HomeMy WebLinkAbout2/19/2013 - Regular1
Vinton Town Council
Regular Meeting
Council Chambers
311 South Pollard Street
Tuesday, February 19, 2013
AGENDA
Consideration of:
A. 7:00 p.m. - ROLL CALL AND ESTABLISHMENT OF A QUORUM
B. MOMENT OF SILENCE
C. PLEDGE OF ALLEGIANCE TO THE U. S. FLAG
D. CONSENT AGENDA
1. Consider approval of minutes for the regular Council meeting of February
5, 2013.
E. AWARDS, RECOGNITIONS, PRESENTATIONS
1. Proclamation – recognition of Mike Huffer, Chief Mechanic, Public Works
F. CITIZENS’ COMMENTS AND PETITIONS - This section is reserved for comments
and questions for issues not listed on the agenda.
G. PUBLIC HEARING (POSTPONED INDEFINITELY)
1. Consideration of public comments regarding petition of Williams Mullen,
Authorized Agent for Clearview Manor Acquisition, LLC, for Rezoning from
GB General Business District to R-3 Residential District and for a Special
Use Permit (SUP) for Clearview Manor Apartments, 1150 Vinyard Road.
a. Report from Staff
H. TOWN ATTORNEY
Bradley E. Grose, Mayor
William “Wes” Nance, Vice Mayor
I. Douglas Adams, Jr., Council Member
Robert R. Altice, Council Member
Matthew S. Hare, Council Member
Vinton Municipal Building
311 South Pollard Street
Vinton, VA 24179
(540) 983-0607
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I. TOWN MANAGER
ITEMS REQUIRING ACTION
1. Consider adoption of a Resolution appropriating $686.75 received from
Cycle Systems of Roanoke for scraped metal property from the Public
Works Department.
2. Consider adoption of a Resolution approving the Downtown Revitalization
Management Plan, the Downtown Façade Grant Program and the Revolving
Loan Program Plan and Administrative Program Manual for the $700,000
CDBG Downtown and Economic Revitalization Grant.
J. MAYOR
K. COUNCIL
1. Highway Safety Commission Report
L. ADJOURNMENT
M. WORK SESSION
1. General update on revenues for FY2013-2014.
NOTICE OF INTENT TO COMPLY WITH THE AMERICANS WITH DISABILITIES ACT. Reasonable
efforts will be made to provide assistance or special arrangements to qualified individuals with disabilities in
order to participate in or attend Town Council meetings. Please call (540) 983-0607 at least 48 hours prior to
the meeting date so that proper arrangements may be made.
NEXT TOWN COMMITTEE/COUNCIL MEETINGS:
• March 5, 2013 – 6:00 p.m. – Work Session followed by Regular Meeting – Council
Chambers
Meeting Date
February 19, 2013
Department
Town Clerk
Issue
Consider approval of minutes for the regular Council meeting on February 5, 2013
Summary
None
Attachments
February 5, 2013 minutes
Recommendations
Motion to approve minutes
Town Council
Agenda Summary
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MINUTES OF A REGULAR MEETING OF VINTON TOWN COUNCIL HELD AT 6:00 P.M.
ON TUESDAY, FEBRUARY 5, 2013, IN THE COUNCIL CHAMBERS OF THE VINTON
MUNICIPAL BUILDING LOCATED AT 311 SOUTH POLLARD STREET, VINTON, VIRGINIA.
MEMBERS PRESENT: Bradley E. Grose, Mayor
William W. Nance, Vice Mayor
I. Douglas Adams, Jr.
Robert R. Altice
Matthew S. Hare
STAFF PRESENT: Christopher S. Lawrence, Town Manager
Susan N. Johnson, Town Clerk
Elizabeth Dillon, Town Attorney
Ryan Spitzer, Assistant to the Town Manager
Barry Thompson, Finance Director
Anita McMillan, Planning & Zoning Director
Gary Woodson, Public Works Director
Ben Cook, Police Chief
Joey Hiner, Assistant Public Works Director
Paul Harris, Police Sergeant
The Mayor called the work session to order at 6:00 p.m.
The purpose was to give a briefing on the petition of Williams
Mullen, Authorized Agent for Clearview Manor Acquisition,
LLC, for Rezoning from GB General Business District to R-3
Residential District and a Special Use Permit (SUP) for
Clearview Manor Apartments, 1150 Vinyard Road.
Anita McMillan, Planning and Zoning Director, began with a
review of her staff report submitted with the agenda. In July of
1977 the subject property was rezoned from B-2 to R-2 which
allowed multi-family dwellings to be constructed and in 1978
the Clearview Manor Apartments were built. When the new
zoning map was adopted by the Town in 1983, the zoning of
the property was changed to B-G, Business General and then
the classification was amended to GB, General Business
District. Under the GB zoning district, multi-family dwellings
are not allowed, so the property is now classified as a legal
nonconforming use. This means that if the apartments were to
be damaged or destroyed beyond 50 percent of their assessed
value, they could not be rebuilt without a special exception from
the Board of Zoning Appeals. In July the property was sold and
the current Lender has indicated that the nonconforming status
of the property is not acceptable.
The Petitioner is asking that the property be rezoned to R-3
Residential District to make it legal conforming and for a
Special Use Permit to allow for the apartments that are on the
property. The current building meets the zoning requirements
for the R-3 residential district.
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Currently, this property and the Berkshire Nursing Home share
the same water tank for the fire protection system. Because
there are now two property owners, a new water tank is being
proposed for Clearview Manor. Ms. McMillan indicated that the
Planning staff is working with an engineer concerning the
location for the new water tank which will be at the expense of
the owner. In response to a question about what the new tank
would look like, Ms. McMillan indicated the proposal is to make
it look similar to the existing tank.
Ms. McMillan then commented that under the future land use
designation, this property and Berkshire are designated as
high-density. She also referred to an email from Ray Sandifer
included in the agenda package which requested some specific
conditions.
A question was asked about the requirement of two parking
spaces per apartment unit. Ms. McMillan responded that
based on two site visits and a conversation with the property
manager, the current parking spaces are sufficient because a
lot of the residents do not drive. Because this is an existing
use, they can apply for a variance or increase the parking
spaces once the rezoning is approved.
Regarding the comments by Mr. Sandifer in his email, the
Mayor asked if those items have been addressed. Ms.
McMillan indicated she would let Mr. Lloyd, the petitioner’s
representative, respond to this question. Further comments
were also made about the proposed new water tank design
and location and the Mayor indicated that he would like more
information.
Mr. Adams arrived at the meeting at 6:16 p.m.
The Town Manager commented regarding Mr. Sandifer’s
request on lighting. He indicated that we have codes that
control lighting and this would only apply if new lighting is
installed. The code does not regulate how you maintain trees
to protect adjoining property; however it could regulate any new
trees that may be planted.
Attorney Preston Lloyd then reviewed the reason for the
rezoning and Special Use Permit request. He expressed
thanks to the Planning and Zoning staff for their assistance in
this matter. Mr. Lloyd also indicated that they have been in
contact with Mr. Sandifer regarding the issues listed in his
email and will continue to be in contact with him. Mr. Lloyd
commented that the new owners intend to spruce up the
property and they want to build a new water tank so they can
be responsible for maintaining it.
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Mr. Altice asked if the use of the apartments would stay the
same and the response was yes. Vice Mayor Nance asked
when the Public Hearing would be and Ms. McMillan
responded February 19th. The Mayor asked if some more
information can be provided regarding the proposed water
tank and Mr. Lloyd indicated he would bring that information
back to the Public Hearing.
Vice Mayor Nance asked about lighting conditions involved in
R-3. Ms. McMillan responded that we do have a section in
the zoning ordinance that any new lighting cannot cause a
glare to any adjoining properties. In this case, the lighting is
already in existence. Mr. Lloyd commented that there is an
ongoing conversation with Mr. Sandifer regarding the lighting
issue.
The Town Manager indicated that the Planning Commission
will have their Public Hearing on February 7th and the matter
will be brought back to Council for their Public Hearing and
action on February 19th.
The Mayor called the regular meeting to order at 6:35 p.m.
The Town Clerk called the roll with Council Member Adams,
Council Member Altice, Council Member Hare, Vice Mayor
Nance, and Mayor Grose present.
Roll Call
Vice Mayor Nance made a motion that Council go into a
Closed Meeting pursuant to § 2.2-3711 A (1) of the 1950 Code
of Virginia, as amended, for discussion or consideration of
personnel matters relating to review of employment agreement
for the Chief of Police; the motion was seconded by Mr.
Adams and carried by the following vote, with all members
voting: Vote 5-0; Yeas (5) – Adams, Altice, Hare, Nance,
Grose; Nays (0) - None. Council went into Closed Meeting at
6:40 p.m.
At 6:55 p.m., the regular meeting reconvened and the
Certification that the Closed Meeting was held in accordance
with State Code requirements was approved on motion by
Mr. Adams, seconded by Mr. Altice and carried by the
following vote, with all members voting: Vote 5-0; Yeas (5) –
Adams, Altice, Hare, Nance, Grose; Nays (0) - None. After a
Moment of Silence, Mr. Altice led the Pledge of Allegiance to
the U.S. Flag.
Certification of Closed Meeting
Concerning the consent agenda, Mr. Hare asked if at the
bottom of page four, the January 15, 2013 minutes could reflect
the makeup of the five members of the Revolving Loan
subcommittee. Mr. Hare made a motion to approve the
consent agenda as amended; the motion was seconded by
Vice Mayor Nance and carried by the following vote, with all
Approved minutes of Council in
the Neighborhood meeting of
January 15, 2013, as amended
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members voting: Vote 5-0; Yeas (5) – Adams, Altice, Hare,
Nance, Grose; Nays (0) - None.
The next item on the agenda was a Public Hearing to
consider public comments regarding a $700,000 Community
Development and Block grant to revitalize the downtown
business district. Ryan Spitzer, Assistant to the Town
Manager, gave brief comments. This is the second of two
Public Hearings required for the Grant as we move through the
pre-bid contract phase. On Thursday he will be meeting with
Beverley Coleman, our representative from DHCD, to go over
the aspects of the pre-bid contract.
Mr. Spitzer also commented that the only item remaining to be
completed will be the approval from the Department of Historic
Resources. He did receive a request from them for historical
pictures of downtown, which he will be submitting. After we
hear back from them, we will be able to proceed with the Notice
of Request and Request for the Release of Funds for the
project. At that time it will come back to Council for approval of
the agreement with DHCD.
This Thursday all the downtown businesses have been invited
to the War Memorial to hear a presentation of the project and
to get their input and answer any questions. Next Tuesday will
be the monthly Downtown Management Team meeting at
which time they will be finalizing the Façade Program, the
Revolving Loan Program and the Management Team Plan.
The Mayor then declared the Public Hearing open at 7:10 p.m.
Hearing no public comments, the Mayor closed the Public
Hearing at 7:11 p.m. There were no further comments from
Council.
Public Hearing opened and
closed
The Town Manager complimented staff for how they
handled the storm event while he was on vacation.
The next item on the agenda was to consider adoption of
an Ordinance amending Chapter 2, Administration, Article V,
Finance, Section 2-156 with regard to the fee charged for
checks that are returned for insufficient funds or because there
is no account. Barry Thompson, Finance Director/Treasurer
commented that the State Code allows $50 for the NSF fee.
The Finance Committee discussed the matter and is
recommending that we increase our fee from $35 to the $50.
The Bank charges the town $35 and the extra amount will help
to recoup the administrative costs. Mr. Altice made a motion
to adopt the Ordinance; the motion was seconded by Vice
Mayor Nance and carried by the following roll call vote, with all
members voting: Vote 5-0; Yeas (5) – Adams, Altice, Hare,
Nance, Grose; Nays (0) – None.
Adopted Ordinance No. 930
amending Chapter 2,
Administration, Article V,
Finance, Section 2-156 with
regard to the fee charged for
checks that are returned for
insufficient funds or because
there is no account
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The next item on the agenda was to consider adoption of a
Resolution allowing the Town Treasurer/Finance Director to
remove outstanding Personal Property delinquent taxes over
five years old from the active records to a permanent file. Mr.
Thompson made brief comments. The Mayor asked if the
Town is using a collection agency. The response was that the
Town had used a third party in the past, but they are not using
one now. Mr. Hare made a motion to adopt the Resolution;
the motion was seconded by Vice Mayor Nance and carried by
the following roll call vote, with all members voting: Vote 5-0;
Yeas (5) – Adams, Altice, Hare, Nance, Grose; Nays (0) –
None
Adopted Resolution No. 2004
allowing the Town Treasurer/
Finance Director to remove
outstanding Personal Property
delinquent taxes over five years
old from the active records to a
permanent file
The next item on the agenda was to consider adoption of a
Resolution allowing the Town Treasurer/Finance Director to
remove outstanding Water and Sewer delinquent bills over five
years old from the active records to a permanent file. Mr.
Thompson commented that we have not written off water and
sewer bills since 2002. This will write off bills from 2002-2007
in the total amount of $21,660.97. He stated that we will do
this annually in the future just like the personal property
delinquent taxes. Mr. Hare commented about the quality of
our customer base and about our staff when you see how low
the percentage of delinquent bills is for each year. Vice
Mayor Nance made a motion to adopt the Resolution; the
motion was seconded by Mr. Adams and carried by the
following roll call vote, with all members voting: Vote 5-0; Yeas
(5) – Adams, Altice, Hare, Nance, Grose; Nays (0) – None
Adopted Resolution No. 2005
allowing the Town Treasurer/
Finance Director to remove
outstanding Water and Sewer
delinquent bills over five years
old from the active records to a
permanent file
The Mayor then recognized Nick Leslie, Ryan Prillaman
and Greg Leslie, Assistant Scout Manager, of Boy Scout
Troop 235. Mr. Leslie mentioned that they are working on
their communications and citizenship badges.
The next item on the agenda was a briefing on
water/sewer bond issuance options for water/sewer
infrastructure projects. The Town Manager commented that
there are two options for the issuance of bonds in the amount
of $1.5 million and Council needs to consider if an additional
amount should be added to the bond for some additional
projects.
Mr. Thompson first commented on the Western Virginia
Water Authority Peak Flow Enhancement Project at the
Regional Wastewater Treatment Plant for a total project cost
of $17,087,000. The Town’s share of this project is 5.5% or
$939,785. The Authority and Botetourt County have also
added additional money for legal services and contingency
items. If we allow for an additional 5% contingency, our total
will be $986,774. Mr. Hare asked if our share of the cost
includes the 3% contingency of the Authority. Mr. Thompson
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indicated that he would have to check. The construction will
start in February, but the Town and some other localities will
not be billed until July 2013 to get into the next budget year.
The Town Manager stated that the Authority is under consent
order to do this project. The Authority owns the plant and the
City of Salem, Botetourt County and the Town are third
parties to the project and our fair share is measured by a
meter. Roanoke City and Roanoke County are rate payers,
so their portion is paid through their customers. The Town is
not a rate payer. W e are a partner, so we have to pay the bill
when it is due.
The Authority is taking on all the debt for another project in
2015 which is the actual interceptor line. Our annual
payment to them will cover our part of this project and there
will be an increase. As a Town we own 5.5% of the operating
capacity of the plant, but do not have any ownership in the
plant.
Mr. Thompson then commented on the $500,000 bridge loan
on the Glade-Tinker Creek Wastewater Interceptor
Replacement-Phase 2 Project. This is an 18-month loan and
we want to include this amount in the bond for the Authority
project.
The Town Manager stated that the third part of the briefing
relates to identifying some other projects and discussing the
value of adding some additional funds to the bond. Gary
Woodson, Public Works Director, identified four projects for
consideration. They are Jefferson Avenue, a water utility
project; the Virginia/Walnut area, more of a sewer project, but
some water; some stormwater improvements within the
Downtown perimeter; and the Garthright Memorial Bridge.
The Jefferson Avenue project has been divided into three
phases, Phase 1 being $248,000; Phase 2 being $100,000
and Phase 3 being $400,000. This project would affect about
100 residential units and 10-non-residential use properties
and would improve fire flow to this area. Vice Mayor Nance
asked how would you classify the degree of need for this
project. Mr. Woodson responded that it would depend on the
direction that Council wants to go, for instance, if their focus
wants to be economic development.
The Virginia/Walnut project consists of sewer line and
manhole replacements and various water system
improvements. About 14 residential properties would be
affected and 14 non-residential use properties. A study has
not been done to figure costs for this project.
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The stormwater improvements in the downtown area near the
Municipal Building have projected costs from several years
ago of $50,000 for engineering study; $946,593 for the
downtown-south end; and $535,600 for the downtown-north
end. Questions were asked about proceeding with
stormwater improvements before we have the final
regulations and the response from the Town Manager was
that even though we currently have a good idea what the
regulations will be, because of ongoing legislation, he would
not recommend doing a stormwater project at this time.
During the recent bi-annual inspection, the report noted that
the Garthright Memorial Bridge was due for maintenance.
An estimate of costs for this project would be in the
neighborhood of $140-160,000.
Another item is the 3rd Street wastewater lift station which has
a projected cost of up to $1 million. Mr. Woodson indicated
they are putting in the CIP for the FY2014 budget year the
cost for purchasing a generator for the station. Another item
is the main corridors and a study for water demands and fire
suppression for those areas. Also, Virginia Avenue and
Mountain View have some sections that need to cut down to
the sub-base to stabilize the road. Other items that have
been discussed in the Highway Safety Commission are the
Glade-Virginia intersection, the Vinyard traffic light and
Preston Road.
Vice Mayor Nance asked if any of these would be classified
as crisis projects. Mr. Woodson responded that there are a
lot of other areas that need repair that he did not mention
today. He thinks that anything that would impact the
downtown area would be important for economic
development.
The Mayor commented that Jefferson Avenue project would
require more than $500,000 to do the entire project. The
Town Manager indicated that it could be done in sections.
Vice Mayor Nance said it would be great to do the section
that would enhance the new library site.
The Town Manager summarized by saying that we know we
have $1.5 million in obligations to pay and the question is do
we want to add some more to the bond to cover some
additional projects. A $2 million bond would require
approximately a 9.88% increase in the wastewater rates. It
would be less if we only did the $1.5 million or if we decided
to use some cash.
There are two sources of funding available—the Virginia
Resources Authority (VRA) and the Virginia Local Finance
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(VML/VACo). Both funding sources are comparable except
that the VRA has an application deadline of February 8.
VML/VACo does not have a deadline. Also, with the VRA
we have an opportunity to refinance a current bond with them
to save approximately $32,766. If we just finance the $1.5
million obligations we currently have, the VRA would be the
best option. But if you want to add some additional funds to
do other projects, you need more time to make a decision
and we should go with VML/VACo.
The Mayor asked if we chose to do the Jefferson Avenue
project in phases, could we do up to the Roland E. Cook
School and the response was an engineer would have to look
at it and make a determination. Mr. Adams indicated that
even if you went part of the way, it would still help with fire
suppression. Vice Mayor Nance indicated that the Jefferson
Avenue project interests him in order to have a proper
infrastructure in place for development around the new
library. He appreciated the summary and is open to the idea
of extending the amount to $2 million, but feels like we need
more time to make a decision.
The Mayor commented he also favors the Jefferson Avenue
project, but needs more information before he can make a
decision. Mr. Hare indicated he wanted to know what this
would do to our debt ratio, our CAFR and how it impacts our
rate study. He would not support any debt in the general
fund because it would require a tax increase to pay for it. On
the utility side, we knew these obligations were coming and
the rate study indicated that we have to raise our rates.
Mr. Hare commented that the 3rd Street wastewater lift station
is critical because everything in the Town goes there. If that
system fails, everything fails. He also agrees that residents
on Jefferson Avenue are entitled to the same fire protection
as other neighborhoods in the Town. He wants to make
sure we do this right and if we are going to raise rates, we
need to look at the whole picture. He indicated that if we
needed $2.2 million to complete a project, we should
consider that amount. He is not in favor of borrowing money
to pave roads.
Mr. Altice said he would not want us to go into reserve unless
it is an emergency. Mr. Adams commented it is not an easy
decision, but that we need more time and more information to
make a decision.
The Mayor expressed thanks to staff for their quick and
professional response during the last storm event. He also
congratulated the Volunteer First Aid Crew on their recent
EMS training which had over 50 in attendance.
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Mr. Hare made comments regarding the Finance
Committee meeting. He indicated they are still working with
Kevin regarding the War Memorial. He then commented on
the December 2012 financial report. We are at 118% of
where we should be for revenues and at 85% for
expenditures. In comparison to this same time last year,
total revenues (general and utility funds) were a little over $4
million. This year we are at $4.8 million. Last year cash in
the bank was $1.6 million and this year it is $3.1 million.
Mr. Hare commented that the Finance Committee will begin
reviewing the War Memorial on a quarterly basis rather than
monthly. Mr. Kipp is providing more options and more
flexibility. He has found the middle ground where he is
contracting with a local caterer but the service is coming
through the War Memorial. The main caterer that has shown
the most interest is Teaberry’s and it allows Mr. Kipp to
control the product so it is of good quality and well represents
the War Memorial. The Town Manager commented on
charging the Town for its use of the War Memorial. This will
be evaluated during the budget process to establish the best
way to account for these costs.
Mr. Thompson responded to Mr. Hare’s question about the
debt limit. As of the audit of June 30, 2012, the legal debt
margin for the town was $46,101,342, which means we could
issue that much debt and still be within our debt margin. We
have $7,125,222 that applies to our legal debt margin, which
is 13.39%. That was based on our assessed values at that
time. The Mayor asked what is our current debt per capita.
Vice Mayor Nance made a motion that the Financial Report
for December 2012 be accepted, the motion was seconded
by Mr. Altice and carried by the following vote, with all
members voting: Vote 5-0; Yeas (5) – Adams, Altice, Hare,
Nance, Grose; Nays (0) – None.
Accepted Financial Report for
December 2012
Comments from Council Members: Vice Mayor Nance
expressed thanks to Public Works for the quick repair on
Mountain View. He mentioned that Council will be hearing
recommendations in the near future regarding the branding of
the War Memorial and he asked Council to consider what
recommendations are made and that the purpose is to
market the building, not to change why it was built and who it
was built in honor of. Mr. Adams expressed appreciation to
Public Works as well during the storm event and with the
quick repair on Mountain View.
The Town Manager reminded Council that we are entering
the budget process and will be looking at scheduling a day
and a half work session.
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Mr. Hare made a motion that the regular meeting be
adjourned, the motion was seconded by Mr. Adams and
carried by the following vote, with all members voting: Vote 5-
0; Yeas (5) – Adams, Altice, Hare, Nance, Grose; Nays (0) –
None. The regular meeting was adjourned at 9:11 p.m.
Regular meeting adjourned
Mr. Thompson answered the Mayor’s question regarding the
debt per capita. In the general fund is $332 per capita. Total
debt which includes general and revenue bonds is $1,345 per
capita.
APPROVED:
________________________________
Bradley E. Grose, Mayor
ATTEST:
___________________________________
Susan N. Johnson, Town Clerk
Meeting Date
February 19, 2013
Department
Public Works
Issue
Proclamation – recognition of Mike Huffer, Chief Mechanic, Public Works
Summary
Mike Huffer is the Department’s Chief Mechanic which has been employed by the town for 11
½ years. Mike is resigning from the town effective February 28, 2013 to relocate in Memphis,
Tennessee with family. He will be working for West Memphis Steel Corporation. The
Department would like to recognize his service through a Proclamation of Appreciation from
Town Council and the Mayor.
Attachments
Proclamation
Recommendations
Mayor to read Proclamation and present to Mike Huffer
Town Council
Agenda Summary
PROCLAMATION
WHEREAS, Michael E. Huffer has faithfully and effectively served the citizens of the Town of Vinton, Virginia since August 2001; and
WHEREAS He was promoted to Chief Mechanic effective June 2002; and
WHEREAS, Mr. Huffer is known to be an outstanding employee and a very talented craftsman - welder, fabricator, mechanic, equipment operator, manager, electronic technician, and all around jack of all trades! He is a hard worker and successfully brings all assignments in on time and under budget; and
WHEREAS, Mr. Huffer’s accomplishments for the Town have been many and have made huge impacts on the life of equipment and quality of services. A very talented individual, Mr. Huffer more than once “breathed” life into pumps and other equipment when it seemed an impossible task. Never an easy operation to pull these pumps, through cramped cold and unpleasant surroundings - never once did he complain; and
WHEREAS, Mr. Huffer, has recently announced his resignation from the Town of Vinton effective February 28, 2013; and
WHEREAS, Mr. Huffer will be sincerely missed as a co-worker, friend, and manager.
NOW, THEREFORE, I, Bradley E. Grose, Mayor of the Town of Vinton, and on behalf of Town Council and all our citizens, do hereby express sincere appreciation and thanks to Michael E. Huffer for his loyal and dedicated service to the Town and to the citizens of Vinton, and extend best wishes to him.
IN WITNESS WHEREOF, I have set my hand and caused the seal of the Town of Vinton, Virginia to be affixed on this 19th day of February, 2013.
______________________ Bradley E. Grose, Mayor
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Meeting Date
February 19, 2013
Department
Planning and Zoning
Issue
PUBLIC HEARING (POSTPONED INDEFINITELY)
1. Consideration of public comments regarding the petition of Williams Mullen,
Authorized Agent for Clearview Manor Acquisition, LLC, for Rezoning from GB
General Business District to R-3 Residential District and for a Special Use Permit (SUP)
for Clearview Manor Apartments, 1150 Vinyard Road.
a. Report from Staff
Summary
On Wednesday, February 6, 2013, Staff was informed by the Town Attorney of the need to
amend the Vinton Zoning Ordinance to conform to state code section 15.2-2307 as follows:
A zoning ordinance shall permit the owner of any residential or commercial building damaged or
destroyed by a natural disaster or other act of God to repair, rebuild, or replace such building to
eliminate or reduce the nonconforming features to the extent possible, without the need to obtain
a variance as provided in § 15.2-2310. If such building is damaged greater than 50 percent
and cannot be repaired, rebuilt or replaced except to restore it to its original
nonconforming condition, the owner shall have the right to do so. The owner shall apply
for a building permit and any work done to repair, rebuild or replace such building shall
be in compliance with the provisions of the Uniform Statewide Building Code (§ 36-97 et
seq.) and any work done to repair, rebuild or replace such building shall be in compliance with
the provisions of the local flood plain regulations adopted as a condition of participation in the
National Flood Insurance Program. Unless such building is repaired, rebuilt or replaced
within two years of the date of the natural disaster or other act of God, such building shall
only be repaired, rebuilt or replaced in accordance with the provisions of the zoning
ordinance of the locality. However, if the nonconforming building is in an area under a federal
disaster declaration and the building has been damaged or destroyed as a direct result of
conditions that gave rise to the declaration, then the zoning ordinance shall provide for an
Town Council
Agenda Summary
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additional two years for the building to be repaired, rebuilt or replaced as otherwise provided in
this paragraph. For purposes of this section, "act of God" shall include any natural disaster
or phenomena including a hurricane, tornado, storm, flood, high water, wind-driven water,
tidal wave, earthquake or fire caused by lightning or wildfire. For purposes of this section,
owners of property damaged by an accidental fire have the same rights to rebuild such
property as if it were damaged by an act of God. Nothing herein shall be construed to enable
the property owner to commit an arson under § 18.2-77 or 18.2-80, and obtain vested rights
under this section.
Mr. Preston Lloyd with Williams Mullen, the Petitioner was notified of the need for the Town of
Vinton to amend its zoning ordinance. Mr. Lloyd was given the option to either withdraw or ask
for a continuance prior to the Planning Commission public hearing held on Thursday, February
7, 2013. On February 7, 2013, prior the Planning Commission meeting, an email was received
from Mr. Lloyd, requesting the pending rezoning and special use permit applications be deferred
indefinitely. He also requested that they reserve the right to renew these applications at any time
without paying the application fee if they in good faith believe that the vested rights issue has not
been resolved, or at the request of their client’s lender.
Staff forwarded the information to the Planning Commission at its meeting on February 7, 2013,
and informed them that an amendment to the zoning ordinance to conform to state code is
scheduled to be considered on March 7, 2013. It will be followed by a Town Council public
hearing to be held on March 19, 2013.
Attachments
None
Recommendations
No action required
Meeting Date
February 19, 2013
Department
Public Works
Issue
Consider adoption of a Resolution appropriating $686.75 received from Cycle Systems of
Roanoke for scraped metal property from the Public Works Department.
Summary
To appropriate funds from scraped metal by the department through collected miscellaneous
sources; such as, damaged and destroyed automotive parts and equipment, traffic signs, guard
rails, and removed metal components for stormwater, sanitary sewer, and water infrastructure.
The scrap metal is collected and stored in 55 gallon drums onsite prior to being sold once or
twice a year depending on the amount collected. The department utilizes Cycle Systems to
purchase and transport the scrap metal.
Attachments
Resolution
Recommendations
Motion to adopt Resolution
Town Council
Agenda Summary
RESOLUTION NO.
AT A REGULAR MEETING OF THE VINTON TOWN COUNCIL HELD ON TUESDAY,
FEBRUARY 19, 2013 AT 7:00 PM IN THE COUNCIL CHAMBERS OF THE VINTON
MUNICIPAL BUILDING, 311 SOUTH POLLARD STREET, VINTON, VIRGINIA 24179.
WHEREAS, the Town of Vinton has scraped metal property from the Public Works Department
through Cycle Systems of Roanoke; and
WHEREAS, the revenue received from the scraped metal has been received into the Revenue
Account – Recoveries and Rebates in the amount of $686.75; and
WHEREAS, in order that the money can be used for building needs and repair work in the Public
Works Department, it is necessary for the Vinton Town Council to appropriate the
funds from the Revenue Account 200.1901.001 – Recoveries and Rebates to the
Public Works Operating Budget Account Number 200.1221.350 Maintenance &
Repairs Building.
NOW, THEREFORE, BE IT RESOLVED that the Vinton Town Council does hereby approve
the following accounting transaction.
FROM:
200.1901.001 Recoveries and Rebates $686.75
TO:
200.1221.350 Town Garage – Maintenance & Repair Building $686.75
This Resolution adopted on motion made by Council Member , seconded by
Council Member , with the following votes recorded:
AYES:
NAYS:
APPROVED:
Bradley E. Gross
ATTEST:
Susan N. Johnson, Town Clerk
1
Meeting Date
February 19, 2013
Department
Town Manager
Issue
Consider adoption of a Resolution approving the Façade Management Program, the Project
Management Plan and the Revolving Loan Program Plan and Guidelines Manual for the
$700,000 CDBG Downtown and Economic Revitalization Grant
Summary
The Project Management Team met on Tuesday, February 12, 2013 to review the Façade
Management Program, the Project Management Plan and the Revolving Loan Program and
Guidelines and All 17 of the members present voted unanimously to accept the three documents
as guiding principles for administering their respective parts of the CDBG Program.
The Façade Program is mirrored closely to the current Façade Program used by the Town and
County. The only change to this document was the restriction on architecture/construction
firm(s) usage. This program has worked well for the Town of Vinton.
The Project Management Plan is the documentation required by VDHCD on how the “Team”
will work together through the duration of the Project. There were no issues with this document.
The Revolving Loan Program and Guidelines Manual is the document that will be used when
loaning the $100,000 earmarked in the CDBG Budget for downtown businesses in the Project
Area. There was discussion on this Manual and several changes were made from the original
draft document. There are noted below:
1. It was recommended to add two small business owners to the Loan Review Committee.
One business owner will be from the Project Area and the other from outside the Project
Area.
2. The Working Capital guidelines would only be recommended to be 30%. If a business
needs working capital and it is 40% of the loan portfolio and makes sense then the
business will not be denied.
Town Council
Agenda Summary
2
3. The term “shall” was removed and replaced with “may” in reference to security deposits.
Security deposits could increase the cost of the loan to the Borrow and/or Town.
4. The Borrower must have a Business Plan in order to obtain a loan.
5. The Business has to be in operation for two consecutive business cycles or they will have
to repay the loan.
6. The Loan Review Committee will require the Borrower to submit financial statements to
the Loan Review Committee.
Attachments
Resolution
Façade Management Program
Project Management Plan
Revolving Loan Program Plan and Guidelines Manual
Recommendations
Motion to adopt Resolution
RESOLUTION NO.
AT A REGULAR MEETING OF THE VINTON TOWN COUNCIL HELD ON
TUESDAY, FEBRUARY 19, 2013, AT 7:00 P.M., IN THE COUNCIL CHAMBERS OF
THE VINTON MUNICIPAL BUILDING LOCATED AT 311 SOUTH POLLARD
STREET, VINTON, VIRGINIA
WHEREAS, the Virginia Department of Housing and Development, through the Community
Development Block Grant Program requires a locality to have in place Plans for
the administration of various programs through a Management Team; and
WHEREAS, the Town of Vinton will conduct a Downtown Revitalization project that will
affect business facades through a 50/50 match program; and
WHEREAS, the Town of Vinton will administer a revolving loan program for downtown
businesses to participate in; and
WHEREAS, on February 12, 2013, the Downtown Management Team approved the Façade
Management Program, the Project Management Plan and the Revolving Loan
Program Plan and Guidelines Manual for the Project.
NOW, THEREFORE, BE IT RESOLVED that the Vinton Town Council does hereby
approve the Façade Management Program, the Project Management Plan and the Revolving
Loan Program Plan and Guidelines Manual for the $700,000 CDBG Downtown and Economic
Revitalization Grant.
This Resolution adopted on motion made by Council Member ___________________ and
seconded by Council Member ____________________, with the following votes recorded:
AYES:
NAYS:
APPROVED:
___________________________________
Bradley E. Grose, Mayor
ATTEST:
_____________________________
Susan N. Johnson, Town Clerk
1
TOWN OF VINTON
DOWNTOWN REVITALIZATION
MANAGEMENT PLAN
PURPOSE OF PLAN: The project management plan is a contract document that
identifies all major responsibilities and tasks involved in successfully completing the
project. It stipulates the person(s) responsible for all tasks and schedules and
benchmark dates projected for all tasks. The plan also provides the management team
with a tool for monitoring the project’s progress to help ensure its completion within the
timeframe established by Department of Housing and Community Development
(DHCD). It must be maintained and updated throughout the course of the project.
The components of the plan include, at a minimum the following:
1. Brief project description and project cost;
2. A management team roster with the roles and responsibilities of all persons involved
in the implementation of the project clearly identified;
3. The role of any housing rehab program board, façade improvement committee, or
private employers;
4. Outline of specific project benchmarks by which the administration and
implementation of the project will be tracked and analyzed. Benchmarks should be
specific dates by which tasks and subtasks will be completed;
5. The method by which local government officials, including the chief administrator of
the locality, will be kept informed of the status of the project;
6. The method by which the chief administrator and grant administrator will oversee
and monitor all aspects of the project to assure timely and effective implementation;
7. The process for review, approval and payment of invoices related to all project
expenditures;
8. A timetable for expenditure of administrative funds based on benchmark
accomplishments;
9. An identification of potential problems and complexities inherent in the project, and
an analysis of how these will be anticipated and mitigated; and
10. Signatures of, at a minimum, the locality’s chief administrator, grant administrator
and DHCD Community Representative.
2
PROJECT DESCRIPTION: The Town of Vinton has received a business district
revitalization grant from the Virginia Department of Housing and Community
Development (VDHCD). The purpose of the grant is to promote downtown revitalization
by eliminating physical and economic blight by improving the facades of 11 buildings,
improvements to sidewalks, streetscapes, municipal parking lot, Farmer’s Market lot,
installation of wayfinding signage, and keeping the planning strategies up to date. The
total project cost is $1,417,722; Department of Housing and Community Development’s
(DHCD) portion is $700,000.
FAÇADE COMMITTEE ROLE: The Board will not mandate specific rehabilitation
standards, but will instead work closely with each applicant and the consulting architect
to devise appropriate and consistent designs.
The Town will provide architectural services for façade improvements funded with
Community Development Block Grant (CDBG) Program funds. The project architect will
conduct a site inspection and consult with the owner in developing a façade design with
preliminary material and labor estimates.
If, after the architect reviews the property, the property owner wants to proceed, he will
need to finalize his participation in the project by submitting a formal application to the
Board. Applications will be available at Town Hall.
Priority will be given to those projects deemed most blighted, were already identified in
the project application phase, and to those property owners who will invest a higher
percentage of their own funds.
The Board may reduce CDBG funding levels for low-priority buildings in order to
conserve adequate funding to address the targeted buildings. In this event, the Board
will use a point-system to rank each storefront improvement. The job receiving the most
cumulative points will be funded first, and so on until all funds are exhausted.
Also, in partnership with the current Façade Improvement Program administered by the
Town of Vinton and County of Roanoke, funds can be leveraged for improvements.
MANAGEMENT MEETINGS: Monthly management team meetings will be held to
monitor all aspects of the project to assure timely and effective implementation. Local
government officials, including the chief administrator of the locality, will be kept
informed of the status of the project during the monthly management meetings. Any
potential problems will be identified during the meetings and a plan of action to address
the problems will be developed by the members of the team.
.
MONITORING OF PROJECT: The Project Manager will have bi-weekly meetings with
the Town Manager to go over project details, the progress of the project and possible
setbacks. These bi-weekly meetings will be in conjunction with the Management Team
having monthly meetings. The Project Manager will also have weekly meetings, either
by phone or directly, with the lead contractor and any sub-contractors as necessary.
3
The Project Manager will also visit the sites on a regular basis to review construction
progress.
REVIEW OF PAYMENTS: The Town’s procurement policy will be followed regarding
the purchasing of items and services over $30,000. For purchases or services of
$30,000 or less the procedures set forth for the CDBG Project will be followed.
Payments will then be reviewed by the Project Coordinator and then given to the Town
Manager for his signature. The Payment will be processed by the Finance Department
and signed by the Finance Director. A spreadsheet of budget reductions will be kept to
track the purpose for payments and the flow of money.
POTENTIAL PROBLEMS/COMPLEXITIES: As with any construction project
unforeseen problems and complexities are almost inevitable. Some of these with the
Vinton Downtown Revitalization Project include underground installation of wire and
cable, façade improvements (both construction and by-in from 11 property owners), and
streetscape improvements.
Another potential problem is with managing wage rates of construction companies.
Construction projects will have wage rates within the contract and established prior to
bidding. This will make sure all construction companies and professional services
comply with federal guidelines.
Any potential problems will be discussed by the Project Manager, Town Manager and
DHCD Representative as soon as realized. Then the complexity will be taken to the
Project Management Team for discussion with possible remedies where a consensus
plan will be formed.
CONTRACT ADMINISTRATION: The Town of Vinton has obtained Hill Studio to
proceed with construction and architectural contract work. They will be responsible for
sub-contractor management. The Project Manager for the Town of Vinton will be in
constant contact with Hill Studio on overall Construction Management and will review all
contracts to make sure they comply with DHCD policies.
ADMINISTRATIVE EXPENDITURES: Benchmark accomplishments will be in
accordance with the DHCD guidelines and listed in the Management contract.
4
PERSONNEL:
Name Affiliation Role
Brad Grose Town of Vinton Mayor
Chris Lawrence Town of Vinton Town Manager
Ryan Spitzer Town of Vinton Project Manager
Anita McMillian Town of Vinton Planning Director
Gary Woodson Town of Vinton Public Works Director
Stephanie Dearing Town of Vinton Human Resource Director
Lijah Robinson Town of Vinton Accounting Manager
Barry Thompson Town of Vinton Finance Director
Eddie Wells Regional Commission Senior Planner
Jill Loope Roanoke County Acting Econ. Dev. Dir.
Andy Morris Roanoke County Building Official
Mary Beth Layman Town of Vinton Special Programs Director
Bruce Mayer Town of Vinton Property Owner
Stephanie Brown Town of Vinton Business Owner
Mark Frye Town of Vinton Business Owner
Angie Lewis Town of Vinton Chamber of Comm. Dir.
Judy Cunningham Town of Vinton Property Owner
Diana Rosapepe Roanoke County Library Director
Patrick Hughes Hill Studio A/E Firm Representative
5
Project Responsibility Chart
Tasks Responsible
Person
Support
Person(s)
Target Completion
Date
ADMINISTRATION
Pre-contract Activities
Revise Budget & finalize activities
Ryan Spitzer
2/8/13
Programmatic agreement (DHR) Ryan Spitzer
2/8/13
Publish RROF/ERR Ryan Spitzer
2/8/13
Project Management Plan Ryan Spitzer
2/8/13
Finalize Façade Program Design Ryan Spitzer
2/8/13
Develop By-laws for Façade
Board
Ryan Spitzer
2/8/13
Pay for Performance Budget Ryan Spitzer
2/8/13
Document Private Investment Ryan Spitzer
Procure A/E Ryan Spitzer Chris Lawrence 1/1/13
Procure Management Services Ryan Spitzer
2/8/13
Grant Management
Execute CIG Contract Mayor Brad Grose
2/19/2013
Maintain Budget Ryan Spitzer Lijah Robinson Monthly
Maintain Management Plan Ryan Spitzer
Monthly
Project Reporting Ryan Spitzer As Needed
Monthly
Labor Compliance/EEO Ryan Spitzer Stephanie
Dearing
Monthly
Process Payments
Barry Thompson
Chris Lawrence
Ryan Spitzer
Lijah Robinson
Financial Record Keeping
Ryan Spitzer
Barry Thompson
6
Report use of Minority/Female &
Local contractors
Ryan Spitzer Stephanie
Dearing
Patrick Hughes
Attend Workshops/Meetings Ryan Spitzer Mary Beth
Layman
Monitor & Record Benefits
Ryan Spitzer
S. Dearing
Patrick Hughes
Monthly
Monitor Expenditure of Non-
CDBG Funds
Ryan Spitzer Barry Thompson
Lijah Robinson
Monthly
Project Compliance Reviews with
VDHCD/Staff
Ryan Spitzer Chris Lawrence
Complaint/Dispute Resolution S Dearing Ryan Spitzer
Management
Team
As needed
Project Closeout/Audit Mayor Brad Grose Chris Lawrence
Ryan Spitzer
Tasks
Responsible
Person
Support
Person(s)
Target
Completion Date
Façade Improvement Program
Meet with applicants prior to
beginning designs
Hunter Greene Marshall
McMillan-Zapf
March/April 2013
Pre-Design of Facades Hunter Greene Marshall
McMillan-Zapf
April/May 2013
Solicit Applications Ryan Spitzer Hunter Greene June 2013
Secure easements from building
owners
Ryan Spitzer Patrick Hughes July 2013
Develop Façade Design and
Preliminary Estimates and
present to Owners
Hunter Greene Marshall
McMillan-Zapf
August 2013
Prioritize Facades and Identify
Facades for Bidding
Ryan
Spitzer/Mgmt
Team
Hunter Greene Sept 31, 2013
Develop Preselected Bidder List Ryan
Spitzer/Mgmt
Team
Hunter Greene Oct 2013
Develop Bid Package Hunter Greene Marshall
McMillan-Zapf
Oct 2013
Legal Documents signed Ryan Spitzer Oct 2013
Bid Construction Hunter
Greene/Ryan
Spitzer
Nov 2013
Negotiate Contracts with Owner,
Contractor, Town
Ryan Spitzer Hunter Greene Dec 15, 2013
7
Award Contracts, Notice to
Proceed
Ryan Spitzer Hunter Greene Dec 16, 2013
Pre-Construction Conference Hunter Greene Marshall
McMillan-Zapf
Jan 2, 2014
Building Permit(s) Contractor Hunter Greene Jan 2, 2014
Change Orders Hunter Greene As needed
Final Inspection/Owner Approval Hunter Greene
Contractor Lien Release Hunter Greene
Final Payment Ryan Spitzer May 2014
Streetscape (lighting along 2 blocks of Pollard, 2 blocks of Lee, and Farmers Market)
Farmers Market area (green parking improvements, landscaping, lighting)
Gateway areas (Washington/Pollard Intersection and Virginia/Pollard Intersection
Wayfinding Signage (including branding design)
• Preliminary Plans prepared/
review by Town and Mgmt
team
• Brand developed/review by
Town and Mgmt team
Hill Studio: Patrick
Hughes
Hill Studio: David
Hill/Greg Webster
TOV: Ryan
Spitzer/Mgmt
Team
July 2013
Develop Construction Docs &
Specifications
Hill Studio: Patrick
Hughes
Hill Studio: Greg
Webster
Sept 1, 2013
Design review Town of
Vinton/Hill Studio
Sept 15, 2013
Permits/Approval (VDOT) Hill Studio Town of Vinton Oct 1, 2013
Wage Decision Ryan Spitzer DHCD
Advertise Hill Studio/Town
of Vinton
Patrick Hughes Oct 30, 2013
Pre-Bid Conference Hill Studio: Patrick
Hughes
Hill Studio:
Charlie Craig
Nov 15, 2013
Open Bids Hill Studio: Patrick
Hughes
Hill Studio:
Charlie Craig
Nov 30, 2013
Award Contract Chris
Lawrence/Town of
Vinton
Ryan Spitzer Dec 15, 2013
Pre-Construction Conference Hill Studio: Patrick
Hughes
Hill Studio:
Charlie Craig
Jan 15, 2014
Begin Construction Contractor Feb 1, 2014
Change Orders
Hill Studio: Patrick
Hughes
Hill Studio:
Charlie Craig
As needed
Partial Payments Hill Studio: Patrick
Hughes
Hill Studio:
Charlie Craig
As needed
8
End Construction Contractor
Final Inspection/Owner Approval TOV: Ryan
Spitzer
Hill Studio: Patrick
Hughes
Hill Studio:
Charlie Craig
Contractor Lien Release Hill Studio: Patrick
Hughes
Hill Studio:
Charlie Craig
Final Payment TOV: Ryan
Spitzer
2/9/2015
1
Town of Vinton
Downtown Façade Grant Program
Program Description
This project will provide grants of fifty percent (50%) to assist small businesses along
designated areas in the Town of Vinton with building façade and other general property
improvements undertaken in accordance with established design guidelines. This area is
based on the Community Development Block Grant (CDBG) proposal accepted by the
Virginia Department of Housing and Community Development (VDHCD). The design
guidelines address architecture, signage, landscaping, walls, lighting, veneers, awnings,
etc.
Location
To be eligible for a Façade Improvement Program reimbursement grant, a building must
be used in whole or in part for commercial purposes and must be located within the target
area. The target area coincides with the area bordered by Washington Avenue, Maple
Street, East/West Cleveland Avenue, 1st Street and Walnut Avenue West Lee Avenue,
and the Farmer’s Market. This only includes properties that are within the interior of the
boundary of this area.
2
Funding Amounts
Property Owners - 50% reimbursement of qualified expenditures based upon
CDBG Cost Audit.
Merchants - 50% reimbursement of qualified expenditures based upon
CDBG Cost Audit
Program Procedures
All exterior improvements shall conform to the Town of Vinton Commercial Façade
Design Guidelines and the applicable ordinances for the Town of Vinton. Interior
improvements are not eligible. Exterior improvements to the backs or sides of buildings
are eligible, subject to review by the Advisory Committee.
I. Architectural Design Services and Procedures
A. Applicants meet with the Town’s CDBG Manager to review the program
guidelines.
B. Property owner must consult and use the Town’s approved CDBG
architectural/construction firm(s).
C. The applicant shall prepare preliminary façade elevations illustrating proposed
renovations including signage, color, and materials in conformance with all
commercial façade design guidelines and standards. This submittal should be
simply prepared, clear and descriptive showing by drawing or narrative the
work to be done. Proposal should include working drawings, photographs of
the building or storefront, color and material palettes of the proposed project.
D. As part of the presentation, preliminary costs estimates should be included. A
Written contractor’s bids for work must be included. The total amount (budget
plus contingency) of the grant requested cannot exceed the amount presented
in the CDBG adopted budget.
E. Consultation meeting is arranged between the property owner and Project
Planner. Discussion will address the buildings architectural style, structural
recommendations, significance, and conformance with the Town of Vinton
Design Guidelines and Town zoning requirements.
3
II. Project Plan Review and Rebate Procedures
A. Project Planner shall review the application and determine if proposed
improvements conform to the Design Guidelines. If application is approved,
staff will direct the applicant to commence work.
B. An approved project packet must include: 1) signature by Town; 2) any
written conditions of approval; 3) the amount of eligible grant funds available
once all work is performed satisfactorily. Work cannot begin until the project
has been approved by the Town.
C. Final plans and specifications shall be submitted to the Planning and Zoning
Department for issuance of a building permit. All new signage shall require
issuance of a sign permit by the Planning and Zoning Department.
D. Changes to the originally approved design shall require re-approval by the
Town and in most cases re-approval by the Planning Department. Failure to
have alterations, revision or changes approved in advance by the
Planning Department will result in the termination of the Agreement and
forfeiture of the grant funds. Project Planner will make periodic informal
inspection of work to assure compliance with approved design and
conformance with Design Guidelines.
E. For reimbursement, once work is completed, applicant shall submit to the
Town detailed cost documentation, which may include canceled checks, paid
invoices, or payroll reports.
F. Project Planner will make a final on-site inspection to confirm improvement
compliance. If all work has been completed in compliance with the
improvement plans and the required building permits have been finalized, the
Town will process a request to the EDA for payment to disburse
reimbursement funds in accordance with the approved application.
4
Design Guidelines
Anatomy of a Building Facade
Storefront Design and Display
• Most facades consist of an architectural framework designed to identify individual
storefronts. Each storefront should respect this architectural framework and not
extend beyond it.
• Storefronts' design should be in keeping with a building's overall design.
Storefront elements -- such as windows, entrances, and signage -- provide clarity
and lend interest to facades. It is important that the distinction between individual
storefronts, the entire building facade, and adjacent properties be maintained.
• Individual storefronts should be clearly defined by architectural elements, such as
pillars, piers, or separations of glass.
• A horizontal band at the top of each storefront can serve as an appropriate
location for business signage.
• Storefront windows should be consistent in height and design with storefront
doors to create a cohesive appearance.
• Storefront windows should not be completely obscured with display cases that
prevent customers and pedestrians from seeing inside.
• Storefront windows should display products or services, local business logos,
hours of operation, and/or public service messages. Displays in both retail and
non-retail storefront windows that add color, texture, information, and/or visual
activity to the pedestrian experience are encouraged.
5
• "Transparent" storefronts are not necessary for some businesses, such as
professional offices. Nevertheless, even for such businesses it is preferable to
maintain the size of original storefront windows. Proprietors can provide
attractive window displays or install blinds. This solution contributes to the
vitality of the streetscape and is more flexible for future changes than permanently
blocking windows.
Sign Guidelines
Shoppers use signs mainly to identify the names and locations of businesses but signs can
also convey an image as well as a direct message. Restrained and tasteful signs suggest a
high-quality business. A jumble of oversized and competing signs- even on a single
downtown façade- can confuse the customer. With signs, bigger is not always better.
• Wall signs shall not exceed the height of the building cornice.
On street façade signs and display ads shall not exceed 10% of each main floor
façade area
• Wall signs should be flush-mounted or painted directly upon the flat surface of
the building.
• Wall signs should be places in traditional locations in order to fit within
architectural features for example:
Above transoms
On cornice fascia boards
Below cornices
• Brackets for projecting signs should be located under a second floor windowsill or
a maximum of 15 feet from the street level.
• Projecting signs shall be no larger than 12 square feet in area.
• The use of sign symbols, logos, and cutouts, particularly in projecting signs is
encouraged.
• Symbolic and historic three-dimensional signs such as barber shop poles and
appropriately-sized projecting signs are encouraged. Signage should have the
capability of being lit in the evening, although the source of light must not be
visible to motorists or pedestrians.
• Signage permanently painted on glass is encouraged when up to 10% of glass
area.
• When more than two businesses occupy the same building, identifying signs
should be groups together in single panel. Similar letterforms and backgrounds to
make up a directory should also be used.
• Sign materials should be compatible with materials used in the building. Painted
wood and metal are particularly encouraged because these materials convey
durability. Individual letters affixed directly to a sign frieze may be used.
• Signs shall be directly or indirectly illuminated, or shall have separately backlit
letters. Internally illuminated signs are strongly discouraged.
• Neon signs shall be used in building interiors only. The use of neon on the
building exteriors is strongly discouraged.
• Spot lighting to draw attention to sign and architectural details is encouraged.
• Light spillage on adjacent properties is strongly discouraged.
6
• Signs based upon designs, materials or features in use earlier or later than the
construction date of the building, are discouraged.
Awnings, Canopies and Marquees
• Awnings, canopies and marquees provide a secondary location for signage. They
add color and interest to building storefronts and facades and can be used to
emphasize display windows and entrances. They also serve to protect pedestrians
and display windows from the sun and rain.
• Awnings, canopies and marquees consistent with local character and building
type are encouraged.
• Awnings should reflect the overall facade organization of a building. Awnings
should be located within the building elements which frame storefronts.
• Important architectural details should not be concealed by awnings, canopies or
marquees.
• Awnings on a multiple-storefront building should be consistent in character, scale,
and location, but need not be identical.
• Awning shapes should relate to the shape of the facade's architectural elements.
• The use of traditionally shaped awnings is encouraged, when appropriate.
• Creative or unusually-shaped awnings should be designed with considerable care.
• If possible, top edges of awning shall be mounted to align with the top of the
transom or with the framing above the main display window.
• Fabric awnings are encouraged. Canvas and fire-resistant acrylic are preferred
awning materials. The use of vinyl or plastic as awning materials is discouraged.
• The use of awning valances for signs is encouraged.
• Retractable or operable awnings are not encouraged.
• Long expanses of awning should be broken into segments that reflect the door or
window openings beneath them.
Roofs and Parapets
• Rooflines should mimic the separate yet complementary rhythm of historic
buildings.
• Flat roofs (slightly sloped to drain) are preferred with parapets that articulate the
rhythm of the buildings. Parapets should be embellished with brick detailing and
stepped or sloped to achieve a visually interesting yet harmonious sequence along
the building façade.
• Sloped roofs are not allowed unless the roof form is concealed by a parapet or
false front. Exceptions may be granted if the sloped roof is used on top of a multi-
story building to help reduce the overall height of the façade and define the
residential character of the upper floors.
Doors and Entrances
• Primary entrances should be clearly marked and provide a sense of welcome and
easy passage from exterior to interior. Whenever possible, they should be located
on the front of buildings.
• Side entrances should be located as close to the street front as possible.
7
• Recessed doorways are encouraged; they provide cover for pedestrians and
customers in bad weather and help identify the location of store entrances. They
also provide a clear area for out-swinging doors and offer the opportunity for
interesting paving patterns, signage, and displays.
• New store entrances must be accessible to the physically disabled. Renovation of
existing entrances is encouraged.
• Loading and service entrances should be located on the side or rear of buildings,
whenever possible. They should be screened from public ways and adjacent
properties to the greatest extent possible.
Windows
• Whenever possible, a building's original window pattern should be retained.
Avoid blocking, reducing the size, or changing the design of windows. Windows
should be used to display products and services, and maximize visibility into
storefronts.
• Window openings that have been blocked or screened by concrete block, brick or
plywood etc. should be reopened to reestablish the original rhythm of the façade.
• Commercial storefront windows traditionally tended to be large at the ground-
floor level. During renovation or new construction, this approach is encouraged.
• If ceilings must be lowered below the height of storefront windows, provide an
interior, full-height space immediately adjacent to the window before the drop in
the ceiling. This lets more light into the storefront and allows the retention of
larger windows.
• Wood is strongly recommended as replacement door frame and wind frame
material.
• Try to retain or increase window transparency whenever possible. Replace
reflective or dark tinted glass with clear glass, if possible. In general, dark glass
alienates pedestrians from the business activity inside a storefront and reduces the
impact of window displays.
• Avoid installing opaque panels, such as metal, wood, and/or other materials, to
replace clear glass windows.
• Windows with multiple, small-paned windows should be avoided unless they are
historically appropriate to the building style, or integrate well into the overall
design.
• Do not use Plexiglas or other replacement materials instead of glass.
• Safety glass is required when windows are 18" or less from the ground.
• Fix broken windows immediately. Broken or boarded windows negatively impact
business and the district.
• Avoid using window openings for mechanical equipment (such as air
conditioners, louvers, air exhausts)
8
Exterior Lighting
• Exterior lighting should highlight building elements, signs, or other distinctive
features rather than attract attention to the light fixture itself. Lighting that attracts
attention to itself, such as neon tubing surrounding display windows, should be
avoided.
• In order to maintain an attractive image, exterior building lighting should be
appropriate to the building's architectural style.
• Building lighting should provide an even illumination level. Avoid flashing,
pulsating, or similar dynamic lighting that poses a hazard to motorists.
• Avoid lights which glare onto streets, public ways, or onto adjacent properties.
• Provide indirect lighting whenever possible.
• The creative use of neon in individual circumstances is encouraged. Because these
guidelines strive to promote a unique character for the Town of Vinton, the use of
nationally distributed neon signs that promote brand name goods is discouraged.
Exterior Materials
• Facade design should be complementary to a building's original materials as well
as to those of adjacent buildings.
• Terra cotta, brick and stone convey permanence and should be used when
architecturally appropriate.
• When using new brick, care should be taken to match the color and type of
original brickwork.
• Painting brick is not encouraged but will be reviewed on a case-by-case basis.
• Use of decorative concrete block, applied false-brick veneer, vinyl or aluminum
siding is discouraged. Other materials made to either imitate exterior finish
materials or used to cover original architectural features is also discouraged.
• Materials used near sidewalks and adjacent to building entrances should be highly
durable and easily maintained while compatible with other exterior building
materials.
• The surface cleaning of structures should be done by the gentlest means possible.
Sandblasting and other cleaning methods, such as chemical washes, that will
damage exterior building materials and features should not be undertaken.
• Existing cornices and/or building caps should be retained where possible and
repaired as needed.
• When applied cornices have been removed, encourage replacement of the historic
cornice if feasible. If replacement is not feasible, design a simplified cornice to
define the top of the building and maintain the visual unity of building tops along
the block.
9
Building Systems
• A building's mechanical, electrical and plumbing systems should be concealed
completely from view from the street or sidewalk. If such equipment cannot be
concealed, efforts should be taken to minimize their visual impact on building
facades.
• Rooftop equipment should be hidden by a screening device so as not to be visible
from the street and sidewalk.
• Avoid placing air-conditioning units in windows or any other openings facing
onto the street. Units located in non-window openings are acceptable if they are
flush with building walls. They should be screened with a decorative grill or any
grill appropriate to the storefront design. Air-conditioning units should not drain
onto pedestrians passing below.
• Downspouts and other drains should be kept clear and well-maintained.
Landscaping
• Landscaping treatments should be used to enhance the pedestrian experience,
complement architectural features and/or screen utility areas.
• The use of flower boxes, planters and hanging flower baskets is encouraged
Acceptable Colors:
• A façade design should employ a limited palette of complimentary colors, which
if possible do not clash with the schemes of adjacent buildings. Extremely bold,
intense color schemes and primary colors should be avoided.
• A color palette of earth tones, such as rich burgundy, taupe, rose shades, clay
brick tones, beiges, and greens is desired.
• Program participants may choose up to four colors for a single building (one or
two body colors, one or two trim colors, and one accent color; these may be the
same or different). Architectural elements on the building facade, such as
canopies, balconies, and arcades, shall be in the same color as one of the four
chosen building colors, except where constructed with a permitted material such
as stone or brick that is left unpainted.
The Use of the Following are Strongly Discouraged:
• Internally lit and or plastic awnings
• Internally lit signs
• Flashing signs
• Pedestal signs and pole-mounted plastic signs
• Mass-produced blow mounted plastic signs
• Billboards of all types and sizes attached or free-standing
• Portable trailer signs
• Historically incompatible canopies, awnings, and imitation mansard roofs made
of metal, rough-sawn wood, plastic, shakes, or asphalt roofing.
• No vending machines dispensing food or drinks shall be permitted on the exterior
of any structure.
10
Strongly Discouraged Materials on Visible Surfaces:
• Vinyl or aluminum siding
• Asphalt, or fiberglass shingles
• Structural ribbed metal panels
• Corrugated metal panels
• Plywood sheathing
• Plastic sheathing
• Structural glass, unless used to replicate a 1940s-1950s storefront design
• Reflective or moderate to high grade tinted glass
Office of Economic Development
Revolving Loan Program Guidelines
(Plan and Administrative Program Manual)
311 SOUTH POLLARD STREET
VINTON, VA 24719
www.vintonva.gov
(540)343-1508
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Office of Economic Development
Revolving Loan Program Guidelines
The Town of Vinton provides low-interest loans to qualifying for-profit businesses undertaking
certain types of projects designed primarily to create or retain jobs within the. The loans, which
generally range from a minimum of $10,000 to a maximum of $50,000, may be used to purchase
real property, fixtures, machinery, and equipment. The loans may also be used for working
capital and to remodel existing buildings. Loan terms vary from a maximum of 10 years for
fixed-asset financing to a maximum of 5 years for non-fixed asset financing. The Town of
Vinton’s loans are designed to leverage private investment and equity. Borrowers are required to
contribute a minimum of 10% of the total project cost, with the Community Development Block
Grant (CDBG) monies funding the remaining balance of the loan. All Town of Vinton loans
must be secured by adequate collateral. Personal guarantees and key man life insurance may be
required. Borrowers must obtain all business licenses required by the Town of Vinton and must
be current on all taxes owed to the Town of Vinton prior to loan closing. Borrowers will
generally be expected to create or retain one full-time equivalent (FTE) job for every $25,000 in
loan proceeds within two years of loan closing. To apply for a loan from the Town of Vinton,
please complete the following application. Return the fully completed application and all
required attachments, along with a $75 non-refundable application fee to the address listed
below. Additional information may be required after initial review of the application. Loan
applications will be submitted to the Town of Vinton Loan Review Committee for review and
approval on a monthly basis.
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ADMINISTRATOR
Town of Vinton, Virginia
AREA OF OPERATION
Downtown Economic and Revitalization Program area: This area is bordered by Washington
Avenue, South Maple Street, West Cleveland Avenue, 1st Street, Walnut Avenue and West Lee
Avenue to include the Farmer’s Market.
PURPOSE
To create and retain jobs in the Town of Vinton by stimulating new private investment by
offering financing which may be subordinated to conventional bank financing.
TYPE OF FINANCING
Revolving Loan Fund (RLF) for working capital and fixed asset loan.
ELIGIBILITY
The applicant must be a Vinton small business, property owner, or have a current or pending
lease, or sales contract for an eligible site in the Town of Vinton Central Business District. A
small business as defined is a business which is at least 51% independently owned and controlled
by one or more individuals who are U.S. citizens or legal resident aliens, and together with
affiliates, has 50 or fewer employees, or average annual gross receipts of $1 million or less
averaged over the previous three years. Loans will not be granted to applicants operating a
home based business.
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AMOUNT
Minimum generally $10,000
Maximum generally $50,000
Maximum of $25,000 of loan amount per each job created or retained.
USES
• Land acquisition: Including engineering, legal, grading, testing, site mapping and related costs
associated with acquisition, plan and site preparation.
• Building acquisition: Acquisition, construction and rehabilitation of buildings
• Purchase of machinery, office equipment and supplies, and/or other associated assets
• Working Capital: Limited to 30 percent of total loan portfolio.
TERMS
• Machinery and equipment -- Up to five (5) years
• Land and facilities -- Maximum of seven (7) years
• Operating Capital -- Up to five (5) years
INTEREST RATE
The interest rate will be established by the Loan Review Committee based on the Prime Rate as
reflected in the Wall Street Journal. However, the interest rate for the loan programs will be fixed
for the duration of the loan. At the discretion of the Loan Review Committee, the interest rate
may vary to reflect the risk and the economic or community benefits of the specific project. In no
event, however, shall the rate be less than 50 basis points below the prime interest rate.
APPLICATION PROCESS
Application forms and instructions may be obtained from the Vinton Economic Development
Office at 311 S Pollard St., Room 109, Vinton Va. 24179. The applicant must present a valid
business license from the Town of Vinton at the time of application. A revolving Loan Review
committee comprised of loan financial and economic development professionals reviews the
completed form and makes recommendations as to the final approval.
LOAN SELECTION AND APPROVAL PROCESS
1) The Project Manager will be responsible for ensuring that all applications are fully completed,
signed and forwarded to the Loan Review Committee with recommendations. The Loan Review
Committee is comprised of the Vinton Town Manager, Vinton Treasurer/Finance Director, one
representative of the Vinton Town Council, two representatives of banks located within the
Town of Vinton, and two business owners (one from the grant area and one from outside the
grant area).
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2) At every regular meeting and prior to any action taken on the RLF applications, the Loan
Review Committee will review the current financial condition of the Program Fund. The Project
Manager will provide information on the total value and liquidity of the Fund assets and total
liabilities. This information shall be derived from periodic financial reports.
3) If the amount of the loan request exceeds available funds, the Economic Development
Director shall assign a numerical ranking or preference ranking to each application based upon
the characteristics of the applicant. In instances where funds are limited, priority preference shall
be given to minority-owned business applicants and/or business employing LMI individuals.
4) The Loan Review Committee, at its regular meeting, will act on every loan application
received by the Project Manager, subsequent to the previous meeting, by either denying or
approving the application. If there is no motion to approve or no second to the motion to
approve, then the application shall be deemed to be denied. The Committee shall also stipulate
the interest rate and the terms of the loan. If any applications are approved, the Committee will
instruct the Project Manager to prepare information to be presented to the full Committee for
approval or denial.
5) If any applications are approved by the Committee, the Project Manager will forward present
the application to the Project Management Team for final approval.
COSTS AND FEES
1) Application Fee - a fee of $75 will be paid by each applicant at the time of submission of the
application to the Town.
ELIGIBLE COSTS
1) Land and associated costs necessary to its acquisition and preparation.
2) Building and associated costs necessary to acquire, construct and/or rehabilitate.
3) Equipment and associated costs necessary for the acquisition and installation of machinery
and equipment.
4) Other costs contributing to the value of project's fixed assets, such as sales and use taxes and
interest on interim construction financing.
5) Adequate and appropriate contingency reserve.
6) Working capital (including inventory- Loan requests for working capital will be viewed on a
case-by-case basis and will generally be subject to higher underwriting standards than a loan
request to fund the above items.)
7) Infrastructure costs.
8) Reasonable relocation costs, except where prohibited by Loan Requirements
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LOAN REQUIREMENTS
Prior to disbursement of funds, the Program Manager will require the Borrower to provide
assurances as detailed in the Plan and;
1) The proposed project(s) is located within the CDBG Project area of the Town of Vinton,
Virginia.
2) Uses of RLF will be consistent with the economic development plan of the Town.
3) Barring exceptional circumstances, the minimum loan amount will be $10,000 and the
maximum will be $50,000.
4) Projects involving construction shall be in compliance with all federal, state and local codes
and regulations.
LOAN CONDITIONS
In making loans, the Loan Review Committee shall apply the following conditions:
A. General
1) Financial assistance may not be extended if total financing is otherwise available from private
lenders or other agencies on terms which, at the opinion of the Loan Review Committee, will
permit the accomplishment of the project. However, applicants are encouraged to maximize the
participation of other private sources for project financing.
2) There is reasonable assurance of repayment of the loan, giving full consideration to special
impacts of the objectives of the Program.
3) Security may be required as is determined necessary by the loan counsel.
4) The Loan Review Committee will normally require personal guarantees of the borrower(s)
and/or principal(s), as may be necessary to properly secure the loan.
5) The Applicant will be required to comply with the stated reporting requirements. (See
attached forms.)
6) If applicant ceases doing business or relocates its principal place of business outside the limits
of the Town of Vinton, the Loan Review Committee, at its option upon 30 days prior written
notice, may declare the entire principal balance of the Note and all accrued interest together with
all applicable fees, costs and charges, if any, immediately due and payable to the Town of
Vinton.
7) The Borrower needs to stay in business for two operating seasons.
8) The Borrow shall submit financials to the Loan Review Committee from time to time based
on the type of business operation and on request from the Loan Review Committee.
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B. Loan Terms
1) The term of a fixed asset loan shall ordinarily be no greater than the weighted average useful
life of the fixed asset(s) of the project; however, in no case may a fixed asset loan be made for a
term of more than ten (10) years.
2) The term of a full working capital loan or a loan where a majority of the proceeds are used for
working capital shall not exceed five (5) years.
3) Except at the discretion of the Loan Review Committee, the maximum loan-to-project costs
shall not exceed 90% and generally no more than 30% of the loan proceeds shall be used for
working capital.
SECURITY REQUIREMENTS
1) Security may be required generally in the form of liens against real estate and machinery and
equipment, and/or the direct assignment of awarded Grants and/or the assignment of awarded
government contracts and/or other security the Loan Review Committee deems appropriate.
2) Normally each loan shall require personal guarantees of the borrower(s), principal(s), and/or
their spouses as may be necessary to properly secure the loan.
3) Adequate insurance coverage of the collateral shall also be required.
4) If a business is leasing a building or a portion thereof, a landlord’s lien wavier shall be
required at the time of closing unless waived by the Loan Review Committee at its sole
discretion.
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Office of Economic Development
REVOLVING LOAN FUND APPLICATION
The Company must meet the attached Program criteria before they can be considered eligible for a “Town of
Vinton Revolving Funds Program” Loan. All information on this application must be completed to the
satisfaction of the Town of Vinton Economic Development Office, or it will not be considered complete. Once
it is complete, the request will be processed according to the attached steps. A non-refundable application fee
of $75.00 is required at time of application filing. A commitment fee equal to one percent (1%) of the loan
amount, less the paid application fee, will be due and payable on or before the loan closing.
THE COMPANY:
Company Legal Name:
___________________________________________________________
Federal ID Number: ___________________________ SIC Code: ___________________
Address: ___________________________________________________________________
Phone Number: __________________________ Fax: _____________________________
Legal Counsel: _________________________________________________________________
Address: ___________________________________________________________________
Phone: _________________________________ Fax: _____________________________
Accountant: ___________________________________________________________________
Address: ___________________________________________________________________
Phone: _________________________________ Fax: _____________________________
BUSINESS FORM:
( ) Corporation State: _________ Year Incorporated: __________________
( ) Partnership State: _________ Year Incorporated: __________________
( ) Sole Proprietorship Years. Established: __________________________
9 | P a g e
PRINCIPALS:
a. Attach as “Schedule A” – Prepare a schedule with the names, addresses and business
affiliations and percentage of ownership of all principals (officers, directors, shareholders
or partners with ownership of 5% or more) and their relationship to the Company.
b. Attach as “Schedule B” – Prepare a schedule with the resumes of the principals and
officers including name, address, phone number, date of birth, business experience,
education position in the Company, employment history, length of association with
Company, salary and other compensation and outside directorships.
c. Is the Company presently in any litigation, which would have a material effect on the
Company’s financial solvency? ( ) Yes ( ) No (if yes, provide details.)
d. Has the Company or any of the management of the Company or its affiliates, or any
other concern with which such management has been connected, ever been involved in
bankruptcy, creditor’s right’s or receivership proceedings or sought protection for
creditors?
( ) Yes ( ) No (if yes, furnish details.)
e. Have the management or principal stockholders of the Company ever been charged
with or convicted of any felony, or misdemeanor other than minor traffic offenses, or
been in the management of or stockholders in any firm or corporation convicted of any
felony? (This information will only be used for the purpose of evaluating the business
reputation of the Company and its principals, as required by law.)
( ) Yes ( ) No (if yes, furnish details.)
BUSINESS HISTORY
a. Attach as “Schedule C” – Attach a narrative history of the Company and a description
of its method of operations. For businesses in operation less than two years, a copy of the
applicant’s resume which details work experience. Also, a copy of a Business Plan
that shows an understanding of the structure, operations, management and the unique
problems and trends of the business.
This narrative should include, but not be limited to, the items listed below. In particular,
the narrative should include a discussion of any significant developments in the
Company’s background which may be reflected in the financial statements submitted
with this application.
♦ Present number of employees (full and part-time)
♦ Products, relative sales, volumes of each and contributions to profitability (%)
♦ Types of customers, major accounts, particularly those accounting for more than 10%
of sales, with contact, telephone number and description of products.
♦ Areas and methods of distribution, market share.
♦ Principal competitors
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♦ Principal suppliers, particularly those accounting for 20% or more of basic
requirements for operations, with contact, telephone number, and description of
products supplied, discussion of supply problems experienced or anticipated and how
they have been/will be dealt with.
♦ Discussion of work stoppages or labor disputes and how resolved.
♦ Research and Development programs, importance to Company.
♦ Dependence on energy sources.
♦ Location, size, and operations of Company’s present facilities.
BUSINESS RELATIONSHIPS:
a. Attach as “Schedule D” – Attach a list of the names and addresses of all concerns, if
any, that may be regarded as parent companies, subsidiaries or affiliates of the Company
or related Company (as defined in Section 267, 107, and 1562A of the Internal Revenue
Code of 1954 as amended) including concerns in which the Company, or any of its
principals, as indicated above, holds an interest greater than 5%.
Indicate the nature of the relationship, the amount of ownership, and the trade or other
relationship with the organization listed. If “none”, so state.
PROJECT:
Project Objectives – Attach as “Schedule E”
a. What are the specific reasons for project. Include: production, sales, earnings and
employment objectives. (Specify number of employees in first and second year
following completion of the project, with rationale for why the positions will be created.)
b. Will this project result in expansion of the Company’s markets, geographically or to
other types of buyers? Describe.
c. Will this project result in marked changes in the way in which the Company now
operates as described in Schedule C? Explain.
Project Description – Attach as “Schedule F”
a. Include address and a complete narrative physical description of the project and its
location. Include discussion of or attach the following:
♦ Plot plan, showing existing/proposed improvements, easements, etc. (i.e. with
dimensions)
♦ Description of land improvements/status of sewers, water, etc. (i.e. to be made)
♦ Description of neighborhood, including zoning, available utilities, transportation.
♦ Plans and specifications for construction/renovation (specify size of building)
♦ Construction/occupancy schedule
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♦ Complete description of machinery and equipment (if part of the project), its use in
Company’s operations, useful life of each unit. Certain items, e.g. office furniture
and equipment, etc. which will not be financed.
♦ State the name of the entity to own the project. If other than Occupant Company,
describe relationship, including names of principals and percentages of ownership of
entity owning project.
Have any funds been expended to date on the project for which this application is made?
( ) Yes ( ) No
a. If yes, please attach schedule showing details of such disbursements (date, purpose,
payee, etc.)
b. Does the Company plan to occupy 100% of the Project? ( ) Yes ( ) No
If no, explain: ___________________________________________________
_______________________________________________________________
_______________________________________________________________
Set forth in the details of the project costs and the seniority of liens and how and from
what source the proposed project is to be financed. Attach the following to the section
titled “Project Costs and Financing”.
a. Copies of executive contracts of sale of real estate – contingent upon Fund financing.
Contract must be in effect at the time of loan approval.
b. Contractor’s estimate for construction or renovation. (on letterhead and signed)
c. List of machinery and equipment to be acquired and itemized suppliers’ estimates or
quotations. (on letterhead and signed)
FINANCIAL INFORMATION:
Include with this application for the Company and affiliates or subsidiaries with which
the Company has trade or other relationships as outlined in “Schedule D” hereof the
following schedules.
a. “Schedule G” – Typed profit and loss statements and balance sheets for the last three
(3) fiscal years prepared by a Certified Public Accountant (CPA).
If CPA statements are unaudited, statements must be accompanied by a sworn
certification by an officer of the Company, that such financial information reflects the
true and accurate condition of the Company’s finances. The applicant should prepare a
spread sheet of each of the financial statements for the three (3) year period.
12 | P a g e
If the most recent statement is more than four (4) months old at the time of the
application provide typed interim statements in form similar to the annual statements.
Attach statements covering the same period for the immediate prior year.
In the event historical statements have not been prepared by a CPA, tax returns must be
submitted.
Annual and interim statements must include or be accompanied by separate expense
schedules for Cost of Goods Sold, Selling and General Administrative Expenses,
including:
♦ Depreciation and amortization expenses on standard depreciable terms
♦ Officers salaries and all other salaries
♦ Dividends
b. “Schedule H” Type projected income statement and balance sheet for three (3) years
(statement must include, as separate line items, projected interest and depreciation
expenses associated with the proposed project), commencing with the end of the most
recent fiscal year, in the same form and including the same items indicated above.
Include a projection of capital expenditures for the period, purpose and how proposed to
be financed. (attach narrative explaining rationale used)
c. “Schedule I” Projected cash flow statements, by quarters, for the first year of
operation in the project. (attach narrative explaining rationale used)
d. “Schedule J” Detail of each outstanding debt at the date of the current statement,
including:
♦ Installment loans
♦ Officer or shareholder loans
♦ Notes and mortgages payable
♦ Capitalized leases
For each outstanding debt show original amount, date incurred, to whom payable, present
balance, interest rate, maturity date, monthly payment, security, and whether current or
delinquent. The applicant must provide a sworn notarized statement that these are the
only outstanding debts.
e. Projected real estate taxes for the first year of operation in the project; a brief
explanation of any tax abatement programs expected to be used.
f. Attach as “Schedule K” Signed personal financial statements for each proprietor,
partner, officer and stockholder with 20% or more ownership of the Company. (Those
holding less than 20% may be required to submit statements at a later date if considered
necessary following review of application.)
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g. Provide bank references (including account number and the name and phone number
of the bank official handling the account.)
____________________________________________________________________
____________________________________________________________________
____________________________________________________________________
h. The Fund may require additional security in the form of Collateral Mortgages or
Security Interests. Please list below any additional collateral available for such security
(not including personal residences)
Cost Net Book Value Present Liens &
(Cost less Depreciation) Mortgage Balances
Land &
Building __________ _________________________ __________________
Machinery &
Equipment __________ _________________________ __________________
Other __________ _________________________ __________________
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EMPLOYEE INFORMATION:
1. Does the Company warrant it is in compliance to the best of its knowledge, with all federal
and state laws dealing with equal employment opportunity and the hiring of illegal aliens?
( ) Yes ( ) No
2. Employment Projections at the end of:
Title of Salary Current 1st Year 2nd Year
Position Range No. % No. % No. %
________________ __________ ____ ____ ____ ____ ____ ____
________________ __________ ____ ____ ____ ____ ____ ____
________________ __________ ____ ____ ____ ____ ____ ____
________________ __________ ____ 100 ____ 100 ____ 100
ENVIRONMENTAL WARRANTIES:
The Company represents and warrants as follows:
The Company is not in violation of, and has complied with and shall continue to comply with all
applicable environmental and land use laws. The Company is not currently under investigation
by the Virginia Department of Environmental Quality and/or the United States Environmental
Protection Agency. The Company is not currently operating under an Order on Consent with
either agency. The Company represents that after diligent review, it is not aware of any situation
that would, with the passage of time or otherwise, give rise to any liability under any law for the
protection of the environment.
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PROJECT COST AND FINANCING
PROJECT COST
Realty Cost Amount
♦ Acquisition of real property ______________
♦ Construction of new building ______________
♦ Renovation of existing building ______________
♦ Expansion of existing building ______________
♦ Miscellaneous (specify)
____________________________________________________________________
____________________________________________________________________
Total Realty Cost $_____________
Machinery & Equipment Cost
♦ Acquisition of machinery & equipment ______________
♦ Installation ______________
Miscellaneous (specify) ________________________ ______________
Total Machinery & Equipment ______________
Total Project Cost ______________
Realty Financing:
Order of Name of Amount % of Interest Term
Lien Preference Participant Total Rate
_________________ __________ _________ ____ _______ __________
_________________ __________ _________ ____ _______ __________
_________________ __________ _________ ____ _______ __________
Totals _________ 100%
Machinery & Equipment Financing:
% of Interest
Lien Preference Participant Amount Total Rate Term
_________________ ___________ _________ ____ ________ __________
_________________ ___________ _________ ____ ________ __________
_________________ ___________ _________ ____ ________ __________
Totals _________ 100%
Total Project Cost $_____________________
Total Fund Financing Request $__________________________
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Additional Financing Requirements and Attachments
1. The Fund may require a 10% cash equity contribution to the total project cost.
2. The Fund may require other lenders to be a part of the total financing package.
3. If other lending institutions or parties are involved the Fund requires commitment letters of
contingency commitment of project financing from them.
4. The Fund reserves the right to set its own loan rate, terms and conditions.
5. The applicant shall incur all legal and accounting costs associated with preparing this
application, and any loan agreement costs whereby these services are needed or required by the
applicant.
Applicant, Execution, Verification and Contents Thereof
a. Every application for financial assistance from the Fund shall be in writing and shall
be executed and verified by the Company.
Authorized Signatures:
I understand that the Fund reserves the right to independently verify any or all of the information
supplied herein, and may refuse to approve the application should any of the information
provided prove to be false or misleading.
Dated: _______________________ __________________________________
President / Occupant
____________________________being duly sworn, deposes, and says: That s/he is the President of
______________________________ the Project Occupant (the Company) described in the foregoing application:
that s/he has read the foregoing application and knows the contents thereof; that the same is true to his/her own
knowledge except as to matters therein stated to be alleged upon information and belief, and as to those matters s/he
is in compliance with and all federal and state legislation dealing with equal employment opportunity and the hiring
of illegal aliens; and that the execution of this application has been duly authorized by the board of directors of the
Company.
____________________________________
Notary Public
Sworn to before me this _____ day of ______________________, 20___
Meeting Date
February 19, 2013
Department
Council
Issue
Highway Safety Commission Report
Summary
In response to citizens concerns regarding traffic issues, the Highway Safety Committee has
reviewed each issue and is presenting two of them to Council for their review. The attachment
contains more detail about the issues.
Attachments
Staff Recommendations
Recommendations
Council approval
Town Council
Agenda Summary
Meeting Date
February 19, 2013
Department
Finance
Issue
General update on revenues for FY2013-2014
Summary
Barry Thompson, Finance Director/Treasurer will give an update on the projected revenues for
FY2013-2014
Attachments
None
Recommendations
No action required
Town Council
Agenda Summary