiet dedication to serve and support our populace. Traditionally, the week is recognized by proclamations from the U. S. Senate, U.S. House, and Governor of Virginia. This will be the thirteenth year of celebration in the Town of Vinton. Attachments Proclamation Recommendations Present Proclamation Town Council Agenda Summary PROCLAMATION WHEREAS, Public Works services provided in the Town are an integral part of our citizens, institutions, businesses, and industries everyday lives and well-being; and WHEREAS, public support of the importance of effective and efficient Public Works services such as street maintenance, sidewalk repair, solid waste collection, recycling, traffic signal & sign maintenance, snow & ice removal, stormwater collection, water production & distribution, and wastewater collection improves morale and performance of Public Works staff; and WHEREAS, the health, safety, economic growth, and quality of life in our Town greatly depend on these vital Public Works services; and WHEREAS, Public Works staff also provide critical response capabilities, experience, and support in times of emergency; and WHEREAS, the efficiency of the qualified and dedicated people who staff Public Works is positively influenced by the citizens’ attitude and understanding of the important services the staff provides. NOW, THEREFORE, I, Bradley E. Grose, Mayor of the Town of Vinton, and on behalf of Town Council and all our citizens, do hereby proclaim May 19, 2019 to May 25, 2019 as NATIONAL PubLIC WORkS WEEk in the Town of Vinton. IN WITNESS WHEREOF, I have set my hand and caused the seal of the Town of Vinton, Virginia to be affixed on this 21st day of May, 2019. ____________________________________ Bradley E. Grose, Mayor Meeting Date May 21, 2019 Department Finance Issue Consider adoption of an Ordinance to amend Chapter 86, Taxation, Article V, Tax on Prepared Food and Beverages, Sections 86-167, Levy of the Vinton Town Code and establishing an effective date of August 1, 2019. Summary The Proposed FY 2019/2020 budget includes an increase of the prepared food and beverage tax, also known as the meals tax, from 5% to 6% of the charge for prepared food and beverages. This recommended increase will be used to fund capital and potential future operating needs of the Town of Vinton. The required notice of the proposed increase was advertised in the Vinton Messenger on April 25, 2019 and May 2, 2019 and the Public Hearing was held on May 7, 2019. Attachments Power Point Slide Ordinance Recommendations Motion to adopt Ordinance Town Council Agenda Summary Finance Department/Treasurer’s Office FY2020 MEALS TAX INCREASE ADOPTION Meals Tax Close By: Roanoke City – 5.5% Salem City – 6.0% Bedford Town – 5.5% Lynchburg City – 6.5% Rocky Mount Town – 5.0% Christiansburg Town – 7.5% Blacksburg Town – 6.0% Pulaski Town – 7.0% TOWN OF VINTON PROPOSED MEALS TAX INCREASE How would a 1.0% tax increase impact my meals? $5 Meal – 5¢ $20 Meal – 20¢ Estimated increased revenue: $260,000/year What could a 1.0% tax increase help fund this year? •PD Computer Upgrades •Salt Spreaders & Covering •Lawn Mowers & Trailer •Gateway Entrance Signs •Garthright Bridge Maintenance Fund ORDINANCE NO. AT A REGULAR MEETING OF THE VINTON TOWN COUNCIL, HELD ON TUESDAY, MAY 21, 2019 AT 7:00 P.M., IN THE COUNCIL CHAMBERS OF THE VINTON MUNICIPAL BUILDING, 311 SOUTH POLLARD STREET, VINTON, VIRGINIA. AN ORDINANCE amending Chapter 86, Taxation, Article V, Tax on Prepared Food and Beverages, Sections 86-167, Levy of the Vinton Town Code and establishing an effective date. WHEREAS, the Town of Vinton is authorized to impose a tax upon the sale of prepared food and beverages to provide revenue for the general fund of the Town by Sections 58.1-3833, 58.1- 3834, 58.1-3840 and 58.1-3841 of the Code of Virginia, 1950, as amended; and WHEREAS, a public hearing was advertised and held on May 7, 2019, and all public comments have been considered by Council; and WHEREAS, Council desires to impose an increase in the meals tax. NOW, THEREFORE, BE IT ORDAINED by the Town Council of the Town of Vinton that Chapter 86, Taxation, Article V, Tax on Prepared Food and Beverages, Sections 86-167, Levy of the Vinton Town Code, is amended as follows: Chapter 86 – TAXATION * * * ARTICLE V. TAX ON PREPARED FOODS AND BEVERAGES * * * Sec. 86-167. Levy. There is hereby imposed and levied by the town on each person a tax at the rate of six five percent on the amount paid for meal(s) purchased from any food establishment, whether prepared in such food establishment or not, and whether consumed on the premises or not. This ordinance shall take effect on August 1, 2019. This Ordinance adopted on motion made by Council Member ____________________ and seconded by Council Member ____________________, with the following votes recorded: AYES: NAYS: APPROVED: ___________________________________ Bradley E. Grose, Mayor ATTEST: ____________________________________ Susan N. Johnson, CMC, Town Clerk 1 Meeting Date May 21, 2019 Department Administration Issue Consider adoption of an Ordinance approving the Town of Vinton, Virginia budget for the fiscal year beginning July 1, 2019 and ending June 30, 2020 Summary The proposed FY2019-2020 Budget was guided by the following policies: • Quality of life for residents • Quality of services provided • Continual evaluation of cost effectiveness to provide services • Effective replacement of equipment and vehicles • Identify and apply for alternative revenue sources The Proposed FY2019-2020 Budget for all funds total $12,234,278. Allocation by fund, as well as a comparison to the FY2018-2019 budget, is as follow: Dollar Adopted Proposed Variance Percentage FY 18/19 FY 19/20 To FY 18/19 Change General Fund $ 7,971,062 $ 7,527,870 ($443,192) (5.56%) Grant Fund 33,903 4,000 (29,903) 100.00% Utility Fund 3,720,200 3,722,500 2,300 (0.06%) Capital Fund - 519,698 (519,698) 100.00% Stormwater Fund 416,797 460,210 43,413 (10.42%) Total $12,141,962 $12,234,278 ($92,316) (0.76%) The Capital Improvement Program includes funding of $500,012 in the General Fund, $51,860 in the Utility Fund, and $38,727 in the Stormwater Fund. Town Council Agenda Summary 2 The Town elected to separate the grant funding and expenditures into a separate fund due to the volume and dollar value of the grants being awarded to the town over the past several years. With this budget, we have provided the same level of service to our citizens with a 2.0% Raise for our Town employees. In this budget, one position is recommended to be restored in the Police Department. The Proposed FY 2019/2020 budget also recognizes economic development initiatives throughout the Town which will create synergy and bring continued growth to our Vinton economy. A new revenue source has returned to Town through para-mutuel wagering. The Town Staff has proposed to set this funding aside for capital planning needs, which will assist the Town in the first year by funding a match for a potential grant for Mountain View Road. Through this budget, we will continue to make Vinton the “IN” place to live, eat, work and play. The required notice of the proposed budget was advertised in the Vinton Messenger on April 25, 2019 and May 2, 2019 and the Public Hearing was held on May 7, 2019. Attachments Ordinance Recommendations Motion to adopt Ordinance FY2020 BUDGET ADOPTION Vinton Town Council May 21, 2019 2 Finance Department/Treasurer’s Office Preparation of this Budget was guided by these five guiding principles: 1.Quality of life for residents 2.Quality of services provided 3.Continual evaluation of cost effectiveness to provide services 4.Effective replacement of equipment and vehicles 5.Identify and apply for alternative revenue sources FY2020 BUDGET ADOPTION 3 Finance Department/Treasurer’s Office Proposed Budget Highlights •New MOU with Roanoke County •New Revenue Source - Para-Mutuel Tax •Public Hearing on Meals Tax Rate of 6.0% •Capital Fund Re-opened with Transfer of $500,012 •Position Added/Restored in Police Department •2.0% Cost of Living Adjustment for all Employees FY2020 BUDGET ADOPTION FY2020 BUDGET ADOPTION 4 Finance Department/Treasurer’s Office Adopted FY19 Proposed FY20 % Variance General Fund $8,194,562 $7,527,870 (8.14%) Grant Fund 33,903 4,000 (88.20%) Utility Fund 3,720,200 3,722,500 0.06% Capital Fund - 519,698 100.00% Stormwater Fund 409,765 460,210 12.31% Total $12,358,429 $12,234,278 (1.00%) 5 Finance Department/Treasurer’s Office TOWN OF VINTON FY2020 TOTAL BUDGET General Fund Grant Fund Utility Fund Capital Fund Stormwater Fund Total % of Total Expenditures Personnel - -42.60% Operating - 28.17% Capital - 11.08% Debt - - 10.30% Transfers -- - 7.85% Total Expenditures 100.00% FY2020 BUDGET ADOPTION FY2020 BUDGET ADOPTION THANK YOU TO OUR DEPARTMENTS Council, Town Manager’s Office, Finance/Treasurer’s Office, Police, Human Resources, Public Works, Planning & Zoning, Economic Development, and Community Programs Finance Department/Treasurer’s Office 6 PROPOSED ORDINANCE NO. AT A REGULAR MEETING OF THE VINTON TOWN COUNCIL HELD ON TUESDAY, MAY 21, 2019, AT 7:00 P.M., IN THE COUNCIL CHAMBERS OF THE VINTON MUNICIPAL BUILDING, 311 SOUTH POLLARD STREET, VINTON, VIRGINIA. WHEREAS, the Town Charter requires that a budget be adopted by July 1st for the new fiscal year; and WHEREAS, the Council has reviewed the proposed budget and is of the opinion that the Town government can operate for the twelve month period beginning July 1, 2019 to June 30, 2020, with the revenues and expenditures contained in the attached budget; and WHEREAS, any funds appropriated in this budget to any Town department may be used as participating funds in any Federal Aid Programs for like purposes, with the prior approval of the Town Council. NOW, THEREFORE, BE IT ORDAINED by the Council of the Town of Vinton, Virginia, that the budget for the fiscal year beginning July 1, 2019 and ending June 30, 2020 be set forth herein. BE IT FURTHER ORDAINED that this ordinance provides for the daily operation of the department of law and the department of finance, and in an emergency. BE IT FURTHER ORDAINED that this Ordinance takes effect July 1, 2019. This Ordinance adopted on motion made by Council Member ______________, and seconded by Council Member __________________. AYES: NAYS: APPROVED: _____________________________ Bradley E. Grose, Mayor ATTEST: _______________________________________ Susan N. Johnson, CMC, Town Clerk Revenues Total All Funds General Fund $7,527,870 Grant Fund 4,000 Utility Fund Capital Fund 3,722,500 519,698 Stormwater Fund 460,210 Total Revenues $12,234,278 Expenditures General Fund: Town Council $134,463 Town Manager's Office 122,772 Human Resources 62,871 Legal Services 41,250 Treasurer/Finance Department 246,578 Police Department 2,167,087 Communications Services 462,000 Fire & EMS 2,270 Police/Animal Control 69,381 Public Works Administration 111,426 Maintenance/Highways/Streets/Bridges 820,235 Snow and Ice Removal 44,549 Traffic Signs and Street Light 160,849 Refuse Collection 536,420 Recycling 86,469 Building & Grounds 137,066 Health Department 14,465 Special Programs 151,437 WM Interdepartmental Functions 10,000 War Memorial 259,024 Vinton Veterans Monument 1,640 Swimming Pool/Parks 3,242 Senior Program 98,653 Town Museum 11,929 Planning & Zoning 278,436 Economic Development 148,740 Public Transportation 105,000 Vinton Business Center 7,350 Performance Agreements 53,400 Debt Service - General Fund 448,751 Transfers 730,117 VML Risk Management Grant 4,000 Water & Wastewater Administration $443,651 Customer Accounts 366,411 Water System Maintenance 944,323 Purchased Water 125,000 Wastewater System Maintenance 836,080 Debt Retirement-Bonds/L.T.D. 772,930 Performance Agreements 4,000 Transfers 230,105 Total Utility Fund $3,722,500 Capital Fund: Police Department Capital Outlay $22,000 Street Mountain View Road Imp 350,000 Street Department Capital Outlay 129,698 Economic Development Capital Outlay 18,000 Total Grant Fund $519,698 Stormwater Fund Administration $94,068 Street & Road Cleaning 66,643 Operations 260,772 Debt Retirement 38,727 Total Stormwater Fund $460,210 Total Combined Expenditures $12,234,278 Meeting Date May 21, 2019 Department Human Resources Issue Consider adoption of a Resolution authorizing the renewal of the Town of Vinton Employees’ group health insurance coverage with The Local Choice Program for the contract year July 1, 2019 through June 30, 2020. Summary • This renewal year did not have an increase in premium. • The Town will continue offering the Key Advantage 250 Plan and the Key Advantage 1000. Attachments Resolution Recommendations Motion to adopt Resolution Town Council Agenda Summary RESOLUTION NO. AT A REGULAR MEETING OF VINTON TOWN COUNCIL HELD ON TUESDAY, MAY 21, 2019 AT 7:00 P.M. IN THE COUNCIL CHAMBERS OF THE VINTON MUNICIPAL BUILDING, 311 SOUTH POLLARD STREET, VINTON, VIRGINIA. WHEREAS, the Town of Vinton has participated in the State’s group health insurance program (The Local Choice Health Benefits Program) since July 1, 1990; and WHEREAS, each year, participants of the program are required to submit a renewal acceptance to the Virginia Department of Human Resource Management for the new contract year. NOW, THEREFORE, BE IT RESOLVED, that the Vinton Town Council does hereby authorize renewal of the Town of Vinton Employees’ group health insurance coverage with the State of Virginia (The Local Choice Program) for the contract year July 1, 2019 through June 30, 2020. This Resolution adopted on motion made by ______________________, seconded by __________________, with the following votes recorded: AYES: NAYS: APPROVED: _______________________________________ Bradley E. Grose, Mayor ATTEST: _______________________________________ Susan N. Johnson, CMC, Town Clerk Meeting Date May 21, 2019 Department Planning and Zoning Issue Consider adoption of a Resolution authorizing the Town Manager to file an application for allocation of Virginia Department of Emergency Management (VDEM) for funding through the Federal Emergency Management Agency (FEMA)’s Hazard Mitigation Grant Program (HMGP) for the acquisition, occupant relocation, and demolition of a number of flood-impacted properties at the confluence of the Glade and Tinker Creeks floodway area. Summary Summit Design and Engineering Services will be submitting the HMGP grant application on the Town’s behalf as part of the Vinton’s Comprehensive Community Development (CCD) Neighborhood Project. Summit is the consulting firm that was hired in the Fall 2018 to assist the Town with the Virginia Department of Housing and Community Development (DHCD) housing grant. The project would include approximately 19 residential units distributed among six parcels on Cedar Avenue, Glade Street, and Etna Avenue. This area is part of the Cleveland neighborhood currently under study for a future Community Development Block Grant (CDBG) for Neighborhood Revitalization. The preliminary project budget is $928,965.00. Grant funds are available through the VDEM HMGP as the result of Hurricane Florence (DR-4401) and Tropical Storm Michael (DR-4411) Emergency Declarations. The Town has been successful in acquiring flood-impacted properties over the years: The Midway Flood Damage Mitigation Property Acquisition Project that included the purchase and demolition 11 residential and 1 storage buildings located within the floodway areas of Glade and Tinker Creeks, and the installation of a backwater flood control valve on the Norfolk Southern (NS) Corporation Railroad Culvert in the vicinity of Glade Creek and Walnut Avenue Flood Hazard Mitigation Project that involved the purchase of 3 properties and the demolition of 2 residential structures located within the floodway areas of the Glade Creek Attachments Project Description and Project Area Maps Resolution Recommendations Motion to Adopt Resolution Town Council Agenda Summary RESOLUTION NO. AT A REGULAR MEETING OF THE VINTON TOWN COUNCIL HELD ON TUESDAY, MAY 21, 2019, AT 7:00 P.M., IN THE COUNCIL CHAMBERS OF THE VINTON MUNICIPAL BUILDING LOCATED AT 311 SOUTH POLLARD STREET, VINTON, VIRGINIA RESOLUTION TO AUTHORIZE PREPARATION AND SUBMITTAL OF AN APPLICATION TO THE VIRGINIA DEPARTMENT OF EMERGENCY MANAGEMENT (VDEM) FOR HAZARD MITIGATION GRANT PROGRAM (HMGP) FUNDS MADE AVAILABLE AS THE RESULT OF HURRICANE FLORENCE (DR-VA-4401) AND TROPICAL STORM MICHAEL (DR-VA-4411) EMERGENCY DECLARATIONS. WHEREAS, the Town of Vinton has actively pursued Hazard Mitigation Grant Program (HMGP) grant funds which have been used to relocate households in the low-lying sections of the Town; and WHEREAS, in that time over a million dollars of grant funds have been invested into our community helping to reduce the number of properties subject to dangerous flooding, including resolving flood hazards for a number of homes designated as having a Repetitive Flood Claim (RFC) status in the National Flood Insurance Program (NFIP); and WHEREAS, Town staff has submitted necessary preapplications to reserve the option to subsequently submit formal applications for HMGP funding to support nineteen additional home acquisition, relocation, and demolition projects in the low-lying areas of our community; and WHEREAS, at their April 1, 2019 meeting, the Housing Rehabilitation Grant Management Team reviewed data from affected properties in its proposed project area and is recommending submittal of an acquisition, demolition, and relocation application including nineteen homes distributed on six parcels; and WHEREAS, the Town will not incur direct costs for the acquisition and demolition grant as the portion not funded through the grants will be funded by homeowners; and WHEREAS, following the application and review period, the state may offer an award for grants, and the town must accept or decline those grant awards, but will do so not knowing whether the state budget will fund the state match of 20%. NOW, THEREFORE, BE IT RESOLVED, by the Vinton Town Council this 21st day of May 2019, that the Town Manager is hereby authorized to develop and submit the HMGP application identified herein to the Virginia Department of Emergency Management (VDEM) before the grant deadline of May 31, 2019. BE IT FURTHER RESOLVED, that the Town Manager shall notify the Town Council of grant awards received pursuant to the grant application considered herein and shall present the 2 grant awards to the Council at a subsequent meeting at which time the status of the state match funds will be known and the Council will be asked to formally accept or decline the grant awards. This Resolution adopted on motion made by Council Member _____________, seconded by Council Member ________________, with the following votes recorded: AYES: NAYS: APPROVED: ___________________________________ Bradley E. Grose, Mayor ATTEST: _____________________________ Susan N. Johnson, CMC, Town Clerk 1 Meeting Date May 21, 2019 Department Administration Issue Consider adoption of Resolution approving certain pre-contract documents for the Community Development Block Grant (CDBG) administered by the Virginia Department of Housing and Community Development (VDHCD) for the Vinton Virginia Individual Development Accounts Program (VIDA) Summary The Town applied for a $200,000 CDBG Grant through the VDHCD for the Vinton VIDA Program in partnership with The Advancement Foundation (TAF). The Town has been awarded the grant and is required to approve certain pre-contract documents before execution of the Contract with VDHCD. Council needs to adopt the attached Resolution and authorize the Town Manager to sign the necessary documents for the VIDA Grant. Attachments Program Design Project Management Plan Project Budget Request for Prior Authorization of Costs Resolution Recommendations Motion to adopt Resolution Town Council Agenda Summary Vinton VIDA Program CIG CONTRACT # 18-LI-24 Program Design This program receives funding from the Virginia Housing Development Authority and the Community Development Block Grant. 1 Contents Purpose of this Document ............................................................................................................................ 3 Program Overview ........................................................................................................................................ 3 Roles and Responsibilities ............................................................................................................................. 4 The Intermediary ...................................................................................................................................... 4 Recruitment of potential candidates .................................................................................................... 4 Approve candidates for acceptance into the program ......................................................................... 4 Prepare savers to reach their savings goal within the two-year participation period ......................... 4 Provide case management and support to ensure saver retention ..................................................... 5 Assist the saver with the asset purchase .............................................................................................. 6 Provide required reporting and data to DHCD ..................................................................................... 6 DHCD ......................................................................................................................................................... 7 Enroll and support intermediary implementation ................................................................................ 7 Provide IDA account services ................................................................................................................ 7 Provide matching funds for asset purchases ........................................................................................ 7 Provide savers access to their savings in case of emergencies ............................................................ 8 The Saver ................................................................................................................................................... 9 Complete a Candidate Application ....................................................................................................... 9 Allow DHCD to open a custodial IDA account ....................................................................................... 9 Actively work to reach their savings goal within the two-year participation period ........................... 9 Complete the required training .......................................................................................................... 10 Work closely with the Intermediary on asset purchases .................................................................... 10 Work closely with the Intermediary in cases of cash emergency ....................................................... 10 Asset Goal: Homeownership ...................................................................................................................... 11 Eligible Uses of Funds.............................................................................................................................. 11 Training Requirements ............................................................................................................................ 12 Financial Management Training ......................................................................................................... 12 Asset-Specific Training ........................................................................................................................ 12 2 Asset Goal: Business Development ............................................................................................................ 13 Eligible Uses of Funds.............................................................................................................................. 13 Training Requirements ............................................................................................................................ 13 Financial Management Training ......................................................................................................... 13 Asset-Specific Training ........................................................................................................................ 14 Program Funds ............................................................................................................................................ 15 Match Funds ........................................................................................................................................... 15 Administration Funds .............................................................................................................................. 15 Candidate Eligibility................................................................................................................................. 16 Desired Candidate Profile ................................................................................................................... 17 Appendix A: 200 Percent of Federal Poverty Limits .................................................................................. 19 Appendix B: 2018 Tax Year EITC Maximum Income Limits ........................................................................ 20 3 Purpose of this Document This program design document is intended to describe the Vinton VIDA Program (CIG CONTRACT # 18-LI-24) whereas the Town of Vinton (local governing body) has procured The Advancement Foundation (TAF) as the sole service provider to carry out all grant-related activities. More details on these topics as well as program operations are provided in the VIDA Intermediary Program Manual (Program Manual) and the VIDA Saver’s Handbook (Handbook). Program Overview The Virginia Individual Development Accounts (VIDA) program is administered by the Virginia Department of Housing and Community Development (DHCD). VIDA receives funding from the Virginia Housing Development Authority (VHDA) and the Community Development Block Grant (CDBG) program. VIDA is designed to encourage savings and improve personal financial planning to help low- wage/wealth individuals and families build productive assets in an effort to become economically self-sufficient. VIDA provides matching funds for individuals saving into a designated account, called an IDA, for an eligible use - home ownership or business start-up or expansion. Matching funds are provided to increase savings and to help individuals build assets more quickly. VIDA provides $8 in match for every $1 the participant saves; match cannot exceed $4,000 per saver, per lifetime. Individuals who successfully purchase one asset through VIDA may also reapply for the purchase of a different asset provided they do not exceed the $4,000 in match funds. Up to two eligible individuals in a household may participate. VIDA accounts are generally available on a first-come, first-serve basis. DHCD works through local service providers (intermediaries) who recruit, determine eligibility of, support, and train the savers. Once a saver is enrolled in the program, DHCD opens the IDA on behalf of the saver at VCC Bank. All savers receive financial management training that includes such topics as improving credit, setting up a budget and savings schedule, and the basics of money management. In addition, they must attend training that is specific to the asset for which they are saving (e.g. how to start a small business; buying and maintaining a home). 4 Roles and Responsibilities The Intermediary: The Advancement Foundation (TAF) for the Town of Vinton VIDA Program Saver recruitment, eligibility determination, case management, and direct services are the key responsibilities of VIDA intermediaries. VIDA is intended to supplement and work in tandem with other services and programs provided by the selected VIDA intermediaries to offer a comprehensive strategy for low-wage families to achieve self- sufficiency. The Advancement Foundation is expected to graduate at least 37 savers (LMI persons) by the end of the second contract year as the intermediary for the Town of Vinton VIDA Program. Recruitment of potential candidates Active and on-going marketing of VIDA to current customers of the organization. Approve candidates for acceptance into the program a. Screen, determine and verify eligibility of candidates using the VIDA Candidate Application; candidate eligibility is based on household income and net worth eligibility; b. Enter the candidate’s application information into the VIDA On-line Management System (VOMS) in a timely manner in order to notify DHCD to allocate a savings slot for this individual; c. Establish and maintain a secure filing system for the applications of all savers approved by the intermediary; maintain the application and all documentation used to determine and verify eligibility; savings goal, action plan, financial information, records of training attendance, progress and follow-up reports on the use of the funds for monitoring by DHCD. d. Continue to work with savers not ready for participation to address barriers to position them to be successful applicants and savers at some future time. In order to successfully accomplish these responsibilities, intermediaries are expected to have a clear understanding of all eligibility requirements and of the VIDA candidate application and VIDA database interface. Prepare savers to reach their savings goal within the two-year participation period a. Develop, with each saver, a personalized action plan /timeline Savings Plan, with target completion dates, that includes at a minimum: 5 • A budget, with a monthly savings deposit of at least $25 of earned income every calendar month. Qualified sources of savings are defined under Enrolled Saver Responsibilities. • Each activity necessary for the saver to reach their identified goal. This would include required training, credit repair, annual use of EITC or other tax credits as appropriate as outlined in the Intermediary Program Manual. b. Review monthly the savings balance information from DHCD with the saver as well as progress on personalized action plan /timeline and work with the saver to address issues in a timely fashion. c. Provide training, or partner with an organization that can provide training, in basic financial management including topics such as personal financial management training, budgeting and credit repair, loans and grant resource development, and personal financial planning (i.e., savings and investments, insurance, wills, and tax planning). Recommended curricula are outlined on page 13. d. Provide training or partner with an organization that can provide asset-specific training for the appropriate asset goal. e. Provide enrolled savers services and/or technical assistance targeted to their particular savings goal, such as housing counseling or micro-enterprise services, to develop asset management skills. In order to successfully accomplish these responsibilities, intermediaries are expected to have a clear understanding of all the details of the Saver’s Handbook and maintain regular contact with each saver as outlined in the Intermediary Program Manual. Provide case management and support to ensure saver retention a. Use escalating counseling to reach out to savers that have missed a monthly deposit and alert DHCD of any extenuating circumstances. After three consecutive months of deposits are missed, DHCD will terminate the saver’s participation. b. Encourage and assist savers in switching goals if they are having considerable difficulty in saving for their current asset rather than completely withdrawing from the program. For example, encourage a participant who cannot save enough to purchase a home to consider using savings for a small business. In such cases, the saver would need to receive the appropriate asset training for the new goal. c. Help savers find other sources of assistance to address cash emergencies rather than making an emergency (non-qualified) withdrawal from their VIDA account. If no alternative 6 means exist, assist the saver in requesting an emergency withdrawal of the saver's funds. Emergency withdrawals are considered on a case-by-case basis for medical care, payments necessary to prevent eviction, or for living expenses following the loss of employment. In the case of an emergency withdrawal, the saver may access only the funds deposited into their IDA. Match is NOT provided in such cases. Assist the saver with the asset purchase a. Assist savers with identifying the best asset to purchase and help the saver receive other available financial resources. b. To every extent possible, counsel the saver to use a reputable vendor with a proven track record for provision of the service or product, and in the case of a home or other purchase requiring a contract, review the contract to ensure fair and reasonable treatment of the saver. Should vendors default on provision of the goods and services after receipt of payment of match and savings, DHCD reserves the right to seek repayment of lost match funds from the saver. c. Help the saver submit an accurate and complete Qualified Withdrawal application to DHCD within the adequate timelines specified in the Saver’s Handbook and the Intermediary Program Manual. DHCD cannot process any matched withdrawal requests UNTIL the saver’s account has been open for six months. Intermediaries are responsible for submitting the request to DHCD on behalf of the saver no later than five business days after receiving it from the saver. d. Receive and file in the saver’s file the documentation of proof of completion of the asset purchase. Provide required reporting and data to DHCD Provide a monthly report on training and technical assistance activity and any other pertinent program activity to DHCD, including additional information on savers as requested by DHCD. 7 DHCD Provision of match funds, negotiating and managing the financial institution relationships, opening and providing account information on the IDAs, and program marketing and partnership building are DHCD’s main responsibilities. These activities are performed with the support of the partners mentioned earlier. Each of these items is discussed in more detail in the VIDA Intermediary Program Manual and Saver’s Handbook. Enroll and support intermediary implementation a. Review applications for intermediary acceptance into the program as they are submitted. DHCD will notify the applicant of approval/denial within two months from the date DHCD receives the final, complete application. b. Provide appropriate guidance materials and forms for VIDA program implementation including the Program Design, Intermediary Program Manual, Saver’s Handbook and others as needed. c. Provide regular training on all aspects of program eligibility, expectations, best practices, EITC and other resources, and use of the electronic database interface. d. Provide monthly savings balances for the intermediary’s savers. e. Market the VIDA program and intermediaries throughout the state through press releases, PSAs, brochures, posters and events and provide marketing material to intermediaries. f. Provide $600 in administrative support for each saver that completes their asset purchase (i.e. graduates). Provide IDA account services a. Open custodial IDA accounts on behalf of savers at VCC Bank b. Provide monthly savings statements to savers that shows beginning balance; total deposits for the period (savings & interest); total withdrawals for the period (emergency withdrawals or saver’s portion of asset purchase withdrawals; match earned as well as savings tips, strategies and information on free tax preparation. Provide matching funds for asset purchases Provide match funds for qualified asset purchase at a ratio of $8 for every $1 saved by the saver by approving withdrawal requests. DHCD makes payment of the savings and match directly to the vendor. Savers must have had their IDA account open for at least six months and completed their training requirements before matched withdrawals can be made. 8 Provide savers access to their savings in case of emergencies Process emergency withdrawal requests on behalf of savers. DHCD will generate a payment of the requested amount to the saver. 9 The Saver A serious commitment to reducing debt and changing their spending and savings habits, a willingness to seek assistance, and the ability to save at least $25 per month for one year are the main responsibilities of VIDA savers (6 month minimum saving period). Savers must work through The Advancement Foundation (local intermediary) for all aspects of their participation in VIDA. Activities are performed with the support of the intermediary; however only a serious commitment to the concept and process of VIDA leads to the success and ultimately the ownership of the savers selected asset. Details on each of these items are discussed in more detail in the Saver’s Handbook. Complete a Candidate Application Provide complete and accurate information on the VIDA Candidate Application and supply the appropriate documentation about your finances, household income and household net worth. VIDA accounts are available on a first come/first serve basis, so it is important to complete the VIDA Candidate Application in its entirety and be able to provide the VIDA Intermediary with all the pertinent information requested on the application. Delays in providing this information will delay the intermediaries’ ability to qualify the applicant for the program and request an IDA slot from DHCD. Allow DHCD to open a custodial IDA account Allow VCC Bank to host your IDA account. DHCD opens a custodial IDA account on behalf of the saver VCC Bank, which has agreed to waive their standard minimum balance requirements and all account fees for a period of two years from the date the account is opened. Actively work to reach their savings goal within the one to two year participation period (minimum participation period of 6 months) a. Develop, TAF, a personalized action plan/timeline, with target completion dates, that specifies at a minimum: • A budget, which includes a monthly savings amount of at least $25 of earned income every calendar month. Qualified sources of savings are defined under Enrolled Saver Responsibilities. • Each activity necessary to prepare the saver to reach the identified goal. This would include required training, credit repair, annual use of EITC or other tax credits as appropriate. 10 b. Save at least $25 per month. All savings must be earned income, which includes wages, salaries, or professional fees, and other amounts received as compensation for personal services actually rendered. DHCD considers Earned Income Tax Credit or other refunds as earned income. c. Review savings statements from DHCD as well as progress on the personalized action plan/timeline with the intermediary. Contact their intermediary for assistance immediately if experiencing difficulty saving as planned or if they miss a monthly deposit. If an enrolled saver fails to make the minimum monthly deposit for three consecutive months, that saver will be terminated from the program. Complete the required training Each saver is required to successfully complete a financial management course and a course that is related to the purchase of their chosen asset. More information about the required training is presented under the information about the specific assets – Homeownership and Business Development beginning on page 12. Work closely with the Intermediary on asset purchases a. Notify the intermediary as soon as possible about plans to make an asset purchase. The IDA must be open for at least six months before DHCD will accept a request for matched savings/qualified withdrawal request. DHCD pays the IDA savings and match to the vendor directly and will NOT reimburse savers for asset purchases outside of the required process outlined in the Saver’s Handbook. b. Provide all the requested information on the Qualified Withdrawal Form and submit the form to the intermediary following the submission timeline guidelines in the Saver’s Handbook. c. Provide the intermediary with the required documentation as proof of the asset purchase. Work closely with the Intermediary in cases of cash emergency a. Notify the intermediary immediately if you need to make a withdrawal of your savings for emergency purposes such as for medical care, for payments necessary to prevent eviction, or to meet living expenses following loss of employment. b. Consider using other community resources rather than savings. c. If no alternative means exist, submit a Non-qualified Withdrawal form to the intermediary. The intermediary submits this completed form to DHCD for withdrawal of the requested amount of savings. No match funds will be available. d. Repay the IDA in three to six months depending on the nature of the emergency. 11 Asset Goal: Homeownership Eligible Uses of Funds Matching funds and personal savings for home ownership must be used as down-payment assistance or for the qualified acquisition costs of purchasing a home. Qualified acquisition costs are the costs of acquiring a principal residence and include any usual or reasonable settlement, financing, or other closing costs. A principal residence is the main residence to be purchased by the saver where the total qualified acquisition costs do not exceed 120 percent of the average area purchase price applicable for the Virginia-based residence. This definition is included to protect the saver from fraudulent or discriminatory lending. While a variety of items are qualified acquisition costs, the best use of VIDA funds is as the down payment. Most of the items below are one-time transactions that have little or no impact on the size of monthly mortgage payments. Using VIDA funds for down payment allows savers to triple the impact of their funds on the size of the mortgage and mortgage payment. Qualified Acquisition Costs: Non-qualified Costs: Savers often combine many sources of financial assistance in addition to VIDA funds and it is important to use all funds strategically so that VIDA funds can be used at the closing. A first-time homebuyer is an individual who has not purchased nor owned a home within the last consecutive three years. The home purchased must be located within the state of Virginia. Match will be available at an 8:1 ratio, with a cap of $4,000 per individual and a maximum of two individual participants per household. 12 Training Requirements Financial Management Training In addition to working directly with The Advancement Foundation (local intermediary) on budgeting and credit repair, every enrolled saver is required to successfully complete financial management training. The intermediary should provide the required training or partner with an organization that can provide the required training. The saver should contact the intermediary about enrolling in this training. This training should consist of at least 8 hours of education and address at least the following topics: • Household budgeting • Goal setting • Financial institution services • Saving and interest • Credit repair and debt management • Asset planning DHCD strongly recommends the use of one of the following financial management curriculum: • FDIC Money Smart: A Financial Education Program, for more information go to: www.fdic.gov/consumers/consumer/moneysmart • Money Management International’s Financial Wellness in 30 Steps, for more information go to: http://www.moneymanagement.org/ • NeighborWorks Financial Capability Program, for more information go to: www.nw.org Asset-Specific Training Savers planning to purchase a home should receive at least 6 hours of home ownership training to include such topics as: qualifying for a mortgage, affordable housing opportunities, finding and selecting a home, mortgage financing options, loan closing, and post-purchase success. The Advancement Foundation should provide the required training or partner with an organization that can provide the required training. The saver should contact the intermediary about enrolling in this training. 13 Asset Goal: Business Development Eligible Uses of Funds Matching funds and personal savings for business development may be used to start-up or expand a Virginia-based business or self-employment venture for a participant. For example, a micro-enterprise IDA can be used to capitalize a business and may be used in conjunction with other sources, including loan funds. Qualified expenses for the micro-enterprise and small business savers include business inventory and equipment purchases. Qualified expenses for business savers: Non-qualified expenses for business savers: carry out the daily operations of the business necessary to carry out the daily operation of the business Training Requirements Financial Management Training In addition to working directly with The Advancement Foundation on budgeting and credit repair, every enrolled saver is required to successfully complete financial management training. TAF will provide the required training or partner with an organization that can provide the required training. The saver should contact the intermediary about enrolling in this training. This training should consist of at least 8 hours of education and address at least the following topics: • Household budgeting • Goal setting • Financial institution services • Saving and interest • Credit repair and debt management • Asset planning 14 DHCD strongly recommends the use of one of the following financial management curriculum: • FDIC Money Smart: A Financial Education Program, for more information go to: www.fdic.gov/consumers/consumer/moneysmart • Money Management International’s Financial Wellness in 30 Steps, for more information go to: http://www.moneymanagement.org/ • NeighborWorks Financial Capability Program, for more information go to: www.nw.org Asset-Specific Training Savers planning to pursue business development should receive at least 6 hours in relevant small- business training programs through a Virginia Small Business Development Center, The Advancement Foundation, SCORE program, or micro-enterprise development program (see DHCD website). Topics should include: legal structure selection, estimated start-up costs, market research, marketing, insurance needs, financial projections, taxation, etc. The outcome of training should be the development of a business plan. The plan must be reviewed by one of these entities before the saver may use it as the basis for a qualified withdrawal request. The business plan should include a list of the desired equipment and inventory the saver plans to purchase under VIDA. The business plan should justify the need for the purchase of the inventory and or equipment listed in the business plan. For example, the company is an event planning company specializing in weddings; therefore, they are requesting an advertisement within a bridal magazine. The participant must submit their business plan to the intermediary for review at least two weeks prior to making a qualified withdrawal request. The intermediary will forward the business plan to DHCD and DHCD reserves the right to request additional details prior to processing the match request. VIDA funds must not be used for illegal and/or fraudulent businesses. 15 Program Funds Match Funds Savers are limited to a maximum of $4,000 match from VIDA at a rate of $8 for each $1 saved. Intermediaries may supply additional in-kind match from other sources. However, these dollars cannot be counted as savings to obtain match funds. Match funds are not paid to the saver, but directly to the vendor that provides the eligible asset identified in the savings plan. Match funds will be forfeited if an account is closed at the discretion of the enrolled saver prior to the completion of the IDA program; for failure, without good cause, to meet the minimum savings amount; not fulfilling workshop training requirements; and/or not taking the actions specified in the savings plan that will lead to the asset purchase. Administration Funds DHCD will pay VIDA intermediaries administration and training funds of $600 per saver based on completion of an asset purchase and receipt of documentation showing the asset transaction was completed. Payment procedures are discussed in detail in the Program Manual. 16 Candidate Eligibility In order to be eligible for the VIDA program, the candidate must be: • U.S. citizen or legal alien and a Virginia resident • 18 or older • Earning income from full, part-time or self-employment. In addition, the candidate’s household must have: • Total household income at 200% of the poverty level (see Federal Poverty Level Chart on page 20); OR be: • TANF Households: If candidate’s household is eligible for Temporary Assistance for Needy Families (TANF), then you meet the household income limits, however the candidate must have earned income as well; OR • Earned Income Tax Credit (EITC) or Free and Reduced School Lunch Households: If your household filed for the EITC or was eligible for EITC based on the previous year’s tax return or receives Free and Reduced School Lunch, then you meet the program’s household income limits; and • Household net worth (excluding the value of the primary residence and one vehicle; what is owed on these items is included) is less than $10,000. If the household is eligible for TANF, it will also meet the net worth requirement. Household income and earned income are different. Below are two charts that show what counts as earned income for the saver (Chart 1) and what must be included as part of the income for the household (Chart 2). 17 Up to two members of an eligible household are eligible to participate in the VIDA Program provided each has earned income Desired Candidate Profile The ability of the individual to obtain the asset within one to two years should be a factor in the intermediary’s decision to move forward in the enrollment process. This is of particular importance for the purchase of a home which requires considerable resources beyond the savings in VIDA. Debt reduction should always come first. All eligible individuals are encouraged to participate in the VIDA program but if a candidate cannot realistically pay down debt AND save enough to complete the program in two years, the candidate should focus on debt reduction. Once debt has been reduced, the candidate will be in better condition for VIDA participation. Besides lower debt, there are other characteristics that make for successful VIDA candidates. These include: • stable employment; • established long-term goals for themselves and their children; 18 • strong desire to purchase a home or start a small business; • desire to improve their money-related knowledge and skills; • credit history acceptable to most lenders for their asset purchase OR have the desire and ability to address credit issues in a timely manner; • ability to consistently make a deposit of at least $25 or more per month from earned income 19 . Appendix A: 200 Percent of Federal Poverty Limits Individuals seeking to participate in VIDA must have household incomes at the time of enrollment at or below the annual or monthly amounts related to household size that are listed in the following chart. These amounts represent 200 percent of the federal poverty limit and are updated annually each spring. 200 Percent of Federal Poverty Limits Effective for 2018 household allowed annually allowed monthly income for each additional person $8,640 $720 20 Appendix B: 2018 Tax Year EITC Maximum Income Limits These numbers change annually so you must use the most current numbers listed at: www.irs.gov. Internal Revenue Service 2018 Tax Year EITC Qualifying Maximum Income Limits Single Tax Payer Amount Married Filing Jointly Amount With or Without Qualifying Children $49,194 $54,884 married filing jointly With three or more qualifying children $45,802 $51,492 married filing jointly With two qualifying children $40,320 $46,010 married filing jointly With one qualifying child $15,270 $20,950 married filing jointly With no qualifying children Rev. 06/30/2014 Appendix 13: Project Management Plan 1 Appendix 13 PROJECT MANAGEMENT PLAN Project Management Plan One of the most important Pre-Contract Activities is the development of a comprehensive and practical Project Management Plan. It lets the Project Management Team know where the Team is going and how it will get there by stipulating the roles and responsibilities of all the individuals involved in the project and sets forth when and how all activities will be implemented. The Plan must include at least the following components:  The identity, roles and responsibilities of all persons involved in the implementation of the project;  The identity of target dates for completion of key tasks;  The method by which the chief executive and grant manager will oversee and monitor all aspects of the project to assure timely and effective implementation;  The identity of specific project benchmarks by which the administration and implementation of the project will be tracked and analyzed. Benchmarks should be specific dates by which tasks and subtasks will be completed;  The method for design and construction contract administration including surveying and additional engineering, plan review, bidding, change order approval, and local government inspection and oversight;  An identification of potential problems and complexities inherent in the project, and an analysis of how these will be anticipated and mitigated;  The method by which local government officials, including the chief administrator of the locality, will be kept informed of the status of the project;  The process for review, approval and payment of invoices related to all project expenditures; and  A timetable for expenditure of administrative funds based on benchmark accomplishments. The Grantee should recognize that different kinds of projects will require that different elements be included in the Plan. For example, all housing projects will need to address the Rev. 06/30/2014 Appendix 13: Project Management Plan 2 role of the Housing Rehabilitation Oversight Board and industrial job creation projects will need to address the timing and completion of the private investment. Steps in Completing the Plan The Project Management Plan must be developed with the direct input of all involved individuals. Each person with task responsibilities must recognize and accept his or her part and its relationship to the timely and successful completion of the project. To facilitate this, the following steps must be a part of the development of the Plan: First Project Management Team Meeting The Team’s first meeting will be a Facilitated Management Session (FMS). It must be attended by all persons who have a vested interest in the project and/or or have a role in the successful completion of the project so their direct input can be obtained. At the FMS, a Community Development Specialist/facilitator will assist the Team in identifying at least the following three items:  Tasks to be completed so that the project activities can be completed;  Assignment of responsibility (responsibility charting) to one individual for each task that is identified and the assignment of a support individual for each task (responsibility may not be shared by two individuals); and  Sequencing and timing of the completion of tasks so that the project can be completed within the framework of the CDBG Grant Agreement. It is sometimes necessary to schedule a second meeting to ensure that all items have been adequately covered and to ensure that the appropriate individuals are familiar with the Plan. Once all of the information has been gathered, a Plan is drafted and submitted to DHCD for review and approval. Draft Plan Circulated The Draft Plan should be circulated to all Project Management Team members to ensure that the Plan reflects the input of individuals who will be responsible for completing tasks. Once it does, the Plan can be submitted to DHCD for review and concurrence. DHCD’s Concurrence of Plan Upon receipt of the Plan, DHCD will review it for sufficiency and completeness. Any questions regarding the Plan will be raised by the Community Development Specialist and must be answered by the Grantee to ensure that the Plan addresses all issues. Rev. 06/30/2014 Appendix 13: Project Management Plan 3 Execution of Plan After all Project Management Team members have acknowledged that the Plan is sufficient, accurate and reflects their commitment to complete tasks by a certain time, the Plan must be signed at least by the Chief Administrative Official, the Grant Manager and the Community Development Specialist. Once the Plan is executed, copies should be distributed to all members of the Project Management Team. The Plan must be scanned in its entirety and as a single document and uploaded into CAMS via “Reports and Communication” as an Ad Hoc contract document. Alternative Plan Development Process In certain very limited projects involving an established Project Management Team with a record of successful, timely project completion, an abbreviated process and Project Management Plan may be acceptable. This matter must be negotiated with your Community Development Specialist. Revisions to the Plan The Project Management Plan is a living document and an integral part of the grant management process. As such, the Project Management Team is expected to review the plan regularly and revise it as necessary. Typically, it will need to be revised under two scenarios:  The timeline needs to be revised to reflect changes in completion dates. In this case, the revised timeline should show both the original completion date and the revised completion date. Amending the Plan on a regular basis is a nonproductive use of everybody’s time so the Team should take the time to develop realistic completion dates from the start; or  To support a request to amend the CDBG Grant Agreement. In this case, the revised Plan must identify how the Grantee will complete its project by the proposed deadline. Note that this requires more than simply a reassignment of milestone dates. It requires an explanation of how individuals on the Project Management Team will do things differently to achieve the required outcome by the new deadline. If there has been a critical issue that has delayed the project, the revised Plan must also identify the new, concrete approach being taken to overcome the critical issue. Because the Project Management Plan is an official contract document, all revisions must be reviewed and approved by DHCD. The revised Plan must be uploaded into CAMS via “Reports and Communication” as an Ad Hoc contract document. Rev. 06/30/2014 Appendix 13: Project Management Plan 4 Project Management Plan – VINTON VIDA PROGRAM CIG CONTRACT # 18-LI-24 Project Location The Town of Vinton has a strong and longstanding partnership with The Advancement Foundation (TAF) who leads, coordinates, and executes strategies to create opportunities that provide citizens with the education and resources to fully participate in Virginia’s economy. This project will have measurable impact locally and regionally to support growth of business development and home ownership. Through trusted partnerships with community leaders, urban and rural localities, nonprofit agencies, government entities, political leaders, and corporations TAF is able to reach those who will benefit from the Virginia Individual Development Accounts (VIDA) program. Population total of the service area is 443,957 which are 5.2% of Virginia’s population. TAF strategies will leverage strong local relationships into regional collaborations to advance financial literacy and asset-based investments for those living at or below 200% poverty level. The Town of Vinton, Roanoke County, Roanoke City, Botetourt County, Alleghany Highlands, City of Covington, Town of Clifton Forge, Town of Fincastle, Town of Buchanan, Town of Troutville, Bedford County, City of Bedford, Franklin County, Craig County, Rockbridge County, City of Buena Vista, and the City of Lexington are included in the service area. Project Description The VIDA program is a financial education and matched savings program to assist low-income families obtain assets such as homeownership and business development opportunities. Participants receive financial management training while saving towards their asset goal; every dollar saved is matched by eight dollars and up to $4,000 can be earned through the program. The program is consistent with CDBG national objectives as it provides homeownership and business development opportunities to low-income individuals. This program reduces the challenges that low-income participants face in acquiring life-changing assets. Matched savings programs are a critical training and financial resources for a community’s most vulnerable population. Rev. 06/30/2014 Appendix 13: Project Management Plan 5 The program will offer participants financial management training, emergency fund development, matched savings and asset accumulation opportunities. The eight hour financial management training will include topics on budgeting, credit repair, and tax strategy. In addition, depending on the asset savings goal of the participant, they will receive an additional six hours in home buyer education or business startup training. Participants will receive a total of 14 hours of training while working with financial counselors to develop an emergency cash fund prior to opening a VIDA account or during the six month minimum savings period after opening a VIDA account. Once the participant completes training, establishes an emergency cash fund, and are eligible to participate in the program, they will open a matched savings account to make monthly deposits towards their savings goal of $500 over a minimum time period of six months. Their savings along with the match funds can be used to purchase a home or start a business. Specifically, home buyers can use the funds towards their closing costs and/or down payment on their first home. Business startups or existing business owners can use their funds towards their business equipment and inventory needs. Individual Development Accounts (IDA) are typically administered by a community development nonprofit that works directly with participants to ensure their successful completion of the program. The Town of Vinton has sub-contracted with The Advancement Foundation (TAF) to provide this service (sole service provider). TAF will market the program, accept applications, enroll savers, and counsel and coach participants through the savings process. In turn, TAF will implement the program in conjunction with DHCD’s existing VIDA program. TAF will utilize DHCD’s current program structure, policies, forms, and banking partners. This will streamline administrative duties and ensure the program’s readiness. Virginia Community Capital (VCC) Bank will provide the savings accounts for participants. VCC has an agreement with DHCD to setup savings accounts and waive fees for these accounts. The Town of Vinton is requesting a total of $200,000 for this application. Of this amount, $170,000 will be used for matching and training funds. The remaining $30,000 will be used for administrative funds. The proposed project’s match rate will be 8:1. Therefore, every one dollar the participant saves will be matched with eight dollars from the operation funding. The maximum match award per participant will be $4,000. This match rate will require participants to save $500 of their own funds in order to earn the maximum match award of $4,000. At the completion of the program, the VIDA program will graduate 37 participants. The participants will have completed 14 hours of financial management training, established an emergency savings fund, enrolled in the VIDA program, and purchased an asset. Rev. 06/30/2014 Appendix 13: Project Management Plan 6 The intended outcomes for this project are highly-likely, do to TAF’s capacity to implement community development projects along with the organization’s previous experience implementing the VIDA program. Target Dates and Benchmarks Marketing and Recruitment - Existing Clients • Market to existing clients from our existing programs • Word-of-mouth from Advancement Foundation (TAF) Outreach to Community • Neighborhood outreach through community resource centers • Post flyers on community bulletin boards • Target referral agencies • Advancement Foundation (TAF) • Evening meetings held to inform interested candidates of program Advancement Foundation Sessions/Eligibility Screening • Scheduled individual meetings to review application and financial situation to determine Advancement Foundation (TAF) • Work with DHCD to open IDA savings accounts via VCC Advancement Foundation • Schedule financial management classes (eight hours) Advancement Foundation Training • Schedule asset-specific trainings business or homeownership Advancement Foundation (TAF) One-on-One • Conduct monthly saver contact via email, phone, in- Advancement Foundation (TAF) Rev. 06/30/2014 Appendix 13: Project Management Plan 7 • Assist with purchase process between saver and DHCD Advancement Foundation • Complete asset purchasing process for business startup or Advancement Foundation (TAF) 2020 VIDA • Assist with the generation of reports for VIDA Advancement Foundation 2020 CDBG • Assist with the generation Advancement Foundation 2020 Capacity The Advancement Foundation (TAF) is located within the Town of Vinton. Over the years, the Town of Vinton and TAF representatives have successfully partnered on numerous community and economic development activities. TAF was incorporated in 2007 as a 501(c)3 with the mission to strengthen equitable, environmentally sound and economically viable enterprises through finance and development. TAF’s goal is to advance community development by providing gap financing, education and technical assistance to businesses that contribute significantly to the local economy through job creation and retention, diversification of employment, wealth creation, and community revitalization. TAF provides comprehensive technical assistance, coaching and training services to all of its clients, which includes business plan development, consulting services, loan packaging, and post-loan monitoring and mentoring. TAF builds relationships with clients through one-on-one meetings to discuss the entrepreneur’s goals. TAF then works with clients to create their business plan, cash flow projections and completion of a loan application (if desired). TAF assists clients to identify gaps within business plans, gain access to available local resources, and to find creative approaches to decreasing the amount of debt needed for their business. TAF assists with marketing plan development, partnership identification (when needed), specific questions around business and legal structures, local zoning, and other regulatory issues. TAF desires to create a tool box of resources for their clients and the VIDA program is the perfect tool to add. This opportunity will allow TAF to offer a combination of education and access to capital to an underserved market. Rev. 06/30/2014 Appendix 13: Project Management Plan 8 Since 2012, TAF has been a VIDA intermediary with a successful track record. The organization boasted an 86 percent graduation rate. Out of the graduates, 66 percent were business savers who started businesses including drone photography, graphic design, construction, lawn care, textiles, food trucks, and food manufacturing such as kombucha. During the last statewide VIDA grant, TAF’s graduates expended $149,181 in matching funds. Roles The Advancement Foundation has the experience and expertise to implement the program. The staff includes: Annette Patterson (President), Kelly Turner (Director of Resource Development and Excel Life Coach), Kathleen Carr (Director of Small Business Development and Excel Life Coach), Judy Wood (Vice President), and Missy Paxton (AmeriCorps State member). TAF will be the Grant Manager and will work closely with the Chief Executive, Barry Thompson of the Town of Vinton, to oversee and monitor all aspects of the Vinton VIDA Program to assure timely and effective implementation (Barry Thompson will be the Grant Administrator). TAF will perform all grant activities including recruiting, intake, coordinating, training, reporting, and asset purchasing. A Steering Committee will help oversee the management of this project and will include representatives from TAF, the Town of Vinton, Botetourt County, Roanoke County, and Alleghany County. The Management Team/Steering Committee will meet regularly through the completion of this project. Implementation The framework necessary to implement the VIDA program is established. The funding source is the missing link. The Town of Vinton and TAF have outlined and signed a partnership agreement (attached MOU). TAF will work with DHCD to utilize the existing VIDA program structure. DHCD has contracted with VCC bank to provide IDA savings accounts to all participants. TAF has the staff, community recognition, expertise, experience, capacity, commitment, and infrastructure to carry out all of these activities. The roles and experience of the staff involved in the program have been discussed in the Capacity section. The IDA coordinator will manage the VIDA caseload. All other staff has significant experience with the program. The IDA coordinator is familiar with DHCD’s application and reporting requirements. In addition, all staff is trained in grant compliance along with being experts in their subject matters. TAF is a long-standing and well-known organization within the Roanoke Valley-Alleghany region. This specifically includes city governments, local business, churches, and financial institutions. TAF’s work of supporting local entrepreneurs has generated increased community attention and appreciation. Rev. 06/30/2014 Appendix 13: Project Management Plan 9 TAF has successfully implemented the VIDA program as an intermediary organization with DHCD. Staff members are trained counselors and coaches in order to provide VIDA services. TAF is proposing to administer 37 savers during the program term. This would be a slight increase over TAF’s previous VIDA performance. TAF’s mission is to work in partnership with individuals and community partners to create opportunity for viable enterprises through finance and development. The VIDA program fits perfectly with this mission and the organization has a long-standing commitment to offering these assets building tools. The necessary program infrastructure is in place to begin offering the VIDA program to participants. Project Activities Community Outreach and Recruitment. TAF will distribute information regarding the VIDA program to its existing clients, new prospective clients and partner organizations. TAF will also host information sessions to orient clients to the program. TAF anticipates most of its participants for the VIDA program will be recruited from its current client base and from referrals with community partners. TAF believes people who are active are the best candidates for the VIDA program because they have demonstrated their motivation and abilities and many have identified career paths that will require training/education or business capitalization. Additionally, clients referred to TAF from our community partners are also viable candidates as they usually have employment and the knowledge and motivation needed to succeed in a long- term commitment. In addition to the recruitment efforts aimed at existing clients, TAF also conducts extensive outreach and marketing about its programs to find new participants and to educate the community about VIDA and asset building strategies. Methods include:  TAF will host a free, quarterly VIDA information workshop  TAF will conduct workshops on how to use EITC to open a VIDA account  Neighborhood outreach through community resource centers  Post flyers on community bulletin boards where target populations congregate  Distribute brochures to community partners who serve as referral agencies  Conduct information sessions at facilities central to each target population  Participate in community resource fairs  Word-of-Mouth from current clients  Contact government agencies and partner organizations, work with target populations, and schedule presentations for staff members and clients at their facilities Rev. 06/30/2014 Appendix 13: Project Management Plan 10 Screening and Selecting VIDA participants. TAF will conduct orientation sessions at our offices and throughout the community to promote TAF programs. The VIDA program is introduced at each of the sessions as a way to access capital. Any interested parties from the general orientation are referred to the Director of Resources and Excel Life Coaches for further screening. TAF will also offer VIDA informational workshops that will be held at TAF offices across the Roanoke Valley-Alleghany Region and at the offices of community partner programs. Additionally, an orientation session specifically about the VIDA program is held during TAF program training sessions and Financial Peace University classes. All participants who complete the training will be invited to apply to the VIDA program if they meet the program’s eligibility requirements. Participants will complete financial literacy training prior to or after opening a VIDA savings account which is a mandatory component of a completed the VIDA program. At the time of program application, the client participates in an intake interview with the Director of Resource Development. The purpose of this interview is to discuss the client’s interests, goals, family, work history, service needs, and other relevant information. Additionally, Excel Life Coaches work with the client to identify barriers that may interfere with their pursuit of economic independence. Once the interview is complete, the Director of Resource Development will decide if the applicant appears to be a good candidate for the program, and if so, they will be selected and notified of their acceptance into the VIDA program. Consultation and Savings Plan Agreement. Once selected for participation in the VIDA program, the client meets one-on-one with the Director of Resource Development to develop their savings and asset goals. TAF works with the client to ensure that they establish realistic savings goals that are a true reflection of their current financial situation. Additionally, TAF helps the client concretize their plan for training and education, business startup and expansion, and will also work with community partners to provide the client with the best support and training possible. At the culmination, the client will sign the Savings Plan Agreement. The Savings Plan Agreement states that the client:  Will complete Financial Literacy Training  Understands the requirements of the program and agrees to open an VIDA custodial account  Understands that for every one dollar saved, VIDA will contribute eight dollars  Establishes a monthly savings goal and schedule  Understands they are making a commitment to the program in order to maximize their savings potential  Identifies the “qualified expense” that is the asset goal  Commits to developing a budget and if necessary, pursuing credit counseling and credit repair services  Understands they can only make a withdrawal from the VIDA account for an authorized emergency Rev. 06/30/2014 Appendix 13: Project Management Plan 11  Understands that if they are terminated from the program, they will receive the money that has been saved in the VIDA account, plus interest earned on the savings, but not any matching funds or interest earned on the matching funds  Agrees to participate in a program evaluation  Understands once they complete the program and make an asset purchase, matching funds will be dispersed directly to the asset vendor (ex. business equipment supplier)  Designates a beneficiary for the balance of the VIDA saver’s account in the event of their death  Understands the grievance process  Agrees to coordinate with TAF to allow follow-up discussions on their financial status and progress for two years after completion of the VIDA program The Savings Plan Agreement specifically discusses the obligations of the saver and the obligations of TAF and outlines individual goals, program requirements, and sets targets for program participation. Opening of the VIDA. The saver will open a “custodial savings account” at Virginia Community Capital (VCC) Bank, which means that TAF will act on his/her behalf as a custodian in regards to such funds in accordance with the program requirements. The custodial account must be utilized by the client for the sole purpose of participation in the VIDA program, not withstanding emergency withdrawals. Any nonqualified or qualified withdrawals from the custodial account must be made jointly with TAF and DHCD. Withdrawal of funds for any purpose requires the official signature of the saver, TAF, and DHCD. TAF via DHCD will initiate withdrawals from the custodial account on behalf of the client. Unauthorized withdrawals or transfers from the custodial account by the saver will result in termination from the program and forfeiture of match funds. The participant will not have access to an ATM card or online banking services. Managing Accounts. Every month TAF receives from DHCD an account statement for every VIDA participant. Based on these statements, TAF and DHCD generates monthly statements for the participants that document their deposits, withdrawals, and the total matching funds that participants have earned. For every one dollar the participant saves TAF will use the CDBG grant funds and the match to contribute eight dollars. The matching funds are not placed in the participant’s account immediately but are kept is a separate escrow and managed by TAF. The total amount of each client’s account and their matched savings will be recorded by DHCD using their Virginia Individual Development Account Management System (VOMS). In calculating account balances, all interest earned will be included in the balances owed to participants. TAF ‘s Executive Director will work closely with the Director of Resource Development and Excel Life Coaches to manage and monitor the financial records, savings accounts, and qualified withdrawals associated with the VIDA program. Rev. 06/30/2014 Appendix 13: Project Management Plan 12 Monitoring and Maintaining Savings Plans. TAF closely monitors its VIDA savers to ensure they are maintaining their savings plans and receiving the support services they need in order to be successful with their asset acquisition. Each month when the Director of Resource Development receives account statements from DHCD, they review the statements to determine how well each saver is progressing towards their asset goal. If a saver has missed a deposit, the saver will receive a phone call from the Director of Resource Development who will determine why the deposit was not made and if the client needs additional support with issues that may be hindering their success. The Director of Resource Development will make regular contact with these savers, which ensures TAF can monitor their progress on the VIDA Program and head off potential delinquencies. Asset Specific Training and Support. Asset specific training and support is provided either by TAF or by a partner agency depending on the asset. See detailed description below. Crisis Intervention and Emergency Withdrawals. TAF has an extensive network of community partners that provide support services to clients. The Roanoke Valley-Alleghany region has an array of agencies that provide assistance with food, shelter, clothing, and medical care. TAF will support clients in accessing these resources so that an emergency withdrawal from their VIDA account is only pursued as a last resort. Additionally, if a client is on TANF or eligible for TANF, TAF works closely with their caseworker at the Department of Social Services to ensure he/she is receiving the appropriate benefits. In the event the client must make an emergency withdrawal, it may only be those funds deposited in the savers account by the participant and only for the following purposes:  Expenses for medical care or necessary to obtain medical care for the project participant or a spouse or dependent of the participant  Payments necessary to prevent eviction of the participant, or foreclosure on the mortgage for the principal residence of the participant  Payments necessary to enable the participant to meet the necessary living expenses following loss of employment Qualified Withdrawals and Asset Acquisition. Under the VIDA Program, “qualified expenses” will be defined as follows: a) Homeownership expenses which may include down payment and closing costs b) Business capitalization expenses which may include equipment and inventory When the VIDA savings/match goals have been achieved, the participant will meet with the Director of Resource Development to arrange withdrawals for a “qualified expense.” If the participant follows all program rules and policies, meets the necessary savings goal to purchase the selected asset, and completes the required training, the Director of Resource Development will file the request to DHCD and they will disperse the saver’s funds for the asset purchase. Rev. 06/30/2014 Appendix 13: Project Management Plan 13 Match is held in escrow by TAF and paid directly to the vendor at the time of asset purchase. Under no circumstances can funds be withdrawn from a VIDA account earlier than six months after the initial deposit in the account by a participant. If it appears a participant will not reach his/her final savings goal within the program timeframes, the Director of Resource Development will meet with the saver to discuss alternative options. Follow Up Assistance. After the completion of the VIDA program, TAF will remain in contact with the client providing support for two years after he/she has completed her asset purchase and savings goals. Signatures At a minimum the Chief Administrative Officer, Grant Manager, Housing Program Administrator, and Community Development Specialist on the original and a minimum of the preparer(s) on any updates. ___________________________________________ ____________________ Barry W. Thompson, Chief Administrative Officer Date Town of Vinton ___________________________________________ ____________________ Annette Patterson, Grant Manager Date The Advancement Foundation ___________________________________________ ____________________ Sabrina Blackett, Housing Program Administrator Date for Virginia Individual Development Accounts (VIDA) DHCD ___________________________________________ ____________________ Jason Sams, Community Development Specialist Date DHCD Rev. 06/30/2014 Appendix 13: Project Management Plan 14 THIS PAGE INTENTIONALLY LEFT BLANK Rev. 06/30/2014 Appendix 13: Project Management Plan 15 Rev. 04/24/2017 Appendix 3: Project Budget 1 Appendix 3 PROJECT BUDGET Administrative Cost Limits CDBG funding may be used to cover administrative costs in Community Improvement Grants of all types. CDBG-eligible administrative costs are limited to 10 percent of the total CDBG award with limits depending upon project type. Such costs are limited to: Project Type Up to Community Facility Competitive Grant $ 75,000 Business District Revitalization—Competitive Grant $ 80,000 Community Service Facility—Competitive Grant $ 60,000 Community Development Innovation Fund $ 30,000 $ 50,000 Urgent Need $ 50,000 Housing—Competitive Grant $ 80,000 Two-Activity Comprehensive—Competitive Grant $ 90,000 Three-Activity Comprehensive—Competitive Grant $100,000 Construction-Ready Water and Sewer Fund $ 20,000 In instances where Grantees administer projects utilizing its own staff, salaries for persons involved in the grant are grant-eligible, provided that personnel maintain timesheets that show total hours worked, hours worked on the grant, the employees' signatures, and the signature of their direct supervisors. Pay must be at their regular rates. If overtime is worked because of the grant, the grant may not be charged with the entire overtime cost. Please consult your Community Development Specialist for the precise overtime formula. Rev. 04/24/2017 Appendix 3: Project Budget 2 Appendix 3 -Project Budget Vinton VIDA Program CIG Contract #18-LI-24 The Town of Vinton is requesting a total of $200,000 for this application. Of this amount, $170,000 will be used for matching and training funds. The remaining $30,000 will be used for administrative funds. The proposed project’s match rate will be 8:1. Therefore, every one dollar the participant saves will be matched with eight dollars from the operation funding. The maximum match award per participant will be $4,000. This match rate will require participants to save $500 of their own funds in order to earn the maximum match award of $4,000. At the completion of the program, the VIDA program will graduate 37 participants. The participants will have completed 14 hours of financial management training, established an emergency savings fund, enrolled in the VIDA program, and purchased an asset. The intended outcomes for this project are highly-likely, do to TAF’s capacity to implement community development projects along with the organization’s previous experience implementing the VIDA program. Administration Funds DHCD will pay VIDA intermediaries administration and training funds of $600 per saver based on completion of an asset purchase and receipt of documentation showing the asset transaction was completed. Payment procedures are discussed in detail in the VIDA Program Manual. Match Funds Savers are limited to a maximum of $4,000 match from VIDA at a rate of $8 for each $1 saved. Intermediaries may supply additional in-kind match from other sources. However, these dollars cannot be counted as savings to obtain match funds. Match funds are not paid to the saver, but directly to the vendor that provides the eligible asset identified in the savings plan. Match funds will be forfeited if an account is closed at the discretion of the enrolled saver prior to the completion of the IDA program; for failure, without good cause, to meet the minimum savings amount; not fulfilling workshop training requirements; and/or not taking the actions specified in the savings plan that will lead to the asset purchase. Rev. 04/24/2017 Appendix 3: Project Budget 3 2019 Target Dates and Benchmarks Marketing and Recruitment - Existing Clients • Market to existing clients from our existing programs • Word-of-mouth from Advancement Foundation (TAF) Outreach to Community • Neighborhood outreach through community resource centers • Post flyers on community bulletin boards • Target referral agencies • Advancement Foundation (TAF) • Evening meetings held to inform interested candidates of program Advancement Foundation Sessions/Eligibility Screening • Scheduled individual meetings to review application and financial situation to determine Advancement Foundation (TAF) • Work with DHCD to open IDA savings accounts via VCC Advancement Foundation • Schedule financial management classes (eight hours) Advancement Foundation Training • Schedule asset-specific trainings business or homeownership Advancement Foundation (TAF) One-on-One • Conduct monthly saver contact via email, phone, in- Advancement Foundation (TAF) • Assist with purchase process between saver and DHCD Advancement Foundation Rev. 04/24/2017 Appendix 3: Project Budget 4 • Complete asset purchasing process for business startup or Advancement Foundation (TAF) 2020 VIDA • Assist with the generation of reports for VIDA Advancement Foundation 2020 CDBG • Assist with the generation Advancement Foundation 2020 Eligible Uses for Program Funds for Business Development of Homeownership: Asset Goal: Business Development Eligible Uses of Funds Matching funds and personal savings for business development may be used to start-up or expand a Virginia-based business or self-employment venture for a participant. For example, a micro-enterprise IDA can be used to capitalize a business and may be used in conjunction with other sources, including loan funds. Qualified expenses for the micro-enterprise and small business savers include business inventory and equipment purchases. Qualified expenses for business savers: Non-qualified expenses for business savers: carry out the daily operations of the business necessary to carry out the daily operation of the business 12/03/2012 Appendix 3: Project Budget 5 Asset Goal: Homeownership Eligible Uses of Funds Matching funds and personal savings for home ownership must be used as down-payment assistance or for the qualified acquisition costs of purchasing a home. Qualified acquisition costs are the costs of acquiring a principal residence and include any usual or reasonable settlement, financing, or other closing costs. A principal residence is the main residence to be purchased by the saver where the total qualified acquisition costs do not exceed 120 percent of the average area purchase price applicable for the Virginia-based residence. This definition is included to protect the saver from fraudulent or discriminatory lending. While a variety of items are qualified acquisition costs, the best use of VIDA funds is as the down payment. Most of the items below are one-time transactions that have little or no impact on the size of monthly mortgage payments. Using VIDA funds for down payment allows savers to triple the impact of their funds on the size of the mortgage and mortgage payment. Qualified Acquisition Costs: Non-qualified Costs: Savers often combine many sources of financial assistance in addition to VIDA funds and it is important to use all funds strategically so that VIDA funds can be used at the closing. 12/03/2012 Appendix 3: Project Budget 6 A first-time homebuyer is an individual who has not purchased nor owned a home within the last consecutive three years. The home purchased must be located within the state of Virginia. Match will be available at an 8:1 ratio, with a cap of $4,000 per individual and a maximum of two individual participants per household. Administrative Pay-For-Performance Budget Marketing and Recruitment - Existing Clients • Market to existing clients from our existing programs • Word-of-mouth from current clients Marketing and Recruitment - Outreach to Community • Neighborhood outreach through community resource centers and websites • Post flyers on community bulletin boards • Target referral agencies Community Resource Fairs • Evening meetings held to inform interested candidates Sessions/Eligibility Screening • Scheduled individual meetings to review application and financial situation to determine • Work with DHCD to open IDA savings accounts via • Schedule financial management classes (eight Training • Schedule asset-specific trainings business or homeownership 12/03/2012 Appendix 3: Project Budget 7 One-on-One • Conduct monthly saver contact via email, phone, in- • Assist with purchase process between saver and • Complete asset purchasing process for business startup or VIDA • Assist with the generation CDBG • Assist with the generation Total Administrative Pay-For-Performance Budget Summary Activity Percentage of Total Dollar Value recruiting, enrollment, training sessions, coaching, asset purchasing, reporting = $7,800) (financial/asset education training fee- $600 per completed training per LMI person = (for business startup or first-time Total 12/03/2012 Appendix 3: Project Budget 8 Signatures At a minimum the Chief Administrative Officer, Grant Manager, Housing Program Administrator, and Community Development Specialist on the original and a minimum of the preparer(s) on any updates. ___________________________________________ ____________________ Barry W. Thompson, Chief Administrative Officer Date Town of Vinton ___________________________________________ ____________________ Annette Patterson, Grant Manager Date The Advancement Foundation ___________________________________________ ____________________ Sabrina Blackett, Housing Program Administrator Date For Virginia Individual Development Accounts (VIDA) DHCD ___________________________________________ ____________________ Jason Sams, Community Development Specialist Date DHCD 12/03/2012 Appendix 3: Project Budget 9 THIS PAGE INTENTIONALLY LEFT BLANK 12/03/2012 Appendix 3: Project Budget 10 May 21, 2019 Amanda Healy Associate Director Virginia Department of Housing and Community Development Program Administration and Assistance Office 600 East Main Street, Suite 300 Richmond, Virginia 23219 Re: Request for Prior Authorization of Costs Vinton VIDA Program CIG Contract # 18-LI-24 Dear Ms. Healy: Please accept this letter as a formal request for authorization to incur administrative costs prior to the execution of our Community Development Block Grant contract agreement with the Virginia Department of Housing and Community Development. A grant offer has been made to us under the Commonwealth of Virginia's FY 2019 Community Development Block Grant Program. We anticipate incurring these costs effective (June 1, 2019) but prior to execution of a contract agreement. 1. Administration $5,000.00 Tasks performed by The Advancement Foundation and Town of Vinton:  Performance-based Project Budget  Project Management Plan and Program Design  Local Business & Employment Plan  Procurement Procedures/Advertisements  Selection Criteria/VIDA recruitment  Anti-displacement Plan  Section 504 Handicapped Requirements Total Prior Authorized Costs (Not to exceed 15% of total budget): $5,000.00 Rev. 02/02/2017 Request for Prior Authorization Town of Vinton 311 S. Pollard Street Vinton, VA 24179 Phone (540) 983-0607 Fax (540) 983-0646 Town Manager Ms. Amanda Healy Page Two May 21, 2019 We would appreciate your approval to incur these costs and to charge them to the grant after the signing of the grant contract agreement. We understand that these costs will be allowed only if we have completed all requirements necessary for contract execution within ninety (90) days of our contract negotiation meeting, unless specifically extended by DHCD in writing. Sincerely, Barry W. Thompson, Chief Executive Officer Town of Vinton cc: (Jason Sams, DHCD Community Development Specialist) 1 RESOLUTION NO. AT A REGULAR MEETING OF THE VINTON TOWN COUNCIL HELD ON TUESDAY, MAY 21, 2019, AT 7:00 P.M., IN THE COUNCIL CHAMBERS OF THE VINTON MUNICIPAL BUILDING LOCATED AT 311 SOUTH POLLARD STREET, VINTON, VIRGINIA WHEREAS, the Virginia Department of Housing and Community Development (DHCD) has been authorized by the Governor of the Commonwealth of Virginia to distribute and administer CDBG funds in the form of Virginia Individual Development Accounts (VIDA) program; and WHEREAS, The Town of Vinton has been awarded a $200,000 grant from DHCD to implement a VIDA program within our region; and WHEREAS, the Virginia Department of Housing and Development requires that Town Council authorize pre-contract documents prior to receiving a Community Improvement Grant (CIG) Contract and prior to distributing the grant funding; and WHEREAS, the Town of Vinton and The Advancement Foundation have developed a VIDA Program Design to describe the purpose and goals of the Vinton VIDA Program; and WHEREAS, the Town of Vinton and The Advancement Foundation have developed a Project Management Plan to outline the relationship between the Town of Vinton and The Advancement Foundation for implementation and management of the Vinton VIDA Program; and WHEREAS, the Town of Vinton and The Advancement Foundation have developed a Project Budget to outline the anticipated grant related expenses associated with delivering the Vinton VIDA Program; and WHEREAS, the Town of Vinton and The Advancement Foundation anticipate incurring administrative costs prior to the execution of the CIG Contract and request funding to cover those expenses be provided in advance. NOW, THEREFORE, BE IT RESOLVED that the Vinton Town Council does hereby approve the Program Design, the Project Management Plan, the Project Budget and the Request for Prior Authorization of Costs for the $200,000 Vinton VIDA Program and the Town Manager is hereby authorized, for and on behalf of the Town, to execute said documents. 2 This Resolution adopted on motion made by Council Member ______ and seconded by Council Member _______, with the following votes recorded: AYES: NAYS: APPROVED: ___________________________________ Bradley E. Grose, Mayor ATTEST: _______________________________________ Susan N. Johnson, CMC, Town Clerk 1 Meeting Date May 21, 2019 Department Administration Issue Consider adoption of Resolutions approving a Non-Discrimination Policy, a Residential Anti- Displacement and Relocation Assistance Plan Certification, a Business and Employment Plan and a Fair Housing Certification for the Vinton Virginia Individual Development Accounts Program (VIDA) Summary The Town applied for a $200,000 CDBG Grant through the VDHCD for the Vinton VIDA Program in partnership with The Advancement Foundation (TAF). The Town has been awarded the grant and is required to approve certain policies, plans and certifications before execution of the Contract with VDHCD. Council needs to adopt the attached Resolutions. Attachments Resolution - Non-Discrimination Policy Resolution - Residential Anti-Displacement and Relocation Assistance Plan Certification Resolution - Business and Employment Plan Resolution - Fair Housing Certification Recommendations Motions to adopt each separate Resolution Town Council Agenda Summary RESOLUTION NO. AT A REGULAR MEETING OF THE VINTON TOWN COUNCIL HELD ON TUESDAY, MAY 21, 2019 AT 7:00 PM IN THE COUNCIL CHAMBERS OF THE VINTON MUNICIPAL BUILDING, 311 SOUTH POLLARD STREET, VINTON, VIRGINIA WHEREAS, the Town of Vinton is preparing to carry out the Vinton VIDA (Virginia Individual Development Accounts) Program through the use of Virginia Community Development Block Grant Funds; and WHEREAS, one of the requirements of the CDBG Block Grant is the adoption of a Non- Discrimination Policy; and WHEREAS, the Town of Vinton or any employee thereof will not discriminate against an employee or applicant for employment because of race, color, religion, national origin, sex, pregnancy, childbirth or related medical conditions, age, marital status, or disability. WHEREAS, administrative and personnel officials will take affirmative action to ensure that this policy shall include, but not limited to the following: employment, upgrading, demotion or transfer; rates of pay or other forms of compensation; and selection for training. NOW THEREFORE, BE IT RESOLVED that the Vinton Town Council does hereby adopt the Non-Discrimination Policy and authorizes the Town Manager to execute said Policy on behalf of the Town. This Resolution adopted on motion made by Council Member ________________, seconded by Council Member ____________________, with the following votes recorded: AYES: NAYS: APPROVED: Bradley E. Grose, Mayor ATTEST: ____________________________________ Susan N. Johnson, CMC, Town Clerk 1 RESOLUTION NO. AT A REGULAR MEETING OF THE VINTON TOWN COUNCIL HELD ON TUESDAY, MAY 21, 2019 AT 7:00 PM IN THE COUNCIL CHAMBERS OF THE VINTON MUNICIPAL BUILDING, 311 SOUTH POLLARD STREET, VINTON, VIRGINIA RESIDENTIAL ANTI-DISPLACEMENT AND RELOCATION ASSISTANCE PLAN CERTIFICATION WHEREAS, the Town of Vinton will replace all occupied and vacant occupiable low/moderate-income dwelling units demolished or converted to a use other than as low/moderate income dwelling unit as a direct result of activities assisted with funds provided under the Housing and Community Development Act of 1974, as amended. All replacement housing will be provided within three (3) years of the commencement of the demolition or rehabilitation relating to conversion; and WHEREAS, before obligating or expending funds that will directly result in such demolition or conversion, the Town of Vinton will make public and advise the state that it is undertaking such an activity and will submit to the state, in writing, information that identifies: 1. A description of the proposed assisted activity; 2. The general location on a map and approximate number of dwelling units by size (number of bedrooms) that will be demolished or converted to a use other than as low/moderate-income dwelling units as a direct result of the assisted activity; 3. A time schedule for the commencement and completion of the demolition or conversion; 4. The general location on a map and approximate number of dwelling units by size (number of bedrooms) that will be provided as replacement dwelling units; 5. The source of funding and a time schedule for the provision of replacement dwelling units; 6. The basis for concluding that each replacement dwelling unit will remain a low/moderate-income dwelling unit for at least 10 years from the date of initial occupancy; and 7. Information demonstrating that any proposed replacement of dwelling units with smaller dwelling units is consistent with the housing needs of low- and moderate- income households in the jurisdiction. 1 WHEREAS, the Town of Vinton will provide relocation assistance to each low/moderate – income household displace by the demolition of housing or by the direct result of assisted activities. Such assistance shall be that provided under Section 104 (d) of the Housing and Community Development Act of 1974, as amended, or the Uniform Relocation Assistance and Real Property Acquisition Policies Act of 1970, as amended; and WHEREAS, the Town of Vinton FY 2019 project includes the following activities: 1. The VIDA program is a financial education and matched savings program to assist low-income families obtain assets such as homeownership and business development opportunities. Participants receive financial management training while saving towards their asset goal; every dollar saved is matched by eight dollars and up to $4,000 can be earned through the program. 2. The program is consistent with CDBG national objectives as it provides homeownership and business development opportunities to low-income individuals. This program reduces the challenges that low-income participants face in acquiring life-changing assets. Matched savings programs are a critical training and financial resources for a community’s most vulnerable population. 3. The program will offer participants financial management training, emergency fund development, matched savings and asset accumulation opportunities. The eight-hour financial management training will include topics on budgeting, credit repair, and tax strategy. In addition, depending on the asset savings goal of the participant, they will receive an additional six hours in home buyer education or business startup training. Participants will receive a total of 14 hours of training while working with financial counselors to develop an emergency cash fund prior to opening a VIDA account or during the six month minimum savings period after opening a VIDA account. 4. Once the participant completes training, establishes an emergency cash fund, and are eligible to participate in the program, they will open a matched savings account to make monthly deposits towards their savings goal of $500 over a minimum time period of six months. Their savings along with the match funds can be used to purchase a home or start a business. Specifically, home buyers can use the funds towards their closing costs and/or down payment on their first home. Business startups or existing business owners can use their funds towards their business equipment and inventory needs. 5. Individual Development Accounts (IDA) are typically administered by a community development nonprofit that works directly with participants to ensure their successful completion of the program. The Town of Vinton has sub- contracted with The Advancement Foundation (TAF) to provide this service (sole service provider). TAF will market the program, accept applications, enroll 2 savers, and counsel and coach participants through the savings process. In turn, TAF will implement the program in conjunction with DHCD’s existing VIDA program. TAF will utilize DHCD’s current program structure, policies, forms, and banking partners. This will streamline administrative duties and ensure the program’s readiness. 6. Virginia Community Capital (VCC) Bank will provide the savings accounts for participants. VCC has an agreement with DHCD to setup savings accounts and waive fees for these accounts. 7. The activities as planned will not cause any displacement from or conversion of occupiable structures. As planned, the project calls for the use of existing right- of-way or easements to be purchased or the acquisition of tracts of land that do not contain housing. The Town of Vinton will work with the grant management staff, engineers, project area residents, and the Department of Housing and Community Development to ensure that any changes in project activities do not cause any displacement from or conversion of occupiable structures. 8. In all cases, an occupiable structure will be defined as a dwelling that meets local building codes or a dwelling that can be rehabilitated to meet code for $25,000 or less. NOW, THEREFORE, BE IT RESOLVED that the Vinton Town Council hereby adopts this Residential Anti-Displacement and Relocation Assistance Plan Certificate. This Resolution adopted on motion made by Council Member ________________, seconded by Council Member ______________, with the following votes recorded: AYES: NAYS: APPROVED: Bradley E. Grose, Mayor ATTEST: ____________________________________ Susan N. Johnson, CMC, Town Clerk 1 RESOLUTION NO. AT A REGULAR MEETING OF THE VINTON TOWN COUNCIL HELD ON TUESDAY, MAY 21, 2019 AT 7:00 PM IN THE COUNCIL CHAMBERS OF THE VINTON MUNICIPAL BUILDING, 311 SOUTH POLLARD STREET, VINTON, VIRGINIA BUSINESS AND EMPLOYMENT PLAN WHEREAS, the Town of Vinton designates as its Section 3 Business and Employment Project Area the County of Roanoke; and WHEREAS, the Town of Vinton, its contractors, and designated third parties shall in utilizing Community Development Block Grant (CDBG) funds utilize businesses and lower income residents of the County in carrying out all activities, to the greatest extent feasible; and WHEREAS, in awarding contracts for non-construction, materials, and supplies the Town of Vinton, its contractors, and designated third parties shall take the following steps to utilize businesses which are located in or owned in substantial part by persons residing in the County: a. The Town of Vinton shall identify through various and appropriate sources including the Roanoke Times, the local newspaper of general circulation, the business concerns within the County which are likely to provide construction contracts, non-construction contracts, materials, and services which will be utilized in the activities funded through the CDBG; b. The identified contractors and suppliers shall be included on bid lists used to obtain bids, quotes or proposals for work or procurement contracts which utilize CDBG funds; c. To the greatest extent feasible the identified business and any other project area business concerns shall be utilized in activities which are funded with CDBG funds; and WHEREAS, the Town of Vinton and its contractors and subcontractors shall take the following steps to encourage the hiring of lower income persons residing in the County: a. The Town of Vinton in consultation with its contractors (including design professionals) shall ascertain the types and number of positions for both trainees and employees which are likely to be used to conduct CDBG activities; b. The Town of Vinton shall advertise through the following sources: The Roanoke Times, the Project Area Newspaper of General Circulation, the availability of such positions with the information on how to apply; 2 c. The Town of Vinton, its contractors, and subcontractors shall be required to maintain a record of inquiries and applications by project area residents who respond to advertisements, and shall maintain a record of the status of such inquires and applications; d. To the greatest extent feasible, the Town of Vinton, its contractors, and subcontractors shall hire lower income project area residents in filling training and employment positions necessary for implementing activities funded by the Community Development Block Grant (CDBG). NOW, THEREFORE, BE IT RESOLVED that the Vinton Town Council hereby adopts this Business and Employment Plan. This Resolution adopted on motion made by Council Member ________________, seconded by Council Member ______________, with the following votes recorded: AYES: NAYS: APPROVED: Bradley E. Grose, Mayor ATTEST: ____________________________________ Susan N. Johnson, CMC, Town Clerk RESOLUTION NO. AT A REGULAR MEETING OF THE VINTON TOWN COUNCIL HELD ON TUESDAY, MAY 21, 2019 AT 7:00 PM IN THE COUNCIL CHAMBERS OF THE VINTON MUNICIPAL BUILDING, 311 SOUTH POLLARD STREET, VINTON, VIRGINIA Fair Housing Certification Compliance with Title VIII of the Civil Rights Act of 1968 WHEREAS, the Town of Vinton has been offered and intends to accept federal funds authorized under the Housing and Community Development Act of 1974, as amended; and WHEREAS, recipients of funding under the Act are required to take action to affirmatively further fair housing. NOW, THEREFORE, BE IT RESOLVED that Vinton Town Council, on behalf of the Town agrees to take at least one action to affirmatively further fair housing each grant year, during the life of its project funded with Community Development Block Grant funds. The action taken will be selected by the Town from a list provided by the Virginia Department of Housing and Community Development. This Resolution adopted on motion made by Council Member ______________, seconded by Council Member ________________, with the following votes recorded: AYES: NAYS: APPROVED: __________________________________ Bradley E. Grose, Mayor ATTEST: _______________________________________ Susan N. Johnson, CMC, Town Clerk Meeting Date May 21, 2019 Department Administration Issue Consider adoption of a Resolution authorizing the Town Manager to execute a Memorandum of Understanding (MOU) between the Town and The Advancement Foundation for the Vinton Virginia Individual Development Accounts Program (VIDA) Summary The Town of Vinton has been awarded a $200,000 VIDA Grant from the Virginia Department of Housing and Community Development (DHCD). The VIDA Program is a financial education and matched savings program to assist low-income families to pursue home-ownership or to start a business. The Town of Vinton would like to contract with The Advancement Foundation (TAF) to provide the required training to program participants and manage the various grant program activities, while the Town will maintain financial oversight as the fiscal agent. As required by DHCD, staff have prepared a Memorandum of Understanding (MOU) to outline the terms of the arrangement between The Advancement Foundation and the Town of Vinton for implementation and management of the VIDA Program. Attachments Memorandum of Understanding Resolution Recommendations Motion to adopt Resolution Town Council Agenda Summary 227 S. Pollard Street | Vinton, VA 24179 | (540) 283-7062 www.TheAdvancementFoundation.org Memorandum of Understanding (MOU) VIDA Program The Town of Vinton will work in partnership with The Advancement Foundation (TAF) in organizing and facilitating the 2019-2020 VIDA Program. This partnership will demonstrate the value of collective action in strengthening and expanding our impact on the entrepreneurial ecosystem. I. Partnership The VIDA program is a financial education and matched savings program to assist low-income families obtain assets such as homeownership and business development opportunities. Participants receive financial management training while saving towards their asset goal. The participant has a minimum of 6 months to save $500 of their own funds where every dollar saved is matched by eight dollars and up to $4,000 can be earned through the program. The program is consistent with CDBG national objectives as it provides homeownership and business development opportunities to low-income individuals. The Town of Vinton (TOV) will apply for the CDBG grant to achieve funding for the VIDA program and has sub-contracted with The Advancement Foundation to provide this service. The Advancement Foundation will manage and facilitate the VIDA program entirely which includes all administrative duties, marketing and recruiting eligible applicants, the application process, enrolling savers, 8-hours of financial literacy training and 8-hours of asset specific training for each applicant, one- on-one goal counseling sessions for each participant, savings account management and reporting, qualified withdrawals, and asset purchasing assistance to all participants. TAF will implement the program in conjunction with DHCD’s existing VIDA program. TAF will utilize DHCD’s current program structure, policies, forms, and banking partners. II. Timeline __________________________________________________________________________________________________________ Empowering Communities with Infrastructure, Support and Resources 227 S. Pollard Street | Vinton, VA 24179 | (540) 283-7062 www.TheAdvancementFoundation.org 2019 Target Dates and Benchmarks Marketing and Recruitment - Existing Clients • Market to existing clients from our existing programs • Word-of-mouth from Advancement Foundation (TAF) Outreach to Community • Neighborhood outreach through community resource centers • Post flyers on community bulletin boards • Target referral agencies • Advancement Foundation (TAF) • Evening meetings held to inform interested candidates Advancement Foundation Sessions/Eligibility Screening • Scheduled individual meetings to review application and financial situation to determine Advancement Foundation (TAF) • Work with DHCD to open IDA savings accounts via Advancement Foundation • Schedule financial management classes (eight Advancement Foundation Training • Schedule asset-specific trainings business or homeownership Advancement Foundation (TAF) on-One • Conduct monthly saver contact via email, phone, in- Advancement Foundation (TAF) • Assist with purchase process between saver and Advancement Foundation • Complete asset purchasing process for business startup or Advancement Foundation (TAF) 227 S. Pollard Street | Vinton, VA 24179 | (540) 283-7062 www.TheAdvancementFoundation.org • Assist with the generation of reports for VIDA Foundation (TAF) Project Performance Reporting to CDBG • Assist with the generation Advancement Foundation III. Funding The Town of Vinton is requesting a total of $200,000 for CDBG grant application. Of this amount, $170,000 will be used for matching and training funds. The remaining $30,000 will be used for administrative funds. The proposed project’s match rate will be 8:1. Therefore, every dollar the participant saves will be matched with eight dollars from the operation funding. The maximum match award per participant will be $4,000. This match rate will require participants to save $500 of their own funds in order to earn the maximum match award of $4,000. Once the CDBG grant is awarded and funds are available, the Town of Vinton will complete the full funding drawdown and transfer the $200,000 to The Advancement Foundation for purposes of administering the VIDA program. At the completion of the program, the VIDA program will graduate 37 participants. The participants will have completed 14 hours of financial management training, practiced money saving techniques for a minimum of 6 months, established an emergency savings fund, and purchased an asset. The Town of Vinton do hereby agrees to the goals and terms of this Memorandum of Understating: _______________________________ _______________________________ Barry Thompson, Chief Administrative Officer Annette Patterson, Grant Manager Town of Vinton The Advancement Foundation Date: __________________________ Date: ___________________________ 1 RESOLUTION NO AT A REGULAR MEETING OF THE VINTON TOWN COUNCIL HELD ON TUESDAY, MAY 21, 2019 AT 7:00 PM IN THE COUNCIL CHAMBERS OF THE VINTON MUNICIPAL BUILDING, 311 SOUTH POLLARD STREET, VINTON, VIRGINIA 24179. WHEREAS, the Commonwealth of Virginia has been authorized to distribute and administer Community Development Block Grant (CDBG) funds pursuant to the Housing and Community Development Act of 1974, as amended; and WHEREAS, the Virginia Department of Housing and Community Development (DHCD) has been authorized by the Governor of the Commonwealth of Virginia to distribute and administer CDBG funds in the form of Virginia Individual Development Accounts (VIDA) program; and WHEREAS, The Town of Vinton has been awarded a $200,000 grant from DHCD to implement a VIDA program within our region; and WHEREAS, the Advancement Foundation (TAF) is located within the Town of Vinton and was incorporated in 2007 as a 501C3 with the mission to strengthen the local community through comprehensive technical assistance, coaching, education and consulting services to encourage and develop a diverse, equitable and economically viable local economy; and WHEREAS, the Advancement Foundation has been a VIDA intermediary since 2012 with a successful track record of a 86 percent graduation rate; and WHEREAS, the Town of Vinton desires to partner and contract with the Advancement Foundation to implement and administer a local VIDA program; and WHEREAS, the proposed TAF VIDA program will provide funding for 37 low to moderate income participants saving for a down payment on a home or business and eligible participants will receive training, support and $8 in match for every $1 the participant saves, up to $4,000 in a cash match; and WHEREAS, The Advancement Foundation and the Town have agreed to a Memorandum of Understanding and Council needs to authorize the Town Manager to execute the same. NOW, THEREFORE, BE IT RESOLVED BY THE COUNCIL OF THE TOWN OF VINTON, VIRGINIA, AS FOLLOWS: 1. The Memorandum of Understanding is hereby approved in a form substantially similar to the one presented to Council and approved by the Town Attorney. 2 2. The Town Manager is hereby authorized, for and on behalf of the Town, to execute and then deliver the Memorandum of Understanding and any other necessary documents in furtherance of the same. AYES: NAYS: APPROVED: ____________________________________ Bradley E. Grose, Mayor ATTEST: ___________________________________ Susan N. Johnson, CMC, Town Clerk Meeting Date May 21, 2019 Department Finance/Treasurer Issue Finance Committee Summary The Finance Committee met on May 13, 2019. The following items were discussed at the meeting: • March 2019 Financial Statements • Davenport Rate Study Update • Animal License Code Revision • Valley Metro Update Attachments March 2019 Financial Report Summary PowerPoint presentation Recommendations Motion to approve the March 2019 Financial Report Town Council Agenda Summary Report from Finance Committee Town Council Meeting 5/21/2019 Town of Vinton Finance Department/Treasurer’s Office Items of Discussion •March 2019 Financial Statements •Davenport Rate Study Update •Animal License Code Revision •Valley Metro Update 2 Finance Department/Treasurer’s Office Financial Report for March 2019 General Fund •Revenues at 100% of Budget Expectations •Expenditures at 92% of Budget Expectations Grant Fund •Revenues at 11% of Budget Expectations •Expenditures at 14% of Budget Expectations 3 Finance Department/Treasurer’s Office Financial Report for March 2019 Utility Fund •Revenues at 105% of Budget Expectations •Expenditures at 92% of Budget Expectations Stormwater Fund •Revenues at 100% of Budget Expectations •Expenditures at 81% of Budget Expectations 4 Finance Department/Treasurer’s Office Financial Report for March 2019 5 Finance Department/Treasurer’s Office Account Balance General Fund Cash $30,276.77 Grant Fund Cash (36,927.65) Utility Fund Cash 1,328,663.97 Storm Water Fund Cash 40,854.22 Total Cash $1,362,867.50 Restricted Funds $186,731.42 Police Evidence Fund $55,041.38 Account Balance General Fund Investments $2,396,825.83 Utility Fund Investments 716,041.55 Total Investments $3,112,867.38 Total Cash & Investments $4,530,776.26 Other Items •Davenport Rate Study •Discussion on the timeline of the Davenport Rate Study & presentation to Council •Animal License Code Revision •Discussion on revision of the Town Code to remove Animal Licensing due to animal care costs negotiated with Roanoke County •Valley Metro Update •Discussion on route change impact on current bills 6 Finance Department/Treasurer’s Office Items Requiring Council Action 1.Approval of March 2019 Financial Report 7 Finance Department/Treasurer’s Office Financial Report Summary March 31, 2019 Revised Revenues 8,194,562 5,441,504 934,140 5,425,919 (15,584) 100% Accrued Revenue - - - Total Adj. Revenues 8,194,562 5,441,504 934,140 5,425,919 (15,584) 100% Expenditures 8,194,562 6,625,680 675,934 6,073,854 (551,826) 92% Revenues over/(under) Expenditures (1,184,176) 258,206 (647,935) Revenues 33,903 668,552 15,786 74,041 (594,511) 11% Expenditures 33,903 668,552 5,941 91,665 (576,887) 14% Revenues over/(under) Expenditures - 9,846 (17,624) Revenues 3,720,200 2,481,885 94,728 2,608,957 127,072 105% Accrued Revenue - - - - Total Adj. Revenues 3,720,200 2,481,885 94,728 2,608,957 127,072 105% Expenditures 3,720,200 2,660,274 242,163 2,449,591 (210,683) 92% Operating Expenditures 3,720,200 2,660,274 242,163 2,449,591 (210,683) 92% Revenues over/(under) Expenditures (178,389) (147,435) 159,366 Revenues 409,764 307,323 34,147 307,343 20 100% Expenditures 409,764 303,262 24,752 245,689 (57,572) 81% Revenues over/(under) Expenditures 4,061 9,395 61,654 Revenues 12,358,429 8,899,264 1,078,801 8,416,261 (483,003) 95% Expenditures 12,358,429 10,257,767 948,790 8,860,799 (1,396,968) 86% Revenues over/(under) Expenditures (1,358,504) 130,011 (444,539) Meeting Date May 21, 2019 Department Public Works Issue Public Works Committee Summary The Public Works Committee met on May 14, 2019. The following items were discussed at the meeting: • Refuse Collection • Right-of-Way Mowing Ordinance Attachments None Recommendations No action required Town Council Agenda Summary